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Policies for the Inclusion of Pregnant Women in Research: Results from an International and a US Study 孕妇纳入研究的政策:来自一项国际和一项美国研究的结果。
Q2 Social Sciences Pub Date : 2025-12-31 DOI: 10.1002/eahr.70000
Anne Drapkin Lyerly, Renee Muthakana, Aliyah Webster, Jason Lee, Stephanie Moss, Madeleine Fairey, Allyson Riddle, Min Shi, David B. Resnik

Leading medical organizations have called for advancement of pregnancy-specific research to reduce harmful evidence gaps. However, meeting this objective poses ethical, legal, and policy dilemmas for investigators, oversight committees, academic institutions, and sponsors. To better understand the extent to which policies may facilitate or hinder the inclusion of pregnant women in research, we conducted two studies: an international study of laws, regulations, and ethical guidelines from a diverse sample of 59 countries and a study of policies from 84 top-funded US research institutions. We found that most policies use risk-based criteria for determining whether pregnant women should be included in research. Among countries with inclusion policies for pregnant women, 76% had risk-based policies (i.e., inclusion is based on risks and benefits to the pregnant woman and/or fetus), 13% had inclusionary policies (i.e., pregnant women should or must be included in research unless there is a valid scientific or ethical reason for exclusion), and 11% had exclusionary policies (i.e., pregnant women should or must be excluded from research unless there is a valid scientific or ethical reason for inclusion). In the US study, 96% of institutions had risk-based policies, 3% had exclusionary policies, and 1% had inclusionary policies. We also found that many policies referred to pregnant women as vulnerable. To promote fair and responsible inclusion of pregnant women in research, academic institutions, sponsors, and oversight agencies should adopt and implement policies with inclusionary language and refrain from referring to pregnant women as vulnerable.

领先的医疗机构呼吁推进针对怀孕的研究,以减少有害的证据差距。然而,实现这一目标给研究者、监督委员会、学术机构和赞助者带来了伦理、法律和政策上的困境。为了更好地了解政策在多大程度上可能促进或阻碍孕妇参与研究,我们进行了两项研究:一项是对59个国家的不同样本的法律、法规和伦理准则的国际研究,另一项是对84个美国顶级研究机构的政策的研究。我们发现大多数政策使用基于风险的标准来确定是否应该将孕妇纳入研究。在制定孕妇纳入政策的国家中,76%的国家制定了基于风险的政策(即,纳入是基于孕妇和/或胎儿的风险和利益),13%的国家制定了纳入政策(即,除非有有效的科学或伦理理由,否则孕妇应该或必须被纳入研究),11%的国家制定了排除政策(即,除非有有效的科学或伦理理由,否则孕妇应该或必须被排除在研究之外)。在美国的研究中,96%的机构有基于风险的政策,3%有排他性政策,1%有包容性政策。我们还发现,许多政策将孕妇视为弱势群体。为了促进孕妇公平和负责任地参与研究,学术机构、赞助者和监督机构应采用和实施具有包容性语言的政策,避免将孕妇称为弱势群体。
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引用次数: 0
Mandating Evidence-Based Informed Consent Practices: A Critical Engagement with IRB Leader Focus Group Findings 强制基于证据的知情同意实践:与IRB领导焦点小组调查结果的关键接触。
Q2 Social Sciences Pub Date : 2025-12-31 DOI: 10.1002/eahr.60029
Meredith V. Parsons, Erin D. Solomon, Kari Baldwin, Jessica Mozersky, James M. DuBois

Evidence-based informed consent practices—such as writing in plain language, formatting for readability, and assessing understanding using validated instruments—are underutilized in research practice. Yet the Common Rule does not specifically require the use of evidence-based informed consent practices. In this paper, we explore the wisdom of mandating evidence-based informed consent practices either at the institutional or federal level. In the first part, we share findings from a series of six focus groups with leaders of institutional review boards (IRBs) about mandating evidence-based informed consent practice. In general, IRB leaders had positive views toward plain language and optimal document formatting but were skeptical about validated assessments of participant comprehension of consent information. They generally opposed federal and institutional mandates, preferring an educational approach to promoting evidence-based informed consent practices. In the second part of the paper, we draw upon data from several of our studies and the literature to defend the conclusion that IRBs should experiment with mandates for evidence-based informed consent practices. We accept that federal regulations may be insufficiently flexible. However, educational efforts alone have not sufficed and are not likely to increase adoption of evidence-based informed consent practices. We believe institutional mandates will not actually lead to greater delays in review of research protocols or investigator burden if rolled out with sufficient guidance and resources, which are readily available.

以证据为基础的知情同意实践——比如用通俗易懂的语言写作、为可读性设置格式、使用经过验证的工具评估理解程度——在研究实践中没有得到充分利用。然而,共同规则并没有特别要求使用基于证据的知情同意做法。在本文中,我们探讨了在机构或联邦层面强制执行基于证据的知情同意实践的智慧。在第一部分中,我们与机构审查委员会(irb)领导人分享了一系列六个焦点小组关于强制实施基于证据的知情同意实践的调查结果。总体而言,IRB领导对简洁的语言和最佳文档格式持积极态度,但对参与者对同意信息理解的有效评估持怀疑态度。他们普遍反对联邦和机构的命令,更倾向于用教育的方式来促进基于证据的知情同意实践。在本文的第二部分,我们利用我们的几项研究和文献中的数据来捍卫irb应该试验以证据为基础的知情同意实践的授权这一结论。我们承认联邦法规可能不够灵活。然而,仅靠教育努力是不够的,也不太可能增加基于证据的知情同意做法的采用。我们认为,如果有足够的指导和现成的资源,机构授权实际上不会导致更大的研究方案审查延迟或研究者负担。
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引用次数: 0
Pain Management Research in Prehospital Settings: The Pain of Exception from Informed Consent 院前疼痛管理研究:从知情同意例外的痛苦。
Q2 Social Sciences Pub Date : 2025-12-31 DOI: 10.1002/eahr.70007
Michael Linke, Francis X. Guyette, Jason McMullan

Effective pain management in prehospital settings remains a significant challenge, particularly for patients with acute trauma. This report examines the complexities of conducting prehospital pain studies, focusing on two clinical trials as case studies. The first trial implemented a novel two-step informed consent process, which, despite its innovation, faced logistical challenges and introduced biases favoring the enrollment of less severely injured patients. The second study, conducted under the federal regulatory pathway for Exception from Informed Consent (EFIC), successfully addressed consent challenges but restricted enrollment to severely injured patients to meet EFIC regulatory requirements. Both studies excluded women of childbearing age due to concerns about fetal safety. These limitations underscore the urgent need for regulatory revisions to expand research with alteration of informed consent, enabling the development of new interventions for prehospital pain management.

院前有效的疼痛管理仍然是一个重大挑战,特别是对急性创伤患者。本报告探讨了院前疼痛研究的复杂性,着重于两项临床试验作为案例研究。第一项试验采用了一种新的两步知情同意流程,尽管该流程具有创新性,但仍面临后勤方面的挑战,并引入了偏向于招募伤势较轻患者的偏见。第二项研究是在联邦知情同意例外(EFIC)监管途径下进行的,成功地解决了知情同意挑战,但限制了严重受伤患者的入组,以满足EFIC监管要求。由于担心胎儿安全,这两项研究都排除了育龄妇女。这些限制强调了迫切需要对法规进行修订,以扩大研究,改变知情同意,使院前疼痛管理的新干预措施得以发展。
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引用次数: 0
Exception from Informed Consent and Waiver of Informed Consent for Comparative Effectiveness Trials in Emergency Care Research 急诊护理研究中比较疗效试验的知情同意例外和知情同意放弃。
Q2 Social Sciences Pub Date : 2025-12-31 DOI: 10.1002/eahr.70001
Jonathan D. Casey, Matthew W. Semler, Jeremy Brown, Clifton W. Callaway, Stephanie C. DeMasi, Neal W. Dickert, Luke Gelinas, Francis X. Guyette, Ann R. Johnson, Wesley H. Self, Todd W. Rice, Stephanie R. Morain

For many of the decisions made in the clinical care setting, clinicians lack evidence to inform which treatment would result in the best patient outcomes. This problem is particularly common in emergency care, a field in which the condition of the patient and the urgent nature of the treatment often preclude research conducted using prospective informed consent. Large-scale comparative effectiveness clinical trials could address the evidence gaps in clinical medicine and improve patient outcomes but are hindered by the lack of a clear regulatory framework in the United States for low-to-minimal risk trials comparing commonly used treatments. In this paper, we summarize a presentation and discussion that took place at a workshop held by the National Institutes of Health that focused on the issue of informed consent and the appropriate regulatory pathway for comparative effectiveness trials conducted in the emergency care setting. A key insight of this workshop is that generating the comparative effectiveness data needed to improve clinical care will require revising ethical and regulatory oversight practices and related guidance to support the conduct of this socially valuable research.

对于在临床护理环境中做出的许多决定,临床医生缺乏证据来告知哪种治疗方法会给患者带来最好的结果。这一问题在急诊护理中尤为普遍,因为在这个领域,病人的状况和治疗的紧急性质往往妨碍利用前瞻性知情同意进行研究。大规模的比较有效性临床试验可以解决临床医学中的证据差距并改善患者的结果,但由于美国缺乏针对比较常用治疗的低至最低风险试验的明确监管框架,因此受到阻碍。在本文中,我们总结了在美国国立卫生研究院举办的研讨会上的一次演讲和讨论,该研讨会的重点是在急诊护理环境中进行的知情同意问题和比较有效性试验的适当监管途径。本次研讨会的一个关键观点是,产生改善临床护理所需的比较有效性数据将需要修改伦理和监管监督实践以及相关指导,以支持这项具有社会价值的研究的开展。
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引用次数: 0
Exception from Informed Consent in Emergency Care Research: Reports from a Workshop Addressing “Edge Cases” 紧急护理研究中的知情同意例外:来自“边缘案例”研讨会的报告。
Q2 Social Sciences Pub Date : 2025-12-31 DOI: 10.1002/eahr.70014
Jeremy Brown, Neal W. Dickert, Robert Silbergleit

The ethical challenges of enrolling critically ill patients into emergency care clinical trials without their consent remain, despite a 30-year regulatory framework for conducting research in the emergency setting. In this series introduction, we outline some suggestions to improve studies conducted under the regulatory framework involving an exception from informed consent for emergency care research. These suggestions were made at a recent workshop sponsored by the National of Institutes of Health.

尽管在紧急情况下进行研究的监管框架已有30年,但未经患者同意将其纳入紧急护理临床试验的伦理挑战仍然存在。在本系列介绍中,我们概述了一些建议,以改进在涉及紧急护理研究知情同意例外的监管框架下进行的研究。这些建议是在最近一次由美国国立卫生研究院主办的研讨会上提出的。
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引用次数: 0
Challenges of Conducting Risk-Benefit Analysis of Early Phase Clinical Trials: Results of a National Survey of IRB Chairs 开展早期临床试验的风险-收益分析的挑战:一项全国IRB主席调查的结果
Q2 Social Sciences Pub Date : 2025-11-12 DOI: 10.1002/eahr.60024
Christine M. Baugh, Dragana Bolcic-Jankovic, Mark Fedyk, Mark Yarborough, Spencer Phillips Hey, Insoo Hyun, Jonathan Kimmelman, Eric G. Campbell

Institutional review boards (IRBs) are charged with conducting risk-benefit analysis for early phase clinical trials that often involve high levels of uncertainty regarding a trial's potential risks and benefits. Our study used a survey of IRB chairs to explore how IRBs conduct risk-benefit analysis, the unique facets of risk-benefit analysis for early phase clinical trials and specifically for early phase neurology trials, and what facilitates high-quality risk-benefit analysis. The survey measured IRB chairs’ perceived difficulty, preparedness, processes, and satisfaction with risk-benefit analysis for early phase trials. The survey was completed by 148 of the 259 eligible IRB chairs for a response rate of 64.6%. Two-thirds of respondents found risk-benefit analysis for early phase clinical trials more challenging than for later phase trials. Ninety-one percent of respondents felt that their IRB did an “excellent” or “very good” job conducting risk-benefit analysis, but more than one-third of respondents did not feel “very prepared” to conduct key aspects of risk-benefit analysis. Over two-thirds of respondents reported that additional resources, like a standardized process for conducting risk-benefit analysis, would be mostly or very valuable. Our results suggest that conducting risk-benefit analysis for early phase clinical trials generally and early phase neurology trials specifically is challenging for IRBs. One-third of respondents reported that they lack preparation for assessing the scientific value of these types of trials and the risks and benefits to research participants, and a majority desire additional support.

机构审查委员会(irb)负责对早期临床试验进行风险-收益分析,这些试验通常涉及有关试验潜在风险和收益的高度不确定性。我们的研究使用对IRB主席的调查来探索IRB如何进行风险-收益分析,早期临床试验特别是早期神经学试验的风险-收益分析的独特方面,以及促进高质量风险-收益分析的因素。该调查测量了IRB主席对早期试验的风险-收益分析的感知难度、准备、过程和满意度。在259位合资格的委员会主席中,有148位完成了调查,回应率为64.6%。三分之二的应答者认为早期临床试验的风险-收益分析比后期试验更具挑战性。91%的回答者认为他们的内部审查委员会在进行风险-收益分析方面做得“非常好”或“非常好”,但是超过三分之一的回答者没有感到“非常准备”来进行风险-收益分析的关键方面。超过三分之二的受访者报告说,额外的资源,如进行风险效益分析的标准化过程,将是非常有价值的。我们的研究结果表明,对早期临床试验和早期神经学试验进行风险-收益分析对irb来说是具有挑战性的。三分之一的受访者报告说,他们缺乏评估这类试验的科学价值以及对研究参与者的风险和利益的准备,大多数人希望得到额外的支持。
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引用次数: 0
Navigating Challenges with IRB Review for Community-Engaged Research with Transgender Youth in the United States 美国跨性别青年社区参与研究的IRB审查所面临的挑战
Q2 Social Sciences Pub Date : 2025-11-12 DOI: 10.1002/eahr.70002
Alic G. Shook, Ruby Lucas, Calvin Liang, Diana M. Tordoff, Jenny A. F. Skytta, Julie Kientz, Molly R. Altman, Kym Ahrens

Navigating the complexities of institutional review board (IRB) determinations in participatory research with transgender youth is essential for prioritizing youth voices and establishing equitable opportunities for research participation. We codesigned an online interactive sexual education tool with an advisory board of transgender youth as lived-experience experts. Early codesign efforts revealed challenges in classifying advisory board members as either research participants or study team members and highlight the frequent irreconcilability between participatory approaches and IRB standards. We describe challenges our research team encountered in the IRB review process and discuss lessons learned, emphasizing the need for flexible IRB guidelines, ongoing consent practices, greater attention to power dynamics, and enhanced IRB education on participatory research, particularly with transgender youth. These lessons highlight critical insights regarding youth involvement in participatory research that are essential for prioritizing youth voices in the creation of effective, youth-led interventions.

在涉及跨性别青年的参与性研究中,应对机构审查委员会(IRB)决定的复杂性,对于优先考虑青年的声音和建立公平的研究参与机会至关重要。我们与一个由跨性别青年组成的顾问委员会共同设计了一个在线互动式性教育工具。早期的协同设计工作揭示了将顾问委员会成员分类为研究参与者或研究团队成员的挑战,并突出了参与性方法和IRB标准之间经常出现的不可调和性。我们描述了我们的研究团队在IRB审查过程中遇到的挑战,并讨论了吸取的经验教训,强调需要灵活的IRB指南,持续的同意实践,更多地关注权力动态,以及加强参与研究的IRB教育,特别是针对跨性别青年。这些经验教训突出了关于青年参与参与性研究的重要见解,这对于在创建由青年主导的有效干预措施时优先考虑青年的声音至关重要。
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引用次数: 0
Human Research Protection Training Requirements: Alternatives for Community Researchers at CTSA-Funded Research Institutions 人类研究保护培训要求:ctsa资助研究机构社区研究人员的替代方案
Q2 Social Sciences Pub Date : 2025-11-12 DOI: 10.1002/eahr.60030
Emily E. Anderson, Alison Santiago

Enhanced protection for research participants is often stated as a goal and potential benefit of engaging community partners in research. However, many community-engaged research teams report challenges in completing human research protection (HRP) training. Some human research protection programs (HRPPs) require community researchers to complete the same training that university faculty and staff members are required to do, while others allow alternatives that are more accessible and appropriately suited to community researchers’ background and roles. To learn more about general HRPP requirements for training and alternatives for community researchers, we surveyed 163 research institutions funded by the National Institutes of Health's Clinical and Translational Science Award program. Out of 55 respondents, 34 HRPPs (61.8%) allow community researchers to complete different HRP training from that required for faculty/staff. Reasons for allowing or denying alternative training vary, and some institutions that currently do not allow alternatives report that they are reconsidering their policy. The fact that some institutions do not allow alternatives and are not considering changing their policies, even when requested by the principal investigators of studies, may pose significant barriers to community-engaged research. Effort is needed to increase awareness about alternatives as well as their acceptability in meeting training requirements of federal funding agencies.

加强对研究参与者的保护通常被认为是让社区伙伴参与研究的一个目标和潜在利益。然而,许多社区参与的研究小组报告了在完成人类研究保护(HRP)培训方面的挑战。一些人类研究保护项目(HRPPs)要求社区研究人员完成与大学教职员工需要完成的相同的培训,而另一些项目则允许更容易获得、更适合社区研究人员背景和角色的替代方案。为了更多地了解HRPP对社区研究人员培训和替代方案的一般要求,我们调查了163个由美国国立卫生研究院临床和转化科学奖项目资助的研究机构。在55个答复者中,34个HRP项目(61.8%)允许社区研究人员完成不同于教职员工所需的HRP培训。允许或拒绝替代培训的原因各不相同,一些目前不允许替代培训的机构报告说,他们正在重新考虑他们的政策。一些机构不允许替代方案,即使在主要研究人员提出要求时也不考虑改变其政策,这一事实可能对社区参与的研究构成重大障碍。需要努力提高对备选方案的认识,并提高它们在满足联邦资助机构培训要求方面的可接受性。
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引用次数: 0
Troubling Hope: Religious Faith and False Hope in Clinical Research Participants 困扰的希望:临床研究参与者的宗教信仰和虚假希望
Q2 Social Sciences Pub Date : 2025-11-12 DOI: 10.1002/eahr.60013
Andrea Thornton

Much of the discussion of hope in oncology research ethics literature raises concern that hope is problematic because it indicates irrationality or misunderstanding, which makes potential research participants vulnerable to exploitation. If hope is rooted in ignorance, exploitation, or a failure to appreciate risks, then consent is not voluntary. Some argue that research participants who hope for benefit should be rejected from phase I oncology trials because they lack capacity to consent. This article considers how hope relates to rationality and voluntary decision-making, especially in the context of religious faith and terminal illness, and shows that the issue causing concern is not necessarily due to decision-making capacity. Potential participants who hope for medical benefit from a trial should not be rejected on the grounds that they lack capacity; rather, they should be admitted and provided support for moral deliberation, especially when relying on religious reasons for participating in a trial.

肿瘤学研究伦理文献中关于希望的许多讨论都引起了人们的关注,即希望是有问题的,因为它表明不理性或误解,这使得潜在的研究参与者容易受到剥削。如果希望根植于无知、剥削或不懂得风险,那么同意就不是自愿的。一些人认为,希望获益的研究参与者应该被拒绝参加I期肿瘤试验,因为他们缺乏同意的能力。本文考虑了希望与理性和自愿决策的关系,特别是在宗教信仰和绝症的背景下,并表明引起关注的问题不一定是因为决策能力。不应以缺乏能力为由拒绝希望从试验中获得医疗利益的潜在参与者;相反,它们应该被承认,并为道德审议提供支持,特别是在依靠宗教原因参加审判时。
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引用次数: 0
Research Participant Bill of Rights: Clarifying the Role of Research Physicians 研究参与者权利法案:明确研究医生的角色
Q2 Social Sciences Pub Date : 2025-09-27 DOI: 10.1002/eahr.60035
Mark A. Rothstein

Physicians engaged in clinical research have dual roles as members of the research team and as physicians. Although various medical ethics codes and associated ethics opinions state that physicians have substantially similar obligations to research participants as they have to patients, the reality is different. Research physicians follow study protocols that often require practices that depart from the standard of care. The proposed Bill of Rights for Clinical Research Participants incorporates key ethics principles from the physician-patient relationship, some of which already are reflected in provisions of the ethics codes and opinions addressing nontraditional physician relationships. The Bill of Rights is intended to promote greater transparency and accountability in a frequently misunderstood relationship.

从事临床研究的医师具有研究团队成员和医师的双重角色。尽管各种医学伦理准则和相关的伦理意见都指出,医生对研究参与者负有与对患者基本相似的义务,但现实情况却不同。研究医生遵循的研究方案往往需要与护理标准相背离的实践。拟议的临床研究参与者权利法案纳入了医患关系中的关键伦理原则,其中一些已经反映在伦理准则的规定和处理非传统医生关系的意见中。《人权法案》的目的是在经常被误解的关系中促进更大的透明度和问责制。
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引用次数: 0
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Ethics & human research
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