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(Epistemic) Injustice and Resistance in Canadian Research Ethics Governance 加拿大科研伦理治理中的不公正与抵制。
Q2 Social Sciences Pub Date : 2025-01-03 DOI: 10.1002/eahr.60004
Sarah Clairmont, Emily Doerksen, Alize Ece Gunay, Phoebe Friesen

This article brings a philosophical perspective to bear on issues of research ethics governance as it is practiced and organized in Canada. Insofar as the processes and procedures that constitute research oversight are meant to ensure the ethical conduct of research, they are based on ideas or beliefs about what ethical research entails and about which processes will ensure the ethical conduct of research. These ideas and beliefs make up an epistemic infrastructure underlying Canada's system of research ethics governance, but, we argue, extensive efforts by community members to fill gaps in that system suggest that these ideas may be deficient. Our aim is to make these deficiencies explicit through critical analysis by briefly introducing the philosophical literature on epistemic injustice and ignorance, and by drawing on this literature and empirical evidence to examine how injustice and ignorance show up across three levels of research ethics governance: research ethics boards, regulations, and training. Following this critique, and drawing on insights from the same philosophical tradition, we highlight the work that communities across Canada have done to rewrite and rework how research ethics as a site of epistemic resistance is practiced.

这篇文章带来了哲学的角度来承担研究伦理治理的问题,因为它是在加拿大实践和组织。就构成研究监督的过程和程序而言,它们是为了确保研究的道德行为,它们是基于关于道德研究需要什么以及哪些过程将确保研究的道德行为的想法或信念。这些想法和信念构成了加拿大研究伦理治理体系的认知基础设施,但是,我们认为,社区成员为填补该体系中的空白所做的广泛努力表明,这些想法可能存在缺陷。我们的目标是通过批判性的分析,通过简要介绍关于认识上的不公正和无知的哲学文献,并利用这些文献和经验证据来研究不公正和无知是如何在研究伦理治理的三个层面上表现出来的:研究伦理委员会、法规和培训,从而明确这些缺陷。根据这一批评,并借鉴同一哲学传统的见解,我们强调了加拿大各地的社区所做的工作,以重写和重新设计如何将研究伦理作为认知抵抗的场所进行实践。
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引用次数: 0
Ethical Considerations for Conducting Community-Engaged Research with Women Experiencing Homelessness and Incarcerated Women 对无家可归妇女和被监禁妇女进行社区参与研究的伦理考虑。
Q2 Social Sciences Pub Date : 2025-01-03 DOI: 10.1002/eahr.60005
Kirsten Dickins

Since 1979, The Belmont Report has served as a guidebook for ensuring that basic standards for ethical research are upheld. The Belmont Report calls for special protections of vulnerable research participants, such as people who are incarcerated and economically and educationally disadvantaged individuals who are deemed susceptible to exploitation. With a growing focus on health equity and community-engaged approaches in health equity research, efforts to involve vulnerable participants are increasing. Yet there is little understanding of what matters most to vulnerable populations. This study sought to understand, from participant perspectives, ethical considerations when conducting research with two vulnerable populations: women experiencing homelessness and women who are incarcerated. Health care professionals and staff that work closely with homeless and incarcerated populations were also interviewed. The findings from semistructured interviews with these populations underscore the sustained importance of respect for persons, beneficence, and justice, and further highlight the need for self-determination; privacy/confidentiality; continuous consent; fair treatment; benefit-burden balance; nonauthoritarian relationships; and fair access to research participation. Although The Belmont Report durably serves to ethically guide standard conventional research, the Report's original concepts should be extended to include specific considerations when vulnerable populations are involved in community-engaged research.

自1979年以来,贝尔蒙特报告一直是确保伦理研究基本标准得到维护的指南。贝尔蒙特报告呼吁对弱势研究参与者进行特别保护,比如被监禁的人,以及经济和教育上处于不利地位的人,他们被认为容易受到剥削。随着对卫生公平和社区参与卫生公平研究方法的日益重视,使弱势参与者参与的努力正在增加。然而,对于什么对弱势群体最重要,人们却知之甚少。这项研究试图从参与者的角度来理解对两个弱势群体进行研究时的伦理考虑:无家可归的妇女和被监禁的妇女。还采访了与无家可归者和被监禁人口密切合作的保健专业人员和工作人员。对这些人群进行的半结构化访谈的结果强调了尊重个人、慈善和正义的持续重要性,并进一步强调了自决的必要性;隐私和保密;连续的同意;公平对待;benefit-burden平衡;nonauthoritarian关系;以及公平参与研究的机会。尽管《贝尔蒙特报告》一直在伦理上指导标准的传统研究,但报告的原始概念应该扩展,以包括弱势群体参与社区参与研究时的具体考虑。
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引用次数: 0
Investigating Moral Distress in Clinical Research Professionals—A Deep Dive into Troubled Waters 调查临床研究专业人员的道德困扰——深入研究混乱的水域。
Q2 Social Sciences Pub Date : 2025-01-03 DOI: 10.1002/eahr.60006
Elena Bosack, Dawn Bourne, Elizabeth Epstein, Mary Faith Marshall, Donna T. Chen

Moral distress occurs when professionals are constrained from taking what they believe to be ethically appropriate actions or are forced to take actions they believe are ethically inappropriate, challenging their professional identities and representing systems-level issues within organizations. Moral distress has been recognized in a variety of health care-related fields; however, the phenomenon is still comparatively unexplored among clinical research professionals (CRPs). In this qualitative study, we interviewed ten CRPs to unearth root causes of moral distress in this ethically unique profession. Four themes emerged from the data as contributors to moral distress: commodification of research; concern for research participants; compromised science; and structures of hierarchy. The experience of racism as a source of moral distress is also explored. The findings of this study indicate that the existence of moral distress in clinical research is troubling not only for the welfare of CRPs but also for the greater clinical research enterprise.

当专业人员被限制采取他们认为在道德上适当的行动,或被迫采取他们认为在道德上不适当的行动,挑战他们的职业身份,并在组织内代表系统层面的问题时,就会出现道德困境。道德困境在各种卫生保健相关领域得到了认可;然而,这一现象在临床研究专业人员(CRPs)中仍相对未被探索。在这项定性研究中,我们采访了10位crp,以揭示这个道德独特职业的道德困境的根本原因。从这些数据中可以看出,有四个主题是造成道德困境的原因:研究的商品化;对研究参与者的关注;破坏科学;以及等级结构。种族主义的经验作为道德痛苦的来源也进行了探讨。本研究的结果表明,临床研究中道德困扰的存在不仅困扰着临床研究人员的福利,也困扰着更大的临床研究事业。
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引用次数: 0
The European Health Data Space as a Case Study 欧洲健康数据空间案例研究。
Q2 Social Sciences Pub Date : 2024-11-13 DOI: 10.1002/eahr.500228
Edward S. Dove

In May 2022, the European Commission proposed the launch of a health-specific data sharing framework called the European Health Data Space (EHDS), underpinned by legislation, for the use of electronic health data by patients and for research, innovation, policy-making, patient safety, statistics, or regulatory purposes. In this essay, I review some of its more contentious features based on the latest version of the legislative proposal. I suggest that the EHDS is a useful case study to illustrate the need for a translational bioethics approach that shines a critical analytical light on contentious aspects of large-scale research infrastructures.

2022 年 5 月,欧盟委员会提议启动一个名为 "欧洲健康数据空间"(European Health Data Space,EHDS)的健康专用数据共享框架,该框架以立法为基础,供患者使用电子健康数据,并用于研究、创新、决策、患者安全、统计或监管目的。在本文中,我将根据最新版本的立法提案回顾其中一些争议较大的特点。我认为,电子健康数据系统是一个有用的案例研究,可以说明需要一种转化生物伦理学方法,对大规模研究基础设施的争议方面进行批判性分析。
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引用次数: 0
Ethical Issues Faced by Data Monitoring Committees: Results from an Exploratory Qualitative Study 数据监控委员会面临的伦理问题:一项探索性定性研究的结果。
Q2 Social Sciences Pub Date : 2024-11-13 DOI: 10.1002/eahr.500227
Seema K. Shah, Akram Ibrahim, Alex Hinga, Diego Vintimilla, Mickayla Jones, Annette Rid, Lisa Eckstein, Dorcas Kamuya

To protect research participants and ensure scientific integrity in clinical trials, independent data monitoring committees (DMCs, also known as data and safety monitoring boards) increasingly oversee randomized clinical trials and recommend modifying or stopping research. Little is known about the ethical issues DMCs face. We conducted semistructured interviews of DMC members using a qualitative description approach with low-inference interpretation. We recruited respondents through consultation with experts, an online registry of DMC members, and snowball sampling. We interviewed 22 DMC members who were statisticians, clinicians, and/or ethicists that had overseen a wide variety of trials globally. We identified three themes: finding common ground on responsibilities with variation; the need for judgment but not necessarily ethics expertise; and the resulting emotional distress from navigating ethical challenges. In the first case, DMC members identified 19 distinct duties, with some ethical responsibilities rarely mentioned. In the second case, not all DMC members saw the need for ethicists on DMCs or ethics training. In the third case, ethical challenges sometimes led to strong negative emotions. Developing tailored ethics training and decision-making procedures may help DMCs respond more effectively to ethical challenges.

为了保护研究参与者并确保临床试验的科学完整性,独立的数据监控委员会(DMC,又称数据与安全监控委员会)越来越多地监督随机临床试验,并建议修改或停止研究。人们对 DMC 面临的伦理问题知之甚少。我们采用低推理解释的定性描述方法对 DMC 成员进行了半结构化访谈。我们通过咨询专家、DMC 成员在线登记和滚雪球抽样等方式招募受访者。我们采访了 22 位 DMC 成员,他们是统计学家、临床医生和/或伦理学家,在全球范围内监督过各种试验。我们发现了三个主题:在不同的责任中找到共同点;需要判断力,但不一定需要伦理专业知识;以及在应对伦理挑战时产生的情绪困扰。在第一种情况下,DMC 成员确定了 19 项不同的职责,其中一些伦理责任很少被提及。在第二种情况下,并非所有区管委会成员都认为区管委会需要伦理学家或伦理培训。在第三个案例中,伦理挑战有时会导致强烈的负面情绪。制定有针对性的伦理培训和决策程序可以帮助 DMC 更有效地应对伦理挑战。
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引用次数: 0
The Prospect of Artificial Intelligence-Supported Ethics Review 人工智能支持伦理审查的前景。
Q2 Social Sciences Pub Date : 2024-11-13 DOI: 10.1002/eahr.500230
Philip J. Nickel

The burden of research ethics review falls not just on researchers, but also on those who serve on research ethics committees (RECs). With the advent of automated text analysis and generative artificial intelligence (AI), it has recently become possible to teach AI models to support human judgment, for example, by highlighting relevant parts of a text and suggesting actionable precedents and explanations. It is time to consider how such tools might be used to support ethics review and oversight. This essay argues that with a suitable strategy of engagement, AI can be used in a variety of ways that genuinely support RECs to manage their workload and improve the quality of review. It would be wiser to take an active role in the development of AI tools for ethics review, rather than to adopt ad hoc tools after the fact.

研究伦理审查的重担不仅落在了研究人员身上,也落在了研究伦理委员会(REC)的工作人员身上。随着自动文本分析和生成式人工智能(AI)的出现,最近已有可能教导人工智能模型来支持人类的判断,例如,突出文本的相关部分并提出可操作的先例和解释。现在是时候考虑如何利用这些工具来支持伦理审查和监督了。本文认为,只要有适当的参与策略,人工智能就能以各种方式得到应用,从而真正支持区域经济委员会管理其工作量并提高审查质量。更明智的做法是积极参与开发用于伦理审查的人工智能工具,而不是在事后才采用临时工具。
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引用次数: 0
The Ethical Case for Decentralized Clinical Trials 分散式临床试验的伦理案例。
Q2 Social Sciences Pub Date : 2024-11-13 DOI: 10.1002/eahr.500229
Kathryn Muyskens, Ivan Z. Y. Teo, Jerry Menikoff, G. Owen Schaefer

The recent pandemic spurred interest in innovative design for clinical trials. In particular, constraints on the public's ability to gather led to an increase in remote or decentralized clinical trials (DCTs). DCTs present an opportunity to extend the benefits of research to underserved populations, decrease burdens, increase access to trials, and fill knowledge gaps surrounding rare conditions, though they are not without their own unique challenges and risks. These risks are far from irremediable, and the advantages are significant enough to merit attention. There is a scientific and moral case to increase the use of DCTs beyond the context of public health emergencies.

最近的大流行病激发了人们对临床试验创新设计的兴趣。特别是,公众聚集能力的限制导致了远程或分散临床试验(DCT)的增加。分散临床试验提供了一个机会,将研究的益处扩大到得不到充分服务的人群,减轻负担,增加试验机会,并填补罕见病症方面的知识空白,尽管它们并非没有自己独特的挑战和风险。这些风险远非无法弥补,其优势也足够显著,值得关注。在公共卫生突发事件之外,增加使用 DCT 在科学和道德上都是有道理的。
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引用次数: 0
The First- and Second-Order Ethical Reasons Approach: The Case of Human Challenge Trials 一阶和二阶伦理理由法:人体挑战试验案例
Q2 Social Sciences Pub Date : 2024-09-15 DOI: 10.1002/eahr.500223
Davide Battisti, Emma Capulli, Mario Picozzi

At the height of the Covid pandemic, there was much discussion in the literature about using human challenge trials (HCTs) to expedite the development of effective Covid-19 vaccines. Historically, reluctance to fully accept HCTs has largely been due to potential conflicts with the principle of nonmaleficence in bioethics. Only a few commentators have explored this topic in depth. In this paper, we claim that to address ethical concerns regarding HCTs, two types of ethical reasons should be identified and investigated: first-order reasons that can be given to claim that a practice in itself is in direct conflict with the principles of bioethics; and second-order reasons that take into consideration how a practice is carried out and its consequences. We argue that understanding these ethical reasons is crucial for guiding the implementation of HCTs. We investigate a first-order reason against HCTs when the practice is in conflict with the principle of nonmaleficence, and when it is not. Following this argument and assuming there is no first-order reason based on nonmaleficence that hinders using HCTs, we argue there may be second-order reasons to guide implementation of this practice, such as difficulty in obtaining informed consent; protection of the weaker party; and trust in the scientific enterprise.

在 Covid 大流行的高峰期,文献中对使用人体挑战试验 (HCT) 来加速开发有效的 Covid-19 疫苗进行了大量讨论。从历史上看,不愿完全接受 HCT 的主要原因是它可能与生物伦理学中的非恶意原则相冲突。只有少数评论家深入探讨了这一话题。在本文中,我们主张,要解决对造血干细胞的伦理担忧,就应找出并研究两类伦理原因:一是可用于声称某项实践本身与生命伦理学原则直接冲突的一阶原因;二是考虑到某项实践的实施方式及其后果的二阶原因。我们认为,了解这些伦理理由对于指导实施 HCT 至关重要。我们研究了反对 HCT 的一阶理由,即当这种做法与非恶意原则相冲突时,以及当这种做法与非恶意原则不冲突时。根据这一论点,并假设不存在阻碍使用 HCT 的基于非恶意原则的一阶原因,我们认为可能存在二阶原因来指导这种做法的实施,例如难以获得知情同意、保护弱势一方以及对科学事业的信任。
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引用次数: 0
Translational Bioethics in China: Brain-Computer Interface Research as a Case Study 中国的转化生命伦理学:以脑机接口研究为例
Q2 Social Sciences Pub Date : 2024-09-15 DOI: 10.1002/eahr.500224
Haidan Chen

The research and development of emerging technologies has potential long-term and societal impacts that pose governance challenges. This essay summarizes the development of research ethics in China over the past few decades, as well as the measures taken by the Chinese government to build its ethical governance system of science and technology after the occurrence of the CRISPR-babies incident. The essay then elaborates on the current problems of this system through the case study of ethical governance of brain-computer interface research, and explores how the transition from research ethics to translational bioethics, which encourages interdisciplinary collaboration and focuses on societal implications, may respond to the challenges of ethical governance of science and technology.

新兴技术的研发具有潜在的长期和社会影响,给治理带来挑战。本文总结了过去几十年中国科研伦理的发展历程,以及CRISPR婴儿事件发生后中国政府为构建科技伦理治理体系所采取的措施。随后,文章通过对脑机接口研究伦理治理的案例研究,阐述了这一体系目前存在的问题,并探讨了如何从研究伦理向鼓励跨学科合作、关注社会影响的转化生命伦理学转型,以应对科技伦理治理的挑战。
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引用次数: 0
Ethical Considerations for Enrolling “Invested Parties” in Large-Scale Clinical Studies: Insights from the RECOVER Initiative 将 "投资方 "纳入大规模临床研究的伦理考虑因素:来自 RECOVER 计划的启示
Q2 Social Sciences Pub Date : 2024-09-15 DOI: 10.1002/eahr.500221
Kellie Owens, Emily E. Anderson, Shari Esquenazi-Karonika, Keith Hanson, Maika Mitchell, Janelle Linton, Jasmine Briscoe, Leah Castro Baucom, Liza Fisher, Rebecca Letts, Kian Nguyen, Brendan Parent

Research institutions often lack policies addressing the risks and benefits of enrolling “invested parties” such as investigators, research staff, and patient, caregiver, and community representatives (groups most affected by a disease or intervention) in studies where they have direct involvement. Invested parties may have both strong motivations to study the condition or intervention and to participate as study subjects. More guidance is needed to promote appropriate access to research participation and mitigate potential risks. This article addresses the gap in guidance by presenting an ethical framework and practical guidelines for the enrollment of invested parties. Drawing from experiences with the Researching COVID to Enhance Recovery (RECOVER) Initiative, a large multisite observational cohort study, we argue that invested parties should not be categorically excluded from enrollment in their own research studies if certain criteria are met and appropriate safeguards are in place. We underscore the need to balance inclusion with fairness, promote valid voluntary informed consent, ensure data privacy, protect scientific validity, and mitigate unique risks to invested parties as participants. Additionally, we recommend regular reporting and empirical assessment to evaluate the impact of enrolling invested parties on participants and study outcomes.

研究机构往往缺乏相关政策来处理 "被投资方"(如研究人员、研究人员以及患者、护理人员和社区代表(受疾病或干预措施影响最大的群体))参与其直接参与的研究的风险和益处。被投资方可能既有研究疾病或干预措施的强烈动机,也有作为研究对象参与研究的强烈动机。我们需要更多指导,以促进研究参与的适当性并降低潜在风险。本文针对指导方面的不足,提出了一个伦理框架和投资方参与研究的实用指南。根据 "研究 COVID 以促进康复 (RECOVER) 计划"(一项大型多地点观察性队列研究)的经验,我们认为,如果符合某些标准并采取了适当的保障措施,就不应将被投资方明确排除在自己的研究项目之外。我们强调有必要在包容性与公平性之间取得平衡,促进有效的自愿知情同意,确保数据隐私,保护科学有效性,并降低被投资方作为参与者所面临的独特风险。此外,我们建议定期进行报告和实证评估,以评估纳入被投资方对参与者和研究结果的影响。
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引用次数: 0
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Ethics & human research
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