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IRB Decision-Making about Minimal Risk Research with Pregnant Participants IRB对孕妇最小风险研究的决策
Q2 Social Sciences Pub Date : 2021-09-08 DOI: 10.1002/eahr.500100
Amina White, Christine Grady, Margaret Little, Kristen Sullivan, Katie Clark, Monalisa Ngwu, Anne Drapkin Lyerly

Pregnant individuals are often excluded from research without clear justification, even when the research poses minimal risk of harm to the fetus. Little is known about institutional review board (IRB) decision-making practices when reviewing such research. We conducted a survey of current and former IRB personnel in the United States to elicit their interpretations of “minimal risk”—a formal regulatory category—and to identify factors that may influence IRB decisions to approve or disapprove research involving pregnant participants. Study results revealed some consensus among IRB members about the risk level of individual research procedures and hypothetical study vignettes. However, we uncovered important variations not only in the assessment of risk but also in the willingness of IRB members to approve minimal risk research that includes pregnant women. Based on our findings, guidance is needed to assist IRB members in characterizing risk, applying federal regulations, and appropriately ensuring the inclusion or justified exclusion of pregnant people in research.

怀孕的个体经常在没有明确理由的情况下被排除在研究之外,即使研究对胎儿的危害风险很小。在审查此类研究时,机构审查委员会(IRB)的决策实践知之甚少。我们对美国的现任和前任IRB人员进行了一项调查,以引出他们对“最小风险”(正式的监管类别)的解释,并确定可能影响IRB决定批准或不批准涉及怀孕参与者的研究的因素。研究结果显示,内部审查委员会成员对个别研究程序和假设研究内容的风险水平有一定的共识。然而,我们发现了重要的变化,不仅在风险评估方面,而且在IRB成员批准包括孕妇在内的最小风险研究的意愿方面。根据我们的发现,需要指导来帮助IRB成员描述风险,应用联邦法规,并适当地确保在研究中纳入或合理地排除孕妇。
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引用次数: 2
Opt-Out Design for an Observational Toxicology Study Involving Intoxicated Patients at a Dance Music Event 一项观察性毒理学研究的选择退出设计,涉及在舞蹈音乐活动中醉酒的患者
Q2 Social Sciences Pub Date : 2021-09-08 DOI: 10.1002/eahr.500103
Paul Calle, Peter Blanckaert, Sabine Lemoyne, Robert Rubens

At electronic dance music events in Belgium in 2013 to 2015, seemingly intoxicated patients were included without their informed consent in an observational toxicology study when the attending physicians determined that they needed treatment with an intravenous line. All included patients received an information letter inviting them to contact the principal investigator (PI) to obtain more information about the study and/or to inform the PI that they wanted to be excluded from it. Overall, 238 patients were included in the study. Nine participants (4%) responded to the information letter, either on their own or through their parent; none of them asked to be excluded from the study. All respondents expressed their gratitude for the information they received. The opt-out study design seemed to be acceptable to the patient-participants, and it provided a fuller picture of the drug-related medical incidents at such music events than what could likely be achieved through a study that includes only people who explicitly choose to participate. These findings may help institutional review boards when evaluating study designs involving recreational drug use, especially at electronic dance music events. Nevertheless, we warn against extrapolation to other settings where informed consent is difficult to obtain.

在2013年至2015年比利时的电子舞曲活动中,当主治医生确定他们需要静脉注射治疗时,看似中毒的患者在未经知情同意的情况下被纳入一项观察性毒理学研究。所有纳入的患者都收到一封信息信,邀请他们联系首席研究员(PI)以获取有关研究的更多信息和/或告知PI他们希望被排除在研究之外。总共有238名患者被纳入研究。9名参与者(4%)自行或通过父母回复了信息信;他们中没有人要求被排除在研究之外。所有受访者都对他们收到的信息表示感谢。选择退出研究的设计似乎是可以接受的病人-参与者,它提供了一个更全面的图片与药物有关的医疗事故在这样的音乐活动中比可能通过一个研究,只包括那些明确选择参加。这些发现可能有助于机构审查委员会在评估涉及娱乐性药物使用的研究设计时,特别是在电子舞曲活动中。然而,我们警告不要将其推断到其他难以获得知情同意的环境。
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引用次数: 0
The Inevitability and Ethics of Inaccurate Screening in Clinical Trials: A Call for Research and Guidance 临床试验中不准确筛选的必然性和伦理:对研究和指导的呼吁
Q2 Social Sciences Pub Date : 2021-07-01 DOI: 10.1002/eahr.500098
David Wendler

Accurate screening of potential research participants is vital to ensuring the scientific, regulatory, and ethical appropriateness of clinical trials. Yet there are no definitive screening tests for many conditions, and many screening tests, even when implemented correctly, yield some inaccurate results. Sponsors, researchers, and review committees thus routinely face the question of when it is acceptable to approve and conduct clinical trials that rely on screening measures that are known to exclude some eligible individuals and to include some ineligible ones. This article calls attention to and proposes preliminary guidance to address this important issue.

准确筛选潜在的研究参与者对于确保临床试验的科学、监管和伦理适宜性至关重要。然而,对于许多情况,没有明确的筛选测试,许多筛选测试,即使正确实施,也会产生一些不准确的结果。因此,发起人、研究人员和审查委员会经常面临这样的问题:什么时候可以接受批准和开展依赖于筛选措施的临床试验,这些筛查措施已知会排除一些符合条件的个体,并纳入一些不符合条件的个体。本文引起了人们的注意,并提出了解决这一重要问题的初步指导意见。
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引用次数: 0
Enrolling Children in Clinical Trials for Genetic Neurodevelopmental Conditions: Ethics, Parental Decisions, and Children's Identities 招收儿童参加遗传神经发育条件的临床试验:伦理、父母的决定和儿童的身份
Q2 Social Sciences Pub Date : 2021-07-01 DOI: 10.1002/eahr.500097
Erin Turbitt, Ainsley J. Newson, Barbara B. Biesecker, Benjamin S. Wilfond

Knowledge of genetic mechanisms contributing to neurodevelopmental conditions is advancing. This is informing development of new drugs to treat or ameliorate these conditions, through targeting underlying genetic pathways. Drugs are tested in clinical trials, necessitating parents to engage with decisions about whether to enroll their child. In this article, we consider important ethical issues to anticipate as clinical research opportunities in genetic neurodevelopmental conditions arise. For example, genetic pathways targeted by the drugs may interact with valued character and personality traits. It is essential that recruitment and consent processes are optimized for families who will grapple with whether these novel drug treatments interact with their child's personality and authentic identity. We call for focused social science research and further normative analysis so that parents are better supported to make informed choices. Additionally, clinical research regulators should have a sound understanding of the contextual experiences regarding how this population of parents engages with decisions.

对神经发育状况的遗传机制的了解正在进步。这为开发新药提供了信息,通过靶向潜在的遗传途径来治疗或改善这些疾病。药物在临床试验中进行测试,这就需要父母参与决定是否让他们的孩子注册。在这篇文章中,我们考虑重要的伦理问题,以预期在遗传神经发育条件的临床研究机会出现。例如,药物靶向的遗传途径可能与有价值的性格和人格特征相互作用。对于那些将纠结于这些新型药物治疗是否与孩子的个性和真实身份相互作用的家庭来说,至关重要的是,招募和同意过程要得到优化。我们呼吁进行有针对性的社会科学研究和进一步的规范分析,以便更好地支持父母做出明智的选择。此外,临床研究监管机构应该对这些父母如何参与决策的背景经验有充分的了解。
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引用次数: 0
Developing Biopsychosocial Research on Maternal Mental Health in Malawi: Community Perspectives and Concerns 开展马拉维孕产妇心理健康的生物心理社会研究:社区观点和关切
Q2 Social Sciences Pub Date : 2021-07-01 DOI: 10.1002/eahr.500095
Lucinda Manda-Taylor, Eric Umar, Robert C. Stewart, Macdonald Kufankomwe, Genesis Chorwe-Sungani, Owen C. Mwale, Demoubly Kokota, Joyce Nyirenda, Kazione Kulisewa, Martyn Pickersgill

Interest in maternal mental health research is growing around the world. Maternal mental health research studies in Malawi have, for instance, sought to determine and establish the incidence and prevalence of depression and anxiety in pregnant people and the factors that contribute to experiences of these states. This article reports stakeholder perspectives on potential community concerns with biopsychosocial mental health research (which might include collecting blood samples) in Malawi. These perspectives were generated through a town hall event that featured five focus group discussions with various participants. In this article, we reflect on key themes from these discussions, demonstrating the endurance of long-standing concerns and practices around autonomy, consent, and the drawing of blood. We conclude by arguing that, while maternal mental health research conducted in Malawi could benefit Malawian women and children, consultation with community stakeholders is necessary to inform whether and how such research should be conducted.

全世界对孕产妇心理健康研究的兴趣日益浓厚。例如,马拉维的产妇心理健康研究试图确定和确定孕妇抑郁和焦虑的发生率和流行程度,以及导致这些状态的因素。这篇文章报道了利益相关者对马拉维生物心理社会心理健康研究(可能包括采集血液样本)的潜在社区关注的观点。这些观点是通过市政厅活动产生的,其中包括与不同参与者进行的五次焦点小组讨论。在这篇文章中,我们反思了这些讨论的关键主题,展示了围绕自治、同意和抽血的长期关注和实践的持久性。最后,我们认为,虽然在马拉维开展的孕产妇心理健康研究可以使马拉维妇女和儿童受益,但有必要与社区利益攸关方进行协商,以便了解是否以及如何开展此类研究。
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引用次数: 6
Online Research Participant Communication: Balancing Benefits and Risks 在线研究参与者沟通:平衡利益与风险
Q2 Social Sciences Pub Date : 2021-07-01 DOI: 10.1002/eahr.500094
Luke Gelinas, Walker Morrell, Sarah A. White, Barbara E. Bierer

Online communication has emerged as an important vehicle for participant interaction during the course of clinical research. At the same time, such communication has been identified as a source of risks both for participants and the scientific integrity of clinical trials. Although strategies for mitigating these risks have become a focus in the research community, missing from the discussion has been a sustained and sympathetic effort to understand the various benefits of online communication for participants themselves. In this article, we provide a taxonomy of the benefits of online communication for participants and argue that attempts to mitigate the risks of online communication by discouraging or placing limits on such communication are generally unadvisable. Instead, we advance a context-sensitive approach that emphasizes education and several actionable recommendations for preserving the benefits of online participant communities while mitigating the risks.

在线交流已成为临床研究过程中参与者互动的重要工具。与此同时,这种沟通已被确定为参与者和临床试验的科学完整性的风险来源。尽管减轻这些风险的策略已经成为研究界关注的焦点,但是在讨论中缺少了一种持续的、富有同情心的努力,即理解在线交流对参与者自身的各种好处。在本文中,我们为参与者提供了在线交流的好处分类,并认为通过阻止或限制这种交流来减轻在线交流风险的尝试通常是不可取的。相反,我们提出了一种上下文敏感的方法,强调教育和一些可操作的建议,以保留在线参与者社区的利益,同时降低风险。
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引用次数: 0
An Argument for Reinterpreting the Benign Behavioral Intervention Exemption 重新解读良性行为干预豁免的争论
Q2 Social Sciences Pub Date : 2021-07-01 DOI: 10.1002/eahr.500096
Ian Tully

Recent changes to the Common Rule have helped reduce regulatory burden on researchers conducting minimal risk research. However, in this paper, I propose a way of minimizing burden further within the existing confines of the current regulations. I focus my discussion on the newly created “benign behavioral interventions” category of exempt research, arguing that this exemption from the federal regulations governing research with human subjects should be more expansively interpreted by the Secretary's Advisory Committee on Human Research Protections (SACHRP) than is currently the case. Specifically, I argue against the restriction, advocated by SACHRP, that the exemption exclude “physical (bodily) tasks” unless they are “incidental to the behavioral intervention.” This restriction, I argue, is problematically vague and does no significant moral work. Acceptance of my proposed reinterpretation of “benign behavioral interventions” would, I hope, result in a significant reduction in regulatory burden for minimal risk research.

最近对共同规则的修改有助于减轻研究人员进行最低风险研究的监管负担。然而,在本文中,我提出了一种在现行法规的现有范围内进一步减少负担的方法。我的讨论集中在新创建的豁免研究的“良性行为干预”类别上,认为这种对人类受试者研究的联邦法规的豁免应该由人类研究保护秘书咨询委员会(SACHRP)比目前的情况更广泛地解释。具体来说,我反对SACHRP提倡的限制,即豁免排除了“身体(身体)任务”,除非它们是“行为干预的附带”。我认为,这种限制是有问题的模糊,没有重大的道德作用。我希望,接受我提出的对“良性行为干预”的重新解释,将显著减轻最小风险研究的监管负担。
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引用次数: 0
Advance Research Directives: Dementia Researchers' Views on a Prototype Directive and Implementation Strategies 前期研究指令:痴呆研究者对原型指令和实施策略的看法
Q2 Social Sciences Pub Date : 2021-05-21 DOI: 10.1002/eahr.500091
Nola Ries, Elise Mansfield

Advance research directives (ARDs) enable people to document preferences for future research participation in the event of incapacity. This article reports on interviews with 11 dementia researchers in Australia that focused on the content of a prototype ARD and processes for making and using ARDs. Participants agreed that an ARD template should provide information to explain research and the rationale for making a directive, allow the person to nominate trusted individuals to be involved in future decisions, and record the person's general willingness or unwillingness to be involved in research. Providing a list of various research activities elicits preferences and risk tolerances in more detail. Priority groups for ARD implementation include people with a diagnosis involving progressive cognitive impairment and people interested in research. Researchers and health and legal professionals have a role in promoting ARDs. Our findings suggest that, as a voluntary strategy, ARDs could promote appropriate inclusion in research.

预先研究指示(ARDs)使人们能够在丧失行为能力的情况下记录未来参与研究的偏好。本文报道了对澳大利亚11位痴呆症研究人员的采访,重点讨论了ARDs原型的内容以及制作和使用ARDs的过程。参与者一致认为,ARD模板应该提供解释研究和制定指令的理由的信息,允许该人提名可信任的个人参与未来的决策,并记录该人是否愿意参与研究。提供各种研究活动的列表可以更详细地引出偏好和风险容忍度。实施ARD的优先群体包括诊断为进行性认知障碍的人和对研究感兴趣的人。研究人员、卫生和法律专业人员在促进ARDs方面发挥着作用。我们的研究结果表明,作为一种自愿策略,ARDs可以促进研究的适当纳入。
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引用次数: 3
Stakeholder Experiences with the Single IRB Review Process and Recommendations for Food and Drug Administration Guidance 利益相关者在单一IRB审查过程中的经验和食品药品监督管理局指导建议。
Q2 Social Sciences Pub Date : 2021-05-21 DOI: 10.1002/eahr.500092
Amy Corneli, Carrie B. Dombeck, Kevin McKenna, Sara B. Calvert

The revised Common Rule requires using a single institutional review board (sIRB) for U.S.-based, multisite, nonexempt, federally conducted or supported research with human participants. The 21st Century Cures Act directs the Department of Health and Human Services (HHS) to harmonize differences between HHS and the U.S. Food and Drug Administration (FDA) regulations governing research with humans. Anticipating that the FDA may update its 2006 centralized IRB guidance, we conducted interviews with 34 stakeholders engaged in FDA-regulated clinical research to identify benefits and challenges of using sIRBs and to gather recommendations for revising the FDA's guidance. The main benefits were consistency and standardization, speed and efficiency, and streamlining and simplification. The main challenges were uncertainty at local institutions, including addressing local context; decreased timeliness of the research review process; variable processes; and insufficient communication. Several recommendations for FDA guidance focused on the local context and communication plans. Findings suggest that the sIRB review process may be gaining efficiency although challenges remain.

修订后的《共同规则》要求使用一个单一的机构审查委员会(sIRB)进行基于美国的、多站点的、非排他性的、由联邦政府进行或支持的有人类参与者的研究。《21世纪治愈法》指示卫生与公众服务部(HHS)协调HHS与美国食品药品监督管理局(FDA)管理人类研究法规之间的差异。由于预计美国食品药品监督管理局可能会更新其2006年的集中IRB指南,我们采访了34名参与美国食品药品管理局监管临床研究的利益相关者,以确定使用sIRB的益处和挑战,并收集修订美国食品药品管理局指南的建议。主要好处是一致性和标准化、速度和效率以及精简和简化。主要挑战是地方机构的不确定性,包括处理当地情况;研究审查过程的及时性降低;可变过程;以及沟通不足。美国食品药品监督管理局的一些指导建议侧重于当地环境和沟通计划。研究结果表明,尽管仍然存在挑战,但sIRB审查过程可能正在提高效率。
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引用次数: 8
American Indian and Alaska Native Enrollment in Clinical Studies in the National Institutes of Health's Intramural Research Program 美国印第安人和阿拉斯加原住民在美国国立卫生研究院校内研究项目临床研究中的注册
Q2 Social Sciences Pub Date : 2021-05-21 DOI: 10.1002/eahr.500090
Deionna Vigil, Ninet Sinaii, Barbara Karp

Clinical studies conducted by the National Institutes of Health's Intramural Research Program (NIH-IRP) provide eligible individuals with access to innovative research treatments that may not otherwise be available. The NIH-IRP's mission is to include all Americans, including American Indians and Alaska Natives, in its clinical research. This study is the first to provide data about inclusion of American Indians/Alaska Natives in NIH-IRP clinical studies. We analyzed data from the more than 1,800 NIH-IRP protocols active in 2014 and 2017. We found that the absolute number of American Indian/Alaska Native enrollees increased between 2014 and 2017 but remained at 1% of all participants, a disproportionately low level. The number of clinical studies that enrolled American Indian/Alaska Native individuals similarly did not change. NIH efforts to expand participation of American Indians/Alaska Natives in clinical studies has often focused on research within their communities or on health needs specific to these groups. Those efforts should expand to include processes and protections for the proportionate and ethical inclusion of American Indians and Alaska Natives who individually enroll in studies that are not specific to American Indians, Alaska Natives, or their tribal nations.

由美国国立卫生研究院的校内研究计划(NIH-IRP)进行的临床研究为符合条件的个人提供了可能无法获得的创新研究治疗的机会。NIH-IRP的使命是将所有美国人包括美国印第安人和阿拉斯加原住民纳入其临床研究。这项研究首次提供了关于将美国印第安人/阿拉斯加原住民纳入NIH-IRP临床研究的数据。我们分析了2014年和2017年活跃的1800多个NIH-IRP协议的数据。我们发现,2014年至2017年间,美国印第安人/阿拉斯加原住民参保人数的绝对数量有所增加,但仍只占所有参保人数的1%,这是一个不成比例的低水平。招募美国印第安人/阿拉斯加土著个体的临床研究数量同样没有变化。美国国立卫生研究院扩大美国印第安人/阿拉斯加原住民参与临床研究的努力往往集中在他们社区内的研究或这些群体的具体健康需求上。这些努力应该扩大到包括对美国印第安人和阿拉斯加原住民的程序和保护,这些印第安人和阿拉斯加原住民个人参加的研究不是针对美国印第安人、阿拉斯加原住民或他们的部落国家的。
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引用次数: 8
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Ethics & human research
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