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Patient-Reported Outcome Measures in Routine Clinical Practice: Practical Guidance for Institutional Review Boards 常规临床实践中的患者报告结果测量:机构审查委员会实用指南》。
Q2 Social Sciences Pub Date : 2024-06-30 DOI: 10.1002/eahr.500216
Justin M. Bachmann, Molly A. Shiflet, Julia R. Palacios, Robert W. Turer, Grace H. Wallace, S. Trent Rosenbloom, Todd W. Rice

The use of patient-reported outcome measures (PROMs) is increasingly common in routine clinical practice. As tools to quantify symptoms and health status, PROMs play an important role in focusing health care on outcomes that matter to patients. The uses of PROM data are myriad, ranging from clinical care to survey-based research and quality improvement. Discerning the boundaries between these use cases can be challenging for institutional review boards (IRBs). In this article, we provide a framework for classifying the three primary PROM use cases (clinical care, human subjects research, and quality improvement) and discuss the level of IRB oversight (if any) necessary for each. One of the most important considerations for IRB staff is whether PROMs are being used primarily for clinical care and thus do not constitute human subjects research. We discuss characteristics of PROMs implemented primarily for clinical care, focusing on: data platform; survey location; questionnaire length; patient interface; and clinician interface. We also discuss IRB oversight of projects involving the secondary use of PROM data that were collected during the course of clinical care, which span human subjects research and quality improvement. This framework provides practical guidance for IRB staff as well as clinicians who use PROMs as communication aids in routine clinical practice.

在常规临床实践中,患者报告结果测量(PROMs)的使用越来越普遍。作为量化症状和健康状况的工具,PROMs 在将医疗保健重点放在对患者至关重要的结果方面发挥着重要作用。PROM 数据的用途多种多样,包括临床护理、基于调查的研究和质量改进。对于机构审查委员会 (IRB) 来说,辨别这些用例之间的界限可能具有挑战性。在本文中,我们将为 PROM 的三种主要用例(临床护理、人体研究和质量改进)提供一个分类框架,并讨论每种用例所需的 IRB 监督级别(如有)。对于 IRB 工作人员来说,最重要的考虑因素之一是 PROM 是否主要用于临床护理,因而不构成人体研究。我们讨论了主要用于临床护理的 PROMs 的特点,重点是:数据平台、调查地点、问卷长度、患者界面和临床医生界面。我们还讨论了 IRB 对涉及二次使用在临床护理过程中收集的 PROM 数据的项目的监督,这些项目涉及人体研究和质量改进。该框架为 IRB 工作人员以及在常规临床实践中使用 PROM 作为交流辅助工具的临床医生提供了实用指导。
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引用次数: 0
Research with Refugee Populations in North America: Applying the NIH Guiding Principles for Ethical Research 北美难民研究:应用美国国立卫生研究院伦理研究指导原则。
Q2 Social Sciences Pub Date : 2024-06-30 DOI: 10.1002/eahr.500214
Julie M. Aultman, Najah Zaaeed, Colleen Payton, Brittany DiVito, Tim Holland, Jacob Atem

This article examines the ethics of research design and the initiation of a study (e.g., recruitment of participants) involving refugee participants. We aim to equip investigators and members of IRBs with a set of ethical considerations and pragmatic recommendations to address challenges in refugee-focused research as it is developed and prepared for IRB review. We discuss challenges including how refugees are being defined and identified; their vulnerabilities before, during, and following resettlement that impacts their research participation; recruitment; consent practices including assent and unaccompanied minors; and conflicts of interest. Ethical guidance and regulatory oversight provided by international bodies, federal governments, and IRBs are important for enforcing the protection of participants. We describe the need for additional ethical guidance and awareness, if not special protections for refugee populations as guided by the National Institutes of Health (NIH) Guiding Principles for Ethical Research.

本文探讨了涉及难民参与者的研究设计和研究启动(如招募参与者)的伦理问题。我们旨在为研究者和研究委员会成员提供一套伦理考虑因素和务实建议,以应对以难民为重点的研究在开发和准备接受研究委员会审查时所面临的挑战。我们讨论的挑战包括:如何定义和识别难民;难民在重新安置之前、期间和之后的脆弱性对其参与研究的影响;招募;包括同意和孤身未成年人在内的同意实践;以及利益冲突。国际机构、联邦政府和 IRB 提供的伦理指导和监管对于保护参与者非常重要。我们阐述了在美国国立卫生研究院(NIH)《伦理研究指导原则》的指导下,为难民群体提供更多伦理指导和意识的必要性,甚至是特殊保护的必要性。
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引用次数: 0
Translational Bioethical Decision-Making: Human Brain Organoids as a Case Study 转化生物伦理决策:人脑器官模型案例研究》。
Q2 Social Sciences Pub Date : 2024-06-30 DOI: 10.1002/eahr.500218
John H. Evans

In an earlier essay, I advocated that translational bioethics uses the public's values, determined through social science, in its analysis of translational science technologies. It may be unclear what those values might be, and whether such a translational ethics would necessarily conclude that cutting edge technologies should not be developed. In this essay, I show the public's values relevant to human brain organoids and argue that a translational bioethics analysis using these values would support continued organoid research.

在前一篇文章中,我主张转化生物伦理学在分析转化科学技术时使用通过社会科学确定的公众价值观。我们可能不清楚这些价值观是什么,也不清楚这样的转化伦理学是否一定会得出不应该开发尖端技术的结论。在这篇文章中,我将展示与人脑类器官相关的公众价值观,并论证使用这些价值观进行转化生物伦理学分析将支持继续开展类器官研究。
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引用次数: 0
What Is “Key Information”? Consideration of the Reasons People Do or Do Not Take Part in Research 什么是 "关键信息"?考虑人们参与或不参与研究的原因
Q2 Social Sciences Pub Date : 2024-04-17 DOI: 10.1002/eahr.500210
Kara Berwanger, Jon F. Merz

We performed a qualitative review of 50 consent forms posted on Clinicaltrials.gov, examining the content of key information sections. We found that key information disclosures are typically focused on procedures, risks, potential benefits, and alternatives. Drawing upon reviews of the large literature examining the reasons people do or do not take part in research, we propose that these disclosures should be based more directly on what we know to be the real reasons why people choose to take part or refuse participation. We propose key information language for consideration by researchers and institutional review boards.

我们对 Clinicaltrials.gov 上发布的 50 份同意书进行了定性审查,检查了关键信息部分的内容。我们发现,关键信息披露的重点通常是程序、风险、潜在益处和替代方案。通过查阅大量研究人们参与或不参与研究的原因的文献,我们建议这些信息披露应更直接地基于我们所知的人们选择参与或拒绝参与研究的真正原因。我们提出了关键信息语言,供研究人员和机构审查委员会参考。
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引用次数: 0
Should Children Be Included in Human Challenge Studies? 人类挑战研究是否应包括儿童?
Q2 Social Sciences Pub Date : 2024-04-17 DOI: 10.1002/eahr.500208
Ariella Binik

Human challenge studies, in which human research subjects are intentionally exposed to pathogens to contribute to scientific knowledge, raise many ethical complexities. One controversial question is whether it is ethically permissible to include children as participants. Commentary of the past decades endorses the exclusion of children, while new guidance suggests that pediatric human challenge studies can be ethically permissible. This paper argues that neither children's exclusion nor their inclusion are well justified. I examine and reject three arguments for exclusion, but suggest that these arguments establish pediatric human challenge studies as a complex ethical category of research that requires caution. I then argue for a strong presumption against children's inclusion, by drawing on an analogy to children's inclusion in phase I trials, emphasizing a requirement of necessity, and suggesting that accommodating children's vulnerability promotes an age de-escalation approach for pediatric human challenge studies research. In the final section, I suggest a procedure for ethics review.

人类挑战研究是指故意让人类研究对象接触病原体,以增进科学知识的研究,这种研究会引发许多复杂的伦理问题。其中一个有争议的问题是,从伦理角度讲,是否允许儿童作为参与者。过去几十年的评论都支持将儿童排除在外,而新的指导意见则认为儿科人类挑战研究在伦理上是允许的。本文认为,排除或纳入儿童都没有充分的理由。我研究并驳斥了三种排除论点,但认为这些论点确立了儿科人体挑战研究是一种需要谨慎对待的复杂研究伦理类别。然后,我通过类比将儿童纳入 I 期试验,强调必要性要求,并建议考虑儿童的脆弱性,促进儿科人体挑战研究的年龄降级方法,从而论证反对纳入儿童的强烈推定。在最后一部分,我提出了伦理审查的程序。
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引用次数: 0
Ethics in Mental Health Research with Haitian Migrants: Lessons from a Community-Based Study in Santiago, Chile 海地移民心理健康研究中的伦理问题:智利圣地亚哥社区研究的启示
Q2 Social Sciences Pub Date : 2024-04-17 DOI: 10.1002/eahr.500209
Francesca McLaren, Mercedes Mercado, Nicolás Montalva, Loreto Watkins, Andy Antipichun, Judeline Cheristil, Teresita Rocha-Jiménez

Migration research poses several unique challenges and opportunities. Conducting ethical global health practice, especially when studying migrant mental health, is of particular concern. This article explores seven challenges and lessons learned in our mixed-methods study conducted to assess the impact of the migration experience on Haitian migrants’ mental health in Santiago, Chile. The primary challenges were recruiting in a highly mobile population, building trust and community participation, overcoming language barriers, safety considerations during the Covid-19 pandemic, mitigating potential negative impacts of research on the community, providing psychological support, and finding meaningful ways to benefit the community. We propose moving toward a better and more ethical migrant research practice by ensuring language accessibility, hiring community members for the study team, working with local institutions and nongovernmental organizations, and maintaining sustainable connections.

移民研究带来了一些独特的挑战和机遇。开展符合伦理的全球健康实践,尤其是在研究移民心理健康时,尤为重要。本文探讨了我们为评估移民经历对智利圣地亚哥海地移民心理健康的影响而开展的混合方法研究中遇到的七项挑战和汲取的经验教训。主要挑战包括:在高度流动的人口中招募研究人员、建立信任和社区参与、克服语言障碍、Covid-19 大流行期间的安全考虑、减轻研究对社区的潜在负面影响、提供心理支持以及找到有益于社区的有意义的方法。我们建议通过确保语言无障碍、聘请社区成员加入研究团队、与当地机构和非政府组织合作以及保持可持续的联系,来实现更好、更合乎伦理的移民研究实践。
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引用次数: 0
Translational Research and Health Equity: Gene Therapies for Sickle Cell Disease as a Case Study 转化研究与健康公平:镰状细胞病基因疗法案例研究
Q2 Social Sciences Pub Date : 2024-04-17 DOI: 10.1002/eahr.500211
Mary A. Majumder, Titilope Fasipe

In August of 2023, the National Academies of Science, Engineering, and Medicine published a timely report titled “Toward Equitable Innovation in Health and Medicine: A Framework.” Here, we review some of the key contributions of the report, focusing on two dimensions of equity: input equity and deployment equity. We then use the example of new gene therapies to treat sickle cell disease (SCD) as a case study of input and deployment equity in translational research. The SCD case study illustrates the need for a kind of translational bioethics with deep understanding of lived experiences and clinical realities as well as a high degree of economic and policy sophistication.

2023 年 8 月,美国国家科学、工程和医学研究院及时发布了一份题为 "实现健康与医学领域的公平创新 "的报告:框架 "的报告。在此,我们将回顾该报告的一些主要贡献,重点关注公平的两个方面:投入公平和部署公平。然后,我们以治疗镰状细胞病(SCD)的新基因疗法为例,对转化研究中的投入和部署公平进行了案例分析。镰状细胞病的案例研究说明,需要一种对生活经验和临床现实有深刻理解、对经济和政策有高度认识的转化生物伦理学。
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引用次数: 0
Returning Clinically Relevant Research Results to Participants: Guidelines for Investigators and the IRB 将临床相关研究结果返还给参与者:研究者和 IRB 指南》。
Q2 Social Sciences Pub Date : 2024-03-06 DOI: 10.1002/eahr.500204
Amy Waltz, Bethany Johnson, Peter H. Schwartz

In 2019, the revised Common Rule required informed consent documents for research to include a statement about whether clinically relevant research results would be returned to research participants. While there are national discussions regarding the return of results, these do not provide specific guidance about how institutional review boards (IRBs) should address this issue. Through a year-long process involving IRB staff and leadership, science and bioethics faculty members, community IRB members, and others, Indiana University's human research protection program created a framework that offers a clear categorization of types of results for researchers to consider returning, provides language for informed consent documents, and describes an active but intentionally limited role for the IRB. In this article, we describe this framework and its rationale as a model for other universities and, more generally, as a model for balancing the need to protect human subjects with efforts to limit the burdens on researchers and the IRB.

2019 年,修订后的《共同规则》要求研究的知情同意文件中包含一项声明,说明是否会将临床相关的研究成果返还给研究参与者。虽然全国范围内都在讨论研究成果的返还问题,但这些讨论并未就机构审查委员会(IRB)应如何解决这一问题提供具体指导。印第安纳大学的人类研究保护计划历时一年,在 IRB 工作人员和领导、科学和生物伦理学教师、社区 IRB 成员及其他人员的参与下,创建了一个框架,对研究人员应考虑返还的研究成果类型进行了清晰的分类,提供了知情同意文件的用语,并描述了 IRB 积极但有意限制的作用。在本文中,我们将介绍该框架及其基本原理,以此作为其他大学的典范,更广泛地说,作为在保护人类研究对象的需要与限制研究人员和 IRB 负担之间取得平衡的典范。
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引用次数: 0
Should Researchers Destroy Audio or Video Recordings? 研究人员是否应该销毁录音或录像?
Q2 Social Sciences Pub Date : 2024-03-06 DOI: 10.1002/eahr.500205
David B. Resnik, Alison Antes, Jessica Mozersky

It is a common practice in qualitative research to transcribe audio or video files from interviews or focus groups and then destroy the files at some future time, usually after validating the transcript or concluding the research. We argue that it is time to rethink this practice and that retention of original qualitative data—including audio and video recordings—should be the default stance in most cases.

在定性研究中,通常的做法是从访谈或焦点小组中转录音频或视频文件,然后在未来的某个时间销毁这些文件,通常是在验证了转录内容或结束研究之后。我们认为,现在是重新思考这种做法的时候了,在大多数情况下,保留原始定性数据(包括音频和视频录像)应该是默认的立场。
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引用次数: 0
Navigating University Openness in Research Policy Inconsistent with Indigenous Data Sovereignty: A Case Analysis 在不符合土著数据主权的研究政策中引导大学开放:案例分析。
Q2 Social Sciences Pub Date : 2024-03-06 DOI: 10.1002/eahr.500202
Molly Wick, Deanna Erickson, Joel Hoffman, Lucinda Johnson, Ted Angradi

Indigenous nations and communities in the United States have rights as sovereign governments to exercise control and ownership over all data and information generated by or from the tribes, tribal members, or tribal resources. Indigenous nations exercise these rights through data ownership policies established in response to unethical research practices in research involving Indigenous communities. Most universities in the U.S. have “openness in research” policies to ensure academic freedom to publish freely, exercised by retaining university control of data. Here, we describe our study of cultural ecosystem services in the St. Louis River estuary region (Nagaajiwanaang in the language Ojibwemowin) in Duluth, Minnesota, and Superior, Wisconsin, U.S., an area that includes portions of the 1854 and 1842 Ceded Territories and reservation lands of a local band of Ojibwe (hereafter referred to as “the Band”). In this university-led, Band-supported study, both the university and the Band sought ownership of data collected based on their respective policies, resulting in a research delay of nearly a year. We found that open research policies that do not consider Indigenous sovereignty can hamper collaboration between university researchers and tribal nations, even when there is broad agreement on research goals and objectives. University open research policies that do not explicitly address Indigenous sovereignty fall short of the open research principles they intend to support and should be revised. Formal adoption of principles for ethical research with sovereign tribal governments by universities is needed to improve coordination and trust among university and tribal researchers and members.

美国的土著民族和社区作为主权政府,有权对部落、部落成员或部落资源产生的所有数据和信息行使控制权和所有权。原住民通过针对涉及原住民社区的不道德研究行为而制定的数据所有权政策来行使这些权利。美国大多数大学都有 "研究开放 "政策,通过保留大学对数据的控制权来确保自由发表论文的学术自由。在此,我们将介绍我们在美国明尼苏达州德卢斯市和威斯康星州苏必利尔市的圣路易斯河河口地区(奥吉布韦莫温语 Nagaajiwanaang)开展的文化生态系统服务研究,该地区包括 1854 年和 1842 年割让的部分领土以及当地奥吉布韦部落(以下简称 "部落")的保留地。在这项由大学主导、部落支持的研究中,大学和部落都根据各自的政策寻求对所收集数据的所有权,导致研究延迟了近一年。我们发现,不考虑土著主权的开放式研究政策会阻碍大学研究人员与部落民族之间的合作,即使双方就研究目标和目的达成广泛一致。没有明确解决土著主权问题的大学开放研究政策没有达到其想要支持的开放研究原则,因此应该进行修订。大学需要正式采纳与主权部落政府进行道德研究的原则,以改善大学与部落研究人员和成员之间的协调和信任。
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引用次数: 0
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Ethics & human research
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