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A critical self-reflexive account of a privileged researcher in a complicated setting: Kakuma refugee camp 一个在复杂环境下的特权研究者的批判性自我反思:卡库马难民营
IF 1.7 Q2 ETHICS Pub Date : 2021-10-01 DOI: 10.1177/17470161211037386
Neil Bilotta
As a white, Western-educated man, undertaking research in Kakuma refugee camp, Kenya, I encountered ethical dilemmas related to my privileged racial and gender status. These include power imbalances between researchers and refugees and conducting research in the face of human suffering. Through critical self-reflexivity, I analyze my own experiences to reveal the personal and professional vulnerabilities that researchers from high-income countries (HICs) may encounter when working in contexts where oppression and forced displacement are prominent. I conclude that researchers who work in contexts of forced migration must extend beyond the boundaries of procedural research ethics and include components of relational ethics. This involves close collaboration with refugee participants to develop more culturally relevant research ethics guidelines for refugee-specific populations.
作为一个受过西方教育的白人,在肯尼亚的卡库马难民营进行研究时,我遇到了与我优越的种族和性别地位有关的道德困境。这些问题包括研究人员和难民之间的权力不平衡,以及在面临人类苦难的情况下开展研究。通过批判性的自我反思,我分析了自己的经历,以揭示高收入国家(HICs)的研究人员在压迫和被迫流离失所突出的环境中工作时可能遇到的个人和专业脆弱性。我的结论是,在强迫移民背景下工作的研究人员必须超越程序研究伦理的界限,并包括关系伦理的组成部分。这涉及与难民参与者密切合作,为难民特定人群制定更具有文化相关性的研究伦理准则。
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引用次数: 3
A phenomenographic study of scientists’ beliefs about the causes of scientists’ research misconduct 科学家对科学家科研不端行为原因的信念的现象研究
IF 1.7 Q2 ETHICS Pub Date : 2021-10-01 DOI: 10.1177/17470161211042658
Aidan C. Cairns, Caleb L. Linville, Tyler Garcia, B. Bridges, Scott Tanona, J. Herington, James T. Laverty
When scientists act unethically, their actions can cause harm to participants, undermine knowledge creation, and discredit the scientific community. Responsible Conduct of Research (RCR) training is one of the main ways institutions try to prevent scientists from acting unethically. However, this only addresses the problem if scientists value the training, and if the problem stems from ignorance. This study looks at what scientists think causes unethical behavior in science, with the hopes of improving RCR training by shaping it based on the views of the targeted audience (n = 14 scientists). Previous studies have surveyed scientists about what they believe causes unethical behavior using pre-defined response items. This study uses a qualitative research methodology to elicit scientists’ beliefs without predefining the range of responses. The data for this phenomenographic study were collected from interviews which presented ethical case studies and asked subjects how they would respond to those situations. Categories and subcategories were created to organize their reasonings. This work will inform the development of future methods for preventing unethical behavior in research.
当科学家的行为不道德时,他们的行为会对参与者造成伤害,破坏知识创造,并使科学界失去信誉。负责任的研究行为(RCR)培训是机构试图防止科学家不道德行为的主要方式之一。然而,这只有在科学家重视训练,并且问题源于无知的情况下才能解决问题。这项研究着眼于科学家认为是什么导致了科学中的不道德行为,希望通过根据目标受众(n = 14名科学家)的观点来塑造RCR培训,从而改善RCR培训。之前的研究使用预先定义的反应项目对科学家进行了调查,了解他们认为是什么导致了不道德的行为。本研究采用定性研究方法,在不预先定义反应范围的情况下引出科学家的信念。这一现象学研究的数据是从提出伦理案例研究的访谈中收集的,并询问受试者如何应对这些情况。类别和子类别被创建来组织他们的推理。这项工作将为防止研究中不道德行为的未来方法的发展提供信息。
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引用次数: 4
‘Grey areas’: ethical challenges posed by social media-enabled recruitment and online data collection in cross-border, social science research “灰色地带”:在跨境社会科学研究中,社交媒体招聘和在线数据收集带来的道德挑战
IF 1.7 Q2 ETHICS Pub Date : 2021-09-22 DOI: 10.1177/17470161211045557
Sara Bamdad, D. Finaughty, Sarah E. Johns
Are social science, cross-border research projects, where recruitment and data collection are carried out remotely (e.g. through social media and online platforms), required to follow similar ethical and data-sharing procedures as ‘on-the-ground’ studies that use traditional means of recruitment and participant engagement? This article reflects on our experience of dealing with this question when we (multi-national but UK based researchers) had to switch to online data collection due to the restrictions posed by the COVID-19 pandemic, such as the inability to travel or work in person with local communities and collaborators. Using social media platforms and online data collection when conducting research brings many advantages, such as being able to communicate remotely but directly with gatekeepers and collaborators, and in reaching potential participants on a global scale. However, neither the guidelines and advice for conducting ethically sound internet-based research, nor the academic literature focussed on building equitable research partnerships between the Global North and the Global South, offer much information regarding the ethical concerns, or address the grey areas, posed by this type of digital and distanced transnational research. In our experience, conducting research remotely made negotiations of access very challenging due to the politics of positionality between Global North and South researchers, lack of clarity on ethical processes and (mis)perceptions of gatekeepers who we could not meet in person. We hope the reflections on, and discussion of, our experience encourage deliberation on the present ethical challenges posed by online and social-media-disseminated data collection, particularly in cross-border circumstances.
招聘和数据收集是远程进行的(例如通过社交媒体和在线平台)的社会科学、跨境研究项目,是否需要遵循与使用传统招聘和参与者参与方式的“实地”研究类似的伦理和数据共享程序?这篇文章反映了我们处理这个问题的经验,当时我们(跨国但在英国的研究人员)由于COVID-19大流行造成的限制,不得不转向在线数据收集,例如无法与当地社区和合作者一起旅行或亲自工作。在进行研究时使用社交媒体平台和在线数据收集带来了许多优势,例如能够与看门人和合作者进行远程但直接的沟通,并在全球范围内接触到潜在的参与者。然而,无论是开展合乎伦理的基于互联网的研究的指导方针和建议,还是专注于在全球北方和全球南方之间建立公平的研究伙伴关系的学术文献,都没有提供太多关于伦理问题的信息,也没有解决这种数字化和远程跨国研究所带来的灰色地带。根据我们的经验,远程进行研究使得访问谈判非常具有挑战性,因为全球北方和南方研究人员之间的政治立场,缺乏道德流程的明确性以及我们无法亲自见面的看门人的(错误)看法。我们希望对我们经验的反思和讨论能够鼓励人们思考当前在线和社交媒体传播的数据收集所带来的道德挑战,特别是在跨境情况下。
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引用次数: 2
Reshaping the review of consent so we might improve participant choice 重塑对同意的审查,这样我们就可以改善参与者的选择
IF 1.7 Q2 ETHICS Pub Date : 2021-09-15 DOI: 10.1177/17470161211043703
H. Davies
Consent is one necessary foundation for ethical research and it’s one of the research ethics committee’s major roles to ensure that the consent process meets acceptable standards. Although on Oxford ‘A’ REC (an NHS Research Ethics Committee based in the UK) we’ve been impressed by the thought and work put into this aspect of research ethics, we’ve continued to have concerns about the suitability and effectiveness of consent processes in supporting decision making, particularly for clinical trials. There’s poor understanding of what people want to help them decide; current processes don’t provide the best grounding for informed consent and there’s inadequate public involvement. We’ve also found a lack of proportionality with researchers failing to adapt consent procedures in proportion to the burdens and consequences of the study. As a result, people are often not best helped to make an informed choice when asked to join a research study. To address these concerns, we considered how we might improve this aspect of research ethics review. Recognising the central importance of the dialogue between the volunteer and researcher, we’ve drawn up a model or flowchart of what we deem good consent practice, proposing consent should be built around four simple steps: Step 1: Introducing the study and the choices: helping the potential participants get an overview of the proposal and introducing the key issues. Step 2: Explaining all the details of the study using the detailed Participant Information Sheet. Step 3: After a gap, if necessary, reviewing and checking understanding. Step 4: Reaching agreement and recording consent. These steps, we believe, could help all involved and this article lays out ways we might improve participant choice while complying with accepted principles and current regulations.
同意是伦理研究的必要基础,确保同意过程符合可接受的标准是研究伦理委员会的主要职责之一。尽管在牛津“A”REC(总部设在英国的NHS研究伦理委员会)上,我们对研究伦理这方面的思想和工作印象深刻,但我们仍然对支持决策的同意过程的适用性和有效性感到担忧,特别是对于临床试验。对人们想要什么帮助他们做决定的理解很差;目前的程序没有为知情同意提供最好的基础,公众参与也不足。我们还发现,由于研究人员未能适应与研究负担和后果成比例的同意程序,因此缺乏相称性。因此,当被要求参加一项研究时,人们往往没有得到最好的帮助来做出明智的选择。为了解决这些问题,我们考虑了如何改进研究伦理审查的这一方面。认识到志愿者和研究人员之间对话的核心重要性,我们已经制定了一个模型或流程图,我们认为什么是好的同意实践,提出同意应该围绕四个简单的步骤建立:步骤1:介绍研究和选择:帮助潜在的参与者对建议有一个概述,并介绍关键问题。步骤2:使用详细的参与者信息表解释研究的所有细节。第三步:间隔一段时间后,如有必要,回顾和检查理解情况。第四步:达成协议并记录同意。我们相信,这些步骤可以帮助所有参与者,本文列出了我们在遵守公认原则和现行法规的同时改善参与者选择的方法。
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引用次数: 3
Recruiting pupils for a school-based eye study in Nigeria: Trust and informed consent concerns 尼日利亚为学校眼科研究招募学生:信任和知情同意问题
IF 1.7 Q2 ETHICS Pub Date : 2021-09-08 DOI: 10.1177/17470161211045772
F. Maduka-Okafor, O. Okoye, N. Oguego, N. Udeh, A. Aghaji, O. Okoye, I. Ezegwui, E. Nwobi, E. Ezugwu, E. Onwasigwe, R. Umeh, Chiamaka Aneji
School-based research presents ethical challenges, especially with respect to informed consent. The manner in which pupils and their parents respond to an invitation to participate in research is likely to depend on several factors, including the level of trust between them and the researchers. This paper describes our recruitment and consent process for a school-based eye study in Nigeria. In the course of our study, a particular governmental incident helped to fuel public mistrust in governmental programs and posed a potential threat to our recruitment efforts. The recruitment and consent process included series of advocacy visits to stakeholders in the education sector, highly interactive briefing and health talk sessions in schools, use of telephone services as a medium for information dissemination, age-appropriate study information, parental consent, and pupil assent. Of the 6598 pupils provided with study information, 5723 returned parental consent forms. There were 69 cases of pupils who dissented despite having parental consent. The two leading concerns for the parents/guardians were the rumors regarding a military/governmental-sponsored health campaign and the side-effects of the dilating eye-drops. Nevertheless, our high level of recruitment suggests our recruitment and consent process was successful in assuaging fears for the vast majority of pupils and their parents.
以学校为基础的研究提出了伦理挑战,特别是在知情同意方面。学生及其家长对参与研究邀请的回应方式可能取决于几个因素,包括他们与研究人员之间的信任程度。本文描述了我们在尼日利亚开展的一项以学校为基础的眼科研究的招募和同意过程。在我们的研究过程中,一个特殊的政府事件助长了公众对政府项目的不信任,并对我们的招聘工作构成了潜在的威胁。招募和同意过程包括对教育部门的利益攸关方进行一系列宣传访问,在学校举行高度互动的简报会和健康讲座,利用电话服务作为信息传播的媒介,提供适合年龄的研究信息,征得家长的同意和学生的同意。在提供研究信息的6598名学生中,5723名学生提交了家长同意书。有69名学生尽管得到了父母的同意,但仍不同意。父母/监护人最关心的两个问题是关于军队/政府赞助的健康运动的谣言和扩张眼药水的副作用。然而,我们的高水平招生表明,我们的招生和同意程序成功地缓解了绝大多数学生及其家长的担忧。
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引用次数: 1
Research integrity: emphasising our commitment 研究诚信:强调我们的承诺
IF 1.7 Q2 ETHICS Pub Date : 2021-07-01 DOI: 10.1177/17470161211028740
S. Nicholls
Creative Commons Non Commercial CC BY-NC: This article is distributed under the terms of the Creative Commons Attribution-NonCommercial 4.0 License (https://creativecommons.org/licenses/by-nc/4.0/) which permits non-commercial use, reproduction and distribution of the work without further permission provided the original work is attributed as specified on the SAGE and Open Access pages (https://us.sagepub.com/en-us/nam/open-access-at-sage). Research integrity: emphasising our commitment
知识共享非商业性CC BY-NC:本文在知识共享署名-非商业4.0许可(https://creativecommons.org/licenses/by-nc/4.0/)的条款下发布,该许可允许非商业用途,复制和分发作品,无需进一步许可,前提是原始作品的署名与SAGE和开放获取页面(https://us.sagepub.com/en-us/nam/open-access-at-sage)上指定的一致。研究诚信:强调我们的承诺
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引用次数: 1
Evaluating the prospects for university-based ethical governance in artificial intelligence and data-driven innovation 评估人工智能和数据驱动创新中基于大学的伦理治理的前景
IF 1.7 Q2 ETHICS Pub Date : 2021-06-07 DOI: 10.1177/17470161211022790
C. Hine
There has been considerable debate around the ethical issues raised by data-driven technologies such as artificial intelligence. Ethical principles for the field have focused on the need to ensure that such technologies are used for good rather than harm, that they enshrine principles of social justice and fairness, that they protect privacy, respect human autonomy and are open to scrutiny. While development of such principles is well advanced, there is as yet little consensus on the mechanisms appropriate for ethical governance in this field. This paper examines the prospects for the university ethics committee to undertake effective review of research conducted on data-driven technologies in the university context. Challenges identified include: the relatively narrow focus of university-based ethical review on the human subjects research process and lack of capacity to anticipate downstream impacts; the difficulties of accommodating the complex interplay of academic and commercial interests in the field; and the need to ensure appropriate expertise from both specialists and lay voices. Overall, the challenges identified sharpen appreciation of the need to encourage a joined-up and effective system of ethical governance that fosters an ethical culture rather than replacing ethical reflection with bureaucracy.
人工智能等数据驱动技术引发的伦理问题引发了相当大的争论。该领域的伦理原则侧重于确保这些技术被用于善而非害,它们体现了社会正义和公平的原则,它们保护隐私,尊重人类的自主权,并接受审查。虽然这些原则的发展已经取得了很大进展,但对于这一领域的伦理管理的适当机制尚未达成共识。本文探讨了大学伦理委员会在大学背景下对数据驱动技术研究进行有效审查的前景。所确定的挑战包括:以大学为基础的伦理审查对人类受试者研究过程的关注相对狭窄,缺乏预测下游影响的能力;适应该领域学术和商业利益的复杂相互作用的困难;并且需要确保专家和非专业人士都有适当的专业知识。总的来说,所确定的挑战使我们更加认识到需要鼓励建立一个联合有效的道德治理体系,以培养道德文化,而不是用官僚主义取代道德反思。
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引用次数: 3
The use of confidentiality and anonymity protections as a cover for fraudulent fieldwork data 利用保密和匿名保护作为欺诈实地调查数据的掩护
IF 1.7 Q2 ETHICS Pub Date : 2021-05-22 DOI: 10.1177/17470161211018257
M. V. Dougherty
Qualitative fieldwork research on sensitive topics sometimes requires that interviewees be granted confidentiality and anonymity. When qualitative researchers later publish their findings, they must ensure that any statements obtained during fieldwork interviews cannot be traced back to the interviewees. Given these protections to interviewees, the integrity of the published findings cannot usually be verified or replicated by third parties, and the scholarly community must trust the word of qualitative researchers when they publish their results. This trust is fundamentally abused, however, when researchers publish articles reporting qualitative fieldwork data that they never collected. Using only publicly available information, I argue that a 2017 article in an Elsevier foreign policy and international relations journal presents anonymised fieldwork interviews that could not have occurred as described. As an exercise in post-publication peer review (PPPR), this paper examines the evidence that calls into question the reliability of the putative fieldwork quotations. I show further that the 2017 article is not a unique case. The anonymity and confidentiality protections common in some areas of research create an ethical problem: the protections necessary for obtaining research data can be used as a cover to hide substandard research practices as well as research misconduct.
对敏感话题的定性实地调查有时要求受访者保密和匿名。当定性研究人员后来发表他们的发现时,他们必须确保在实地采访中获得的任何陈述都不能追溯到受访者。考虑到这些对受访者的保护,发表的研究结果的完整性通常不能被第三方验证或复制,学术界在发表研究结果时必须相信定性研究人员的话。然而,当研究人员发表文章报道他们从未收集过的定性实地调查数据时,这种信任从根本上被滥用了。仅使用公开信息,我认为爱思唯尔外交政策和国际关系杂志2017年的一篇文章展示了匿名的实地采访,这些采访不可能像描述的那样发生。作为出版后同行评议(PPPR)的一个练习,本文检查了对假定的野外工作引文的可靠性提出质疑的证据。我进一步指出,2017年的那篇文章并不是一个特例。在某些研究领域常见的匿名和保密保护产生了一个伦理问题:获取研究数据所必需的保护可能被用来掩盖不合格的研究实践和研究不端行为。
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引用次数: 4
Negotiating the practicalities of informed consent in the field with children and young people: learning from social science researchers 与儿童和年轻人协商实地知情同意的可行性:向社会科学研究人员学习
IF 1.7 Q2 ETHICS Pub Date : 2021-05-09 DOI: 10.1177/17470161211014941
G. Sherwood, S. Parsons
The real-world navigation of ethics-in-practice versus the bureaucracy of institutional ethics remains challenging. This is especially true for research with children and young people who may be considered vulnerable by the policies and procedures of ethics committees but agentic by researchers. Greater transparency is needed about how this tension is navigated in practice to provide confidence and effective strategies for social researchers, including those new to the field, for negotiating informed consent. Twenty-three social science researchers with a range of experience were interviewed about their practices for gaining informed consent from children and young people in social research and the development of their ‘ethics in practice’ over time. Main themes focused on navigating ethics protocols within institutions, practices to prepare for data collection, and a critical evaluation of the resources that can be applied to gaining consent and managing relationships. A range of methods and concrete steps that address ethical challenges are outlined to illustrate what can be done in practice to achieve authentic consent and appropriate participation.
在现实世界中,实践伦理与制度伦理的官僚主义之间的导航仍然具有挑战性。对儿童和年轻人的研究尤其如此,他们可能被伦理委员会的政策和程序视为弱势群体,但却被研究人员所代理。在实践中如何处理这种紧张关系需要更大的透明度,以便为社会研究人员提供信心和有效的策略,包括那些新进入该领域的人,来谈判知情同意。23名具有丰富经验的社会科学研究人员接受了采访,讨论了他们在社会研究中获得儿童和年轻人知情同意的做法,以及他们的“实践伦理”随着时间的推移的发展。主要主题集中在机构内的伦理协议导航、数据收集准备的实践以及对可用于获得同意和管理关系的资源的批判性评估。本文概述了一系列解决伦理挑战的方法和具体步骤,以说明在实践中可以做些什么来实现真正的同意和适当的参与。
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引用次数: 5
Towards an Ọmọlúàbí code of research ethics: Applying a situated, participant-centred virtue ethics framework to fieldwork with disadvantaged populations in diverse cultural settings 建立Ọmọlúàbí研究伦理准则:将一个以参与者为中心的美德伦理框架应用于不同文化背景下弱势群体的实地调查
IF 1.7 Q2 ETHICS Pub Date : 2021-04-16 DOI: 10.1177/17470161211010863
Bukola Oyinloye
This paper presents a participant-centred virtue ethics approach, the Ọmọlúàbí moral-ethical framework, which moves beyond researcher-centred reflexivity to incorporate participants’ moral virtues within a broader research ethics framework. It demonstrates a methodical application of the framework during research with rural Yorùbá communities in Northcentral Nigeria through the principles of continuity; adherence to local and national processes; adaptation to local ways of being and doing; and provision of tangible benefit. After proposing a conceptual approach for participant-centred ethics, the paper explores the tensions and complexities that may occur when attempting to reconcile diverse ethical traditions and provides practical suggestions for researchers who wish to conduct moral and ethical fieldwork in similar contexts. Ultimately, the paper argues for an integration of participants’ values and virtues within research ethics in order to affirm diverse ethical and intellectual traditions.
本文提出了一种以参与者为中心的美德伦理方法,即Ọmọlúàbí道德伦理框架,它超越了以研究人员为中心的反身性,将参与者的道德美德纳入更广泛的研究伦理框架。它展示了通过连续性原则在尼日利亚中北部农村Yorùbá社区的研究中有系统地应用该框架;遵守地方和国家进程;适应当地的生存和行为方式;并提供切实的利益。在提出了以参与者为中心的伦理学的概念方法之后,本文探讨了在试图调和不同伦理传统时可能出现的紧张和复杂性,并为希望在类似背景下进行道德和伦理实地调查的研究人员提供了实用建议。最后,本文主张在研究伦理中整合参与者的价值观和美德,以肯定不同的伦理和知识传统。
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引用次数: 6
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Research Ethics
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