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Waving away waivers: an obligation to contribute to ‘herd knowledge’ for data linkage research? 放弃豁免:为数据链接研究贡献“群体知识”的义务?
IF 1.7 Q2 ETHICS Pub Date : 2021-11-24 DOI: 10.1177/17470161211058311
Owen M. Bradfield
In today’s online data-driven world, people constantly shed data and deposit digital footprints. When individuals access health services, governments and health providers collect and store large volumes of health information about people that can later be retrieved, linked and analysed for research purposes. This can lead to new discoveries in medicine and healthcare. In addition, when securely stored and de-identified, the privacy risks are minimal and manageable. In many jurisdictions, ethics committees routinely waive the requirement for researchers to obtain consent from data subjects before using and linking these datasets in an effort to balance respect for individuals with research efficiency. In this paper, I explore the ethical justification for using routinely collected health data for research without consent. I conclude that, not only is this morally justified but also that data subjects have a moral obligation to contribute their data to such research, which would obviate the need for ethics committees to consider consent waivers. In justifying this argument, I look to the duty of easy rescue, distributive justice and draw analogies with vaccination ethics.
在当今网络数据驱动的世界里,人们不断地流出数据,留下数字足迹。当个人获得卫生服务时,政府和卫生服务提供者收集和存储大量有关个人的卫生信息,这些信息以后可以检索、链接和分析,用于研究目的。这可能会导致医学和医疗保健领域的新发现。此外,当安全存储和去识别时,隐私风险是最小的和可管理的。在许多司法管辖区,伦理委员会通常不要求研究人员在使用和链接这些数据集之前获得数据主体的同意,以努力平衡对个人的尊重和研究效率。在本文中,我探讨了未经同意使用常规收集的健康数据进行研究的伦理理由。我的结论是,这不仅在道德上是合理的,而且数据主体有道德义务将他们的数据贡献给此类研究,这将消除伦理委员会考虑同意弃权的必要性。在证明这一论点的合理性时,我着眼于容易拯救的责任、分配正义,并将其与疫苗接种伦理进行类比。
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引用次数: 0
Equality and Equity in Compensating Patient Engagement in Research: A Plea for Exceptionalism 补偿患者参与研究的平等与公平:为例外论辩护
IF 1.7 Q2 ETHICS Pub Date : 2021-11-18 DOI: 10.1177/17470161211059993
J. Bélisle-Pipon, V. Couture, Marie-Christine Roy
Engaging citizens and patients in research has become a truism in many fields of health research. It is now seen as a laudable—if not compulsory—activity in research for yielding more impactful and meaningful citizen/patient outcomes and steering research in the right direction. Although this research approach is increasingly common and commendable, we recently encountered a major obstacle in obtaining an ethics certificate from an institutional review board (IRB) to conduct a study that places citizen/patient perspectives on equal footing with those of academic/policy experts. The obstacle was the interpretation of fairness in terms of compensation for research participation (i.e. honoraria). In terms of research ethics, this raised an important question: Should all types of participants be compensated equally, or should exceptions be made for citizen/patient participants? We argue that there are good reasons for exceptionalism and that clearer guidance on citizen/patient engagement in research should be embedded into research ethics doctrine.
在许多卫生研究领域,让公民和患者参与研究已成为一个不言自明的事实。它现在被视为一项值得称赞的——如果不是强制性的——研究活动,因为它产生了更有影响力和有意义的公民/患者结果,并将研究引向正确的方向。虽然这种研究方法越来越普遍和值得赞扬,但我们最近遇到了一个主要障碍,即从机构审查委员会(IRB)获得道德证书,以进行一项将公民/患者的观点与学术/政策专家的观点平等对待的研究。障碍是在研究参与补偿(即酬金)方面对公平性的解释。就研究伦理而言,这提出了一个重要的问题:所有类型的参与者都应该得到平等的补偿,还是应该为公民/患者参与者提供例外?我们认为,例外论有很好的理由,并且应该将公民/患者参与研究的更明确指导嵌入到研究伦理学说中。
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引用次数: 0
Can research ethics codes be a conduit for justice? An examination of Aboriginal and Torres Strait Islander guidelines in Australia 研究伦理规范能成为实现正义的渠道吗?对澳大利亚土著居民和托雷斯海峡岛民指南的审查
IF 1.7 Q2 ETHICS Pub Date : 2021-10-25 DOI: 10.1177/17470161211053199
D. Zion, Richard Matthews
Aboriginal and Torres Strait Islander peoples in Australia, have historically experienced research as another means of colonialization and oppression. Although there are existing frameworks, guidelines and policies in place that respond to this history, the risk of exploitation and oppression arising from research still raises challenging ethical questions. Since the 1990s the National Health and Medical Research Council in Australia has developed specific sets of guidelines that govern research with these populations in an attempt to redress injustices of the past. The current guidelines: Ethical Conduct in Research with Aboriginal and Torres Strait Islander Peoples and Communities: Guidelines for Researchers and Stakeholders, 2018, emphasis six core values which are bound together by “spirit and integrity.” The values are reflected through respect for cultural inheritance, and genuine negotiation of partnerships between researchers, other stakeholders, and communities. We examine whether these guidelines can lead to research and research practices that redress some of the ongoing traumas of colonialization and racism. We draw upon Margaret Urban Walker’s formulation of restorative justice, based upon her “pragmatics of repair” which relies upon “voice, validation and vindication” and at its core, the restoration of relationships.
澳大利亚的土著和托雷斯海峡岛民在历史上经历了作为殖民和压迫的另一种手段的研究。尽管现有的框架、指导方针和政策对这段历史做出了回应,但研究产生的剥削和压迫风险仍然引发了具有挑战性的伦理问题。自1990年代以来,澳大利亚国家卫生和医学研究委员会制定了一套具体的指导方针,指导对这些人口进行的研究,试图纠正过去的不公正现象。现行指南:《与土著和托雷斯海峡岛民和社区进行研究的道德行为:研究人员和利益相关者指南》,2018年,强调了六个核心价值观,这些价值观通过“精神和诚信”联系在一起。这些价值观体现在对文化遗产的尊重,以及研究人员、其他利益相关者和社区之间真正的伙伴关系谈判。我们研究这些指导方针是否可以导致研究和研究实践,以纠正殖民和种族主义的一些持续创伤。我们借鉴了玛格丽特·厄本·沃克(Margaret Urban Walker)关于恢复性司法的构想,她的“修复语用学”依赖于“声音、确认和辩护”,其核心是关系的恢复。
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引用次数: 0
Navigating conflict between research ethics and online platform terms and conditions: a reflective account 导航研究伦理与在线平台条款和条件之间的冲突:一个反思的帐户
IF 1.7 Q2 ETHICS Pub Date : 2021-10-12 DOI: 10.1177/17470161211045526
S. Chua
Internet users’ comments in online spaces have attracted researchers’ attention in recent years. Although this data is typically publicly available, its use requires careful consideration so as to not cause harm to the users, while complying with the terms and conditions (Ts & Cs) of the online spaces. However, the Ts & Cs and researchers’ ethical considerations may sometimes be in conflict. I faced such a conflict when I conducted discourse analysis of online discussions that were sourced from a public online learning platform owned by a private company. In this article, I reflect on how I navigated the Ts & Cs and copyright law, taking users’ likely expectations into consideration when deciding whether to seek informed consent and anonymize content. I employed an ‘attribution with anonymization’ method to acknowledge users for their comments while safeguarding their confidentiality. Given the variety of online spaces and research methods, ethical decision-making must be a contextualized process that requires researchers to consider the nature of the online platform and the potential experience of the users, rather than simply following guidelines or Ts & Cs.
近年来,网民在网络空间的评论引起了研究人员的关注。虽然这些数据通常是公开的,但使用这些数据需要仔细考虑,以免对用户造成伤害,同时遵守在线空间的条款和条件(Ts & Cs)。然而,技术和技术人员和研究人员的伦理考虑有时可能会发生冲突。当我对来自一家私营公司拥有的公共在线学习平台的在线讨论进行话语分析时,我遇到了这样的冲突。在这篇文章中,我回顾了我是如何处理科技和版权法的,在决定是否寻求知情同意和匿名化内容时考虑到用户可能的期望。我采用了一种“匿名署名”的方法,在确认用户评论的同时保护他们的机密性。考虑到网络空间和研究方法的多样性,伦理决策必须是一个情境化的过程,要求研究人员考虑在线平台的性质和用户的潜在体验,而不是简单地遵循指导方针或Ts & c。
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引用次数: 5
A modest proposal to the peer review process: a collaborative and interdisciplinary approach in the assessment of scholarly communication 对同行评议过程的适度建议:学术交流评估中的合作和跨学科方法
IF 1.7 Q2 ETHICS Pub Date : 2021-10-10 DOI: 10.1177/17470161211051230
A. Hoffman
The purpose of the traditional peer review process (TPR) is to provide a more constructive and scientifically rigorous critical review of scholarly research that builds scientific rigor and validity within diverse academic disciplines. Peer review has received criticism as the demand for publications in a variety of competitive journals has significantly increased while the number of individuals who are both willing and qualified to conduct thorough reviews is significantly declining. The purpose of this topic piece is to examine the overall efficacy of the peer review process and provide recommendations toward a more collaborative, transparent (i.e. “open”), and interdisciplinary communication process.
传统的同行评议过程(TPR)的目的是为学术研究提供更具建设性和科学严谨的批判性评议,从而在不同学科中建立科学的严谨性和有效性。同行评议受到了批评,因为在各种竞争性期刊上发表论文的需求显著增加,而愿意并有资格进行彻底评议的个人数量却显著减少。这篇主题文章的目的是检查同行评审过程的整体功效,并为更加协作、透明(即“开放”)和跨学科的交流过程提供建议。
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引用次数: 4
CORRIGENDUM to “Unconsented acknowledgments as a form of authorship abuse: What can be done about it?” “未经同意的致谢是一种滥用作者身份的形式:对此可以做些什么?”的更正。
IF 1.7 Q2 ETHICS Pub Date : 2021-10-01 DOI: 10.1177/17470161211037906
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引用次数: 0
A critical self-reflexive account of a privileged researcher in a complicated setting: Kakuma refugee camp 一个在复杂环境下的特权研究者的批判性自我反思:卡库马难民营
IF 1.7 Q2 ETHICS Pub Date : 2021-10-01 DOI: 10.1177/17470161211037386
Neil Bilotta
As a white, Western-educated man, undertaking research in Kakuma refugee camp, Kenya, I encountered ethical dilemmas related to my privileged racial and gender status. These include power imbalances between researchers and refugees and conducting research in the face of human suffering. Through critical self-reflexivity, I analyze my own experiences to reveal the personal and professional vulnerabilities that researchers from high-income countries (HICs) may encounter when working in contexts where oppression and forced displacement are prominent. I conclude that researchers who work in contexts of forced migration must extend beyond the boundaries of procedural research ethics and include components of relational ethics. This involves close collaboration with refugee participants to develop more culturally relevant research ethics guidelines for refugee-specific populations.
作为一个受过西方教育的白人,在肯尼亚的卡库马难民营进行研究时,我遇到了与我优越的种族和性别地位有关的道德困境。这些问题包括研究人员和难民之间的权力不平衡,以及在面临人类苦难的情况下开展研究。通过批判性的自我反思,我分析了自己的经历,以揭示高收入国家(HICs)的研究人员在压迫和被迫流离失所突出的环境中工作时可能遇到的个人和专业脆弱性。我的结论是,在强迫移民背景下工作的研究人员必须超越程序研究伦理的界限,并包括关系伦理的组成部分。这涉及与难民参与者密切合作,为难民特定人群制定更具有文化相关性的研究伦理准则。
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引用次数: 3
A phenomenographic study of scientists’ beliefs about the causes of scientists’ research misconduct 科学家对科学家科研不端行为原因的信念的现象研究
IF 1.7 Q2 ETHICS Pub Date : 2021-10-01 DOI: 10.1177/17470161211042658
Aidan C. Cairns, Caleb L. Linville, Tyler Garcia, B. Bridges, Scott Tanona, J. Herington, James T. Laverty
When scientists act unethically, their actions can cause harm to participants, undermine knowledge creation, and discredit the scientific community. Responsible Conduct of Research (RCR) training is one of the main ways institutions try to prevent scientists from acting unethically. However, this only addresses the problem if scientists value the training, and if the problem stems from ignorance. This study looks at what scientists think causes unethical behavior in science, with the hopes of improving RCR training by shaping it based on the views of the targeted audience (n = 14 scientists). Previous studies have surveyed scientists about what they believe causes unethical behavior using pre-defined response items. This study uses a qualitative research methodology to elicit scientists’ beliefs without predefining the range of responses. The data for this phenomenographic study were collected from interviews which presented ethical case studies and asked subjects how they would respond to those situations. Categories and subcategories were created to organize their reasonings. This work will inform the development of future methods for preventing unethical behavior in research.
当科学家的行为不道德时,他们的行为会对参与者造成伤害,破坏知识创造,并使科学界失去信誉。负责任的研究行为(RCR)培训是机构试图防止科学家不道德行为的主要方式之一。然而,这只有在科学家重视训练,并且问题源于无知的情况下才能解决问题。这项研究着眼于科学家认为是什么导致了科学中的不道德行为,希望通过根据目标受众(n = 14名科学家)的观点来塑造RCR培训,从而改善RCR培训。之前的研究使用预先定义的反应项目对科学家进行了调查,了解他们认为是什么导致了不道德的行为。本研究采用定性研究方法,在不预先定义反应范围的情况下引出科学家的信念。这一现象学研究的数据是从提出伦理案例研究的访谈中收集的,并询问受试者如何应对这些情况。类别和子类别被创建来组织他们的推理。这项工作将为防止研究中不道德行为的未来方法的发展提供信息。
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引用次数: 4
‘Grey areas’: ethical challenges posed by social media-enabled recruitment and online data collection in cross-border, social science research “灰色地带”:在跨境社会科学研究中,社交媒体招聘和在线数据收集带来的道德挑战
IF 1.7 Q2 ETHICS Pub Date : 2021-09-22 DOI: 10.1177/17470161211045557
Sara Bamdad, D. Finaughty, Sarah E. Johns
Are social science, cross-border research projects, where recruitment and data collection are carried out remotely (e.g. through social media and online platforms), required to follow similar ethical and data-sharing procedures as ‘on-the-ground’ studies that use traditional means of recruitment and participant engagement? This article reflects on our experience of dealing with this question when we (multi-national but UK based researchers) had to switch to online data collection due to the restrictions posed by the COVID-19 pandemic, such as the inability to travel or work in person with local communities and collaborators. Using social media platforms and online data collection when conducting research brings many advantages, such as being able to communicate remotely but directly with gatekeepers and collaborators, and in reaching potential participants on a global scale. However, neither the guidelines and advice for conducting ethically sound internet-based research, nor the academic literature focussed on building equitable research partnerships between the Global North and the Global South, offer much information regarding the ethical concerns, or address the grey areas, posed by this type of digital and distanced transnational research. In our experience, conducting research remotely made negotiations of access very challenging due to the politics of positionality between Global North and South researchers, lack of clarity on ethical processes and (mis)perceptions of gatekeepers who we could not meet in person. We hope the reflections on, and discussion of, our experience encourage deliberation on the present ethical challenges posed by online and social-media-disseminated data collection, particularly in cross-border circumstances.
招聘和数据收集是远程进行的(例如通过社交媒体和在线平台)的社会科学、跨境研究项目,是否需要遵循与使用传统招聘和参与者参与方式的“实地”研究类似的伦理和数据共享程序?这篇文章反映了我们处理这个问题的经验,当时我们(跨国但在英国的研究人员)由于COVID-19大流行造成的限制,不得不转向在线数据收集,例如无法与当地社区和合作者一起旅行或亲自工作。在进行研究时使用社交媒体平台和在线数据收集带来了许多优势,例如能够与看门人和合作者进行远程但直接的沟通,并在全球范围内接触到潜在的参与者。然而,无论是开展合乎伦理的基于互联网的研究的指导方针和建议,还是专注于在全球北方和全球南方之间建立公平的研究伙伴关系的学术文献,都没有提供太多关于伦理问题的信息,也没有解决这种数字化和远程跨国研究所带来的灰色地带。根据我们的经验,远程进行研究使得访问谈判非常具有挑战性,因为全球北方和南方研究人员之间的政治立场,缺乏道德流程的明确性以及我们无法亲自见面的看门人的(错误)看法。我们希望对我们经验的反思和讨论能够鼓励人们思考当前在线和社交媒体传播的数据收集所带来的道德挑战,特别是在跨境情况下。
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引用次数: 2
Reshaping the review of consent so we might improve participant choice 重塑对同意的审查,这样我们就可以改善参与者的选择
IF 1.7 Q2 ETHICS Pub Date : 2021-09-15 DOI: 10.1177/17470161211043703
H. Davies
Consent is one necessary foundation for ethical research and it’s one of the research ethics committee’s major roles to ensure that the consent process meets acceptable standards. Although on Oxford ‘A’ REC (an NHS Research Ethics Committee based in the UK) we’ve been impressed by the thought and work put into this aspect of research ethics, we’ve continued to have concerns about the suitability and effectiveness of consent processes in supporting decision making, particularly for clinical trials. There’s poor understanding of what people want to help them decide; current processes don’t provide the best grounding for informed consent and there’s inadequate public involvement. We’ve also found a lack of proportionality with researchers failing to adapt consent procedures in proportion to the burdens and consequences of the study. As a result, people are often not best helped to make an informed choice when asked to join a research study. To address these concerns, we considered how we might improve this aspect of research ethics review. Recognising the central importance of the dialogue between the volunteer and researcher, we’ve drawn up a model or flowchart of what we deem good consent practice, proposing consent should be built around four simple steps: Step 1: Introducing the study and the choices: helping the potential participants get an overview of the proposal and introducing the key issues. Step 2: Explaining all the details of the study using the detailed Participant Information Sheet. Step 3: After a gap, if necessary, reviewing and checking understanding. Step 4: Reaching agreement and recording consent. These steps, we believe, could help all involved and this article lays out ways we might improve participant choice while complying with accepted principles and current regulations.
同意是伦理研究的必要基础,确保同意过程符合可接受的标准是研究伦理委员会的主要职责之一。尽管在牛津“A”REC(总部设在英国的NHS研究伦理委员会)上,我们对研究伦理这方面的思想和工作印象深刻,但我们仍然对支持决策的同意过程的适用性和有效性感到担忧,特别是对于临床试验。对人们想要什么帮助他们做决定的理解很差;目前的程序没有为知情同意提供最好的基础,公众参与也不足。我们还发现,由于研究人员未能适应与研究负担和后果成比例的同意程序,因此缺乏相称性。因此,当被要求参加一项研究时,人们往往没有得到最好的帮助来做出明智的选择。为了解决这些问题,我们考虑了如何改进研究伦理审查的这一方面。认识到志愿者和研究人员之间对话的核心重要性,我们已经制定了一个模型或流程图,我们认为什么是好的同意实践,提出同意应该围绕四个简单的步骤建立:步骤1:介绍研究和选择:帮助潜在的参与者对建议有一个概述,并介绍关键问题。步骤2:使用详细的参与者信息表解释研究的所有细节。第三步:间隔一段时间后,如有必要,回顾和检查理解情况。第四步:达成协议并记录同意。我们相信,这些步骤可以帮助所有参与者,本文列出了我们在遵守公认原则和现行法规的同时改善参与者选择的方法。
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引用次数: 3
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Research Ethics
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