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Dismissal for objective reason of data protection officer between data protection law and national legislation 数据保护官员在数据保护法和国家立法之间因客观原因被解雇
IF 0.7 Pub Date : 2023-05-17 DOI: 10.1177/20319525231172091
Alessandra Ingrao
This contribution analyses the content and the relevance of the ruling of the Court of Justice of the European Union (CJEU) in the Leistritz AG/LH case which does not preclude national legislation from providing that a data controller (or a data processor) may terminate the employment contract of a data protection officer (DPO) only with just cause, even if the contractual termination is not related to the performance of that officer's tasks, in so far as such legislation does not undermine the achievement of the objectives of that regulation.
本文分析了欧盟法院(CJEU)在Leistritz AG/LH案中裁决的内容和相关性,该裁决不排除国家立法规定数据控制者(或数据处理者)只能在正当理由下终止数据保护官(DPO)的雇佣合同,即使合同终止与该官员的任务履行无关。只要这种立法不破坏该条例各项目标的实现。
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引用次数: 0
Algorithmic management: Assessing the impacts of AI at work 算法管理:评估人工智能在工作中的影响
IF 0.7 Pub Date : 2023-05-10 DOI: 10.1177/20319525231167478
Aislinn Kelly-Lyth, Anna Thomas
Algorithmic outputs are increasingly shaping the employee experience, presenting a host of risks and impacts with far-reaching consequences. This contribution considers how algorithmic impact assessments should complement, as well as inform, an overarching ‘top-down’ framework for the governance of algorithmic management systems. While generalised obligations are crucial, identifying risk mitigations on a case-by-case basis can provide significant added value by (i) identifying and evaluating risks and impacts, and facilitating context-specific responses; (ii) striking a balance between generalised requirements and complete self-regulation; and (iii) ensuring that due regard to anticipated impacts and risk mitigation is built in from the design and development stages, through to deployment in the workplace. The criteria for an effective impact assessment obligation in the algorithmic management context are identified, including the appropriate stages, actors, and procedure. The Good Work Charter, which operates as a synthesis of legal principles, rights, and obligations, as well as ethical principles as they apply to the workplace, is proposed as an assessment framework. Finally, the article compares the proposed model with the existing obligation to carry out data protection impact assessments for high-risk data processing. The shortcomings of the latter obligation are explored, and a legislative approach to avoid duplication is proposed.
算法输出正在越来越多地塑造员工体验,呈现出一系列具有深远影响的风险和影响。这一贡献考虑了算法影响评估应如何补充和告知算法管理系统治理的总体“自上而下”框架。虽然一般义务至关重要,但在个案基础上确定风险缓解措施可以通过以下方式提供重大附加值:(i)识别和评估风险和影响,并促进针对具体情况的应对措施;(ii)在一般要求和完全自律之间取得平衡;以及(iii)确保从设计和开发阶段到工作场所部署,都充分考虑到预期影响和风险缓解。确定了算法管理背景下有效影响评估义务的标准,包括适当的阶段、参与者和程序。《良好工作宪章》是法律原则、权利和义务以及适用于工作场所的道德原则的综合,被提议作为一个评估框架。最后,文章将所提出的模型与现有的对高风险数据处理进行数据保护影响评估的义务进行了比较。探讨了后一项义务的缺点,并提出了避免重复的立法办法。
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引用次数: 1
From access to understanding: Collective data governance for workers 从访问到理解:工人的集体数据治理
IF 0.7 Pub Date : 2023-05-08 DOI: 10.1177/20319525231167981
Dan Calacci, Jake M L Stein
Regulating data collection and use in the workplace is now more a matter of regulating working conditions than data protection. This article argues that existing data protection law fails workers for precisely this reason. We examine how workers currently use data protection law, labour law, and technology to access and leverage the data they produce at work and identify key ways in which current regulation falls short. Existing regulations primarily aim to protect worker privacy, an approach that ignores the fact that data use now often defines the fundamental conditions of work, particularly in the gig economy. This is because a key limitation of modern data protection law for workers is its myopic focus on the individual ‘data subject’, whose rights to data stem from a right to privacy or data protection. Instead, data regulation in the workplace requires a framework that acknowledges the core interest workers have in accessing their data: to collectively exert greater agency and control at work. We argue that workplace data regulation should largely be a matter of workplace governance and worker co-determination, an approach rooted in workers’ rights, to negotiate the terms of their employment agreements and specific working environments.
监管工作场所的数据收集和使用现在更多的是监管工作条件,而不是数据保护。这篇文章认为,现有的数据保护法正是因为这个原因而让工人失望的。我们研究了工人目前如何使用数据保护法、劳动法和技术来访问和利用他们在工作中产生的数据,并确定了当前监管不足的关键方式。现有法规主要旨在保护工人隐私,这种方法忽略了一个事实,即数据使用现在往往定义了工作的基本条件,尤其是在零工经济中。这是因为现代数据保护法对工人的一个关键限制是它短视地关注个人“数据主体”,其数据权源于隐私权或数据保护权。相反,工作场所的数据监管需要一个承认员工在访问数据时的核心利益的框架:集体在工作中发挥更大的代理和控制作用。我们认为,工作场所数据监管在很大程度上应该是一个工作场所治理和工人共同决定的问题,这是一种植根于工人权利的方法,用于谈判他们的就业协议和特定工作环境的条款。
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引用次数: 1
Collective regulation of algorithmic management 算法管理的集体监管
IF 0.7 Pub Date : 2023-05-03 DOI: 10.1177/20319525231167477
Zoe Adams, J. Wenckebach
This article sets out the case for co-determination in the context of work, with a particular emphasis on why this is mandated in relation to algorithmically managed work and workplaces in particular. Having set out the theoretical case for collective regulation of algorithmic management that includes extensive rights of co-determination, focusing on the power relations implied by algorithmic management for this purpose, the article goes on to explore the current state of collective regulation of algorithmic management in the UK and in Germany. From here, it explores existing EU law mechanisms relating to algorithmic management, highlighting their limits and potential, and identifying how, and in what ways, the blueprint outlined by Adams-Prassl et al in this Special Issue might be further elaborated and improved. The article then presents certain proposals for how to establish conditions conducive to the introduction of co-determination in the EU, both generally and in relation to algorithmic technologies more specifically, while engaging critically with the potential and the limitations of legal, top-down—as opposed to bottom-up—mechanisms to achieve this end.
这篇文章阐述了在工作环境中进行共同决定的情况,特别强调了为什么在算法管理的工作中,特别是在工作场所,必须这样做。本文在阐述了包括广泛共同决定权在内的算法管理集体监管的理论案例后,重点探讨了算法管理为此所隐含的权力关系,进而探讨了英国和德国算法管理集体调控的现状。从这里开始,它探索了与算法管理相关的现有欧盟法律机制,强调了它们的局限性和潜力,并确定了如何以及以何种方式进一步阐述和改进Adams Prassl等人在本特刊中概述的蓝图。然后,这篇文章提出了一些建议,说明如何建立有利于在欧盟引入共同决定的条件,无论是在总体上还是在算法技术方面,同时严格利用法律自上而下(而不是自下而上)机制的潜力和局限性来实现这一目标。
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引用次数: 0
Between risk mitigation and labour rights enforcement: Assessing the transatlantic race to govern AI-driven decision-making through a comparative lens 在降低风险和执行劳工权利之间:从比较角度评估跨大西洋治理人工智能驱动决策的竞赛
IF 0.7 Pub Date : 2023-04-26 DOI: 10.1177/20319525231167982
Antonio Aloisi, V. De Stefano
In this article, we provide an overview of efforts to regulate the various phases of the artificial intelligence (AI) life cycle. In doing so, we examine whether—and, if so, to what extent—highly fragmented legal frameworks are able to provide safeguards capable of preventing the dangers that stem from AI- and algorithm-driven organisational practices. We critically analyse related developments at the European Union (EU) level, namely the General Data Protection Regulation, the draft AI Regulation, and the proposal for a Directive on improving working conditions in platform work. We also consider bills and regulations proposed or adopted in the United States and Canada via a transatlantic comparative approach, underlining analogies and variations between EU and North American attitudes towards the risk assessment and management of AI systems. We aim to answer the following questions: Is the widely adopted risk-based approach fit for purpose? Is it consistent with the actual enforcement of fundamental rights at work, such as privacy, human dignity, equality and collective rights? To answer these questions, in section 2 we unpack the various, often ambiguous, facets of the notion(s) of ‘risk’—that is, the common denominator with the EU and North American legal instruments. Here, we determine that a scalable, decentralised framework is not appropriate for ensuring the enforcement of constitutional labour-related rights. In addition to presenting the key provisions of existing schemes in the EU and North America, in section 3 we disentangle the consistencies and tensions between the frameworks that regulate AI and constrain how it must be handled in specific contexts, such as work environments and platform-orchestrated arrangements. Paradoxically, the frenzied race to regulate AI-driven decision-making could exacerbate the current legal uncertainty and pave the way for regulatory arbitrage. Such a scenario would slow technological innovation and egregiously undermine labour rights. Thus, in section 4 we advocate for the adoption of a dedicated legal instrument at the supranational level to govern technologies that manage people in workplaces. Given the high stakes involved, we conclude by stressing the salience of a multi-stakeholder AI governance framework.
在本文中,我们概述了调节人工智能(AI)生命周期各个阶段的努力。在此过程中,我们研究了高度分散的法律框架是否——如果是的话,在多大程度上——能够提供能够防止由人工智能和算法驱动的组织实践所产生的危险的保障措施。我们批判性地分析了欧盟(EU)层面的相关发展,即《通用数据保护条例》、《人工智能条例草案》以及关于改善平台工作条件的指令提案。我们还通过跨大西洋比较方法考虑美国和加拿大提出或通过的法案和法规,强调欧盟和北美对人工智能系统风险评估和管理的态度之间的类比和差异。我们的目标是回答以下问题:广泛采用的基于风险的方法是否符合目的?它是否与工作中隐私权、人的尊严、平等和集体权利等基本权利的实际执行相一致?为了回答这些问题,在第2节中,我们将解开“风险”概念的各种(通常是模糊的)方面-即欧盟和北美法律文书的共同点。在这里,我们确定一个可扩展的、分散的框架不适合确保宪法劳工相关权利的执行。除了介绍欧盟和北美现有计划的关键条款外,在第3节中,我们还理清了规范人工智能的框架之间的一致性和紧张关系,并限制了在特定背景下(如工作环境和平台编排安排)必须如何处理人工智能。矛盾的是,监管人工智能驱动的决策的疯狂竞争可能会加剧当前的法律不确定性,并为监管套利铺平道路。这种情况将减缓技术创新,严重损害劳工权利。因此,在第4节中,我们主张在超国家一级采用专门的法律文书来管理管理工作场所人员的技术。鉴于涉及的高风险,我们最后强调了多利益相关者人工智能治理框架的重要性。
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引用次数: 1
Fortifying the algorithmic management provisions in the proposed Platform Work Directive 加强平台工作指令草案中的算法管理规定
IF 0.7 Pub Date : 2023-04-24 DOI: 10.1177/20319525231167983
Michael Veale, M. ‘. Silberman, Reuben Binns
The European Commission proposed a Directive on Platform Work at the end of 2021. While much attention has been placed on its effort to address misclassification of the employed as self-employed, it also contains ambitious provisions for the regulation of the algorithmic management prevalent on these platforms. Overall, these provisions are well-drafted, yet they require extra scrutiny in light of the fierce lobbying and resistance they will likely encounter in the legislative process, in implementation and in enforcement. In this article, we place the proposal in its sociotechnical context, drawing upon wide cross-disciplinary scholarship to identify a range of tensions, potential misinterpretations, and perversions that should be pre-empted and guarded against at the earliest possible stage. These include improvements to ex ante and ex post algorithmic transparency; identifying and strengthening the standard against which human reviewers of algorithmic decisions review; anticipating challenges of representation and organising in complex platform contexts; creating realistic ambitions for digital worker communication channels; and accountably monitoring and evaluating impacts on workers while limiting data collection. We encourage legislators and regulators at both European and national levels to act to fortify these provisions in the negotiation of the Directive, its potential transposition, and in its enforcement.
欧盟委员会在2021年底提出了一项关于平台工作的指令。虽然很多人都在努力解决将受雇者错误分类为自雇者的问题,但它也包含了雄心勃勃的规定,以规范这些平台上普遍存在的算法管理。总的来说,这些条款起草得很好,但考虑到它们在立法过程、实施和执行过程中可能遇到的激烈游说和阻力,它们需要额外的审查。在这篇文章中,我们将该建议置于其社会技术背景下,利用广泛的跨学科学术来确定一系列的紧张关系、潜在的误解和曲解,这些都应该在尽可能早的阶段被预先预防和防范。这些措施包括提高事前和事后算法的透明度;确定并加强对算法决策进行人工审查的标准;在复杂的平台环境中预测代表和组织的挑战;为数字化员工沟通渠道创造现实抱负;在限制数据收集的同时,负责地监测和评估对工人的影响。我们鼓励欧洲和国家层面的立法者和监管机构采取行动,在指令的谈判、其潜在的转换和执行中加强这些条款。
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引用次数: 1
Making algorithmic management safe and healthy for workers: Addressing psychosocial risks in new legal provisions 使算法管理对工人安全和健康:解决新法律条款中的社会心理风险
IF 0.7 Pub Date : 2023-04-24 DOI: 10.1177/20319525231167476
Aude Cefaliello, Phoebe V. Moore, R. Donoghue
The increasing deployment of algorithmic management in the workplace poses significant occupational safety and health risks for workers. In this article, we argue that existing and proposed EU regulatory frameworks are inadequate to address these risks, especially psychosocial risks, created or exacerbated by algorithmic management. While existing and proposed regulatory frameworks have significant implications for employers’ obligations to mitigate these risks, we identify several psychosocial risks created or exacerbated by algorithmic management and show how the current and proposed regulatory frameworks fall short of adequately addressing these risks. We observe that these frameworks, based largely in the ‘safety by design’ tradition, focus on the design phase of the technology life cycle. This focus does not adequately address risks that arise in the use or deployment stage of algorithmic management. There is therefore a need for a stand-alone piece of legislation at the EU level on algorithmic management. To address these shortcomings, we outline suggestions for provisions necessary for safe and healthy digitally managed work.
工作场所越来越多地采用算法管理,给工人带来了重大的职业安全和健康风险。在本文中,我们认为现有的和拟议的欧盟监管框架不足以解决这些风险,特别是由算法管理产生或加剧的社会心理风险。虽然现有和拟议的监管框架对雇主减轻这些风险的义务有重大影响,但我们确定了算法管理产生或加剧的几个社会心理风险,并说明了当前和拟议的监管框架如何未能充分解决这些风险。我们观察到,这些框架主要基于“设计安全”的传统,专注于技术生命周期的设计阶段。这种重点并没有充分解决在使用或部署算法管理阶段产生的风险。因此,有必要在欧盟层面就算法管理单独制定一项立法。为了解决这些缺点,我们概述了安全健康的数字化管理工作所需的规定建议。
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引用次数: 1
Regulating algorithmic management: A blueprint 规范算法管理:蓝图
IF 0.7 Pub Date : 2023-04-20 DOI: 10.1177/20319525231167299
Jeremias Adams-Prassl, Halefom H. Abraha, Aislinn Kelly-Lyth, M. ‘. Silberman, Sangh Rakshita
The promise—and perils—of algorithmic management are increasingly recognised in the literature. How should regulators respond to the automation of the full range of traditional employer functions, from hiring workers through to firing them? This article identifies two key regulatory gaps—an exacerbation of privacy harms and information asymmetries, and a loss of human agency—and sets out a series of policy options designed to address these novel harms. Redlines (prohibitions), purpose limitations, and individual as well as collective information rights are designed to protect against harmfully invasive data practices; provisions for human involvement ‘in the loop’ (banning fully automated terminations), ‘after the loop’ (a right to meaningful review), ‘before the loop’ (information and consultation rights) and ‘above the loop’ (impact assessments) aim to restore human agency in the deployment and governance of algorithmic management systems.
算法管理的希望和危险在文献中得到了越来越多的认可。监管机构应该如何应对传统雇主职能(从招聘到解雇)的全面自动化?本文确定了两个关键的监管缺口——隐私危害和信息不对称的加剧,以及人类能动性的丧失——并提出了一系列旨在解决这些新危害的政策选择。红线(禁止)、目的限制以及个人和集体信息权利旨在防止有害的侵入性数据做法;关于人类参与“循环中”(禁止全自动终止)、“循环后”(有权进行有意义的审查)、“循环前”(信息和咨询权)和“循环之上”(影响评估)的规定旨在恢复人类在算法管理系统的部署和治理中的能动性。
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引用次数: 2
Guest Editorial: Regulating algorithmic management 嘉宾评论:规范算法管理
IF 0.7 Pub Date : 2023-04-17 DOI: 10.1177/20319525231167298
Jeremias Adams-Prassl, Halefom H. Abraha, Aislinn Kelly-Lyth, Sangh Rakshita, M. ‘. Silberman
This special issue of the European Labour Law Journal, edited by Jeremias Adams-Prassl, Halefom Abraha, Aislinn Kelly-Lyth, Sangh Rakshita and Michael ‘Six’ Silberman, explores the regulation of Algorithmic Management in the European Union and beyond. In our guest editorial, we set out the background to the project, introduce the reader to the key themes and highlights of the papers to follow, and acknowledge the support that the project has enjoyed.
本期《欧洲劳动法杂志》特刊由Jeremias Adams-Prassl、Halefom Abraha、aislin Kelly-Lyth、Sangh Rakshita和Michael ' Six ' Silberman编辑,探讨了欧盟及其他地区的算法管理监管。在我们的客座社论中,我们阐述了项目的背景,向读者介绍了论文的关键主题和亮点,并对项目所获得的支持表示感谢。
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引用次数: 0
The employment status of the sportsperson: The Belgian case 运动员的就业状况:比利时案例
IF 0.7 Pub Date : 2023-04-16 DOI: 10.1177/20319525231165847
Frea De Keyzer
For many athletes, sport will always be seen as their greatest passion, but in addition, for some, sport has also become an economic activity, an activity through which one can earn income. Both professional athletes and (so-called) amateur athletes may conclude contracts with their clubs or federations, which also determine the (possible) variable and/or fixed remuneration they obtain in return for their performances. As sport can be seen as a form of employment, the key question to be asked is whether these contracts should be seen as employment contracts and, consequently, whether these athletes are all employees. This article wishes to contribute to the search for answers to this question. The research is limited to the Belgian legal system but has the ambition to feed a broader discussion. Starting from Belgian labour law, the article examines which conditions must be met in order to speak of an employment contract (labour, remuneration and authority). It can be concluded that many (paid) athletes, especially football players, will meet the legal conditions to be considered employees. This contribution focuses on team sports, with football as a typical example, because in this context exercise of authority is more obvious and discussions on the relationship with labour law are most acute. Furthermore, this article examines the specific legislation and jurisprudence concerning athletes. In the Belgian legal order, sports professionals constitute a separate category to which the legislator has given special status by adopting a lex specialis to the general Employment Contracts Act. Nevertheless, there are still discussions about the social protection these sports professionals enjoy compared to regular employees and non-professional athletes. Beyond that, the status of athletes who do not reach the remuneration threshold to fall within the scope of the Sports Professionals Act, remains unclear. Recently, a dichotomy was created within paid amateur football, showing a desire to keep some athletes out of the scope of labour law. However, labour law is mandatory in nature, so the question is whether this dichotomy can continue to exist. This article will make it clear that the relationship between labour law and sport remains a difficult one.
对许多运动员来说,体育永远被视为他们最大的激情,但除此之外,对一些人来说,体育也已经成为一种经济活动,一种可以赚取收入的活动。职业运动员和(所谓的)业余运动员都可以与他们的俱乐部或联合会签订合同,这些合同也决定了他们为自己的表现获得的(可能的)可变和/或固定报酬。由于体育可以被视为一种就业形式,要问的关键问题是这些合同是否应该被视为就业合同,因此,这些运动员是否都是雇员。本文希望为寻找这个问题的答案做出贡献。这项研究仅限于比利时的法律体系,但有志于引发更广泛的讨论。该条从比利时劳动法开始,审查了在谈到雇佣合同(劳动、薪酬和权力)时必须满足哪些条件。可以得出结论,许多(有偿)运动员,尤其是足球运动员,将符合被视为雇员的法律条件。这一贡献侧重于团队运动,足球是一个典型的例子,因为在这种情况下,权力的行使更为明显,关于与劳动法关系的讨论也最为激烈。此外,本文还考察了有关运动员的具体立法和判例。在比利时的法律秩序中,体育专业人员是一个单独的类别,立法者通过了一般《就业合同法》的特别法,赋予了这一类别特殊地位。尽管如此,与正式雇员和非职业运动员相比,这些体育专业人员所享有的社会保护仍有讨论。除此之外,未达到《体育专业人员法》规定的薪酬门槛的运动员的状况仍不清楚。最近,付费业余足球内部出现了一种二分法,表明人们希望将一些运动员排除在劳动法的范围之外。然而,劳动法本质上是强制性的,因此问题是这种二分法能否继续存在。这篇文章将表明,劳动法和体育之间的关系仍然很困难。
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引用次数: 0
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European Labour Law Journal
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