Pub Date : 2024-07-24DOI: 10.1080/17521440.2024.2372476
Dr Grant Stirling
{"title":"The fallout from the forex cartels: what legacy for foreign exchange regulation?","authors":"Dr Grant Stirling","doi":"10.1080/17521440.2024.2372476","DOIUrl":"https://doi.org/10.1080/17521440.2024.2372476","url":null,"abstract":"","PeriodicalId":43241,"journal":{"name":"Law and Financial Markets Review","volume":"24 4","pages":""},"PeriodicalIF":0.0,"publicationDate":"2024-07-24","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141808642","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2024-07-22DOI: 10.1080/17521440.2024.2372478
Christopher P. Buttigieg, Sarah Pulis
{"title":"Supervision of conduct of business: ensuring a fair deal for clients in Europe’s smallest member state","authors":"Christopher P. Buttigieg, Sarah Pulis","doi":"10.1080/17521440.2024.2372478","DOIUrl":"https://doi.org/10.1080/17521440.2024.2372478","url":null,"abstract":"","PeriodicalId":43241,"journal":{"name":"Law and Financial Markets Review","volume":"22 12","pages":""},"PeriodicalIF":0.0,"publicationDate":"2024-07-22","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141814668","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2024-06-25DOI: 10.1080/17521440.2024.2366194
Nydia Remolina
Published in Law and Financial Markets Review (Ahead of Print, 2024)
发表于《法律与金融市场评论》（2024 年，提前出版）
{"title":"Fintech: finance, technology and regulation","authors":"Nydia Remolina","doi":"10.1080/17521440.2024.2366194","DOIUrl":"https://doi.org/10.1080/17521440.2024.2366194","url":null,"abstract":"Published in Law and Financial Markets Review (Ahead of Print, 2024)","PeriodicalId":43241,"journal":{"name":"Law and Financial Markets Review","volume":"59 1","pages":""},"PeriodicalIF":0.0,"publicationDate":"2024-06-25","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141717789","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2024-06-07DOI: 10.1080/17521440.2024.2347061
Catherine Malecki
{"title":"The EU proposal for a Regulation on the transparency and integrity of ESG rating activities on 13 June 2023: the missing piece of sustainable finance regulation","authors":"Catherine Malecki","doi":"10.1080/17521440.2024.2347061","DOIUrl":"https://doi.org/10.1080/17521440.2024.2347061","url":null,"abstract":"","PeriodicalId":43241,"journal":{"name":"Law and Financial Markets Review","volume":" 27","pages":""},"PeriodicalIF":0.0,"publicationDate":"2024-06-07","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141373691","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2024-05-29DOI: 10.1080/17521440.2024.2346898
Markus Winkler
This paper reviews approaches to include ESG matters into different levels of statutory provisions and technical norms. The discussion includes a comparison of how the European Union (EU) and Switz...
{"title":"Integrating ESG matters into suitability: EU and Swiss legislative concepts and implications for product governance and organisation","authors":"Markus Winkler","doi":"10.1080/17521440.2024.2346898","DOIUrl":"https://doi.org/10.1080/17521440.2024.2346898","url":null,"abstract":"This paper reviews approaches to include ESG matters into different levels of statutory provisions and technical norms. The discussion includes a comparison of how the European Union (EU) and Switz...","PeriodicalId":43241,"journal":{"name":"Law and Financial Markets Review","volume":"50 1","pages":""},"PeriodicalIF":0.0,"publicationDate":"2024-05-29","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141530033","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2024-04-24DOI: 10.1080/17521440.2024.2313473
Xingsi Di
{"title":"Regulatory leadership in struggling – the US path in robo-advisors governance","authors":"Xingsi Di","doi":"10.1080/17521440.2024.2313473","DOIUrl":"https://doi.org/10.1080/17521440.2024.2313473","url":null,"abstract":"","PeriodicalId":43241,"journal":{"name":"Law and Financial Markets Review","volume":"21 6","pages":""},"PeriodicalIF":0.0,"publicationDate":"2024-04-24","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"140664843","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2024-04-23DOI: 10.1080/17521440.2024.2338292
Kern Alexander
{"title":"Sustainability in commercial and financial law","authors":"Kern Alexander","doi":"10.1080/17521440.2024.2338292","DOIUrl":"https://doi.org/10.1080/17521440.2024.2338292","url":null,"abstract":"","PeriodicalId":43241,"journal":{"name":"Law and Financial Markets Review","volume":"105 20","pages":""},"PeriodicalIF":0.0,"publicationDate":"2024-04-23","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"140670113","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2024-04-03DOI: 10.1080/17521440.2024.2329073
James S. Welch
While the financial industry invests significantly into blockchain technology, there remain serious questions surrounding the implementation of blockchain for the storing and exchange of large-scal...
虽然金融业对区块链技术投入了大量资金，但围绕区块链在大规模数据存储和交换方面的应用仍存在严重问题。
{"title":"Innovation vs. insolvency: is storing financial assets on decentralized blockchain networks worth the risk?","authors":"James S. Welch","doi":"10.1080/17521440.2024.2329073","DOIUrl":"https://doi.org/10.1080/17521440.2024.2329073","url":null,"abstract":"While the financial industry invests significantly into blockchain technology, there remain serious questions surrounding the implementation of blockchain for the storing and exchange of large-scal...","PeriodicalId":43241,"journal":{"name":"Law and Financial Markets Review","volume":"8 1","pages":""},"PeriodicalIF":0.0,"publicationDate":"2024-04-03","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"140599134","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2024-03-26DOI: 10.1080/17521440.2024.2313466
Marie-Cristine Kaptan
Climate litigation against companies has increased significantly in the past couple of years. At the same time, regulation with respect to climate change is developing rapidly, such that it may be ...
{"title":"Climate change: risks and recommendations for companies and their boards illustrated by an analysis under Swiss law","authors":"Marie-Cristine Kaptan","doi":"10.1080/17521440.2024.2313466","DOIUrl":"https://doi.org/10.1080/17521440.2024.2313466","url":null,"abstract":"Climate litigation against companies has increased significantly in the past couple of years. At the same time, regulation with respect to climate change is developing rapidly, such that it may be ...","PeriodicalId":43241,"journal":{"name":"Law and Financial Markets Review","volume":"234 1","pages":""},"PeriodicalIF":0.0,"publicationDate":"2024-03-26","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"140324039","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
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