首页 > 最新文献

Statistics and Public Policy最新文献

英文 中文
The Essential Role of Empirical Validation in Legislative Redistricting Simulation 实证验证在立法选区重新划分模拟中的重要作用
IF 1.6 Q2 Mathematics Pub Date : 2020-01-01 DOI: 10.1080/2330443x.2020.1791773
Benjamin Fifield, K. Imai, J. Kawahara, Christopher T. Kenny
ABSTRACT As granular data about elections and voters become available, redistricting simulation methods are playing an increasingly important role when legislatures adopt redistricting plans and courts determine their legality. These simulation methods are designed to yield a representative sample of all redistricting plans that satisfy statutory guidelines and requirements such as contiguity, population parity, and compactness. A proposed redistricting plan can be considered gerrymandered if it constitutes an outlier relative to this sample according to partisan fairness metrics. Despite their growing use, an insufficient effort has been made to empirically validate the accuracy of the simulation methods. We apply a recently developed computational method that can efficiently enumerate all possible redistricting plans and yield an independent sample from this population. We show that this algorithm scales to a state with a couple of hundred geographical units. Finally, we empirically examine how existing simulation methods perform on realistic validation datasets.
随着有关选举和选民的细粒度数据的可用性,选区重划模拟方法在立法机构通过选区重划计划和法院确定其合法性时发挥着越来越重要的作用。这些模拟方法的目的是产生所有重新划分计划的代表性样本,这些计划满足法定指导方针和要求,如邻近性、人口平价和紧凑性。如果根据党派公平指标,一个拟议的重新划分计划相对于这个样本构成了一个异常值,那么它可以被认为是不公正的。尽管它们的使用越来越多,但在经验验证模拟方法的准确性方面所做的努力还不够。我们采用了一种最新开发的计算方法,该方法可以有效地枚举所有可能的重新划分计划,并从这个群体中产生一个独立的样本。我们展示了这个算法扩展到一个有几百个地理单位的状态。最后,我们实证研究了现有的仿真方法如何在现实验证数据集上执行。
{"title":"The Essential Role of Empirical Validation in Legislative Redistricting Simulation","authors":"Benjamin Fifield, K. Imai, J. Kawahara, Christopher T. Kenny","doi":"10.1080/2330443x.2020.1791773","DOIUrl":"https://doi.org/10.1080/2330443x.2020.1791773","url":null,"abstract":"ABSTRACT As granular data about elections and voters become available, redistricting simulation methods are playing an increasingly important role when legislatures adopt redistricting plans and courts determine their legality. These simulation methods are designed to yield a representative sample of all redistricting plans that satisfy statutory guidelines and requirements such as contiguity, population parity, and compactness. A proposed redistricting plan can be considered gerrymandered if it constitutes an outlier relative to this sample according to partisan fairness metrics. Despite their growing use, an insufficient effort has been made to empirically validate the accuracy of the simulation methods. We apply a recently developed computational method that can efficiently enumerate all possible redistricting plans and yield an independent sample from this population. We show that this algorithm scales to a state with a couple of hundred geographical units. Finally, we empirically examine how existing simulation methods perform on realistic validation datasets.","PeriodicalId":43397,"journal":{"name":"Statistics and Public Policy","volume":null,"pages":null},"PeriodicalIF":1.6,"publicationDate":"2020-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.1080/2330443x.2020.1791773","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"44089864","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 13
Statistical Procedures for Assessing the Need for an Affirmative Action Plan: A Reanalysis of Shea v. Kerry 评估平权行动计划必要性的统计程序:谢伊诉克里案再分析
IF 1.6 Q2 Mathematics Pub Date : 2020-01-01 DOI: 10.1080/2330443x.2019.1693313
Qing Pan, W. Miao, J. Gastwirth
Abstract In the 1980s, reports from Congress and the Government Accountability Office (GAO) presented statistical evidence showing that employees in the Foreign Service were overwhelmingly White male, especially in the higher positions. To remedy this historical discrimination, the State Department instituted an affirmative action plan during 1990–1992 that allowed females and race-ethnic minorities to apply directly for mid-level positions. A White male employee claimed that he had been disadvantaged by the plan. The appellate court unanimously held that the manifest statistical imbalance supported the Department’s instituting the plan. One judge identified two statistical issues in the analysis of the data that neither party brought up. This article provides an empirical guideline for sample size and a one-sided Hotelling’s T2 test to answer these problems. First, an approximate rule is developed for the minimum number of expected minority appointments needed for a meaningful statistical analysis of under-representation. To avoid the multiple comparison issue when several protected groups are involved, a modification of Hotelling’s T2 test is developed for testing the null hypothesis of fair representation against a one-sided alternative of under-representation in at least one minority group. The test yields p-values less than 1 in 10,000 indicating that minorities were substantially under-represented. Excluding secretarial and clerical jobs led to even larger disparities. Supplemental materials for this article are available online.
在20世纪80年代,国会和政府问责局(GAO)的报告提供的统计证据表明,外交部门的雇员绝大多数是白人男性,特别是在较高的职位上。为了纠正这种历史上的歧视,国务院在1990年至1992年期间制定了一项平权行动计划,允许女性和少数族裔直接申请中级职位。一名白人男性员工声称,他因该计划而处于不利地位。上诉法院一致认为,明显的统计不平衡支持该部制定该计划。一名法官在对数据的分析中发现了双方都没有提出的两个统计问题。本文提供了样本量的实证指导和单侧Hotelling’s T2检验来回答这些问题。首先,为对代表性不足进行有意义的统计分析所需的预期少数民族任命的最低人数制定了一个近似规则。为了避免涉及多个受保护群体时的多重比较问题,开发了对Hotelling的T2检验的修改,用于测试公平代表性的零假设与至少一个少数群体代表性不足的片面替代。该测试得出的p值小于万分之一,表明少数族裔的代表性明显不足。不包括秘书和文书工作导致了更大的差距。本文的补充材料可在网上获得。
{"title":"Statistical Procedures for Assessing the Need for an Affirmative Action Plan: A Reanalysis of Shea v. Kerry","authors":"Qing Pan, W. Miao, J. Gastwirth","doi":"10.1080/2330443x.2019.1693313","DOIUrl":"https://doi.org/10.1080/2330443x.2019.1693313","url":null,"abstract":"Abstract In the 1980s, reports from Congress and the Government Accountability Office (GAO) presented statistical evidence showing that employees in the Foreign Service were overwhelmingly White male, especially in the higher positions. To remedy this historical discrimination, the State Department instituted an affirmative action plan during 1990–1992 that allowed females and race-ethnic minorities to apply directly for mid-level positions. A White male employee claimed that he had been disadvantaged by the plan. The appellate court unanimously held that the manifest statistical imbalance supported the Department’s instituting the plan. One judge identified two statistical issues in the analysis of the data that neither party brought up. This article provides an empirical guideline for sample size and a one-sided Hotelling’s T2 test to answer these problems. First, an approximate rule is developed for the minimum number of expected minority appointments needed for a meaningful statistical analysis of under-representation. To avoid the multiple comparison issue when several protected groups are involved, a modification of Hotelling’s T2 test is developed for testing the null hypothesis of fair representation against a one-sided alternative of under-representation in at least one minority group. The test yields p-values less than 1 in 10,000 indicating that minorities were substantially under-represented. Excluding secretarial and clerical jobs led to even larger disparities. Supplemental materials for this article are available online.","PeriodicalId":43397,"journal":{"name":"Statistics and Public Policy","volume":null,"pages":null},"PeriodicalIF":1.6,"publicationDate":"2020-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.1080/2330443x.2019.1693313","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"46315284","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Who Is My Neighbor? The Spatial Efficiency of Partisanship 谁是我的邻居?党派关系的空间效率
IF 1.6 Q2 Mathematics Pub Date : 2020-01-01 DOI: 10.1080/2330443X.2020.1806762
Nicholas Eubank, Jonathan Rodden
Abstract Relative to its overall statewide support, the Republican Party has been over-represented in congressional delegations and state legislatures over the last decade in a number of US states. A challenge is to determine the extent to which this can be explained by intentional gerrymandering as opposed to an underlying inefficient distribution of Democrats in cities. We explain the “spatial inefficiency” of support for Democrats, and demonstrate that it varies substantially both across states and also across legislative chambers within states. We introduce a simple method for measuring this inefficiency by assessing the partisanship of the nearest neighbors of each voter in each US state. Our measure of spatial efficiency helps explain cross-state patterns in legislative representation, and allows us to verify that political geography contributes substantially to inequalities in political representation. At the same time, however, we also show that even after controlling for spatial efficiency, partisan control of the redistricting process has had a substantial impact on the parties’ seat shares. Supplementary materials for this article are available online.
在过去的十年里,在美国的一些州,共和党在国会代表团和州立法机构中的代表人数过高。一个挑战是,要确定这在多大程度上可以用故意的不公正划分选区来解释,而不是用民主党在城市中潜在的低效分配来解释。我们解释了对民主党支持的“空间低效率”,并证明它在各州之间以及州内立法机构之间都存在很大差异。我们介绍了一种简单的方法,通过评估美国每个州每个选民最近邻居的党派关系来衡量这种低效率。我们对空间效率的衡量有助于解释立法代表权的跨州模式,并使我们能够验证政治地理对政治代表权的不平等有重大影响。然而,与此同时,我们也表明,即使在控制了空间效率之后,党派对重新划分过程的控制也对党派的席位份额产生了实质性影响。本文的补充材料可在网上获得。
{"title":"Who Is My Neighbor? The Spatial Efficiency of Partisanship","authors":"Nicholas Eubank, Jonathan Rodden","doi":"10.1080/2330443X.2020.1806762","DOIUrl":"https://doi.org/10.1080/2330443X.2020.1806762","url":null,"abstract":"Abstract Relative to its overall statewide support, the Republican Party has been over-represented in congressional delegations and state legislatures over the last decade in a number of US states. A challenge is to determine the extent to which this can be explained by intentional gerrymandering as opposed to an underlying inefficient distribution of Democrats in cities. We explain the “spatial inefficiency” of support for Democrats, and demonstrate that it varies substantially both across states and also across legislative chambers within states. We introduce a simple method for measuring this inefficiency by assessing the partisanship of the nearest neighbors of each voter in each US state. Our measure of spatial efficiency helps explain cross-state patterns in legislative representation, and allows us to verify that political geography contributes substantially to inequalities in political representation. At the same time, however, we also show that even after controlling for spatial efficiency, partisan control of the redistricting process has had a substantial impact on the parties’ seat shares. Supplementary materials for this article are available online.","PeriodicalId":43397,"journal":{"name":"Statistics and Public Policy","volume":null,"pages":null},"PeriodicalIF":1.6,"publicationDate":"2020-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.1080/2330443X.2020.1806762","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"42193194","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 5
Mathematics of Nested Districts: The Case of Alaska 嵌套地区的数学:阿拉斯加的例子
IF 1.6 Q2 Mathematics Pub Date : 2020-01-01 DOI: 10.1080/2330443x.2020.1774452
S. Caldera, Daryl R. DeFord, M. Duchin, Samuel C. Gutekunst, Cara Nix
ABSTRACT In eight states, a “nesting rule” requires that each state Senate district be exactly composed of two adjacent state House districts. In this article, we investigate the potential impacts of these nesting rules with a focus on Alaska, where Republicans have a 2/3 majority in the Senate while a Democratic-led coalition controls the House. Treating the current House plan as fixed and considering all possible pairings, we find that the choice of pairings alone can create a swing of 4–5 seats out of 20 against recent voting patterns, which is similar to the range observed when using a Markov chain procedure to generate plans without the nesting constraint. The analysis enables other insights into Alaska districting, including the partisan latitude available to districters with and without strong rules about nesting and contiguity. Supplementary materials for this article are available online.
摘要在八个州,“嵌套规则”要求每个州的参议院选区由两个相邻的州众议院选区组成。在这篇文章中,我们调查了这些嵌套规则的潜在影响,重点关注阿拉斯加,在那里,共和党在参议院占2/3的多数,而民主党领导的联盟控制着众议院。将当前的众议院计划视为固定的,并考虑所有可能的配对,我们发现,仅配对的选择就可以在20个席位中产生4-5个席位,与最近的投票模式相反,这与使用马尔可夫链程序生成没有嵌套约束的计划时观察到的范围相似。该分析使人们能够深入了解阿拉斯加的区划,包括有和没有关于嵌套和邻接的严格规则的区划者可以使用的党派纬度。本文的补充材料可在线获取。
{"title":"Mathematics of Nested Districts: The Case of Alaska","authors":"S. Caldera, Daryl R. DeFord, M. Duchin, Samuel C. Gutekunst, Cara Nix","doi":"10.1080/2330443x.2020.1774452","DOIUrl":"https://doi.org/10.1080/2330443x.2020.1774452","url":null,"abstract":"ABSTRACT In eight states, a “nesting rule” requires that each state Senate district be exactly composed of two adjacent state House districts. In this article, we investigate the potential impacts of these nesting rules with a focus on Alaska, where Republicans have a 2/3 majority in the Senate while a Democratic-led coalition controls the House. Treating the current House plan as fixed and considering all possible pairings, we find that the choice of pairings alone can create a swing of 4–5 seats out of 20 against recent voting patterns, which is similar to the range observed when using a Markov chain procedure to generate plans without the nesting constraint. The analysis enables other insights into Alaska districting, including the partisan latitude available to districters with and without strong rules about nesting and contiguity. Supplementary materials for this article are available online.","PeriodicalId":43397,"journal":{"name":"Statistics and Public Policy","volume":null,"pages":null},"PeriodicalIF":1.6,"publicationDate":"2020-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.1080/2330443x.2020.1774452","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"45247124","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 14
On Racial Disparities in Recent Fatal Police Shootings 论近期警察枪杀案中的种族差异
IF 1.6 Q2 Mathematics Pub Date : 2019-12-06 DOI: 10.1080/2330443x.2019.1704330
L. Mentch
Abstract Fatal police shootings in the United States continue to be a polarizing social and political issue. Clear disagreement between racial proportions of victims and nationwide racial demographics together with graphic video footage has created fertile ground for controversy. However, simple population level summary statistics fail to take into account fundamental local characteristics such as county-level racial demography, local arrest demography, and law enforcement density. Using data on fatal police shootings between January 2015 and July 2016, I implement a number of straightforward resampling procedures designed to carefully examine how unlikely the victim totals from each race are with respect to these local population characteristics if no racial bias were present in the decision to shoot by police. I present several approaches considering the shooting locations both as fixed and also as a random sample. In both cases, I find overwhelming evidence of a racial disparity in shooting victims with respect to local population demographics but substantially less disparity after accounting for local arrest demographics. I conclude the analyses by examining the effect of police-worn body cameras and find no evidence that the presence of such cameras impacts the racial distribution of victims. Supplementary materials for this article are available online.
摘要致命警察枪击案在美国仍然是一个两极分化的社会和政治问题。受害者的种族比例和全国范围内的种族人口统计数据之间的明显分歧,加上图形视频片段,为争议创造了肥沃的土壤。然而,简单的人口水平汇总统计没有考虑到当地的基本特征,如县级种族人口统计、当地逮捕人口统计和执法密度。利用2015年1月至2016年7月期间致命警察枪击案的数据,我实施了一些简单的重新采样程序,旨在仔细检查如果警察开枪的决定中不存在种族偏见,每个种族的受害者总数与这些当地人口特征相比的可能性有多大。我提出了几种将拍摄地点视为固定样本和随机样本的方法。在这两起案件中,我都发现了压倒性的证据,表明枪击案受害者在当地人口统计方面存在种族差异,但在考虑到当地逮捕人口统计后,差异要小得多。我通过检查警察佩戴的人体摄像头的效果来结束分析,没有发现任何证据表明这种摄像头的存在会影响受害者的种族分布。本文的补充材料可在线获取。
{"title":"On Racial Disparities in Recent Fatal Police Shootings","authors":"L. Mentch","doi":"10.1080/2330443x.2019.1704330","DOIUrl":"https://doi.org/10.1080/2330443x.2019.1704330","url":null,"abstract":"Abstract Fatal police shootings in the United States continue to be a polarizing social and political issue. Clear disagreement between racial proportions of victims and nationwide racial demographics together with graphic video footage has created fertile ground for controversy. However, simple population level summary statistics fail to take into account fundamental local characteristics such as county-level racial demography, local arrest demography, and law enforcement density. Using data on fatal police shootings between January 2015 and July 2016, I implement a number of straightforward resampling procedures designed to carefully examine how unlikely the victim totals from each race are with respect to these local population characteristics if no racial bias were present in the decision to shoot by police. I present several approaches considering the shooting locations both as fixed and also as a random sample. In both cases, I find overwhelming evidence of a racial disparity in shooting victims with respect to local population demographics but substantially less disparity after accounting for local arrest demographics. I conclude the analyses by examining the effect of police-worn body cameras and find no evidence that the presence of such cameras impacts the racial distribution of victims. Supplementary materials for this article are available online.","PeriodicalId":43397,"journal":{"name":"Statistics and Public Policy","volume":null,"pages":null},"PeriodicalIF":1.6,"publicationDate":"2019-12-06","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.1080/2330443x.2019.1704330","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"42104168","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 4
Optimal Legislative County Clustering in North Carolina 北卡罗来纳州最优立法县集聚
IF 1.6 Q2 Mathematics Pub Date : 2019-08-30 DOI: 10.1080/2330443x.2020.1748552
Daniel Carter, Zach Hunter, Dan Teague, G. Herschlag, Jonathan C. Mattingly
Abstract North Carolina’s constitution requires that state legislative districts should not split counties. However, counties must be split to comply with the “one person, one vote” mandate of the U.S. Supreme Court. Given that counties must be split, the North Carolina legislature and the courts have provided guidelines that seek to reduce counties split across districts while also complying with the “one person, one vote” criterion. Under these guidelines, the counties are separated into clusters; each cluster contains a specified number of districts and that are drawn independent from other clusters. The primary goal of this work is to develop, present, and publicly release an algorithm to optimally cluster counties according to the guidelines set by the court in 2015. We use this tool to investigate the optimality and uniqueness of the enacted clusters under the 2017 redistricting process. We verify that the enacted clusters are optimal, but find other optimal choices. We emphasize that the tool we provide lists all possible optimal county clusterings. We also explore the stability of clustering under changing statewide populations and project what the county clusters may look like in the next redistricting cycle beginning in 2020/2021. Supplementary materials for this article are available online.
摘要北卡罗来纳州的宪法要求州立法区不应分割县。然而,为了遵守美国最高法院的“一人一票”规定,必须对各县进行拆分。鉴于各县必须划分,北卡罗来纳州立法机构和法院提供了指导方针,旨在减少各县在不同地区的划分,同时遵守“一人一票”的标准。根据这些指导方针,各县被划分为集群;每个集群包含指定数量的区域,这些区域是独立于其他集群绘制的。这项工作的主要目标是根据法院在2015年制定的指导方针,开发、提出并公开发布一种算法,以优化各县的集群。我们使用该工具来研究2017年重新划分选区过程中颁布的集群的最优性和唯一性。我们验证了制定的集群是最优的,但找到了其他最优选择。我们强调,我们提供的工具列出了所有可能的最佳县集群。我们还探讨了在全州人口变化的情况下集群的稳定性,并预测了2020/2021年开始的下一个重新划分周期中,县集群可能会是什么样子。本文的补充材料可在线获取。
{"title":"Optimal Legislative County Clustering in North Carolina","authors":"Daniel Carter, Zach Hunter, Dan Teague, G. Herschlag, Jonathan C. Mattingly","doi":"10.1080/2330443x.2020.1748552","DOIUrl":"https://doi.org/10.1080/2330443x.2020.1748552","url":null,"abstract":"Abstract North Carolina’s constitution requires that state legislative districts should not split counties. However, counties must be split to comply with the “one person, one vote” mandate of the U.S. Supreme Court. Given that counties must be split, the North Carolina legislature and the courts have provided guidelines that seek to reduce counties split across districts while also complying with the “one person, one vote” criterion. Under these guidelines, the counties are separated into clusters; each cluster contains a specified number of districts and that are drawn independent from other clusters. The primary goal of this work is to develop, present, and publicly release an algorithm to optimally cluster counties according to the guidelines set by the court in 2015. We use this tool to investigate the optimality and uniqueness of the enacted clusters under the 2017 redistricting process. We verify that the enacted clusters are optimal, but find other optimal choices. We emphasize that the tool we provide lists all possible optimal county clusterings. We also explore the stability of clustering under changing statewide populations and project what the county clusters may look like in the next redistricting cycle beginning in 2020/2021. Supplementary materials for this article are available online.","PeriodicalId":43397,"journal":{"name":"Statistics and Public Policy","volume":null,"pages":null},"PeriodicalIF":1.6,"publicationDate":"2019-08-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.1080/2330443x.2020.1748552","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"44573636","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 8
Separating Effect From Significance in Markov Chain Tests 马尔可夫链检验中有效性与显著性的分离
IF 1.6 Q2 Mathematics Pub Date : 2019-04-08 DOI: 10.1080/2330443x.2020.1806763
M. Chikina, A. Frieze, J. Mattingly, W. Pegden
Abstract We give qualitative and quantitative improvements to theorems which enable significance testing in Markov chains, with a particular eye toward the goal of enabling strong, interpretable, and statistically rigorous claims of political gerrymandering. Our results can be used to demonstrate at a desired significance level that a given Markov chain state (e.g., a districting) is extremely unusual (rather than just atypical) with respect to the fragility of its characteristics in the chain. We also provide theorems specialized to leverage quantitative improvements when there is a product structure in the underlying probability space, as can occur due to geographical constraints on districtings.
摘要我们对能够在马尔可夫链中进行显著性检验的定理进行了定性和定量的改进,特别着眼于实现强有力的、可解释的和统计上严格的政治选区划分主张的目标。我们的结果可以用来在所需的显著性水平上证明,就链中特征的脆弱性而言,给定的马尔可夫链状态(例如,分区)是极不寻常的(而不仅仅是非典型的)。当潜在概率空间中存在乘积结构时,我们还提供了专门用于利用定量改进的定理,这可能是由于分区的地理限制而发生的。
{"title":"Separating Effect From Significance in Markov Chain Tests","authors":"M. Chikina, A. Frieze, J. Mattingly, W. Pegden","doi":"10.1080/2330443x.2020.1806763","DOIUrl":"https://doi.org/10.1080/2330443x.2020.1806763","url":null,"abstract":"Abstract We give qualitative and quantitative improvements to theorems which enable significance testing in Markov chains, with a particular eye toward the goal of enabling strong, interpretable, and statistically rigorous claims of political gerrymandering. Our results can be used to demonstrate at a desired significance level that a given Markov chain state (e.g., a districting) is extremely unusual (rather than just atypical) with respect to the fragility of its characteristics in the chain. We also provide theorems specialized to leverage quantitative improvements when there is a product structure in the underlying probability space, as can occur due to geographical constraints on districtings.","PeriodicalId":43397,"journal":{"name":"Statistics and Public Policy","volume":null,"pages":null},"PeriodicalIF":1.6,"publicationDate":"2019-04-08","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.1080/2330443x.2020.1806763","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"46921817","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 13
Financial Literacy and Perceived Economic Outcomes 金融素养与感知的经济成果
IF 1.6 Q2 Mathematics Pub Date : 2019-03-26 DOI: 10.1080/2330443X.2022.2086191
David Puelz, R. Puelz
Abstract We explore the relationship between financial literacy and self-reported, reflective economic outcomes from respondents using survey data from the United States. Our dataset includes a large number of covariates from the National Financial Capability Study (NFCS), widely used by literacy researchers, and we use a new econometric technique developed by Hahn et al., designed specifically for causal inference from observational data, to test whether changes in financial literacy infer meaningful changes in self-perceived economic outcomes. We find a negative treatment parameter on financial literacy consistent with the recent work of Netemeyer et al. and contrary to the presumption in many empirical studies that associate standard financial outcome measures with financial literacy. We conclude with a discussion of heterogeneity of the financial literacy treatment effect on household income, gender, and education level sub-populations. Our findings on the relationship between financial literacy and reflective economic outcomes also raise questions about its importance to an individual’s financial well-being.
摘要我们利用美国的调查数据,探讨了金融素养与受访者自我报告、反映的经济结果之间的关系。我们的数据集包括识字研究人员广泛使用的国家财政能力研究(NFCS)中的大量协变量,我们使用Hahn等人开发的一种新的计量经济技术,专门用于从观测数据中进行因果推断,以测试财政识字率的变化是否会推断出自我感知经济结果的有意义的变化。我们发现,金融素养的负面处理参数与Netemeyer等人最近的工作一致。与许多将标准金融结果指标与金融素养联系起来的实证研究中的假设相反。最后,我们讨论了金融素养待遇对家庭收入、性别和教育水平亚人群影响的异质性。我们关于金融素养和反思性经济结果之间关系的研究结果也引发了人们对其对个人金融福祉重要性的质疑。
{"title":"Financial Literacy and Perceived Economic Outcomes","authors":"David Puelz, R. Puelz","doi":"10.1080/2330443X.2022.2086191","DOIUrl":"https://doi.org/10.1080/2330443X.2022.2086191","url":null,"abstract":"Abstract We explore the relationship between financial literacy and self-reported, reflective economic outcomes from respondents using survey data from the United States. Our dataset includes a large number of covariates from the National Financial Capability Study (NFCS), widely used by literacy researchers, and we use a new econometric technique developed by Hahn et al., designed specifically for causal inference from observational data, to test whether changes in financial literacy infer meaningful changes in self-perceived economic outcomes. We find a negative treatment parameter on financial literacy consistent with the recent work of Netemeyer et al. and contrary to the presumption in many empirical studies that associate standard financial outcome measures with financial literacy. We conclude with a discussion of heterogeneity of the financial literacy treatment effect on household income, gender, and education level sub-populations. Our findings on the relationship between financial literacy and reflective economic outcomes also raise questions about its importance to an individual’s financial well-being.","PeriodicalId":43397,"journal":{"name":"Statistics and Public Policy","volume":null,"pages":null},"PeriodicalIF":1.6,"publicationDate":"2019-03-26","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"49584551","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 1
Discretionary Wars, Cost-Benefit Analysis, and the Rashomon Effect: Searching for an Analytical Engine for Avoiding War 自由裁量战争、成本效益分析和罗生门效应:寻找避免战争的分析引擎
IF 1.6 Q2 Mathematics Pub Date : 2019-01-01 DOI: 10.1080/2330443x.2019.1688742
J. Ratner
Those of us who value analytic thinking about public policy and, in particular, about war, can learn a great deal from reading “Cost Benefit Analysis of Discretionary Wars” by Diane Hu and her coauthors.1 The article also raises many questions, and considering them spurs learning too. Their article contributes to the literature by formulating and implementing an approach to the cost-benefit analysis (CBA) of war that is tractable and amenable to empirical use. Notably, the authors add value by operationalizing several dimensions of war’s benefits, by introducing certain simplified methods of estimating the costs of war, and by applying their framework of measuring costs and benefits to five case-studies of discretionary war. As the authors note, they build on the work of Nordhaus (2002), Stiglitz and Bilmes (2008), and others regarding the costs to the United States of the Afghanistan and Iraq Wars, as well as on Hausken’s important theoretical framework for conducting a CBA of war (Hausken 2016). By abstracting from many complexities articulated by Hausken, the authors create an empirically oriented framework that can be populated with data from their case-studies of U.S. discretionary war.2 By examining a war’s benefits and assigning monetary values to them, the authors are able to juxtapose these monetized benefits to their estimates of these wars’ costs, thereby answering the question: Did the costs of these wars outweigh their benefits? The authors’ extensive attention to war’s benefits is distinctive, especially in estimating these benefits for five wars. (Other studies of a U.S. war’s monetized benefits focus on one war.3) Furthermore, they obtain a striking result: costs exceed benefits for all five wars. None, not even the First Gulf War or Korea, escapes the article’s grim verdict: negative net benefits should have ruled out these wars.
我们这些重视对公共政策,特别是战争进行分析思考的人,可以从戴安·胡(Diane Hu)及其合著者的《自由裁量战争的成本效益分析》(Cost - Benefit Analysis of Discretionary Wars)中学到很多东西这篇文章也提出了许多问题,思考这些问题也会刺激学习。他们的文章通过制定和实施战争成本效益分析(CBA)的方法对文献做出了贡献,这种方法易于处理,可用于实证应用。值得注意的是,作者通过对战争利益的几个维度进行操作,通过引入某些简化的估算战争成本的方法,以及通过将其衡量成本和收益的框架应用于自由裁量战争的五个案例研究,从而增加了价值。正如作者所指出的,他们建立在诺德豪斯(2002),斯蒂格利茨和比尔梅斯(2008)的工作基础上,以及其他关于阿富汗和伊拉克战争对美国成本的研究,以及豪斯肯进行战争CBA的重要理论框架(豪斯肯2016)。通过从Hausken所阐述的许多复杂性中抽象出来,作者创建了一个以经验为导向的框架,可以用他们对美国自由裁量战争的案例研究中的数据进行填充通过研究一场战争的利益并赋予其货币价值,作者能够将这些货币化的利益与他们对这些战争成本的估计并置,从而回答了这个问题:这些战争的成本是否超过了它们的收益?作者对战争利益的广泛关注是与众不同的,特别是在估计五场战争的这些利益时。(其他关于美国战争货币化收益的研究集中在一场战争上。)此外,他们得出了一个惊人的结果:所有五场战争的成本都超过了收益。没有一场战争,甚至包括第一次海湾战争和朝鲜战争,逃不过这篇文章的残酷结论:负净收益本应排除这些战争。
{"title":"Discretionary Wars, Cost-Benefit Analysis, and the Rashomon Effect: Searching for an Analytical Engine for Avoiding War","authors":"J. Ratner","doi":"10.1080/2330443x.2019.1688742","DOIUrl":"https://doi.org/10.1080/2330443x.2019.1688742","url":null,"abstract":"Those of us who value analytic thinking about public policy and, in particular, about war, can learn a great deal from reading “Cost Benefit Analysis of Discretionary Wars” by Diane Hu and her coauthors.1 The article also raises many questions, and considering them spurs learning too. Their article contributes to the literature by formulating and implementing an approach to the cost-benefit analysis (CBA) of war that is tractable and amenable to empirical use. Notably, the authors add value by operationalizing several dimensions of war’s benefits, by introducing certain simplified methods of estimating the costs of war, and by applying their framework of measuring costs and benefits to five case-studies of discretionary war. As the authors note, they build on the work of Nordhaus (2002), Stiglitz and Bilmes (2008), and others regarding the costs to the United States of the Afghanistan and Iraq Wars, as well as on Hausken’s important theoretical framework for conducting a CBA of war (Hausken 2016). By abstracting from many complexities articulated by Hausken, the authors create an empirically oriented framework that can be populated with data from their case-studies of U.S. discretionary war.2 By examining a war’s benefits and assigning monetary values to them, the authors are able to juxtapose these monetized benefits to their estimates of these wars’ costs, thereby answering the question: Did the costs of these wars outweigh their benefits? The authors’ extensive attention to war’s benefits is distinctive, especially in estimating these benefits for five wars. (Other studies of a U.S. war’s monetized benefits focus on one war.3) Furthermore, they obtain a striking result: costs exceed benefits for all five wars. None, not even the First Gulf War or Korea, escapes the article’s grim verdict: negative net benefits should have ruled out these wars.","PeriodicalId":43397,"journal":{"name":"Statistics and Public Policy","volume":null,"pages":null},"PeriodicalIF":1.6,"publicationDate":"2019-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.1080/2330443x.2019.1688742","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"44637485","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Understanding Significance Tests From a Non-Mixing Markov Chain for Partisan Gerrymandering Claims 从非混合Markov链理解当事人欺诈索赔的显著性检验
IF 1.6 Q2 Mathematics Pub Date : 2019-01-01 DOI: 10.1080/2330443X.2019.1574687
Wendy K. Tam Cho, Simon Rubinstein-Salzedo
ABSTRACT Recently, Chikina, Frieze, and Pegden proposed a way to assess significance in a Markov chain without requiring that Markov chain to mix. They presented their theorem as a rigorous test for partisan gerrymandering. We clarify that their ε-outlier test is distinct from a traditional global outlier test and does not indicate, as they imply, that a particular electoral map is associated with an extreme level of “partisan unfairness.” In fact, a map could simultaneously be an ε-outlier and have a typical partisan fairness value. That is, their test identifies local outliers but has no power for assessing whether that local outlier is a global outlier. How their specific definition of local outlier is related to a legal gerrymandering claim is unclear given Supreme Court precedent.
摘要最近,Chikina、Frieze和Pegden提出了一种在不需要混合马尔可夫链的情况下评估马尔可夫链显著性的方法。他们提出了他们的定理,作为对党派划分选区不公的严格检验。我们澄清了他们的ε-异常值测试不同于传统的全球异常值测试,并没有像他们所暗示的那样表明特定的选举地图与极端程度的“党派不公平”有关。事实上,一张地图可能同时是ε-异常数据,并具有典型的党派公平值。也就是说,他们的测试可以识别局部异常值,但无法评估该局部异常值是否为全局异常值。鉴于最高法院的先例,他们对当地异常人群的具体定义与法律上的不公正选区划分主张之间的关系尚不清楚。
{"title":"Understanding Significance Tests From a Non-Mixing Markov Chain for Partisan Gerrymandering Claims","authors":"Wendy K. Tam Cho, Simon Rubinstein-Salzedo","doi":"10.1080/2330443X.2019.1574687","DOIUrl":"https://doi.org/10.1080/2330443X.2019.1574687","url":null,"abstract":"ABSTRACT Recently, Chikina, Frieze, and Pegden proposed a way to assess significance in a Markov chain without requiring that Markov chain to mix. They presented their theorem as a rigorous test for partisan gerrymandering. We clarify that their ε-outlier test is distinct from a traditional global outlier test and does not indicate, as they imply, that a particular electoral map is associated with an extreme level of “partisan unfairness.” In fact, a map could simultaneously be an ε-outlier and have a typical partisan fairness value. That is, their test identifies local outliers but has no power for assessing whether that local outlier is a global outlier. How their specific definition of local outlier is related to a legal gerrymandering claim is unclear given Supreme Court precedent.","PeriodicalId":43397,"journal":{"name":"Statistics and Public Policy","volume":null,"pages":null},"PeriodicalIF":1.6,"publicationDate":"2019-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.1080/2330443X.2019.1574687","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"45832676","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 8
期刊
Statistics and Public Policy
全部 Acc. Chem. Res. ACS Applied Bio Materials ACS Appl. Electron. Mater. ACS Appl. Energy Mater. ACS Appl. Mater. Interfaces ACS Appl. Nano Mater. ACS Appl. Polym. Mater. ACS BIOMATER-SCI ENG ACS Catal. ACS Cent. Sci. ACS Chem. Biol. ACS Chemical Health & Safety ACS Chem. Neurosci. ACS Comb. Sci. ACS Earth Space Chem. ACS Energy Lett. ACS Infect. Dis. ACS Macro Lett. ACS Mater. Lett. ACS Med. Chem. Lett. ACS Nano ACS Omega ACS Photonics ACS Sens. ACS Sustainable Chem. Eng. ACS Synth. Biol. Anal. Chem. BIOCHEMISTRY-US Bioconjugate Chem. BIOMACROMOLECULES Chem. Res. Toxicol. Chem. Rev. Chem. Mater. CRYST GROWTH DES ENERG FUEL Environ. Sci. Technol. Environ. Sci. Technol. Lett. Eur. J. Inorg. Chem. IND ENG CHEM RES Inorg. Chem. J. Agric. Food. Chem. J. Chem. Eng. Data J. Chem. Educ. J. Chem. Inf. Model. J. Chem. Theory Comput. J. Med. Chem. J. Nat. Prod. J PROTEOME RES J. Am. Chem. Soc. LANGMUIR MACROMOLECULES Mol. Pharmaceutics Nano Lett. Org. Lett. ORG PROCESS RES DEV ORGANOMETALLICS J. Org. Chem. J. Phys. Chem. J. Phys. Chem. A J. Phys. Chem. B J. Phys. Chem. C J. Phys. Chem. Lett. Analyst Anal. Methods Biomater. Sci. Catal. Sci. Technol. Chem. Commun. Chem. Soc. Rev. CHEM EDUC RES PRACT CRYSTENGCOMM Dalton Trans. Energy Environ. Sci. ENVIRON SCI-NANO ENVIRON SCI-PROC IMP ENVIRON SCI-WAT RES Faraday Discuss. Food Funct. Green Chem. Inorg. Chem. Front. Integr. Biol. J. Anal. At. Spectrom. J. Mater. Chem. A J. Mater. Chem. B J. Mater. Chem. C Lab Chip Mater. Chem. Front. Mater. Horiz. MEDCHEMCOMM Metallomics Mol. Biosyst. Mol. Syst. Des. Eng. Nanoscale Nanoscale Horiz. Nat. Prod. Rep. New J. Chem. Org. Biomol. Chem. Org. Chem. Front. PHOTOCH PHOTOBIO SCI PCCP Polym. Chem.
×
引用
GB/T 7714-2015
复制
MLA
复制
APA
复制
导出至
BibTeX EndNote RefMan NoteFirst NoteExpress
×
0
微信
客服QQ
Book学术公众号 扫码关注我们
反馈
×
意见反馈
请填写您的意见或建议
请填写您的手机或邮箱
×
提示
您的信息不完整,为了账户安全,请先补充。
现在去补充
×
提示
您因"违规操作"
具体请查看互助需知
我知道了
×
提示
现在去查看 取消
×
提示
确定
Book学术官方微信
Book学术文献互助
Book学术文献互助群
群 号:481959085
Book学术
文献互助 智能选刊 最新文献 互助须知 联系我们:info@booksci.cn
Book学术提供免费学术资源搜索服务,方便国内外学者检索中英文文献。致力于提供最便捷和优质的服务体验。
Copyright © 2023 Book学术 All rights reserved.
ghs 京公网安备 11010802042870号 京ICP备2023020795号-1