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Separating Effect From Significance in Markov Chain Tests 马尔可夫链检验中有效性与显著性的分离
IF 1.6 Q2 SOCIAL SCIENCES, MATHEMATICAL METHODS Pub Date : 2019-04-08 DOI: 10.1080/2330443x.2020.1806763
M. Chikina, A. Frieze, J. Mattingly, W. Pegden
Abstract We give qualitative and quantitative improvements to theorems which enable significance testing in Markov chains, with a particular eye toward the goal of enabling strong, interpretable, and statistically rigorous claims of political gerrymandering. Our results can be used to demonstrate at a desired significance level that a given Markov chain state (e.g., a districting) is extremely unusual (rather than just atypical) with respect to the fragility of its characteristics in the chain. We also provide theorems specialized to leverage quantitative improvements when there is a product structure in the underlying probability space, as can occur due to geographical constraints on districtings.
摘要我们对能够在马尔可夫链中进行显著性检验的定理进行了定性和定量的改进,特别着眼于实现强有力的、可解释的和统计上严格的政治选区划分主张的目标。我们的结果可以用来在所需的显著性水平上证明,就链中特征的脆弱性而言,给定的马尔可夫链状态(例如,分区)是极不寻常的(而不仅仅是非典型的)。当潜在概率空间中存在乘积结构时,我们还提供了专门用于利用定量改进的定理,这可能是由于分区的地理限制而发生的。
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引用次数: 13
Financial Literacy and Perceived Economic Outcomes 金融素养与感知的经济成果
IF 1.6 Q2 SOCIAL SCIENCES, MATHEMATICAL METHODS Pub Date : 2019-03-26 DOI: 10.1080/2330443X.2022.2086191
David Puelz, R. Puelz
Abstract We explore the relationship between financial literacy and self-reported, reflective economic outcomes from respondents using survey data from the United States. Our dataset includes a large number of covariates from the National Financial Capability Study (NFCS), widely used by literacy researchers, and we use a new econometric technique developed by Hahn et al., designed specifically for causal inference from observational data, to test whether changes in financial literacy infer meaningful changes in self-perceived economic outcomes. We find a negative treatment parameter on financial literacy consistent with the recent work of Netemeyer et al. and contrary to the presumption in many empirical studies that associate standard financial outcome measures with financial literacy. We conclude with a discussion of heterogeneity of the financial literacy treatment effect on household income, gender, and education level sub-populations. Our findings on the relationship between financial literacy and reflective economic outcomes also raise questions about its importance to an individual’s financial well-being.
摘要我们利用美国的调查数据,探讨了金融素养与受访者自我报告、反映的经济结果之间的关系。我们的数据集包括识字研究人员广泛使用的国家财政能力研究(NFCS)中的大量协变量,我们使用Hahn等人开发的一种新的计量经济技术,专门用于从观测数据中进行因果推断,以测试财政识字率的变化是否会推断出自我感知经济结果的有意义的变化。我们发现,金融素养的负面处理参数与Netemeyer等人最近的工作一致。与许多将标准金融结果指标与金融素养联系起来的实证研究中的假设相反。最后,我们讨论了金融素养待遇对家庭收入、性别和教育水平亚人群影响的异质性。我们关于金融素养和反思性经济结果之间关系的研究结果也引发了人们对其对个人金融福祉重要性的质疑。
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引用次数: 1
Understanding Significance Tests From a Non-Mixing Markov Chain for Partisan Gerrymandering Claims 从非混合Markov链理解当事人欺诈索赔的显著性检验
IF 1.6 Q2 SOCIAL SCIENCES, MATHEMATICAL METHODS Pub Date : 2019-01-01 DOI: 10.1080/2330443X.2019.1574687
Wendy K. Tam Cho, Simon Rubinstein-Salzedo
ABSTRACT Recently, Chikina, Frieze, and Pegden proposed a way to assess significance in a Markov chain without requiring that Markov chain to mix. They presented their theorem as a rigorous test for partisan gerrymandering. We clarify that their ε-outlier test is distinct from a traditional global outlier test and does not indicate, as they imply, that a particular electoral map is associated with an extreme level of “partisan unfairness.” In fact, a map could simultaneously be an ε-outlier and have a typical partisan fairness value. That is, their test identifies local outliers but has no power for assessing whether that local outlier is a global outlier. How their specific definition of local outlier is related to a legal gerrymandering claim is unclear given Supreme Court precedent.
摘要最近,Chikina、Frieze和Pegden提出了一种在不需要混合马尔可夫链的情况下评估马尔可夫链显著性的方法。他们提出了他们的定理,作为对党派划分选区不公的严格检验。我们澄清了他们的ε-异常值测试不同于传统的全球异常值测试,并没有像他们所暗示的那样表明特定的选举地图与极端程度的“党派不公平”有关。事实上,一张地图可能同时是ε-异常数据,并具有典型的党派公平值。也就是说,他们的测试可以识别局部异常值,但无法评估该局部异常值是否为全局异常值。鉴于最高法院的先例,他们对当地异常人群的具体定义与法律上的不公正选区划分主张之间的关系尚不清楚。
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引用次数: 8
Discretionary Wars, Cost-Benefit Analysis, and the Rashomon Effect: Searching for an Analytical Engine for Avoiding War 自由裁量战争、成本效益分析和罗生门效应:寻找避免战争的分析引擎
IF 1.6 Q2 SOCIAL SCIENCES, MATHEMATICAL METHODS Pub Date : 2019-01-01 DOI: 10.1080/2330443x.2019.1688742
J. Ratner
Those of us who value analytic thinking about public policy and, in particular, about war, can learn a great deal from reading “Cost Benefit Analysis of Discretionary Wars” by Diane Hu and her coauthors.1 The article also raises many questions, and considering them spurs learning too. Their article contributes to the literature by formulating and implementing an approach to the cost-benefit analysis (CBA) of war that is tractable and amenable to empirical use. Notably, the authors add value by operationalizing several dimensions of war’s benefits, by introducing certain simplified methods of estimating the costs of war, and by applying their framework of measuring costs and benefits to five case-studies of discretionary war. As the authors note, they build on the work of Nordhaus (2002), Stiglitz and Bilmes (2008), and others regarding the costs to the United States of the Afghanistan and Iraq Wars, as well as on Hausken’s important theoretical framework for conducting a CBA of war (Hausken 2016). By abstracting from many complexities articulated by Hausken, the authors create an empirically oriented framework that can be populated with data from their case-studies of U.S. discretionary war.2 By examining a war’s benefits and assigning monetary values to them, the authors are able to juxtapose these monetized benefits to their estimates of these wars’ costs, thereby answering the question: Did the costs of these wars outweigh their benefits? The authors’ extensive attention to war’s benefits is distinctive, especially in estimating these benefits for five wars. (Other studies of a U.S. war’s monetized benefits focus on one war.3) Furthermore, they obtain a striking result: costs exceed benefits for all five wars. None, not even the First Gulf War or Korea, escapes the article’s grim verdict: negative net benefits should have ruled out these wars.
我们这些重视对公共政策,特别是战争进行分析思考的人,可以从戴安·胡(Diane Hu)及其合著者的《自由裁量战争的成本效益分析》(Cost - Benefit Analysis of Discretionary Wars)中学到很多东西这篇文章也提出了许多问题,思考这些问题也会刺激学习。他们的文章通过制定和实施战争成本效益分析(CBA)的方法对文献做出了贡献,这种方法易于处理,可用于实证应用。值得注意的是,作者通过对战争利益的几个维度进行操作,通过引入某些简化的估算战争成本的方法,以及通过将其衡量成本和收益的框架应用于自由裁量战争的五个案例研究,从而增加了价值。正如作者所指出的,他们建立在诺德豪斯(2002),斯蒂格利茨和比尔梅斯(2008)的工作基础上,以及其他关于阿富汗和伊拉克战争对美国成本的研究,以及豪斯肯进行战争CBA的重要理论框架(豪斯肯2016)。通过从Hausken所阐述的许多复杂性中抽象出来,作者创建了一个以经验为导向的框架,可以用他们对美国自由裁量战争的案例研究中的数据进行填充通过研究一场战争的利益并赋予其货币价值,作者能够将这些货币化的利益与他们对这些战争成本的估计并置,从而回答了这个问题:这些战争的成本是否超过了它们的收益?作者对战争利益的广泛关注是与众不同的,特别是在估计五场战争的这些利益时。(其他关于美国战争货币化收益的研究集中在一场战争上。)此外,他们得出了一个惊人的结果:所有五场战争的成本都超过了收益。没有一场战争,甚至包括第一次海湾战争和朝鲜战争,逃不过这篇文章的残酷结论:负净收益本应排除这些战争。
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引用次数: 0
Global Zoning and Exchangeability of Field Trial Residues Between Zones: Are There Systematic Differences in Pesticide Residues Across Geographies? 全球分区和区域间田间试验残留物的可交换性:不同地区的农药残留是否存在系统差异?
IF 1.6 Q2 SOCIAL SCIENCES, MATHEMATICAL METHODS Pub Date : 2019-01-01 DOI: 10.1080/2330443X.2018.1555068
J. Nguyen, C. Tiu, J. Stewart, David H. Miller
Abstract Mixed-effects models were used to evaluate the global zoning concept using residue data from a comprehensive database of supervised field trials performed in various countries and regions on a variety of pesticide–crop combinations. No statistically significant systematic differences in pesticide residues were found between zones among the pesticide uses examined. In addition, we conducted a simulation to assess the impact of using regional versus global datasets for calculating maximum residue limits (MRLs). The conclusion of this assessment supports the concept of exchangeability of pesticide residue values across geographic regions and opens the possibility of improving harmonization of pesticide regulatory standards by establishing more globally aligned MRLs. Supplemental material for this article is available online.
摘要采用混合效应模型对全球区划概念进行了评价,该模型利用了各国和地区对多种农药作物组合进行监督田间试验的综合数据库中的残留数据。在被检查的农药使用区域之间,农药残留没有发现统计学上显著的系统性差异。此外,我们进行了模拟,以评估使用区域与全球数据集计算最大残留限值(MRLs)的影响。这项评估的结论支持了农药残留值跨地理区域可交换性的概念,并通过建立更加全球一致的最大残留限量值,为改善农药监管标准的协调提供了可能性。本文的补充材料可在网上获得。
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引用次数: 0
Cost-Benefit Analysis of Discretionary Wars 任意战争的成本效益分析
IF 1.6 Q2 SOCIAL SCIENCES, MATHEMATICAL METHODS Pub Date : 2019-01-01 DOI: 10.1080/2330443x.2019.1688740
D. Hu, A. Cooper, Neel Desai, Sophie Guo, Steven Shi, David L. Banks
Abstract Policy-makers should perform a cost-benefit analysis before initiating a war. This article describes a methodology for such assessment, and applies it post hoc to five military actions undertaken by the United States between 1950 and 2000 (the Korean War, the Vietnam War, the invasion of Grenada, the invasion of Panama, and the First Gulf War). The analysis identifies three broad categories of value: human capital, economic outcomes, and national influence. Different stakeholders (politicians, generals, industry, etc.) may assign different weights to these three categories, so this analysis tabulates each separately, and then, as may sometimes be necessary, monetizes them for unified comparison.
摘要政策制定者在发动战争之前应该进行成本效益分析。本文介绍了这种评估的方法,并将其临时应用于美国在1950年至2000年期间采取的五次军事行动(朝鲜战争、越南战争、入侵格林纳达、入侵巴拿马和第一次海湾战争)。该分析确定了三大类价值:人力资本、经济成果和国家影响力。不同的利益相关者(政治家、将军、工业界等)可能会为这三个类别分配不同的权重,因此该分析将每一个类别单独制成表格,然后,有时可能有必要,将其货币化以进行统一比较。
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引用次数: 1
Patterns of Pediatric Cancers in Florida: 2000–2015 佛罗里达州儿童癌症模式:2000-2015
IF 1.6 Q2 SOCIAL SCIENCES, MATHEMATICAL METHODS Pub Date : 2019-01-01 DOI: 10.1080/2330443X.2019.1574686
R. Amin, Alexander Bohnert, David L. Banks
ABSTRACT This study identifies pediatric cancer clusters in Florida for the years 2000–2015. Unlike previous publications on pediatric cancers in Florida, it draws upon an Environmental Protection Agency dataset on carcinogenic air pollution, the National Air Toxics Assessment, as well as more customary demographic variables (age, sex, race). The focus is upon the three most widely seen pediatric cancer types in the USA: brain tumors, leukemia, and lymphomas. The covariates are used in a Poisson regression to predict cancer incidence. The adjusted cluster analysis quantifies the role of each covariate. Using Florida Association of Pediatric Tumor Programs data for 2000–2015, we find statistically significant pediatric cancer clusters, but we cannot associate air pollution with the cancer incidence. Supplementary materials for this article are available online.
摘要本研究确定了2000-2005年佛罗里达州癌症儿科集群。与佛罗里达州以前关于儿童癌症的出版物不同,它借鉴了环境保护局关于致癌空气污染的数据集,即国家空气毒性评估,以及更常见的人口统计变量(年龄、性别、种族)。重点关注美国最常见的三种儿科癌症类型:脑肿瘤、白血病和淋巴瘤。协变量用于泊松回归预测癌症发病率。调整后的聚类分析量化了每个协变量的作用。利用佛罗里达州儿科肿瘤项目协会2000-2005年的数据,我们发现了具有统计学意义的癌症儿科集群,但我们不能将空气污染与癌症发病率联系起来。本文的补充材料可在线获取。
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引用次数: 1
Understanding Our Markov Chain Significance Test: A Reply to Cho and Rubinstein-Salzedo 理解我们的马尔可夫链显著性检验:对Cho和Rubinstein-Salzedo的答复
IF 1.6 Q2 SOCIAL SCIENCES, MATHEMATICAL METHODS Pub Date : 2019-01-01 DOI: 10.1080/2330443X.2019.1615396
M. Chikina, A. Frieze, W. Pegden
Abstract The article of Cho and Rubinstein-Salzedo seeks to cast doubt on our previous paper, which described a rigorous statistical test which can be applied to reversible Markov chains. In particular, Cho and Rubinstein-Salzedo seem to suggest that the test we describe might not be a reliable indicator of gerrymandering, when the test is applied to certain redistricting Markov chains. However, the examples constructed by Cho and Rubinstein-Salzedo in fact demonstrate a different point: that our test is not the same as another class of gerrymandering tests, which Cho and Rubinstein-Salzedo prefer. But we agree and emphasized this very distinction in our original paper. In this reply, we reply to the criticisms of Cho and Rubinstein-Salzedo, and discuss, more generally, the advantages of the various tests available in the context of detecting gerrymandering of political districtings.
摘要Cho和Rubinstein Salzedo的文章试图对我们之前的论文提出质疑,该论文描述了一种可以应用于可逆马尔可夫链的严格统计检验。特别是,Cho和Rubinstein Salzedo似乎认为,当测试应用于某些重新划分选区的马尔可夫链时,我们描述的测试可能不是不公正选区划分的可靠指标。然而,Cho和Rubinstein Salzedo构建的例子实际上证明了一个不同的观点:我们的测试与Cho和鲁宾斯坦Salzedo更喜欢的另一类选区划分不公测试不同。但我们同意这一点,并在我们的原始文件中强调了这一区别。在本回复中,我们回应了赵和鲁宾斯坦·萨尔泽多的批评,并更广泛地讨论了在检测政治选区划分不公的背景下可用的各种测试的优势。
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引用次数: 4
Classifying Hate Speech Using a Two-Layer Model 基于双层模型的仇恨言语分类
IF 1.6 Q2 SOCIAL SCIENCES, MATHEMATICAL METHODS Pub Date : 2019-01-01 DOI: 10.1080/2330443x.2019.1660285
Yi-jie Tang, Nicole M. Dalzell
ABSTRACT Social media and other online sites are being increasingly scrutinized as platforms for cyberbullying and hate speech. Many machine learning algorithms, such as support vector machines, have been adopted to create classification tools to identify and potentially filter patterns of negative speech. While effective for prediction, these methodologies yield models that are difficult to interpret. In addition, many studies focus on classifying comments as either negative or neutral, rather than further separating negative comments into subcategories. To address both of these concerns, we introduce a two-stage model for classifying text. With this model, we illustrate the use of internal lexicons, collections of words generated from a pre-classified training dataset of comments that are specific to several subcategories of negative comments. In the first stage, a machine learning algorithm classifies each comment as negative or neutral, or more generally target or nontarget. The second stage of model building leverages the internal lexicons (called L2CLs) to create features specific to each subcategory. These features, along with others, are then used in a random forest model to classify the comments into the subcategories of interest. We demonstrate our approach using two sets of data. Supplementary materials for this article are available online.
摘要社交媒体和其他网站作为网络欺凌和仇恨言论的平台,正受到越来越多的审查。许多机器学习算法,如支持向量机,已被用于创建分类工具,以识别并潜在地过滤负面语音的模式。虽然这些方法对预测有效,但产生的模型很难解释。此外,许多研究侧重于将评论分类为负面或中性,而不是将负面评论进一步划分为子类别。为了解决这两个问题,我们引入了一个两阶段的文本分类模型。通过这个模型,我们说明了内部词典的使用,这些词典是从预先分类的评论训练数据集中生成的单词集合,这些评论特定于负面评论的几个子类别。在第一阶段,机器学习算法将每条评论分类为负面或中性,或者更一般地为目标或非目标。模型构建的第二阶段利用内部词典(称为L2CL)来创建每个子类别特有的特征。然后,在随机森林模型中使用这些特征和其他特征,将评论分类到感兴趣的子类别中。我们使用两组数据来演示我们的方法。本文的补充材料可在线获取。
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引用次数: 7
Response to “Discretionary Wars, Cost-Benefit Analysis, and the Rashomon Effect” 对《自由裁量战争、成本效益分析和罗生门效应》的回应
IF 1.6 Q2 SOCIAL SCIENCES, MATHEMATICAL METHODS Pub Date : 2019-01-01 DOI: 10.1080/2330443x.2019.1688741
David L. Banks
Dr. Jonathan Ratner’s discussion is amazing and a valuable commentary (and sometimes a corrective) upon the work in our article. We are grateful for his thoughtful examination and testing of the assumptions and methodology we have used. His contribution goes far beyond a typical discussion and is an article in its own right, or at the very least a provocative essay. He makes many important points and builds out our reasoning and expands its scope in numerous ways. This response attempts to briefly address some of the key points and suggestions that he makes. Dr. Ratner is quite correct that we made the enormously simplifying assumption of a unitary decision-maker, the “president,” who need only consult his or her utility function, and whose analysis is rational and unselfish but completely proAmerican. Like everyone, we appreciate that the political realities are far more complex than that, but we believe that our deliberate simplification has the advantage of focusing attention on the simple question of whether the five wars (or military actions) under consideration led to good or bad economic outcomes for the United States as a whole. Clearly, one could address a more realistic decision-theoretic framework in which multiple stakeholders (Congress, generals, intelligence analysts, Halliburton, and many others) negotiate or coalesce or diverge in reaching a military decision, and that would surely lead to fascinating work in sociology and political science. But such modeling was not our intent. And we appreciate Dr. Ratner’s recognition that our primary goal was the cost-benefit analysis. Our emphasis on “the U.S.-centric utility function” bothered Dr. Ratner, and we readily acknowledge that it makes us morally uncomfortable too. We would prefer to live in a world in which the United States is not indifferent to the suffering of others and where altruism is part of the calculus of leadership. And we also think that considerations of decency are usually given some weight in the corridors of power. However, we also believe that a callous calculation of the bottom line is a necessary component of military and other policy decisions. Absent that starting point, there seems to be no principled basis for prioritizing cases and causes. Dr. Ratner would prefer to see “a sensitivity analysis, with an alternative, semi-altruistic utility function.” We think that would be interesting and useful, and effective altruism is always important. But (as Dr. Ratner points out later), our article is already heavily freighted with assumptions that have varying degrees of plausibility. Trying to monetize the lives of non-American
乔纳森·拉特纳博士的讨论令人惊叹,对我们文章中的工作进行了有价值的评论(有时是纠正)。我们感谢他对我们所使用的假设和方法进行了深思熟虑的检查和测试。他的贡献远远超出了典型的讨论,本身就是一篇文章,或者至少是一篇挑衅性的文章。他提出了许多重要的观点,建立了我们的推理,并以多种方式扩展了它的范围。本文试图简要阐述他提出的一些关键点和建议。拉特纳博士非常正确,我们做出了一个极其简化的假设,即一个单一的决策者,即“总统”,他只需要咨询他或她的效用函数,他的分析是理性的、无私的,但完全是亲美国的。和所有人一样,我们意识到政治现实远比这复杂得多,但我们相信,我们有意的简化有助于将注意力集中在一个简单的问题上,即考虑中的五场战争(或军事行动)对整个美国的经济结果是好是坏。显然,人们可以提出一个更现实的决策理论框架,在这个框架中,多个利益相关者(国会、将军、情报分析师、哈里伯顿和许多其他人)在达成军事决策时进行谈判、联合或分歧,这肯定会导致社会学和政治学领域的迷人工作。但这样的建模并不是我们的本意。我们感谢拉特纳博士承认我们的主要目标是成本效益分析。我们对“以美国为中心的效用函数”的强调让拉特纳博士感到困扰,我们也欣然承认,这也让我们在道德上感到不舒服。我们更希望生活在这样一个世界里,在这个世界里,美国不会对他人的痛苦漠不关心,利他主义是领导力的一部分。我们还认为,在权力的走廊里,体面的考虑通常会受到一定的重视。然而,我们还认为,无情地计算底线是军事和其他政策决定的必要组成部分。如果没有这个起点,似乎就没有优先处理案件和原因的原则基础。拉特纳博士更希望看到“一种带有半利他效用函数的敏感性分析”。我们认为这将是有趣和有用的,有效的利他主义总是很重要的。但是(正如拉特纳博士后来指出的那样),我们的文章已经充斥着各种各样的假设,这些假设有不同程度的合理性。试图将非美国人的生活货币化
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引用次数: 1
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Statistics and Public Policy
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