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The Difficulties of Applying Management Systems Based on High-Powered Incentives in State Corporations 基于强力激励的管理制度在国有企业实施的困难
IF 0.6 Q4 ECONOMICS Pub Date : 2023-03-25 DOI: 10.17835/2076-6297.2023.15.1.089-099
Maria E. Agamirova
The article discusses the possible negative effects of the implementation of the market motivation methods in the public sector and management systems of state corporations. In particular, we focus on the introduction of performance assessments of civil servants which are based on a number of quantitative indicators. There is a belief that high-powered incentives can make this relationship closer. However, such incentives can lead to the negative contract externalities which had been analyzed for the past few decades in the framework of the contract theory. Applying such motivation practices is not always successful even in the business environment; we assume that such practices are not suitable for the public sector. It is also worth mentioning that the performance indicators, the choice of which is left to officials, have only one positive feature - observability, and thus have a weak connection with the final result of the evaluated process.
本文讨论了在公共部门和国有企业管理体制中实施市场激励方式可能产生的负面影响。我们特别注重推行以若干量化指标为基础的公务员工作表现评估。有一种观点认为,强有力的激励措施可以拉近这种关系。然而,这种激励会导致负契约外部性,这在过去几十年的契约理论框架下已经得到了分析。即使在商业环境中,应用这种激励实践也并不总是成功的;我们认为这种做法不适合公共部门。值得一提的是,由官员选择的绩效指标只有一个积极的特征——可观察性,因此与评估过程的最终结果之间的联系很弱。
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引用次数: 0
The Claim for Pluralism in Economics: What is Behind It? 经济学多元主义的主张:背后是什么?
IF 0.6 Q4 ECONOMICS Pub Date : 2023-03-25 DOI: 10.17835/2076-6297.2023.15.1.006-022
V. Tambovtsev
The purpose of the article is to analyze the grounds for the demand for pluralism in economics put forward by some economists. In this paper we analyze various interpretations of economic pluralism, focusing on ‘paradigmatic’ or ‘strategic’ type of pluralism. This ‘paradigmatic’ or ‘strategic’ pluralism implies such requirement as ensuring equal access for supporters of various heterodox streams of economic thought to various capitals of the prevailing stream – the economics mainstream. The characteristics of competition in science as the basis for the growth of scientific knowledge are considered in the paper, as well as the changes that have occurred in the competition process as a result of the spread of neoliberal science policy. The emergence of a new type of competition – the competition between government departments that finance basic research – is revealed. It is demonstrated that this type of competition among scientists results in opportunistic behavior which is expressed in the concentration of academic workers on indicators rather than on work itself. This tendency hinders the growth of scientific knowledge and creates incentives for unfair competitive actions. Measures of the above mentioned type of scientific policy also create organizational and economic difficulties for representatives of heterodox economics research programs, to overcome which the demands for achieving economic pluralism were launched. From the point of view of competition in science, these requirements are an attempt at unfair competitive actions. Based on this, alternative proposals for the development of heterodox research programs are proposed.
本文的目的是分析一些经济学家提出经济学多元化要求的依据。在本文中,我们分析了经济多元化的各种解释,重点是“范式”或“战略”类型的多元化。这种“范式”或“战略”多元主义意味着这样一种要求,即确保各种非正统经济思想流的支持者能够平等地进入主流经济思想流的各种资本——经济学主流。本文考虑了作为科学知识增长基础的科学竞争的特点,以及由于新自由主义科学政策的传播而在竞争过程中发生的变化。揭示了一种新型竞争的出现——资助基础研究的政府部门之间的竞争。研究表明,科学家之间的这种竞争导致了机会主义行为,这表现在学术工作者把注意力集中在指标上,而不是工作本身。这种趋势阻碍了科学知识的增长,并为不公平的竞争行为创造了动机。上述科学政策的措施也给非正统经济学研究项目的代表带来了组织和经济上的困难,为了克服这些困难,实现经济多元化的要求被发起。从科学竞争的角度来看,这些要求是一种不正当竞争行为的企图。在此基础上,提出了发展非正统研究项目的备选方案。
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引用次数: 1
Theoretical Analysis of Socialism: Mises vs. Brutskus (to the Centenary of thе Publications of Books) 社会主义的理论分析:米塞斯vs布鲁特斯库斯(致《图书》出版一百周年)
IF 0.6 Q4 ECONOMICS Pub Date : 2023-03-25 DOI: 10.17835/2076-6297.2023.15.1.034-042
A. Kavaliou
The article is devoted to the centenary of the publication of books by L. von Mises and B.D. Brutskus dedicated to the criticism of the socialist system. The similarity of the theoretical arguments used by the authors in the analysis of the economic aspects of socialist society makes it possible to call the theorem on the impossibility of socialism the double name of Mises-Bruckus. The authors consider the abolition of the institutions of private property on the means of production, as well as the market as a mechanism for coordination, and entrepreneurship to be the main factor of the rational impossibility of the economic system of socialism. Without these institutions, it is impossible to form a price system as a signaling mechanism about the most efficient directions for the distribution of resources. Without this information, the planning body will not be able to determine the goods that should be produced. Mises' analysis does not focus exclusively on the form of socialism that was realized in Soviet Russia, however it can be applied to any pseudo-socialist system or form of interventionism. Brutskus confirms the theoretical arguments with examples from Soviet practice.
这篇文章是为了纪念l·冯·米塞斯(L. von Mises)和b·d·布鲁斯库斯(B.D. Brutskus)专门批评社会主义制度的著作出版一百周年。作者在分析社会主义社会的经济方面所使用的理论论据的相似性,使得社会主义不可能定理有可能被称为米塞斯-布鲁克斯的双重名称。作者认为,生产资料私有财产制度的废除,以及作为协调机制的市场和企业家精神是社会主义经济制度理性不可能的主要因素。没有这些制度,就不可能形成一个价格体系,作为资源分配最有效方向的信号机制。没有这些信息,规划机构将无法确定应该生产的商品。米塞斯的分析并不仅仅关注在苏俄实现的社会主义形式,然而它可以应用于任何伪社会主义制度或干涉主义的形式。布鲁特斯库斯用苏联实践的例子证实了这些理论论点。
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引用次数: 0
Russian Big Business Under Sanctions: The Dilemma Between Loyalty and Exit 制裁下的俄罗斯大企业:忠诚与退出的两难选择
IF 0.6 Q4 ECONOMICS Pub Date : 2022-12-25 DOI: 10.17835/2076-6297.2022.14.4.006-017
S. Levin, K. Sablin
The article addresses behavioral strategies of top Russian entrepreneurs operating in the export and resource sectors in the context of comprehensive sanctions imposed by Western countries. The choice of behavioral strategy is considered in the context of two types of networking that have developed in the post-Soviet period. The first type of networking implies the involvement into the inner economic chains supported by the ruling group. In the second type of networking, the participants are involved into global value chains (GVCs). Two framework strategies of behavior emerged after the first “wave” of sanctions imposed in 2014. The first strategy was adopted by top entrepreneurs who have deep friendly relations with the "ruler". The proponents of this strategy, being supported by the ruling group, transformed into the operators of quasi-public resources with the minimum dependence on GVCs. The second strategy was formed by the owners of Alfa Group who sought to emphasize their political neutrality. The imposition of sanctions in 2022 showed that the first strategy was productive. Meanwhile, the strategy of Alfa Group members turned out to be a failure – the entrepreneurs were not protected from the Western sanctions and devalued their position in the Russian power vertical. Since the amount of resources distributed by the ruling group is limited, the strategy of the Russian top entrepreneurs is based on finding the balance within the two types of networking
这篇文章讨论了在西方国家实施全面制裁的背景下,在出口和资源部门经营的俄罗斯顶级企业家的行为策略。行为策略的选择是在后苏联时期发展起来的两种网络类型的背景下考虑的。第一种类型的网络意味着参与统治集团支持的内部经济链。在第二种网络中,参与者参与到全球价值链(GVCs)中。在2014年实施的第一波制裁之后,出现了两种行为框架战略。第一种策略是由与“统治者”有着深厚友好关系的顶级企业家采用的。这一战略的支持者在统治集团的支持下,转变为对全球价值链依赖最小的准公共资源的经营者。第二种战略是阿尔法集团的所有者们为了强调政治中立性而制定的。2022年实施的制裁表明,第一种战略是有效的。与此同时,阿尔法集团成员的战略被证明是失败的——企业家们没有受到西方制裁的保护,并降低了他们在俄罗斯权力垂直领域的地位。由于统治集团分配的资源是有限的,俄罗斯顶级企业家的战略是基于在两种类型的网络中找到平衡
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引用次数: 0
The Low Effectiveness of Anti-Corruption Measures in Educational Organizations: The Behavioral Aspects 教育机构反腐措施的低有效性:行为层面
IF 0.6 Q4 ECONOMICS Pub Date : 2022-12-25 DOI: 10.17835/2076-6297.2022.14.4.083-094
A. Shmakov
Corruption is one of the global problems of humanity, it is the reason for a significant decrease in the efficiency of economic systems. Anti-corruption measures are an important task for any state. However, in practice the anti-corruption policies based on the models of classical law and economics are not effective enough. Using the methodology of behavioral economics, we have made an attempt to improve the classical approach to combating corruption. This article provides an analysis of the factors of corruption, methods of combating corruption, reasons for the low effectiveness of anti-corruption policies on the example of educational organizations. The authors suggest using behavioral economics to improve the classical methods of combating corruption. It is necessary to introduce the concept of hyperbolic discounting and the "present bias" into classical law and economics in order to better understand the impact of anti-corruption policies. We assume that using nudges in practice may enable governments to increase the effectiveness of classical anti-corruption measures.
腐败是人类面临的全球性问题之一,它是经济体制效率显著下降的原因。反腐败是任何一个国家的重要任务。然而,在实践中,基于古典法学和经济学模型的反腐败政策效果并不理想。运用行为经济学的方法论,对经典的反腐方法进行了改进。本文以教育机构为例,分析了腐败的因素、打击腐败的方法、反腐政策有效性低下的原因。作者建议使用行为经济学来改进传统的反腐败方法。为了更好地理解反腐败政策的影响,有必要将双曲折现和“当前偏差”的概念引入古典法学和经济学。我们假设在实践中使用轻推可以使政府提高经典反腐败措施的有效性。
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引用次数: 0
Market and State Failures in The Healthcare Model under The COVID-19 Pandemic COVID-19大流行下医疗模式中的市场和国家失灵
IF 0.6 Q4 ECONOMICS Pub Date : 2022-12-25 DOI: 10.17835/2076-6297.2022.14.4.095-109
S. Orekhova, Mikhail A. Safarov
The health care market has special features associated with the production of both private and public goods, it has a special structure of competition and transactions. The business models of medical organizations are based on a two-level value proposition – organizations in the analyzed field work for their clients (the population of a territory) and simultaneously for the state, which plays a role of a customer of the public good. This leads to the mixture of the healthcare and insurance markets and, as a result, the development of specific monetization scheme in the field of medical services. The article focuses on market and institutional coordination mechanisms in the Russian healthcare market transformation in the context of the 2020-2022 pandemic. The research methodology is based on neo-institutional economics, theories of industrial markets and the public sector theory. The paper assesses the market failures of the healthcare system and institutional instruments that are designed to neutralize these failures. We also describe the general institutional context of the health care in Russia. The methods of the empirical part of the study are a survey and a narrative analysis. Our results are based on 584 interviews. The respondents assessed changes in the conditions for the provision of medical services in 2020-2022. It was found that the effectiveness of institutional coordination mechanisms in the context of the COVID-19 pandemic were reduced, this resulted in new failures of the state. We prove that a new model in the Russian Federation healthcare market has been created as a result of the pandemic. This model is characterized by a simultaneous strengthening of the role of the state in some market segments and private players in other segments, as well as a decrease in the efficiency of production of both private and public goods.
医疗保健市场具有与私人产品和公共产品生产相关的特殊特征,具有特殊的竞争和交易结构。医疗机构的商业模式基于两个层面的价值主张——在分析领域的组织为其客户(一个地区的人口)工作,同时为国家工作,后者扮演着公共利益客户的角色。这导致了医疗保健和保险市场的混合,并因此在医疗服务领域制定了具体的货币化计划。本文重点研究了2020-2022年大流行背景下俄罗斯医疗保健市场转型中的市场和体制协调机制。研究方法以新制度经济学、产业市场理论和公共部门理论为基础。本文评估了医疗保健系统的市场失灵和旨在消除这些失灵的制度工具。我们还描述了俄罗斯医疗保健的一般制度背景。实证部分的研究方法为调查法和叙事分析法。我们的结果是基于584个访谈。答复者评估了2020-2022年提供医疗服务条件的变化情况。研究发现,新冠肺炎疫情背景下机构协调机制有效性下降,导致国家出现新的失灵。我们证明,由于大流行,俄罗斯联邦医疗保健市场创造了一种新模式。这种模式的特点是,国家在某些市场领域的作用同时得到加强,而私人参与者在其他市场领域的作用同时得到加强,同时私人产品和公共产品的生产效率也在下降。
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引用次数: 1
Adaptive Behavior of Small Business Owners in The Context of The COVID-19 Pandemic COVID-19大流行背景下小企业主的适应性行为
IF 0.6 Q4 ECONOMICS Pub Date : 2022-12-25 DOI: 10.17835/2076-6297.2022.14.4.122-138
D. D. Krivosheeva-Medyantseva
Small business survived hard times during 2020–2022. The COVID-19 pandemic resulted in temporary decrease in consumer demand, revenue losses, and bankruptcies. The number of small companies in Russia has dropped dramatically as well as the number of workers engaged in small enterprises. This research aims to reveal major difficulties and institutional barriers small business owners faced during the COVID-19 pandemic. The focus of the research is on patterns of economic behavior Russian entrepreneurs demonstrated adjusting their business processes to the new economic environment. This work is a qualitative research initiative based on a series of in-depth semi-structured interviews with small business owners from the Rostov region, Russia. Interviewing and the following discourses analysis allowed us to understand the meaning and reasoning of small business owners’ behavior. The theoretical framework of the research includes the concepts of institutional economics and the insights from behavioral economics. This “mixed” approach provided us with more opportunities for describing various patterns of economic behavior in the context of fundamental uncertainty. As the pace of institutional change associated with the spread of the virus was very rapid, there was no time for companies to adapt to the new rules. Business owners often resisted changes. The high level of uncertainty became the reason for expectant behavior among small business owners based on the ‘status-quo’ strategy. Even the announcement of high fines did not stop business owners from violating the laws. Explicit opportunism went hand in hand with formal obedience. Despite this, according to official statistics, Russian small business demonstrated high resistance to various economic and social challenges during the pandemic period.
小企业在2020-2022年度过了艰难时期。新冠肺炎大流行导致消费者需求暂时下降、收入损失和破产。俄罗斯的小公司数量急剧减少,从事小企业的工人数量也急剧减少。本研究旨在揭示小企业主在COVID-19大流行期间面临的主要困难和制度障碍。研究的重点是俄罗斯企业家在调整其业务流程以适应新的经济环境时所表现出的经济行为模式。这项工作是一项定性研究倡议,基于对俄罗斯罗斯托夫地区小企业主的一系列深入半结构化访谈。访谈和下面的话语分析让我们了解了小企业主行为的含义和原因。研究的理论框架包括制度经济学的概念和行为经济学的见解。这种“混合”方法为我们在基本不确定性的背景下描述各种经济行为模式提供了更多的机会。由于与病毒传播相关的制度变革速度非常快,企业没有时间适应新规则。企业主往往抵制变革。高度的不确定性成为基于“现状”策略的小企业主期望行为的原因。即使宣布高额罚款,也没有阻止企业主违法。公然的机会主义与形式上的服从形影不离。尽管如此,根据官方统计数据,俄罗斯小企业在疫情期间对各种经济和社会挑战表现出了很强的抵抗力。
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引用次数: 0
The Patterns of Interaction Between Russian Citizens and NGOs in The Context of Institutional Change 制度变迁背景下的俄罗斯公民与非政府组织互动模式
IF 0.6 Q4 ECONOMICS Pub Date : 2022-12-25 DOI: 10.17835/2076-6297.2022.14.4.042-055
Alevtina V. Starsinova, E. Arkhipova, O. Borodkina
The article analyzes the institutional transformation of the sphere of social services in the context of the development of the non-profit sector. The institutional transformation in the field covers the issues of changing public attitudes, the level of public trust and prevailing stereotypes. Besides, online interactions that are spreading while providing and receiving services influence the processes of the individual choice under constantly changing market conditions. The results are based on two sociological surveys devoted to studying the attitude of citizens towards the non-profit sector of social services. The surveys were conducted in Russian regions in 2019(n=1204) and 2020 (n=2047). Among the factors influencing public attitudes towards NGOs are citizens' understanding of the meaning of social services, awareness of non-state service providers and the opportunities of NGO social service sector. During the COVID-19 pandemic, people tended to resort to online services more often, we assume that this hastened the transition to the online format of interaction in the analyzed field. The revealed relationship of attitudes towards state and non-state type providers has demonstrated that the attitude of citizens towards one type of social service provider has an impact on the formation of attitudes towards another type of provider confirming that public trust is systemic. We have identified the key stereotypes that determine the choice of the type of provider by the recipients of services. It has also been found that the personal experience of interaction with social services organizations plays an important role for establishing trust in state and non-state social services organizations. The dynamics of the public trust in the non-profit sector of social services has been analyzed based on the identification of age subgroups.
本文在非营利组织发展的背景下,分析了社会服务领域的制度变迁。这一领域的体制改革包括改变公众态度、公众信任程度和普遍的陈规定型观念等问题。此外,在提供和接受服务的同时传播的在线互动影响着个人在不断变化的市场条件下的选择过程。结果基于两项社会学调查,这些调查致力于研究公民对社会服务的非营利性部门的态度。调查分别于2019年(n=1204)和2020年(n=2047)在俄罗斯各地区进行。影响公众对非政府组织态度的因素包括公民对社会服务意义的理解、非国有服务提供者的意识以及非政府组织社会服务部门的机会。在新冠肺炎疫情期间,人们更倾向于使用在线服务,我们认为这加速了所分析领域向在线互动形式的过渡。所揭示的对国家和非国家类型提供者的态度关系表明,公民对一种类型的社会服务提供者的态度会影响对另一种类型的提供者的态度的形成,这证实了公众信任是系统性的。我们已经确定了决定服务接收者选择提供者类型的关键构造型。研究还发现,与社会服务机构互动的个人经历对建立国家和非国家社会服务机构的信任起着重要作用。基于年龄群体的识别,公众对社会服务非营利部门的信任动态进行了分析。
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引用次数: 0
The New Education: Controversies and Solutions 新教育:争议与对策
IF 0.6 Q4 ECONOMICS Pub Date : 2022-12-25 DOI: 10.17835/2076-6297.2022.14.4.070-082
M. Golovchin
The article examines the consequences of the evolution of the national education system as a result and source of ideology, which is formed by two parallel paradigms of the development of modern society and the state – traditional and liberal. In Russian education, these paradigms are constantly changing: from state-bureaucratic socialism in the USSR (1917–1990) and liberal reforms in post-Soviet Russia (1990–2000) to educational counter-reforms of the first twenty years of the 21st century. In modern education, a number of solutions still appear, in which a certain ideological structure is laid. An example of this is the expert report of the Center for Strategic Research and the National Research University Higher School of Economics "Twelve Solutions for a New Education", the main messages of which boil down to reforming the national educational system according to the liberal model. We pay special attention to the controversy of the ideas of the report on the support of "elite" schools instead of solving the current issues of the development of the educational network and infrastructure; on the concentration of methods for solving the problems of teachers in terms of creating conditions for improving their qualifications (ignoring the financial difficulties characteristic of this professional group). Author comes to the conclusion that ideology is important for solving the problems of the education system and its agents, from the standpoint of which the national educational policy is formed. From our point of view, responses to modern challenges to education should provide for the interests and opinions of the scientific and educational community within the framework of “institutional bricolage” (the creation of institutions “from below”, at the expense of the resources of the educational community).
本文考察了由现代社会与国家发展的两种平行范式——传统与自由主义所形成的国民教育制度作为意识形态的结果和根源所演变的后果。在俄罗斯教育中,这些范式不断变化:从苏联的国家官僚社会主义(1917-1990)和后苏联俄罗斯的自由主义改革(1990-2000)到21世纪头二十年的教育反改革。在现代教育中,仍然出现了一些解决方案,其中奠定了一定的思想结构。战略研究中心和国立研究型大学高等经济学院的专家报告《新教育的十二个解决方案》就是一个例子,其主要信息归结为按照自由主义模式改革国家教育体制。我们特别关注报告中关于支持“精英”学校的观点所引起的争议,而不是解决当前教育网络和基础设施发展问题;在为提高教师素质创造条件方面集中解决教师问题的方法(忽略了这一专业群体的经济困难特点)。作者认为,意识形态对于解决教育系统及其代理人的问题具有重要意义,并从国家教育政策形成的角度出发。从我们的观点来看,应对教育面临的现代挑战,应该在“制度拼凑”(以牺牲教育界资源为代价,“自下而上”创建制度)的框架内,为科学界和教育界的利益和意见提供支持。
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引用次数: 0
Measures for Limiting Opportunism in The Islamic Banking 限制伊斯兰银行业机会主义的措施
IF 0.6 Q4 ECONOMICS Pub Date : 2022-12-25 DOI: 10.17835/2076-6297.2022.14.4.110-121
V. Islamutdinov
The article analyzes the sources and manifestations of opportunism, as well as the measures against opportunism in banking. A deep literature review on the problem of opportunism has been carried out. The sources and forms of manifestation of opportunism in Islamic banking have been identified in the paper. The measures against opportunism have been divided into measures to prevent adverse selection and measures to reduce moral hazard. The measures against opportunism specific to Islamic banking have also been described in the article. It is shown that not all common measures to reduce moral hazard have analogues in Islamic banking. Suggestions are made as to which of the Islamic banking-specific measures against opportunism can be borrowed to be exploited in traditional banking. The prospects for the use of smart contracts in Islamic banking as a fundamentally new measure to limit opportunism have been considered. The technical and legal problems of implementing smart contracts as well as the specific problems of implementing smart contracts in Islamic banking are shown. We argue that the widespread introduction of smart contracts is very unlikely in Islamic banking as the principles of smart contracts contradict the principles and spirit of Shariah.
文章分析了机会主义的来源、表现形式,以及打击银行业机会主义的措施。对机会主义问题进行了深入的文献回顾。本文指出了伊斯兰银行中机会主义的来源和表现形式。反对机会主义的措施分为防止逆向选择的措施和降低道德风险的措施。文章还描述了针对伊斯兰银行的特定机会主义的措施。研究表明,并非所有降低道德风险的常见措施都能在伊斯兰银行业中找到类似的做法。提出了哪些伊斯兰银行针对机会主义的具体措施可以借鉴到传统银行中加以利用的建议。人们考虑了在伊斯兰银行中使用智能合约作为限制机会主义的根本新措施的前景。展示了实施智能合约的技术和法律问题,以及在伊斯兰银行实施智能合约的具体问题。我们认为,在伊斯兰银行业中广泛引入智能合约是不太可能的,因为智能合约的原则与伊斯兰教法的原则和精神相矛盾。
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引用次数: 0
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Journal of Institutional Studies
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