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A simple declarative model of the Federal Disaster Assistance Policy - modelling and measuring transparency 一个简单的联邦灾难援助政策的声明模型-建模和衡量透明度
IF 1 Q2 Mathematics Pub Date : 2023-01-01 DOI: 10.1016/j.ejdp.2023.100035
Mark Dukes

In this paper we will provide a quantitative analysis of a simple model of the Federal Disaster Assistance policy from the viewpoint of three different stakeholders. This quantitative methodology is new and has applications to other areas such as business and healthcare processes. The stakeholders are interested in process transparency but each has a different opinion on precisely what constitutes transparency. We will also consider three modifications to the Federal Disaster Assistance policy and analyse, from a stakeholder viewpoint, how stakeholder satisfaction changes from process to process. This analysis is used to rank the favourability of four policies with respect to all collective stakeholder preferences.

在本文中,我们将从三个不同利益相关者的角度对联邦灾难援助政策的一个简单模型进行定量分析。这种定量方法是新的,可以应用于其他领域,如商业和医疗保健流程。利益相关者对流程透明度感兴趣,但对于什么是透明度,每个人都有不同的看法。我们还将考虑对联邦灾难援助政策的三项修改,并从利益相关者的角度分析利益相关者满意度如何在不同过程中变化。该分析用于对四项政策对所有集体利益相关者偏好的好感度进行排名。
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引用次数: 2
Multi-objective optimization in real-time operation of rainwater harvesting systems 雨水收集系统实时运行的多目标优化
IF 1 Q2 Mathematics Pub Date : 2023-01-01 DOI: 10.1016/j.ejdp.2023.100039
Yi Zhen , Kate Smith-Miles , Tim D. Fletcher , Matthew J. Burns , Rhys A. Coleman

Increased population growth and urbanization have brought critical challenges to urban water systems, including water scarcity and environmental degradation. To address the problems, real-time controlled rainwater storages are now being used to reduce flooding by intercepting rainfall, while also providing an alternate water supply and actively restoring baseflow to improve biodiversity outcomes. These benefits can be enhanced when the storages are managed as an optimized network. This paper proposes a multi-objective-optimization-based strategy utilizing mixed integer linear programming and compromise programming to control a network of rainwater storages. The proposed strategy is observed to substantially reduce storage overflow, improve stream baseflow, and fulfill most of the domestic non-potable water demand. It shows a clear advantage over the NSGA II-based strategy, indicating the effectiveness of mathematical programming with scalarization techniques in solving multi-objective problems.

人口增长和城市化的加剧给城市供水系统带来了严峻挑战,包括缺水和环境退化。为了解决这些问题,现在正在使用实时控制的雨水储存,通过拦截降雨来减少洪水,同时提供替代供水和积极恢复基本流量,以改善生物多样性结果。当存储作为优化的网络进行管理时,这些好处可以得到增强。本文提出了一种基于多目标优化的策略,利用混合整数线性规划和折衷规划来控制雨水存储网络。据观察,所提出的策略可大幅减少储存溢流,改善流基流量,并满足大部分生活非饮用水需求。与基于NSGA II的策略相比,它显示出明显的优势,表明了使用标量化技术的数学规划在解决多目标问题中的有效性。
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引用次数: 0
Is there an ethical operational research practice? And what this implies for our research? 是否有合乎道德的运筹学实践?这对我们的研究意味着什么?
IF 1 Q2 Mathematics Pub Date : 2023-01-01 DOI: 10.1016/j.ejdp.2023.100029
O. Bellenguez , N. Brauner , A. Tsoukiàs

The ethical dimension of Operational Research and Decision Aiding, although not a new subject, has become more of a concern, both for the large public and the OR community, because of the wide spread of autonomous artefacts endowed with decision capacity thanks to the use of models, methods and tools developed within our field. The paper addresses the question of whether there exists an “Ethical Operational Research practice”, identifies the ethical questions which are specific to our professional community and suggests research topics which, although independently developed, are relevant for handling such questions.

运筹学和决策辅助的伦理层面虽然不是一个新的主题,但对于广大公众和OR社区来说,已经变得更加令人担忧,因为由于使用了我们领域内开发的模型、方法和工具,具有决策能力的自主人工制品广泛传播。本文讨论了是否存在“伦理运筹学实践”的问题,确定了我们专业社区特有的伦理问题,并提出了尽管独立开发,但与处理此类问题相关的研究主题。
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引用次数: 1
Confidence in bargaining processes and outcomes: Empirical tests of a conceptual model 议价过程和结果中的信心:一个概念模型的实证检验
IF 1 Q2 Mathematics Pub Date : 2023-01-01 DOI: 10.1016/j.ejdp.2023.100028
Rudolf Vetschera , Luis C. Dias

The relationship between negotiation processes and outcomes is a challenging problem for theoretical and empirical analyses. In this paper, we study whether a dynamic bargaining model that incorporates a notion of negotiator confidence in the process and that predicts the asymmetric Nash bargaining solution as the outcome is compatible with observations in negotiation experiments. This requires establishing how the compatibility between the model and the actual bargaining process can be assessed, without knowing a key parameter in the model. We find that the model is largely compatible with the observed bargaining process, but that actual agreements tend to be more balanced than the solution predicted by the model. We also find a close relationship between the parameter representing negotiator confidence in the model and the negotiator’s (independently ascertained) aspiration levels, thus providing additional evidence for the model’s external validity.

谈判过程和结果之间的关系对于理论和实证分析来说是一个具有挑战性的问题。在本文中,我们研究了一个动态谈判模型是否与谈判实验中的观察结果一致,该模型在谈判过程中引入了谈判者信心的概念,并预测了不对称纳什谈判解决方案作为结果。这需要在不知道模型中的关键参数的情况下,确定如何评估模型与实际谈判过程之间的兼容性。我们发现,该模型在很大程度上与观察到的谈判过程相兼容,但实际协议往往比模型预测的解决方案更平衡。我们还发现,代表模型中谈判者信心的参数与谈判者(独立确定的)愿望水平之间存在密切关系,从而为模型的外部有效性提供了额外的证据。
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引用次数: 0
Determining the right time to advertise adopter numbers for a two-sided digital platform: An agent-based simulation optimization approach 确定公布双边数字平台采用者编号的正确时间:一种基于代理的模拟优化方法
IF 1 Q2 Mathematics Pub Date : 2023-01-01 DOI: 10.1016/j.ejdp.2023.100032
Michelle D. Haurand, Christian Stummer

The adoption of two-sided digital platforms is influenced by cross-side network effects, that is, the number of adopters on the demand side of a platform affects the number of adopters on the supply side and vice versa. Accordingly, publicizing adopter numbers might stimulate platform success. However, finding the right point in time to do so is difficult because there is little or no research on corresponding strategies and best practices based on already successful platforms are inconclusive. This paper addresses this research gap by (i) demonstrating the impact of publicizing adopter numbers on platform growth, (ii) analyzing the effect of market characteristics on the strategic fit of such information-sharing strategies, (iii) introducing an agent-based simulation optimization tool that aims to identify the optimal number of adopters on the other side of the platform that should be reached before advertising information is begun, and (iv) illustrating the applicability of such a tool by means of a real-world use case. Agent-based modeling and simulation was chosen because the effectiveness of advertising adopter numbers depends on various interactions between (potential) platform users, which gives rise to a complex system that cannot be properly captured via traditional analytical approaches. The simulation accounts for the stakeholders’ decision processes and can support the platform operator's decision on when to start publicizing adopter numbers. The results of our numerical experiments indicate that there is no single conclusive answer to the question when advertising adopter numbers should begin, as the right time depends on the specific market characteristics.

双边数字平台的采用受到跨侧网络效应的影响,也就是说,平台需求侧的采用者数量会影响供应方的采用者人数,反之亦然。因此,公布采用者数量可能会刺激平台的成功。然而,很难找到合适的时间点,因为很少或根本没有对相应的战略进行研究,基于已经成功的平台的最佳实践也没有定论。本文通过(i)证明公布采用者数量对平台增长的影响,(ii)分析市场特征对此类信息共享策略的战略契合度的影响,(iii)引入一种基于代理的模拟优化工具,旨在确定在广告信息开始之前,平台另一端应该达到的采用者的最佳数量,以及(iv)通过真实世界的用例说明这种工具的适用性。之所以选择基于代理的建模和模拟,是因为广告采用者数量的有效性取决于(潜在)平台用户之间的各种互动,这导致了一个复杂的系统,无法通过传统的分析方法正确捕捉。该模拟说明了利益相关者的决策过程,并可以支持平台运营商关于何时开始公布采用者编号的决定。我们的数字实验结果表明,对于广告采用人数何时开始的问题,没有单一的结论性答案,因为正确的时间取决于具体的市场特征。
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引用次数: 0
A problem structuring method framework for value-focused thinking 价值导向思维的问题结构化方法框架
IF 1 Q2 Mathematics Pub Date : 2022-01-01 DOI: 10.1016/j.ejdp.2022.100014
Rafael Verão Françozo , Mischel Carmen Neyra Belderrain

Value-Focused Thinking (VFT) is used in many situations to identify and structure value-based objectives. VFT shares motivations with the consolidated field of Operations Research (OR), called Problem Structuring Methods (PSMs). This study presents a historical outline of the origins of PSMs and how VFT fits into the literature. The procedures adopted involve a literature review on VFT applications. The results confirmed that VFT is applied in problematic situations in which PSMs are used without a definite framework. The structure adopted for VFT varies between 2 and 10 steps. The contribution of this study is to promote a dialogue with the related literature and demonstrate how the VFT is used in the PSM field. In addition, based on an analysis of the most frequently adopted practices in the literature, we present a systematic structure of VFT in four stages that makes it more similar to the traditional PSM.

价值聚焦思维(VFT)在许多情况下用于识别和构建基于价值的目标。VFT与运筹学(OR)的整合领域,即问题结构方法(psm)有共同的动机。本研究提出了psm起源的历史概述,以及VFT如何融入文献。所采用的程序包括对VFT应用的文献综述。结果证实,VFT应用于问题的情况下,其中psm使用没有明确的框架。VFT采用的结构在2到10步之间变化。本研究的贡献在于促进与相关文献的对话,并展示VFT如何在PSM领域中使用。此外,在分析文献中最常采用的实践的基础上,我们提出了一个系统的VFT结构,分为四个阶段,使其更类似于传统的PSM。
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引用次数: 2
C-KE/I: A pragmatic framework for policy innovation C-KE/I:务实的政策创新框架
IF 1 Q2 Mathematics Pub Date : 2022-01-01 DOI: 10.1016/j.ejdp.2022.100016
Yves Meinard , Irene Pluchinotta

Improving policy making is key to address numerous contemporary challenges such as the environmental crisis, climate change, global inequality, financial crises, or pandemics. Policy making is a sequence of stages structuring policy problems and choices made to address them. Among these stages, policy design is a crucial phase since it impacts the quality of the policy alternatives being considered. Policy design is, however, largely neglected in the scientific literature, and in practice it is mainly conducted informally. Design theory, and more specifically Concept-Knowledge (C-K) theory, originally aimed at assisting the process of creating marketable objects, offers promises to formalize and rationalize policy design. We critically analyze this theory, showing that, despite its strengths, as it stands it is ill-adapted to support the innovative design of policy alternatives. For that purpose, we propose a framework, C-KE/I. This framework, which is inspired by and compatible with C-K, appraises innovation based on the explicit or implicit modal statements held by a certain individual or group (“E/I” stands for Explicit vs. Implicit). Through an ex-post analysis of a case study—the search for innovative policy solutions to water management problems in the Apulia Region, Italy—we illustrate the practical applicability and usefulness of our framework.

改善政策制定是解决环境危机、气候变化、全球不平等、金融危机或流行病等众多当代挑战的关键。政策制定是构建政策问题和为解决这些问题而作出选择的一系列阶段。在这些阶段中,政策设计是一个关键阶段,因为它影响正在考虑的政策选择的质量。然而,在科学文献中,政策设计在很大程度上被忽视了,在实践中,政策设计主要是非正式的。设计理论,更具体地说是概念-知识(C-K)理论,最初旨在帮助创造可销售对象的过程,提供了将政策设计正式化和合理化的承诺。我们批判性地分析了这一理论,表明尽管它有优势,但就目前而言,它不适用于支持政策替代方案的创新设计。为此,我们提出了一个框架,C-KE/I。这个框架受到C-K的启发并与之兼容,它基于特定个人或群体所持有的显式或隐式模态陈述来评估创新(“E/I”代表显式与隐式)。通过对一个案例研究的事后分析——为意大利普利亚地区的水管理问题寻找创新的政策解决方案——我们说明了我们的框架的实际适用性和有用性。
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引用次数: 0
Capability theory inspired tools for aiding policy design 能力理论启发了帮助政策设计的工具
IF 1 Q2 Mathematics Pub Date : 2022-01-01 DOI: 10.1016/j.ejdp.2022.100024
Nicolas Fayard , Chabane Mazri , Alexis Tsoukiás

This paper aims at suggesting that welfare measurement could be based upon Sen’s capability approach (CA). This should allow establishing a “rational” framework improving how we aide the design and assessment of public policies. We propose the use of a multi-objective mathematical program as basis for measuring individual’s welfare and suggest that citizens with similar capabilities could be clustered together establishing targets for specific public policies aiming at improving or protecting the welfare on such well identified social groups.

本文旨在建议基于森的能力方法(CA)的福利度量。这应该有助于建立一个“合理”的框架,改进我们协助设计和评估公共政策的方式。我们建议使用多目标数学程序作为衡量个人福利的基础,并建议将具有相似能力的公民聚集在一起,为特定的公共政策制定目标,旨在改善或保护这些明确确定的社会群体的福利。
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引用次数: 0
Soft OR as a response to inherent vices: Problem structuring to offset policy volatility 软OR作为对固有弊端的回应:问题结构以抵消政策波动性
IF 1 Q2 Mathematics Pub Date : 2022-01-01 DOI: 10.1016/j.ejdp.2022.100019
Ching Leong , Michael Howlett

Most policies suffer from what we call the “inherent vices” of policy design – attributes which increase policy volatility and risks of failure. These risks of uncertainty, maliciousness and non-compliance often emerge from the human or behavioural aspects of policy processes, such as when target populations fail to comply with rules designed to achieve a specific public value, or when policy-makers fail to design policies that achieve such values in the first place. Soft OR, developed on the assumption that problems are perceived by stakeholders through different lenses based on their social, cultural and psychological constructs, presents useful policy tools for assessing and dealing with these risks. We critically assess the use of Soft OR methods as tools for improving public policy-making.

大多数政策都受到我们所谓的政策设计“固有缺陷”的影响——这些属性增加了政策的波动性和失败的风险。这些不确定性、恶意和不合规的风险往往来自政策过程的人或行为方面,例如当目标人群未能遵守旨在实现特定公共价值的规则时,或者当政策制定者未能首先设计实现这些价值的政策时。软风险评估是基于利益相关者基于其社会、文化和心理结构通过不同的视角看待问题的假设而发展起来的,它为评估和处理这些风险提供了有用的政策工具。我们批判性地评估软OR方法作为改进公共决策工具的使用。
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引用次数: 2
The q-Rung orthopair fuzzy hamacher generalized shapley choquet integral operator and its application to multiattribute decision making q-Rung正交模糊哈马赫广义shapley choquet积分算子及其在多属性决策中的应用
IF 1 Q2 Mathematics Pub Date : 2022-01-01 DOI: 10.1016/j.ejdp.2022.100012
Pankaj Kakati , Saifur Rahman

The q-rung orthopair fuzzy sets (q-ROFs) which are eminent extensions of the intuitionistic fuzzy sets and the pythagorean fuzzy sets can be considered as an efficient tool for modeling real life decision making problems involving uncertainty of information. In this paper, in order to reflect the correlation among the attributes of real decision making problems, the Choquet integral operator is extended to develop the q-rung orthopair fuzzy Hamacher generalized Shapley Choquet integral (q-ROFHGSCI) operator under the q-rung orthopair fuzzy environment. Furthermore, some important properties and special cases of the q-ROFHGSCI operator are discussed. An approach for multiattribute decision making based on q-ROFHGSCI operator is developed. Finally, a numerical example is provided to illustrate the proposed approach.

q阶正交模糊集(q-rung orthopair fuzzy set, q-ROFs)是直觉模糊集和毕达哥拉斯模糊集的杰出扩展,可以被认为是建模现实生活中涉及信息不确定性的决策问题的有效工具。为了反映实际决策问题属性之间的相关性,本文对Choquet积分算子进行了扩展,得到了q阶正形模糊环境下的q阶正形模糊Hamacher广义Shapley Choquet积分(q-ROFHGSCI)算子。进一步讨论了q-ROFHGSCI算子的一些重要性质和特殊情况。提出了一种基于q-ROFHGSCI算子的多属性决策方法。最后,给出了一个数值算例来说明所提出的方法。
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引用次数: 4
期刊
EURO Journal on Decision Processes
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