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Large-scale participation in policy design: citizen proposals for rural development in Tunisia 政策设计的大规模参与:突尼斯农村发展的公民建议
IF 1 Q2 Mathematics Pub Date : 2022-01-01 DOI: 10.1016/j.ejdp.2022.100020
Houssem BRAIKI , Emeline HASSENFORDER , Guillaume LESTRELIN , Sylvie MORARDET , Nicolas FAYSSE , Soumaya YOUNSI , Nils FERRAND , Crystèle LEAUTHAUD , Nadhira BEN AISSA , Safouane MOUELHI , Sihem JEBARI , Xavier AUGUSSEAU , Amar IMACHE , Audrey BARBE , Jean-Yves JAMIN , Houria AMRI , Hajer ARFA , Ali BAYAR , Anissa BEN HASSINE , Rouhia FERCHICHI , Ezzeddine ZOUARI

More and more literature and practice recommend involving the public at the early stages of the policy cycle, i.e. issue identification, definition of the policy objectives and policy design. Policy design involves, among others, identifying solutions, ideas or alternatives which may address the policy objectives. Three main arguments are often put forward to advocate for the involvement of stakeholders, or the public, in policy design: a “user-centered” argument (i.e. for the policy to better meet people's priorities), an innovation argument (i.e. to conceive new solutions) and a collective argument (i.e. to identify collective actions and better tackle environmental problems). However, in both research and practice these arguments have been challenged. Research has insufficiently generated evidence of the influence of large-scale participation in policy design on resulting proposed actions. The objective of this paper is to analyze whether a large-scale participatory process leads to action proposals that fit people's priorities and that are innovative and collective. It draws from a land management and rural development policy design experiment conducted in six vulnerable areas of Tunisia. 4,300 direct participants were involved and 11,583 action proposals were collected. Our results highlight the influence of the local circumstances on innovation and the interest towards collective actions. Our results also show that whether policy design is made individually or in group influences the outcomes. The results also suggest that appropriate facilitation can help fostering more collective and innovative actions. We conclude the paper by opening up the idea of hybridizing policy design methods with methods from political and agricultural sciences in order to better understand the drivers and rationalities behind participants’ action proposals.

越来越多的文献和实践建议在政策周期的早期阶段让公众参与,即确定问题、确定政策目标和设计政策。政策设计包括确定可能实现政策目标的解决方案、想法或替代方案。通常会提出三个主要论点来倡导利益相关者或公众参与政策设计:“以用户为中心”的论点(即政策更好地满足人们的优先事项),创新论点(即构思新的解决方案)和集体论点(即确定集体行动并更好地解决环境问题)。然而,在研究和实践中,这些观点都受到了挑战。研究没有充分的证据证明大规模参与政策设计对由此产生的拟议行动的影响。本文的目的是分析大规模的参与性进程是否会产生符合人们优先事项的、具有创新性和集体性的行动建议。它借鉴了在突尼斯六个脆弱地区进行的土地管理和农村发展政策设计实验,有4,300名直接参与者参与,收集了11,583项行动建议。我们的研究结果突出了当地环境对创新和对集体行动的兴趣的影响。我们的研究结果还表明,政策设计是单独制定还是集体制定都会影响结果。结果还表明,适当的促进有助于促进更多的集体和创新行动。最后,我们提出了将政策设计方法与政治学和农业科学方法相结合的想法,以便更好地理解参与者行动建议背后的驱动因素和合理性。
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引用次数: 2
A multicriteria decision aid perspective that guides an incremental development of knowledge and fosters relationships and decisions 多标准决策辅助视角,指导知识的增量发展,促进关系和决策
IF 1 Q2 Mathematics Pub Date : 2022-01-01 DOI: 10.1016/j.ejdp.2022.100023
Rocco Curto , Maria Franca Norese , Diana Rolando

“Ivrea, industrial city of the 20th century”, is the 54th UNESCO site in Italy, and it has been in the World Heritage List since July 2018. Its inclusion was the result of a complex decision process, which needs to be reactivated to enhance this large, unitary urban system of great historical, architectural and environmental value. The huge dimensions and extreme heterogeneity of the built heritage, the weakness of the socio-economic context, and the dynamics of the public and private organisations have generated a complex situation, which hinders the enhancement of the whole UNESCO site. A methodology that integrates two decision aid approaches can deal with and reduce these complexity factors, to guide the incremental development of knowledge and to foster relationships that facilitate the process reactivation. A Problem Structuring method was used to structure the decision problems and logically synthesise fragmented knowledge. Multicriteria models and methods were used to analytically describe the space of action and propose examples of how alternative policies, enhancement activities or projects can be analysed and evaluated, to be ranked or selected. The paper describes the problem situation and how these methods were integrated and used. The study aims to underline the complementarity of the different decision aid approaches and to show how logical and analytical models, applications of tools and results can be proposed to create an effective communication process, both at technical level and with stakeholders who are willing to participate in preparatory workshops.

“伊夫雷亚,20世纪工业城市”是联合国教科文组织在意大利的第54个遗产地,自2018年7月起被列入《世界遗产名录》。它的加入是一个复杂的决策过程的结果,需要重新激活,以增强这个具有重大历史、建筑和环境价值的大型、统一的城市系统。建筑遗产的巨大规模和极端的异质性,社会经济背景的弱点,以及公共和私人组织的动态,产生了一个复杂的情况,阻碍了整个联合国教科文组织遗址的增强。集成两种辅助决策方法的方法可以处理和减少这些复杂因素,指导知识的增量发展,并促进促进过程重新激活的关系。采用问题结构化方法对决策问题进行结构化,并对碎片化知识进行逻辑合成。多标准模型和方法用于分析性地描述行动空间,并提出如何分析和评估备选政策、增强活动或项目的例子,以便进行排名或选择。本文描述了问题的现状以及如何将这些方法整合和使用。该研究旨在强调不同决策辅助方法的互补性,并展示如何提出逻辑和分析模型、工具和结果的应用,以便在技术一级和与愿意参加筹备讲习班的利益攸关方建立有效的沟通过程。
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引用次数: 3
Dynamics of short-term and long-term decision-making in English housing associations: A study of using systems thinking to inform policy design 英国住房协会短期和长期决策的动态:利用系统思维为政策设计提供信息的研究
IF 1 Q2 Mathematics Pub Date : 2022-01-01 DOI: 10.1016/j.ejdp.2022.100017
Ke Zhou , Nici Zimmermann , Elanor Warwick , Helen Pineo , Marcella Ucci , Michael Davies

Incorporating consideration of causal mechanisms of complex policy issues and goals is critical for policy design, but tools to support exploration of the interconnections, trade-offs and unintended consequences of a focused policy issue are limited. Understanding how to undertake systems-based policy design is crucial for designing effective policy interventions. Through a case study with two housing associations (HAs) in England, this paper explores how group model building (GMB) workshops, as a systems thinking tool, can elicit complex causal mechanisms to inform policy design. The paper presents a causal loop diagram (CLD) describing English HAs’ decision-making around sustainable and healthy housing in response to housing policies. The CLD illustrates how frequent policy changes and disjointed objectives can create disruptive challenges for HA's long-term decision-making, increasing short-term decision-making, and compromising the delivery of housing policy goals as an unintended consequence. We argue that the systems perspective of the interlinkages between policy design, specifically inconsistencies and changes, and housing organisations’ reactions highlights the importance of the systems thinking approach of policy design to support HAs’ organisational decision-making for sustainability and social issues. Policy design elements that facilitate HAs’ long-term decision-making are discussed. Through the case study, we contribute to the housing policy literature by explicitly showing how policy changes affect HA's decision-making. We advance the integration of policy design and soft operational research fields by describing the systems thinking approaches are used not only on the content of policy design to enhance a particular policy, but also on increasing our understanding of its process, by generating insights about the nature of decision-making dynamics and challenges faced. Limitations and implications for future research are discussed.

考虑复杂政策问题和目标的因果机制对政策设计至关重要,但支持探索重点政策问题的相互联系、权衡和意外后果的工具是有限的。了解如何进行基于系统的政策设计对于设计有效的政策干预至关重要。通过对英国两个住房协会(HAs)的案例研究,本文探讨了小组模型构建(GMB)研讨会作为一种系统思维工具,如何引出复杂的因果机制,为政策设计提供信息。本文提出了一个因果循环图(CLD),描述了英国HAs在应对住房政策时围绕可持续和健康住房的决策。该报告说明,频繁的政策变化和不连贯的目标,会给房委会的长期决策带来破坏性的挑战,增加短期决策,并在意想不到的情况下影响房屋政策目标的实现。我们认为,政策设计(特别是不一致和变化)与住房组织反应之间相互联系的系统视角突出了政策设计的系统思维方法对支持可持续发展和社会问题的组织决策的重要性。讨论了促进HAs长期决策的政策设计要素。通过案例研究,我们明确地展示了政策变化如何影响房委会的决策,从而为住房政策文献做出了贡献。我们通过描述系统思维方法不仅用于政策设计的内容以增强特定政策,而且还用于通过对决策动态的本质和所面临的挑战产生见解来增加我们对其过程的理解,从而推进政策设计和软运筹学领域的整合。讨论了未来研究的局限性和意义。
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引用次数: 0
A metafrontier Global Malmquist framework for hospitals productivity and quality measurement: Evidence from the Greek economic recession 医院生产力和质量测量的前沿全球Malmquist框架:来自希腊经济衰退的证据
IF 1 Q2 Mathematics Pub Date : 2022-01-01 DOI: 10.1016/j.ejdp.2022.100018
Panagiotis Mitropoulos

The main purpose of the study is to examine how the global economic crisis has affected the hospital productivity growth and quality performance of public hospitals in Greece. Through the nonparametric estimation of a quality-adjusted metafrontier Malmquist index, the study accounts the heterogeneity of hospitals according to the hierarchical levels of the healthcare system (primary, secondary and tertiary care) to examine the trends of efficiency change, innovation change, and leadership change during the period 2009-2013. The proposed approach relies on a novel methodological framework for measuring quality into a separate component of the metafrontier Malmquist. To understand the effect of the economic crisis in healthcare the study further explores the association between productivity and quality in the hospital sector. The results show that the implemented austerity measures have had a negative impact particularly on the quality of the tertiary hospitals that exhibited an overall productivity regress.

该研究的主要目的是研究全球经济危机如何影响希腊公立医院的医院生产力增长和质量表现。通过对质量调整后的元前沿Malmquist指数的非参数估计,研究了2009-2013年间医院在医疗体系层次(一级、二级和三级)上的异质性,考察了效率变化、创新变化和领导变化的趋势。所提出的方法依赖于一种新的方法框架,将质量测量成一个独立的元前沿Malmquist组件。为了了解经济危机对医疗保健的影响,本研究进一步探讨了医院部门生产力与质量之间的关系。结果表明,实施的紧缩措施对三级医院的质量产生了负面影响,三级医院的整体生产力出现了倒退。
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引用次数: 0
Multi-objective vehicle routing problem with flexible scheduling for the collection of refillable glass bottles: A case study 具有柔性调度的多目标车辆路径问题:一个案例研究
IF 1 Q2 Mathematics Pub Date : 2022-01-01 DOI: 10.1016/j.ejdp.2021.100011
Isidoros Marampoutis , Marina Vinot , Lorraine Trilling

Deposit return systems have started making their reappearance as more environmentally conscious consumers seek ways to effectively reduce their carbon footprint. An example is the management of refillable glass bottles which requires a well-organized collection network with inventory management. A collection planning with an efficient algorithm and information system has to be applied. This paper investigates, using integer linear programming, a vehicle routing problem with time constraints to provide flexibility as well as priority rules to avoid inventory saturation at collection points. The model presented, based on a real-life application in the city of Lyon and surrounding areas, includes several objectives with specific assumptions. The result of the optimization is a vehicle routing plan with flexible scheduling based on time slots. Numerical experiments are conducted on instances of different scales making it possible to model the current problem as well as its future evolution. These experiments consider several instances, using a single vehicle among three vehicle types (cargo-bicycle, car and van) and a network composed of 20 stores/clients to collect bottles from. The results show the impacts of the priority rules on the solution obtained and additional indicators are proposed in order to analyze more precisely the quality of the solution in terms of financial cost and environmental impact. The proposed model and program will help make appropriate decisions in planning and scheduling the routes of the vehicles for the refillable glass bottle collection, especially in urban areas.

随着越来越多具有环保意识的消费者寻求有效减少碳足迹的方法,押金返还系统已经开始重新出现。一个例子是可再填充玻璃瓶的管理,这需要一个组织良好的收集网络和库存管理。一个具有有效的算法和信息系统的收集计划必须被应用。本文利用整数线性规划方法研究了一个有时间约束的车辆路径问题,该问题提供了灵活性和优先级规则,以避免集合点的库存饱和。该模型基于在里昂市及周边地区的实际应用,包括几个具有特定假设的目标。优化的结果是一个基于时隙的灵活调度的车辆路径规划。在不同尺度的实例上进行了数值实验,使模拟当前问题及其未来演变成为可能。这些实验考虑了几个实例,使用三种车辆类型(货运自行车,汽车和货车)中的一种车辆和由20个商店/客户组成的网络来收集瓶子。结果表明,优先级规则对所获得的解决方案的影响,并提出了附加指标,以便从财务成本和环境影响方面更准确地分析解决方案的质量。所提出的模型和程序将有助于制定适当的决策,规划和调度车辆的路线,以收集可再填充的玻璃瓶,特别是在城市地区。
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引用次数: 5
Heuristics in multi-criteria decision-making: The cost of fast and frugal decisions 多准则决策中的启发式:快速和节俭决策的成本
IF 1 Q2 Mathematics Pub Date : 2022-01-01 DOI: 10.1016/j.ejdp.2022.100013
Florian Methling, Sara J.M. Abdeen, Rüdiger von Nitzsch

There has been an ongoing debate in research regarding the use of heuristics in decision-making. Advocators have succeeded in showing that applying heuristics not only reduces effort but can even be more accurate than analytical approaches under certain conditions. Others point out the biases and cognitive distortions inherent in disregarding information. Researchers have used both simulations and experiments to study how the use of heuristics affects the decision's outcome. However, a good decision is determined by the process and not a lucky outcome. It is a conscious reflection on the decision-maker's information and preferences. Therefore, a heuristic must be assessed by its ability to match a structured decision processing all available information. Thus, the question remains: how often does the reduction of information considered in heuristic decisions lead to a different recommended alternative? We applied different heuristics to a dataset of 945 real, personal decisions. We have found that by using heuristics instead of a fully developed decision structure, in 60.34% of cases, a different alternative would have been recommended to the decision-maker leading to a mean relative utility loss for the deviating decisions of 34.58%. This shows that a continuous effort to reflect on the weighing of objectives and alternatives leads to better decisions.

关于在决策中使用启发式的研究一直存在争议。倡导者已经成功地表明,应用启发式方法不仅可以减少工作量,而且在某些条件下甚至可以比分析方法更准确。其他人则指出忽视信息所固有的偏见和认知扭曲。研究人员使用模拟和实验来研究启发式的使用如何影响决策的结果。然而,一个好的决定是由过程决定的,而不是一个幸运的结果。它是对决策者的信息和偏好的有意识反映。因此,启发式必须通过其匹配处理所有可用信息的结构化决策的能力来评估。因此,问题仍然存在:在启发式决策中考虑的信息减少导致不同的推荐替代方案的频率是多少?我们将不同的启发式方法应用于945个真实的个人决策数据集。我们发现,在60.34%的情况下,通过使用启发式而不是完全开发的决策结构,将向决策者推荐不同的替代方案,导致偏离决策的平均相对效用损失为34.58%。这表明,持续努力地对目标和备选方案进行权衡会导致更好的决策。
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引用次数: 3
Selecting a green supplier utilizing the new fuzzy voting model and the fuzzy combinative distance-based assessment method 利用新的模糊投票模型和模糊组合距离评价方法选择绿色供应商
IF 1 Q2 Mathematics Pub Date : 2022-01-01 DOI: 10.1016/j.ejdp.2021.100010
Hamid Sharafi , Mehdi Soltanifar , Farhad Hosseinzadeh Lotfi

Significant increase in environmental concerns has led organizations to consider the necessary measures to apply green supply chain management to improve their environmental and economic performance. An important way to implement green supply chain management is to revise the methods of purchasing and selecting green suppliers. In this paper, a new fuzzy Data Envelopment Analysis (DEA) model for green supplier selection by collecting expert votes is presented. Then a way to improve the cross-efficiency method to achieve a complete ranking is suggested. In the improved method, a new secondary goal model based on the concepts of the Fuzzy COmbinative Distance-based ASsessment (CODAS) method will be presented. The proposed models were then used to select a green supplier in an automotive group. In the present case study, a complete ranking for green suppliers is obtained.

环境问题的显著增加导致组织考虑采取必要的措施来应用绿色供应链管理,以改善其环境和经济绩效。修改绿色供应商的采购和选择方法是实施绿色供应链管理的重要途径。提出了一种利用专家投票进行绿色供应商选择的模糊数据包络分析(DEA)模型。在此基础上,提出了一种改进交叉效率法以实现完整排序的方法。在改进的方法中,基于模糊组合距离评价(CODAS)方法的概念,提出了一种新的二级目标模型。然后使用所提出的模型在汽车集团中选择绿色供应商。在本案例研究中,获得了绿色供应商的完整排名。
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引用次数: 13
Spot market versus full charter fleet: Decision support for full truck load tenders 现货市场与全租车队:全卡车装载投标的决策支持
IF 1 Q2 Mathematics Pub Date : 2022-01-01 DOI: 10.1016/j.ejdp.2022.100022
Veaceslav Ghilas , Ivo Hedtke , Joachim Weise , Tom Van Woensel

Given the dynamics of today’s markets, decision support based on advanced analytics is required to help market players keep their top position. This paper presents an approach to help business decision-makers gain market share by providing competitive tender offers for Full Truck Load (FTL) services. In particular, we compare operating a fleet of full charter trucks (FCT), using Spot-Market (SM) capacity and a mixture of both options against each other. A Pickup and Delivery Problem is modeled, and solved using an Adaptive Large Neighborhood Search heuristic. Computational results indicate strong service benefits combining FCT and SM usage. Numerical experiments are presented in detail to support the findings. Additionally, a real-life case study originating from DB Schenker is presented.

鉴于当今市场的动态,需要基于高级分析的决策支持来帮助市场参与者保持领先地位。本文提出了一种方法,以帮助企业决策者获得市场份额,提供有竞争力的招标报价的全卡车装载(FTL)服务。特别是,我们比较了使用现货市场(SM)容量运营全租卡车(FCT)车队以及两种选择的混合。对一个取货问题进行了建模,并使用自适应大邻域搜索启发式算法进行了求解。计算结果表明,将FCT和SM结合使用具有较强的业务效益。数值实验详细地支持了研究结果。此外,还介绍了来自德铁信可的实际案例研究。
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引用次数: 0
Proposal, design, and evaluation of a values-based online survey 建议、设计和评估一个基于价值观的在线调查
IF 1 Q2 Mathematics Pub Date : 2022-01-01 DOI: 10.1016/j.ejdp.2022.100015
S.L. Philpot , C.T. Philpot , K.W. Hipel , P.A. Johnson

A values-informed modeling software program is proposed and developed for enhancing online surveys. The authors explore a method to prompt users to examine the interactions between their preferences over a set of alternatives and their values in an online survey. The authors first present the underlying theories, design parameters, and features used to prompt values-informed thinking in participants. We then describe our exploratory test of an early version of P2P-DSS. In this test, fifteen participants used the system to provide their input on a decision about aggregate mining and then completed a post-task questionnaire. The authors integrated realistic problem constraints and end user feedback early in the design of P2P-DSS by addressing a real-world decision. Some participants indicate that P2P-DSS helped them to express their own preferences. P2P-DSS may also have encouraged some people to consider preferences they disagreed with. Participants also identified opportunities to improve the user experience. While focused on a real decision, the goal was to elicit feedback on an early design of P2P-DSS, not to conduct a case study. This work will inform redesigns and examinations of P2P-DSS specifically and sets the stage for further studies into a role for values activation in online surveys and decision support.

提出并开发了一种价值信息建模软件程序,以增强在线调查。作者探索了一种方法,促使用户在一项在线调查中检查他们对一系列选择的偏好与他们的价值观之间的相互作用。作者首先提出了潜在的理论、设计参数和特征,用于提示参与者的价值知情思维。然后,我们描述了我们对P2P-DSS早期版本的探索性测试。在这个测试中,15名参与者使用该系统提供他们对汇总采矿决策的输入,然后完成任务后问卷调查。作者通过解决现实世界的决策,在P2P-DSS设计的早期集成了现实问题约束和最终用户反馈。有些参与者表示,P2P-DSS帮助他们表达自己的喜好。P2P-DSS也可能鼓励一些人考虑他们不同意的偏好。与会者还确定了改善用户体验的机会。虽然专注于一个真正的决策,但目标是获取关于P2P-DSS早期设计的反馈,而不是进行案例研究。这项工作将特别为P2P-DSS的重新设计和检查提供信息,并为进一步研究价值观激活在在线调查和决策支持中的作用奠定基础。
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引用次数: 1
Gamifying and evaluating problem structuring: A card game workshop for generating decision objectives 游戏化和评估问题结构:生成决策目标的纸牌游戏工作坊
IF 1 Q2 Mathematics Pub Date : 2022-01-01 DOI: 10.1016/j.ejdp.2022.100021
Alice H. Aubert , Jennifer McConville , Sara Schmid , Judit Lienert

Serious games, gamification, or game-based interventions are increasingly used as tools to aid participatory decision-making processes, but their evaluation is often not very rigorous. Therefore, it is still unclear whether game-based interventions are really beneficial. We focused on the following overarching question: how effective are game-based interventions specifically designed to support decision-making processes. We used an illustrative case to reflect on this question. Using a published framework proposing that design processes of game-based interventions and their evaluation are intertwined, we designed simultaneously (1) a game-based intervention, specifically a card game and a workshop structure in which this card game is to be used, and (2) its evaluation procedure, formulating evaluation questions and proposing measure instruments based on the literature. We pre-tested the evaluation procedure in a small pilot study with 10 students. We illustrate the use of the design framework for an intervention to generate objectives in a decision-making process about sustainable wastewater management. Through our illustrative case, we identify future research opportunities about designing game-based interventions and evaluating their effectiveness. We found that it is possible to address the dual challenge of game-based interventions for participatory decision-making processes: (1) designing an informative and engaging game-based intervention without telling participants what to think and (2) designing a tailored evaluation procedure. Designing the game-based intervention and its evaluation simultaneously is valuable, because both are strongly intertwined. However, conducting the evaluation is demanding and requires the collaborative efforts of scientists, including across disciplinary boundaries. For instance, the data collection effort could be distributed among different research groups to increase sample size. This would allow including control treatment(s) and covering the variation span of the confounding factors more broadly. All material is made openly available to foster collaborative future research.

严肃游戏、游戏化或基于游戏的干预越来越多地被用作辅助参与性决策过程的工具,但它们的评估通常不是很严格。因此,基于游戏的干预是否真的有益还不清楚。我们专注于以下首要问题:基于游戏的干预如何有效地支持决策过程。我们用一个说明性的案例来思考这个问题。使用一个已发表的框架,提出基于游戏的干预设计过程及其评估是相互交织的,我们同时设计了(1)基于游戏的干预,特别是纸牌游戏和使用纸牌游戏的工作坊结构,以及(2)其评估程序,制定评估问题并根据文献提出测量工具。我们在一个有10名学生的小型试点研究中预先测试了评估程序。我们说明了在可持续废水管理决策过程中使用设计框架进行干预,以产生目标。通过我们的说明案例,我们确定了未来关于设计基于游戏的干预措施和评估其有效性的研究机会。我们发现有可能解决参与性决策过程中基于游戏的干预的双重挑战:(1)设计一个信息丰富且引人入胜的基于游戏的干预,而不告诉参与者该怎么想;(2)设计一个量身定制的评估程序。同时设计基于游戏的干预和评估是有价值的,因为两者是紧密交织在一起的。然而,进行评估是要求很高的,需要科学家的合作努力,包括跨越学科界限。例如,数据收集工作可以分配给不同的研究小组,以增加样本量。这将允许包括对照治疗和更广泛地覆盖混杂因素的变异范围。所有材料都是公开的,以促进未来的合作研究。
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EURO Journal on Decision Processes
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