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Electronic Discovery and Sanctions for Spoliation: Perspectives from the Classroom 电子泄密和制裁:来自课堂的观点
IF 0.2 4区 社会学 Q3 Arts and Humanities Pub Date : 2012-01-17 DOI: 10.2139/SSRN.1987057
Robert A. Weninger
This article discusses the spoliation of ESI (electronically stored evidence) in a completely non-technical way. It focuses on the law governing sanctions and not on computer technology. Professor Richard L. Marcus, the Special Reporter to the Civil Rules Advisory Committee and a primary drafter of the 2006 amendments addressing the discovery of ESI, kindly reviewed and commented on my article. He said that the piece is particularly timely because the Advisory Committee is presently considering whether to propose further amendments to address problems created by disparate positions taken by federal courts on sanctioning for spoliation. For instance, courts divide over the level of culpability required for the issuance of a serious sanction (such as an adverse inference instruction) and over requirements that the innocent party prove the relevance of the missing evidence. I focus on these differences in my discussion of two landmark 2010 sanctions decisions, Pension Committee and Rimkus, by federal district Judges Shira A. Schiendlin (author of the famous Zubulake opinions) and Lee H. Rosenthal (now Chair of the Standing Committee). Both of these judges served on the Advisory Committee during the amendment process and are widely known to be e-discovery experts. Rimkus and Pension Committee are useful background for my analysis of the teaching effectiveness of Connor v/ Sun Trust, the first spoliation decision in the casebook, Electronic Discovery and Digital Evidence (by Judge Shria A. Scheindlin and Professor Daniel J. Capra), which I used in my course in Complex Litigation. Conner appears in the casebook under the heading, “What Constitutes Spoliation?” I had my students email me each day their comments on how the cases covered in class helped them learn about the spoliation of ESI. Their comments (and mine) on the teaching effectiveness of Connor are an integral part of the article. Also, I briefly refer to some of the Federal Judicial Center’s empirical research on sanctions decisions. Please see my CV for citations to my articles in which I report the results of my own empirical research. The article concludes with a discussion of the current efforts of the Advisory Committee on Civil Rules to whether or not to propose a rule-based approach to preservation and sanctions for spoliation.
本文以一种完全非技术的方式讨论了电子存储证据的破坏。它关注的是有关制裁的法律,而不是计算机技术。Richard L. Marcus教授是民事规则咨询委员会的特别记者,也是2006年关于ESI发现的修正案的主要起草者,他对我的文章进行了审阅和评论。他说,这篇文章特别及时,因为咨询委员会目前正在考虑是否提出进一步的修正案,以解决联邦法院在制裁破坏行为方面所采取的不同立场所造成的问题。例如,法院对发出严重制裁(例如不利推论指示)所需的罪责程度和无罪一方证明缺失证据的相关性的要求存在分歧。我在讨论2010年联邦地区法官Shira A. Schiendlin(著名的祖布拉克意见的作者)和Lee H. Rosenthal(现任常务委员会主席)作出的两项具有里程碑意义的制裁决定——养老金委员会和Rimkus时,重点讨论了这些差异。这两位法官都曾在修订过程中担任咨询委员会成员,并且是众所周知的电子证据开示专家。Rimkus和Pension Committee是我分析Connor v/ Sun Trust的教学效果的有用背景,这是案例手册《电子证据和数字证据》(由Shria . Scheindlin法官和Daniel J. Capra教授撰写)中的第一个垄断裁决,我在复杂诉讼课程中使用了它。康纳出现在案例手册的标题下,“什么构成侵权?”我让我的学生每天给我发电子邮件,评论课堂上的案例如何帮助他们了解ESI的破坏。他们(和我)对康纳的教学效果的评论是这篇文章的组成部分。此外,我简要地提及联邦司法中心对制裁决定的一些实证研究。请参阅我的简历,我在其中报告了我自己的实证研究结果。文章最后讨论了民事规则咨询委员会目前的努力,即是否提出一种基于规则的办法来保护和制裁破坏行为。
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引用次数: 0
Legalizing Jerusalem or, of Law, Fantasy, and Faith 使耶路撒冷合法化,或法律、幻想和信仰合法化
IF 0.2 4区 社会学 Q3 Arts and Humanities Pub Date : 2011-12-23 DOI: 10.1163/9789004210257_010
Nathaniel Berman
In this study, the author sought to apply his general approach to one aspect of the Israeli-Palestinian conflict, often considered one of the most 'baffling' in the world. His analysis criticizes the idea that internationalism provides a neutral and rational perspective, and that it, in that sense, radically differs from nationalism. Just as there are various forms or conceptions of the universality of international authority, so are there competing conceptions of its rationality. He focuses on three attitudes, three different forms of reason, that characterize international lawyers and policymakers dealing with nationalism. The author prefers to speak of a "dedoublement passionnel" of their internationalist and nationalist longings. He says that, the fantasy of such a policy proposer "dedouble" is that there is a way we can be both believers in cosmopolitan peace and yet remain who we are: passionate, partisan nationalists. Keywords:dedoublement passionnel; Israeli-Palestinian; partisan nationalists
在这项研究中,作者试图将他的一般方法应用于巴以冲突的一个方面,巴以冲突通常被认为是世界上最“令人困惑”的冲突之一。他的分析批评了国际主义提供了一种中立和理性的观点,在这种意义上,它与民族主义截然不同。正如国际权威的普遍性有各种形式或概念一样,对其合理性也有各种相互竞争的概念。他专注于三种态度,三种不同形式的理性,这是国际律师和政策制定者处理民族主义的特点。作者更倾向于用他们对国际主义和民族主义的渴望“去双重激情”来形容。他说,这样一个“双重”政策制定者的幻想是,有一种方法可以让我们既相信世界和平,又保持我们自己:热情的、党派的民族主义者。关键词:dedoublement passionnel;巴;党派的民族主义者
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引用次数: 10
A Standard for Salvation: Evaluating 'Hybrid Rights' Free-Exercise Claims 拯救的标准:评估“混合权利”的自由行使主张
IF 0.2 4区 社会学 Q3 Arts and Humanities Pub Date : 2011-11-01 DOI: 10.2139/SSRN.1952601
W. Haun
In Employment Division v. Smith, the United States Supreme Court articulated the only avenue by which an individual could use the Free Exercise of Religion Clause to obtain a religious-based exemption from a law of general applicability. These "hybrid claims," where the free exercise interest acts in conjunction with another constitutional claim, experienced no subsequent explanation from either the Congress or the Supreme Court, leaving lower courts to question their veracity or dismiss them outright -- circumventing binding Supreme Court precedent, and denying relief to religious discrimination. The recent U.S. Supreme Court case Christian Legal Society v. Martinez is an example of the Court's disinterest in explaining the doctrine, and the consequences of such disinterest. This article argues that the Smith Court created a bona fide hybrid exception to its free-exercise rule, and works with earlier free-exercise cases to establish a standard to evaluate hybrid claims. The article applies that standard to the Martinez case, refutes critics of hybrid rights, and recommends a strategy for religious liberty plaintiffs to employ the standard in order for courts to affirmatively develop it.
在“就业司诉史密斯案”中,美国最高法院阐明了个人可以利用“宗教信仰自由条款”从普遍适用的法律中获得基于宗教的豁免的唯一途径。这些“混合主张”,即自由行使权益与另一项宪法主张相结合,随后没有得到国会或最高法院的解释,让下级法院质疑其真实性或直接驳回它们——规避了最高法院具有约束力的先例,并否认了对宗教歧视的救济。最近美国最高法院审理的基督教法律协会诉马丁内斯案就是法院对解释教义不感兴趣以及这种不感兴趣的后果的一个例子。本文认为,史密斯法院在其自由行使规则中创造了一种善意的混合例外,并与早期的自由行使案例一起建立了一种评估混合权利要求的标准。文章将这一标准应用于马丁内斯案,驳斥了对混合权利的批评,并建议宗教自由原告采用这一标准的策略,以便法院积极地发展这一标准。
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引用次数: 0
Untangling the Web Spun by Title VII's Referral & Deferral Scheme 解开第七章的转介和延期计划所编织的网络
IF 0.2 4区 社会学 Q3 Arts and Humanities Pub Date : 2009-08-12 DOI: 10.2139/SSRN.1243694
L. D. Taylor
Title VII's dual enforcement scheme creates knotty preclusion and subject-matter jurisdiction issues. The statute requires that claims of employment discrimination made in those states or localities with their own administrative enforcement bodies must first be presented locally, and may be pursued in the federal system only after affording the state administrative body time to attempt their resolution. The result of this dual enforcement scheme is that in some cases, a claim comes to federal court after it has already been adjudicated in the state system. Questions then arise as to whether the federal court has jurisdiction to hear the claim and, if so, the extent to which the prior state determination deserves preclusive effect. This Article will attempt to untangle the complicated web of preclusion and jurisdiction issues created by Title VII's dual enforcement scheme, and to define for the benefit of students, practitioners, and judges the approach to resolving such issues that best furthers the implicated legal and policy concerns of workplace equality and federalism.
第七章的双重执行方案造成了棘手的排除和主题管辖权问题。该法规要求,在那些拥有自己行政执法机构的州或地方提出的就业歧视索赔必须首先在当地提出,并且只有在给予州行政机构尝试解决的时间之后,才能在联邦系统中进行追究。这种双重执行方案的结果是,在某些情况下,一项索赔已经在州系统中得到裁决,然后才提交给联邦法院。那么问题就出现了,联邦法院是否有管辖权来审理索赔,如果有的话,在多大程度上,先前的州裁决应该具有排除效力。本文将试图理清由第七章的双重执行方案所产生的排除和管辖权问题的复杂网络,并为学生、从业者和法官的利益定义解决这些问题的方法,这些方法最好地促进了工作场所平等和联邦制所涉及的法律和政策问题。
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引用次数: 0
New Governance and the 'New Paradigm' of Police Accountability: A Democratic Approach to Police Reform 新治理和警察问责制的“新范式”:警察改革的民主途径
IF 0.2 4区 社会学 Q3 Arts and Humanities Pub Date : 2009-03-11 DOI: 10.2139/SSRN.1354627
Kami Chavis
The inherent power of police officers in a democratic society fuels the expectation that those bestowed with such power must be held accountable if they abuse it. Although police departments are most deserving of transparency and public accountability, police culture, often characterized by the "blue code of silence," toleration of aggressive policing techniques, and lax internal oversight, impedes the effective implementation and of meaningful police accountability measures. This Article argues that local police agencies are in fact administrative agencies that regulate not only the conduct of citizens, but also the conduct of police officers operating within the agency. Because some community members are aware of pervasive police misconduct within their communities, they are unlikely to view police reforms as legitimate, especially when they are excluded from the reform process. Thus, the notoriously insular nature of police culture and the resulting community tensions create political legitimacy problems similar to those arising in traditional regulatory contexts. The storied relationship between many communities and police officers amplifies the need for political legitimacy in the police reform context. Therefore, federal intervention efforts addressing the persistence of police misconduct and corruption must be carefully crafted to ameliorate deficiencies in the democratic processes used to develop reforms. This Article contends that efforts to reform police institutions should embrace core principles of the emerging new governance theoretical framework because these principles limit community outrage and enhance the legitimacy of police reforms. Specifically, the paradigm of democratic experimentalism, a subcategory of the broader new governance framework, advocates stakeholder deliberation and local experimentation, features that contribute to overall quality and sustainability of the reforms. This Article argues that the paradigmatic shift in policing from the crime control model to community policing mode, which emphasizes police-community collaboration, is analogous to the shift that must now take place within the context of police reform.
在民主社会中,警察固有的权力助长了人们的期望,即那些被赋予这种权力的人,如果滥用这种权力,必须追究其责任。尽管警察部门最应该拥有透明度和公共问责制,但警察文化往往以“沉默的蓝色代码”为特征,容忍激进的警务技术,以及松懈的内部监督,阻碍了有效实施和有意义的警察问责措施。本文认为,地方警察机构实际上是行政机构,不仅规范公民的行为,而且规范在机构内工作的警察的行为。由于一些社区成员意识到他们社区内普遍存在的警察不当行为,他们不太可能认为警察改革是合法的,特别是当他们被排除在改革进程之外时。因此,众所周知的警察文化的孤立性和由此产生的社区紧张关系造成了类似于传统监管环境中出现的政治合法性问题。许多社区和警察之间的传奇关系放大了在警察改革背景下对政治合法性的需求。因此,解决警察持续存在的不当行为和腐败的联邦干预努力必须精心设计,以改善用于发展改革的民主进程中的缺陷。本文认为,改革警察机构的努力应该包含新兴的新治理理论框架的核心原则,因为这些原则限制了社区的愤怒,提高了警察改革的合法性。具体来说,民主实验主义范式是更广泛的新治理框架的一个子类,它提倡利益相关者审议和地方实验,这些特征有助于改革的整体质量和可持续性。本文认为,从犯罪控制模式到社区警务模式的范式转变,强调警察与社区的合作,类似于现在必须在警察改革的背景下发生的转变。
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引用次数: 20
'Serious Consideration' of Race-Neutral Alternatives in Higher Education “认真考虑”高等教育中种族中立的选择
IF 0.2 4区 社会学 Q3 Arts and Humanities Pub Date : 2008-11-24 DOI: 10.13016/M2MNKU-YEPP
George R. LaNoue, K. Marcus
What does it mean for a college or university to "seriously consider" race-neutral alternatives? Contemporary affirmative action jurisprudence requires post-secondary institutions to address this question, yet does little to answer it. By requiring universities to conduct "serious, good-faith consideration of workable race-neutral alternatives" before engaging in non-remedial race-conscious activities-but without specifying the requisite nature and scope of this "consideration" - the Court has left many institutions to wonder what is needed to satisfy the Court. Commentators have explored various approaches, including class-rank plans, socioeconomic preferences, and lottery assignment plans. What courts and commentators have largely failed to explore, however, is the basic methodological question: What, specifically, does it mean to give serious consideration to these alternatives? This Article argues that basic principles of program evaluation provide clear standards and criteria for serious program consideration, and that application of these methodologies is mandated by the Court's decisions. As litigation will increasingly focus on narrow tailoring, administrators' failure to apply proper program analysis to race-neutral alternatives could jeopardize many diversity programs. Moreover, the absence of requisite program analysis of race-neutral alternatives will lead to uncertainty, confusion, and disregard for the law. Thus, this Article supplies a framework for identifying meaningful program evaluation standards that can enable universities to comply with the requirements set forth in affirmative action jurisprudence.
对于一所学院或大学来说,“认真考虑”种族中立的选择意味着什么?当代的平权行动法理学要求高等教育机构解决这个问题,但几乎没有回答这个问题。最高法院要求大学在从事非补偿性的种族意识活动之前,“认真、真诚地考虑可行的种族中立替代方案”,但没有具体说明这种“考虑”的必要性质和范围,这让许多机构想知道,需要什么才能满足最高法院的要求。评论家们探索了各种方法,包括等级计划、社会经济偏好和抽签分配计划。然而,法院和评论家在很大程度上未能探讨的是基本的方法论问题:认真考虑这些替代方案具体意味着什么?本文认为,项目评估的基本原则为认真考虑项目提供了明确的标准和标准,这些方法的应用是由法院的决定授权的。由于诉讼将越来越多地集中在狭隘的剪裁上,管理人员未能对种族中立的替代方案进行适当的项目分析,可能会危及许多多元化项目。此外,缺乏对种族中立替代方案的必要程序分析将导致不确定性、混乱和对法律的无视。因此,本文提供了一个框架,以确定有意义的项目评估标准,使大学能够遵守平权行动法学中提出的要求。
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引用次数: 0
24. Reflections on Responsibilities in the Public Square Through a Perspective of Jewish Tradition: A Brief Biblical Survey 24. 从犹太传统的角度思考公共广场上的责任:一个简短的圣经调查
IF 0.2 4区 社会学 Q3 Arts and Humanities Pub Date : 2007-01-01 DOI: 10.1515/9781618116581-009
Samuel J. Levine
In recent years, there has developed in the United States a substantial and growing interest in the role of religion in the public square. Within religious communities, the conversation has, at times, focused on the approach of specific religious traditions toward their own responsibilities to contribute to and influence the moral, ethical, and legal standards of American society. For Jewish communities living in the United States, these questions comprise yet another application of issues the Jewish people has confronted throughout its history. To the extent that the nature of American political and social structures differ significantly from those experienced by Jewish communities in the past, the questions themselves may need to be particularized and considered in the context of newly developed conceptual frameworks. Levine shows that the broader questions regarding the responsibilities of the Jewish people toward the public square, including obligations to influence law and public policy, represent concerns that date back to the very origins of the Jewish nation, and continues throughout the Bible. Toward that end, he provides a brief survey of several important stages in the biblical history of the Jewish nation. It begins with the figure of Abraham, founder and father of that nation, then turns to the nation's slavery in, and Exodus from, Egypt, continues with the Revelation at Sinai and the resulting establishment of a sovereign and independent government in the Land of Israel, and concludes with a look at the nation in exile in the Book of Esther. Levine suggests that in each of these settings, though in different ways, Jewish leaders and communities acknowledged and successfully confronted the challenges of maintaining their own unique identity while concomitantly engaging and involving themselves in the interests of the societies surrounding them. For Jewish communities in the United States, the biblical teachings continue to offer important lessons. Contemporary American law and society provide a degree of freedom and personal autonomy that is likely unprecedented among the seemingly countless nations and generations in which the Jewish people have lived in exile. On one level, increased freedom brings increased opportunities for engagement in and potential influence on public policy. Nevertheless, increased involvement in the political arena carries the potential for increased challenges to maintaining the Jewish people's distinct spiritual and ethical integrity. Levine concludes that participation in the public square, however necessary and noble, must always be coupled with careful adherence to abiding moral virtues and values.
近年来,在美国,人们对宗教在公共领域的作用产生了浓厚的兴趣。在宗教团体内部,讨论的焦点有时集中在特定宗教传统如何履行自己的责任,为美国社会的道德、伦理和法律标准作出贡献和产生影响。对于生活在美国的犹太社区来说,这些问题构成了犹太人在其整个历史中所面临的问题的另一个应用。鉴于美国政治和社会结构的性质与过去犹太社区所经历的有很大不同,这些问题本身可能需要在新发展的概念框架的背景下加以具体化和考虑。莱文指出,关于犹太人对公共领域的责任的更广泛的问题,包括影响法律和公共政策的义务,代表了可以追溯到犹太民族起源的关注,并贯穿整个圣经。为了达到这个目的,他简要介绍了犹太民族在圣经历史上的几个重要阶段。它以亚伯拉罕的形象开始,亚伯拉罕是这个国家的缔造者和国父,然后转向这个国家在埃及的奴役和出埃及,接着是在西奈的启示以及由此在以色列土地上建立一个主权独立的政府,最后以《以斯帖记》中流亡的国家作为结尾。莱文认为,在每一种情况下,尽管以不同的方式,犹太领袖和社区都承认并成功地面对了维护自己独特身份的挑战,同时也参与并参与到周围社会的利益中。对于美国的犹太社区来说,圣经的教导继续提供重要的教训。当代美国法律和社会提供了一定程度的自由和个人自主权,这在犹太人流亡的无数国家和世代中可能是前所未有的。在一个层面上,自由的增加带来了参与公共政策和对公共政策产生潜在影响的更多机会。然而,越来越多地参与政治舞台可能会对维护犹太人民独特的精神和道德完整性带来更大的挑战。莱文的结论是,参与公共领域,无论多么必要和高尚,都必须始终谨慎地遵守持久的道德美德和价值观。
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引用次数: 0
The Prohibition Against Torture and Cruel, Inhuman and Degrading Treatment and Punishment: Can the Absolute be Relativized under Existing International Law? 禁止酷刑和残忍、不人道和有辱人格的待遇和处罚:在现有国际法下绝对可以相对化吗?
IF 0.2 4区 社会学 Q3 Arts and Humanities Pub Date : 2005-11-25 DOI: 10.2139/SSRN.856905
Y. Shany
The present article reviews the theoretical underpinnings of the absolute international law prohibition against torture in the light of the general rationales that explain resorting to absolute prescriptions in IHL and IHR instruments. It also examines the scope of the prohibition against torture under international law, as it presently stands, and the degree of absoluteness it actually entails. Significantly, the article does not challenge, nor seeks to revisit the internationally accepted definitions of torture and other forms of cruel, inhuman and degrading treatment or punishment. Instead, it asks whether a distinction between the different degrees of prohibited ill-treatment - i.e., between torture, as defined by article 1 of the Convention against Torture (CAT) and cruel, inhuman and degrading treatment prohibited by article 7 of the International Covenant on Civil and Political Rights (ICCPR) and article 16 of CAT - might have legal significance for the possibility of invoking ex post criminal law defenses against the attribution of legal responsibility.
本文根据解释诉诸国际人道法和国际卫生条例文书中的绝对处方的一般理由,回顾了绝对禁止酷刑的国际法的理论基础。报告还审查了目前在国际法下禁止酷刑的范围,以及它实际需要的绝对程度。值得注意的是,该条既没有挑战,也没有试图重新审视国际上接受的酷刑和其他形式的残忍、不人道和有辱人格的待遇或处罚的定义。相反,它提出的问题是,区分被禁止的不同程度的虐待- -即《禁止酷刑公约》第1条所界定的酷刑与《公民权利和政治权利国际公约》第7条和《禁止酷刑公约》第16条所禁止的残忍、不人道和有辱人格的待遇- -是否可能具有法律意义,从而可以援引事后刑法抗辩,反对法律责任的归属。
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引用次数: 6
Big abortion: what the antiabortion movement can learn from big tobacco. 大型堕胎:反堕胎运动可以从大型烟草公司学到什么。
IF 0.2 4区 社会学 Q3 Arts and Humanities Pub Date : 2005-01-01
Justin D Heminger
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引用次数: 0
Nietzsche in Law's Cathedral: Beyond Reason and Postmodernism 尼采在法律的大教堂:超越理性与后现代主义
IF 0.2 4区 社会学 Q3 Arts and Humanities Pub Date : 2003-06-30 DOI: 10.2139/SSRN.421040
J. Linarelli
Nietzsche had very little to say about law and what he did say is fragmentary and sporadic. Nietzsche's philosophy, however, offers a basis for theorizing about law. I use Nietzsche's important works to interpret two major movements in legal thought. The first part of the paper examines how Nietzsche's philosophy augments our understanding of deontological theories about the law. Nietzsche produced a substantial ethical theory. The second part of the paper examines how Nietzsche's philosophy helps us to understand law and economics. Nietzsche had a great deal to say about the intellectual predecessor to law and economics, utilitarianism, and his critique of utilitarianism offers insights into law and economics and its intellectual history. Further, Nietzsche elaborated a philosophy of science that extends to and offers insights about "analytical" social sciences such as economics.
尼采对法律几乎没有什么要说的,他所说的都是零碎的,零星的。然而,尼采的哲学为法律的理论化提供了基础。我用尼采的重要著作来解释法律思想的两个主要运动。本文第一部分检视尼采的哲学如何增进我们对法律义务论理论的理解。尼采提出了丰富的伦理学理论。论文的第二部分考察了尼采哲学如何帮助我们理解法律和经济学。尼采对法律和经济学的前身,功利主义有很多话要说,他对功利主义的批判提供了对法律和经济学及其思想史的洞察。此外,尼采阐述了一种科学哲学,这种哲学延伸到经济学等“分析性”社会科学,并提供了见解。
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引用次数: 3
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Catholic University Law Review
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