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Bargaining in the Dark 在黑暗中讨价还价
IF 0.4 Q2 Social Sciences Pub Date : 2019-11-01 DOI: 10.1525/nclr.2019.22.4.434
A. Schneider, Cynthia J. Alkon
Plea bargaining is the primary, and unavoidable, method for resolving the vast majority of criminal cases in the United States. As more attention is paid to reform and changes in the criminal legal system, plea bargaining has also come into the spotlight. Yet we actually know very little about what happens during that process—a potentially complex negotiation with multiple parties that can, at different times, include prosecutors, defense counsel, judges, defendants, and victims. Using negotiation theory as a framework, we analyze why more information about the process itself can improve this crucial component of the system. More information—more data—would permit informed judicial oversight of pleas, improve lawyers’ capacities to negotiate on behalf of clients and the state, and increase the legitimacy of the bargaining between parties where one side tends to have far more resources and power. Without increased transparency, many of the players in the criminal legal system are just bargaining in the dark.
辩诉交易是解决美国绝大多数刑事案件的主要和不可避免的方法。随着刑事法律制度的改革和变化越来越受到关注,辩诉交易也成为人们关注的焦点。然而,我们实际上对这一过程中发生的事情所知甚少——这是一个可能在不同时间与多方进行的复杂谈判,包括检察官、辩护律师、法官、被告和受害者。以协商理论为框架,我们分析了为什么更多关于过程本身的信息可以改善系统的这一关键组成部分。更多的信息——更多的数据——将允许对请求进行知情的司法监督,提高律师代表客户和国家进行谈判的能力,并增加当事人之间讨价还价的合法性,因为一方往往拥有更多的资源和权力。没有增加透明度,刑事法律体系中的许多参与者只是在黑暗中讨价还价。
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引用次数: 4
Guest Editors’ Introduction 特邀编辑介绍
IF 0.4 Q2 Social Sciences Pub Date : 2019-11-01 DOI: 10.1525/nclr.2019.22.4.347
Hadar Dancig-Rosenberg, Tali Gal
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引用次数: 0
A Patchwork of Doors 门的拼凑
IF 0.4 Q2 Social Sciences Pub Date : 2019-11-01 DOI: 10.1525/nclr.2019.22.4.585
Béatrice Coscas-Williams, M. Alberstein
Our paper surveys the development of criminal hybrid models in two continental jurisdictions, Italy and France, following the 1987 Recommendation of the Committee of Ministers of the Council of Europe to accelerate criminal proceedings through the introduction of guilty pleas, out-of-court settlements and simplified proceedings. We describe various frameworks for criminal justice as a multi-door arena, of which the plea bargaining is but one of several possibilities. In our review, we emphasize consensual elements, the place of the search of truth, and the role of the judges and other stakeholders. We outline the different paths that France and Italy have taken as incorporating adversarial and inquisitorial elements to increase efficiency. The French system made gradual modifications and remained inquisitorial by nature. Aside from the more recent integration of proceedings without trial inspired by plea bargaining, it has developed doors of abbreviated trials where the investigation stage is minimized. This has resulted in a different version of the vanishing trial—the vanishing investigation. The Italian system, on the other hand, has announced a drastic transformation to an adversarial framework of trial, while adopting mainly proceedings without trial. This shift has not resulted in a vanishing trial phenomenon, and currently, the full adversarial-type trial remains the main door in Italy. We describe the sequence of transformations of these systems and emphasize the significance of this contemporary patchwork of doors in terms of the role of the judges and the possibility of implementing a conflict resolution criminal justice perspective.
在1987年欧洲理事会部长委员会建议通过引入认罪、庭外和解和简化诉讼程序来加速刑事诉讼程序之后,我们的论文调查了意大利和法国两个大陆司法管辖区刑事混合模式的发展。我们将各种刑事司法框架描述为一个多门竞技场,其中辩诉交易只是几种可能性之一。在我们的审查中,我们强调协商一致的要素、寻求真相的场所以及法官和其他利益攸关方的作用。我们概述了法国和意大利为提高效率而结合对抗性和调查性因素所采取的不同道路。法国的制度经过了逐步的修改,本质上仍然保持着好奇。除了最近在辩诉交易的启发下,不需要审判的诉讼程序整合之外,它还开发了简化审判的大门,将调查阶段降到最低。这就产生了另一种“消失的审判”——“消失的调查”。另一方面,意大利的制度宣布了向对抗审判框架的急剧转变,同时主要采用不经审判的诉讼程序。这种转变并没有导致审判消失的现象,目前,完全对抗性审判仍然是意大利的主要方式。我们描述了这些系统的转换顺序,并强调在法官的作用和实施解决冲突的刑事司法角度的可能性方面,这门当代拼凑的重要性。
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引用次数: 3
The American Death Penalty 美国的死刑
IF 0.4 Q2 Social Sciences Pub Date : 2019-11-01 DOI: 10.1525/nclr.2019.22.4.359
C. Steiker, Jordan M. Steiker
The Supreme Court’s constitutional regulation of the American death penalty has yielded a plethora of doctrines that have shaped an alternative criminal justice process that is (mostly) limited to capital cases. Many of these doctrines offer a vision and practice of “roads not taken” in the ordinary criminal justice process that would be attractive improvements in that larger system. We consider three of these doctrines: (1) more searching review of the proportionality of sentencing outcomes; (2) imposition of a requirement of individualized sentencing that has led to the investigation and presentation of in-depth evidence in mitigation; and (3) greater regulation of the adequacy of defense counsel that has moved closer to a “checklist” model of mandated practices. Each of these doctrines was born and developed under the Court’s “death is different” regime of constitutional regulation, and each of them has to some limited extent moved beyond the strictly capital context into the broader criminal justice process. We explain how these alternative models present attractive improvements for the broader noncapital system—a view that casts the Court’s regulation of the American death penalty as a progressive laboratory that can yield alternative, more protective, and more idealized processes for the ordinary criminal justice system. Yet we also caution that the “differentness” of death—and of juvenile offenders, the noncapital context to which the Court is most likely to import its death penalty innovations—can also serve to normalize and entrench the less protective, less idealized practices that exist outside of these realms.
最高法院对美国死刑的宪法规定产生了过多的理论,这些理论形成了一种(主要)仅限于死刑案件的替代刑事司法程序。这些学说中有许多提供了在普通刑事司法程序中“未采取的道路”的设想和实践,这将是更大系统中有吸引力的改进。我们考虑了其中的三个原则:(1)对量刑结果的比例性进行更深入的审查;(二)实行个体化量刑要求,导致在减刑过程中进行调查和提出深入证据的;(3)对辩护律师的充足性进行更严格的监管,这种监管更接近于强制性做法的“清单”模式。这些理论中的每一个都是在最高法院“死亡不同”的宪法规则制度下诞生和发展起来的,每一个都在一定程度上超越了严格的资本背景,进入了更广泛的刑事司法程序。我们解释了这些替代模式是如何为更广泛的非死刑系统提供有吸引力的改进的——这一观点将法院对美国死刑的监管视为一个进步的实验室,可以为普通刑事司法系统提供替代的、更具保护性的、更理想化的程序。然而,我们也警告说,死刑的“差异性”——以及青少年罪犯的“差异性”,法院最有可能引入死刑创新的非死刑背景——也可能使这些领域之外存在的不那么保护、不那么理想化的做法正常化和根深蒂固。
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引用次数: 0
Managerial Judicial Conflict Resolution (JCR) of Plea Bargaining 辩诉交易的管理司法冲突解决(JCR)
IF 0.4 Q2 Social Sciences Pub Date : 2019-10-11 DOI: 10.1525/nclr.2019.22.4.494
Sari Luz Kanner, Dana Rosen, Yosef Zohar, M. Alberstein
This article examines the role of the criminal judge in light of the vanishing trial phenomenon and the emergent reality of many doors to process legal conflicts in both the civil and criminal domains. It focuses on judicial conflict resolution (JCR), which is any activity conducted by judges in order to promote consensual disposition of legal cases, in “Plea Bargains Facilitating Days” (moqed) in Tel-Aviv Magistrate’s Court. We conducted quantitative and qualitative analyses of data collected from observations of 717 hearings in 704 criminal cases and found that, on average, 5.55 (SD = 3.62) hearings were required for disposing of a case, and the average duration of a legal proceeding from indictment to closure was 548.55 (SD = 323.17) days. In most of the hearings the judges’ role was confined to managerial-bureaucratic decisions intended to enable the negotiation between the parties. JCR activities occurred in only 16.9 percent of the hearings, and we identified six types of JCR practices in the promotion of plea bargains: narrow and broad facilitation of negotiations between the parties, forecasting the legal outcome, negatively presenting the judicial process, using lawyer-client relations to promote agreement, and using Alternative Dispute Resolution (ADR) techniques. These findings are compared to previous findings on the roles of judges in civil pretrial proceedings, and the more active role of the civil judge in promoting settlements is discussed. We further discuss the possibility of expanding a therapeutic and rehabilitative approach in the framework of criminal JCR during preliminary hearing days, which become today the main door of criminal justice.
本文考察了刑事法官的作用,根据消失的审判现象和新兴的现实,许多门处理民事和刑事领域的法律冲突。它在特拉维夫地方法院的“辩诉交易促进日”(moqed)中侧重于司法冲突解决(JCR),这是法官为促进双方同意处理法律案件而进行的任何活动。通过对704起刑事案件717次听证会的观察数据进行定量和定性分析,发现一个案件的处理平均需要5.55次(SD = 3.62)次听证会,从起诉到结案平均需要548.55天(SD = 323.17)天。在大多数听证会上,法官的作用仅限于管理-官僚决定,目的是使各方之间能够进行谈判。JCR活动仅在16.9%的听证会中发生,我们确定了六种促进辩诉交易的JCR实践:促进当事人之间谈判的狭义和广义,预测法律结果,负面呈现司法程序,利用律师-客户关系促进协议,以及使用替代性争议解决(ADR)技术。这些调查结果与先前关于法官在民事审前程序中的作用的调查结果进行了比较,并讨论了民事法官在促进和解方面更积极的作用。我们进一步讨论了在初步听证期间扩大刑事联合申诉委员会框架内的治疗和康复办法的可能性,初步听证已成为今天刑事司法的主要门户。
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引用次数: 2
After the Crime 犯罪之后
IF 0.4 Q2 Social Sciences Pub Date : 2019-08-06 DOI: 10.2139/SSRN.3433812
P. Robinson, Muhammad Sarahne
Although an offender’s conduct before and during the crime is the traditional focus of criminal law and sentencing rules, an examination of post-offense conduct can also be important in promoting criminal justice goals. After the crime, different offenders make different choices and have different experiences, and those differences can suggest appropriately different treatment by judges, correctional officials, probation and parole supervisors, and other decision makers in the criminal justice system. Positive post-offense conduct ought to be acknowledged and rewarded, not only to encourage it but also as a matter of fair and just treatment. This essay describes four kinds of positive post-offense conduct that merit special recognition and preferential treatment: the responsible offender, who avoids further deceit and damage to others during the process leading to conviction; the debt-paid offender, who suffers the full punishment deserved (according to true principles of justice rather than the sentence actually imposed); the reformed offender, who takes affirmative steps to leave criminality behind; and the redeemed offender, who out of genuine remorse tries to atone for the offense. The essay considers how one might operationalize a system for giving special accommodation to such offenders. Positive post-offense conduct might be rewarded, for example, through the selection and shaping of sanctioning methods, through giving preference in access to education, training, treatment, and other programs, and through elimination or restriction of collateral consequences of conviction that continue after the sentence is completed.
虽然罪犯在犯罪前和犯罪过程中的行为是刑法和量刑规则的传统焦点,但对犯罪后行为的审查对于促进刑事司法目标也很重要。犯罪后,不同的罪犯做出了不同的选择,经历也不同,这些差异可以为法官、狱警、缓刑假释监督员以及刑事司法系统中的其他决策者提供适当的不同对待。积极的犯罪后行为应该得到承认和奖励,不仅是为了鼓励,也是为了公平公正的对待。本文描述了四种值得特别重视和优待的积极事后行为:负责任的犯罪者,在定罪过程中避免了对他人的进一步欺骗和损害;欠债的罪犯,受到应有的充分惩罚(根据真正的正义原则,而不是实际施加的刑罚);改过自新的罪犯,他采取积极的措施把犯罪抛在脑后;而被救赎的罪犯,出于真诚的悔恨,试图为自己的罪行赎罪。这篇文章考虑了如何实施一个为这类罪犯提供特殊住宿的系统。积极的犯罪后行为可能会得到奖励,例如,通过选择和塑造制裁方法,通过优先获得教育、培训、治疗和其他项目,以及通过消除或限制定罪的附带后果,这些后果在判决完成后仍在继续。
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引用次数: 0
The Double-Deviant Identity of the Mass-Foreigner and the Lack of Authority of the Crimmigrationist State 大众外国人的双重越轨身份与犯罪移民主义国家的权威缺失
IF 0.4 Q2 Social Sciences Pub Date : 2019-08-01 DOI: 10.1525/NCLR.2019.22.3.301
A. Spena
Crimmigration has its breeding ground in dystopian and securitarian narratives. The anti-hero of these narratives is the mass-foreigner, a stereotyped version of the foreigner usually depicted, alternatively or cumulatively, as an enemy or as a parasite of host societies. But not only does crimmigration presuppose such narratives (and the deviant identity of the mass-foreigner, which is connected with them) as a source of legitimation, it also fuels these same narratives by providing them with an official sanction: by merging criminalization and irregularization on a legal level, it heavily contributes to making the social identity of mass-foreigners into a doubly deviant one. The overarching aim of this strategy is that of facilitating the exclusion of unwanted foreigners: first of all, their territorial exclusion (expulsion), but also, as a means to expulsion, their social exclusion (dereliction). This, I argue, deprives crimmigration of authoritative force—authority being inclusive in nature—and reduces it to mere violence.
犯罪移民在反乌托邦和安全主义叙事中有其滋生的土壤。这些叙事的反英雄是大众外国人,这是外国人的刻板版本,通常被描述为东道国社会的敌人或寄生虫。但是,犯罪移民不仅以这样的叙述(以及与之相关的大批外国人的越轨身份)作为合法化的来源为前提,而且还通过为这些叙述提供官方认可而助长了这些叙述:通过在法律层面上将刑事定罪和非正规化结合起来,它极大地促进了大批外国人的社会身份成为双重越轨的社会身份。这一战略的首要目标是促进排斥不受欢迎的外国人:首先是在领土上排斥他们(驱逐),但作为驱逐的手段,还包括社会排斥他们(遗弃)。我认为,这剥夺了犯罪移民的权威力量——权威在本质上是包容的——并将其减少为纯粹的暴力。
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引用次数: 0
Crimmigration as Population Management in the “Control Society” “管制社会”中的人口管理——犯罪移民
IF 0.4 Q2 Social Sciences Pub Date : 2019-08-01 DOI: 10.1525/NCLR.2019.22.3.236
Rottem Rosenberg Rubins
Scholars have offered various accounts of the forces that have caused the contemporary convergence of immigration enforcement and criminal law enforcement, known as “crimmigration.” This article argues that such accounts are insufficient, either because they have difficulty explaining the concrete practices by which crimmigration regimes operate, or because they explain the intersection of criminal law and immigration law solely from the perspective of the former. Additionally, much crimmigration scholarship has difficulty explaining why crimmigration regimes target populations that are principally undeportable, such as asylum-seekers. To fill these voids, this article conceptualizes crimmigration as a product of what Deleuze has termed the “control society.” Such conceptualization clarifies the objectives underlying crimmigration: namely, handling aggregates of presumably deviant groups and keeping dangerous behavior at an acceptable level. Additionally, it assists in explaining the precise practices by which crimmigration regimes operate, particularly the utilization of flexible and decentralized techniques of power. The objectives and manners of exercising power typical of the control society currently govern both criminal and immigration law, causing the unprecedented cooperation of these two fields. Furthermore, as a product of the control society, crimmigration is primarily a regime of domestic policing and population management, as opposed to a system dedicated to the deportation of undesirable migrants. By applying a methodology of textual analysis to the case study of detention of asylum-seekers in Israel, the article demonstrates the vast impact that the underlying principles of the control society have on the making of crimmigration regimes.
学者们对导致移民执法和刑事执法在当代趋同的各种力量提出了不同的解释,这些力量被称为“犯罪移民”。本文认为,这种解释是不够的,要么是因为它们难以解释刑事移民制度运作的具体做法,要么是因为它们仅仅从前者的角度解释刑法和移民法的交集。此外,许多犯罪移徙研究难以解释为什么犯罪移徙制度的目标主要是无法驱逐出境的人口,例如寻求庇护者。为了填补这些空白,本文将犯罪移民概念化为德勒兹所称的“控制社会”的产物。这种概念化澄清了犯罪移徙的基本目标:即处理可能偏离正常的群体,并将危险行为保持在可接受的水平。此外,它有助于解释移徙犯罪制度运作的确切做法,特别是利用灵活和分散的权力技术。控制社会典型的行使权力的目标和方式目前支配着刑法和移民法,造成了这两个领域前所未有的合作。此外,作为控制社会的产物,犯罪移徙主要是一种国内警务和人口管理制度,而不是一种专门驱逐不受欢迎的移徙者的制度。通过将文本分析方法应用于以色列拘留寻求庇护者的案例研究,本文展示了控制社会的基本原则对犯罪移民制度的制定产生的巨大影响。
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引用次数: 4
Editor’s Introduction 编辑器的介绍
IF 0.4 Q2 Social Sciences Pub Date : 2019-08-01 DOI: 10.1525/NCLR.2019.22.3.233
Carrie Leonetti
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引用次数: 0
The Hostile Border 敌对的边境
IF 0.4 Q2 Social Sciences Pub Date : 2019-08-01 DOI: 10.1525/NCLR.2019.22.3.318
Lucia Zedner
The concept of crimmigration recognizes the growing convergence of criminal law and immigration law as states seek to police migration, punish immigration offenses, and defend the boundaries of the sovereign state. Nowhere have these aims been pursued more vigorously than with respect to counter-terrorism, as states avail themselves of all legal means to target international terrorist networks and the rise of “foreign terrorist fighters.” In the U.K., legislative hyper-activity has produced a succession of counter-terrorist statutes that mix criminal law and immigration law. Some of the most draconian of these laws target the border and those who cross it. Closer attention to the territorial border reveals a liminal zone in which police and immigration officials enjoy exceptional powers and adherence to due process is attenuated. Apparent public acceptance of the imperatives of security at the border provides some license for such intrusions but little reassurance as to their legitimacy. This article examines the security concerns that motivate the expansion of police power, and it considers the impact of recent U.K. legislation, not least the Counter-Terrorism and Border Security Act 2019, on core principles of legality and on rights.
犯罪移民的概念认识到刑法和移民法的日益趋同,因为国家寻求监管移民,惩罚移民犯罪,捍卫主权国家的边界。这些目标在反恐方面得到了最积极的追求,因为各国利用一切法律手段打击国际恐怖主义网络和“外国恐怖主义战斗人员”的崛起。在英国,过度活跃的立法产生了一系列混合了刑法和移民法的反恐法规。其中一些最严厉的法律针对的是边境和越境者。对领土边界的更密切关注揭示了一个界限区,在这个界限区,警察和移民官员享有特殊权力,对正当程序的遵守减弱了。公众对边境安全必要性的明显接受,为这种入侵提供了某种许可,但对其合法性却没有什么保证。本文考察了促使警察权力扩张的安全问题,并考虑了最近英国立法,尤其是《2019年反恐和边境安全法》对合法性和权利核心原则的影响。
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引用次数: 6
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New Criminal Law Review
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