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Exploring the effect of a low-carbon city pilot policies on carbon dioxide emission intensity: Based on the PSM-DID method 低碳城市试点政策对二氧化碳排放强度的影响研究——基于PSM-DID方法
IF 9.3 4区 环境科学与生态学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2022-09-01 DOI: 10.1016/j.cjpre.2022.09.001
Yan Song , Xiulian Chen , Zhenran Li , Zhiyuan Zeng , Ming Zhang

In 2010, the National Development and Reform Commission launched the low-carbon city (LCC) pilot program. The scope of the pilot program was then gradually expanded to address the dilemma concerning economic development and low-carbon transition. Selecting the second batch of LCCs in China, this study uses a combination of propensity score matching and difference-in-differences models to determine the effect of LCC pilot policies on CO2 emission intensity. We also used the mediation effect model to further investigate its internal mechanism. The findings of the study are as follows. First, the LCC pilot policy plays an important role in reducing carbon emissions. Second, LCC pilots policies reduce CO2 emissions through intermediary paths of output adjustment and technological innovation. Third, our heterogeneity analysis reveals that cities with higher levels of economic growth and better levels of human capital have superior carbon emission reduction effects; lastly, non-resource-based cities have better carbon emission reduction effects.

2010年,国家发展和改革委员会启动了低碳城市试点。试点范围逐步扩大,以解决经济发展与低碳转型的两难困境。本研究选取中国第二批低成本城市,采用倾向得分匹配和差中差模型相结合的方法,确定低成本城市试点政策对二氧化碳排放强度的影响。我们还利用中介效应模型进一步探讨其内部机制。研究结果如下:首先,LCC试点政策在减少碳排放方面发挥了重要作用。第二,LCC试点政策通过产出调整和技术创新的中介路径减少CO2排放。第三,异质性分析表明,经济增长水平高、人力资本水平高的城市碳减排效果更优;最后,非资源型城市的碳减排效果更好。
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引用次数: 0
Relationship between multifunctionality and rural sustainable development: Insights from 129 counties of the Sichuan Province, China 多功能化与农村可持续发展的关系——来自四川省129个县的启示
IF 9.3 4区 环境科学与生态学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2022-09-01 DOI: 10.1016/j.cjpre.2022.09.010
Xuefeng Li, Jiaqi Liu, Jin Jia, Han Yang

Rural areas are multifunctional and often have production, living, and ecological functions. The high-quality and balanced development of these three functions is key to sustainable rural development (SRD). Thus, the evaluation of SRD based on rural multifunctionality is of immense significance. This study clarifies the relationship between multifunctionality and sustainable rural development. An evaluation index system with six sub-components was established for calculating the SRD. In addition, we included 129 counties from the Sichuan Province in our case study, and used this index system to analyze the characteristics of rural multifunctionality for evaluating the SRD. The results showed indisputable evidence of multifunctional development. At the county level, rural multifunctionality faces the challenge of insufficient and uneven development, particularly in production functions. Significant spatial differences existed in rural multifunctional development, and the suburban counties generally performed better. Moreover, a mutually reinforcing relationship between production, living, and ecological functions was established; however, there was still a significant gap in realizing SRD. Our results emphasize the necessity of a differentiated SRD strategy that should be formulated and implemented based on rural multifunctionality differentiation rules. Our study offers useful guidance for realizing rural multifunctional and sustainable development.

农村是多功能的,往往具有生产、生活和生态功能。三大功能的高质量、均衡发展是实现农村可持续发展的关键。因此,基于农村多功能性的SRD评价具有十分重要的意义。本研究阐明了多功能与农村可持续发展的关系。建立了一个包含6个子成分的评价指标体系来计算SRD。此外,以四川省129个县为例,利用该指标体系分析农村多功能性特征,评价农村多功能性发展水平。结果显示了多功能发展的无可争辩的证据。在县域层面,农村多功能发展面临着发展不充分和不平衡的挑战,特别是在生产功能方面。农村多功能发展存在显著的空间差异,郊县总体表现较好。建立了生产、生活、生态三者相辅相成的关系;然而,在实现可持续发展方面仍有很大差距。我们的研究结果强调了差异化SRD战略的必要性,该战略应根据农村多功能差异化规则制定和实施。本研究为实现农村的多功能可持续发展提供了有益的指导。
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引用次数: 5
Assessing adaptability of the water resource system to social-ecological systems in the Beijing-Tianjin-Hebei region: Based on the DPSIR-TOPSIS framework 基于DPSIR-TOPSIS框架的京津冀地区水资源系统对社会生态系统适应性评价
IF 9.3 4区 环境科学与生态学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2022-09-01 DOI: 10.1016/j.cjpre.2022.09.007
Dan Wu, Mengyao Liu

To optimize the overall layout of water resource allocation in the Beijing-Tianjin-Hebei region, the adaptability of the water resource system to the regional social-ecological systems has to be enhanced. Based on the driver-pressure-state-impact-response (DPSIR) framework, this study constructs an evaluation index system to analyze the adaptability mechanisms of Beijing-Tianjin-Hebei’s water resource system according to the three major constituent social-ecological systems (i.e., economic, social, and ecological systems). Moreover, it adopts the technique of order preference similarity to the ideal solution (TOPSIS) to comprehensively evaluate the adaptability of Beijing-Tianjin-Hebei’s water resource system based on three constituent social-ecological systems (i.e., economic, social, and ecological systems) and identifies the spatiotemporal differentiation characteristics of the region. Our results showed that, ① from 2000 to 2020, the adaptability of Beijing-Tianjin-Hebei’s water resource system, as a whole, significantly improved. In terms of stages, from 2000 to 2007, the adaptability of the water resource social system was significantly higher than that of economic and ecological systems in the region. From 2008 to 2015, by accelerating the transformation and upgrading of industrial structures, improving the efficiency of economic water utilization, and strengthening the governance of the water ecosystem, the adaptability of water resource economic and ecological systems rapidly improved; however, that of the water resource ecological system was still the lowest. Additionally, the adaptability of the water resource economic system exceeded that of the social system. From 2016 to 2020, the gap in adaptability of the water resource system to all three major constituent systems gradually narrowed. By 2020, the three systems entered a relatively balanced development stage, with the adaptability of the entire water resource system and the three major constituent systems maintaining a high level. ② The economic system was significantly affected by per capita GDP, per capita water resources, and the efficiency of economic water utilization. Additionally, the social system was significantly affected by water consumption per unit of irrigation area. Meanwhile, the ecological system was significantly influenced by precipitation, water pollution discharge performance indicators, and the structure optimization indicators of water supply. According to the evaluation results, we propose countermeasures and provide recommendations to optimize the overall layout of water resource allocation and promote the coordinated management of water resources in the Beijing-Tianjin-Hebei region.

优化京津冀地区水资源配置的总体布局,必须提高水资源系统对区域社会生态系统的适应性。基于驱动-压力-状态-影响-响应(DPSIR)框架,构建了京津冀水资源系统的评价指标体系,以经济、社会、生态三大社会生态系统为主体,分析京津冀水资源系统的适应性机制。基于经济、社会、生态三大社会生态系统,采用TOPSIS法对京津冀水资源系统适应性进行了综合评价,并识别了该区域的时空分异特征。结果表明:①2000 - 2020年,京津冀水资源系统整体适应性显著提高;从阶段上看,2000 - 2007年,水资源社会系统的适应性显著高于经济系统和生态系统的适应性。2008年至2015年,通过加快产业结构转型升级,提高经济用水效率,加强水生态系统治理,水资源经济生态系统适应性快速提高;然而,水资源的生态系统仍然是最低的。此外,水资源经济系统的适应性超过了社会系统的适应性。2016 - 2020年,水资源系统对三大构成系统的适应性差距逐步缩小。到2020年,三大系统进入相对平衡发展阶段,整个水资源系统和三大构成系统的适应性保持较高水平。②经济系统受人均GDP、人均水资源和经济用水效率的显著影响。此外,单位灌溉面积用水量对社会系统也有显著影响。同时,生态系统受到降水、水污染排放绩效指标和供水结构优化指标的显著影响。根据评价结果,提出了优化水资源配置总体布局、促进京津冀地区水资源协调管理的对策建议。
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引用次数: 1
Can the low-carbon city pilot policy promote the upgrading of high-carbon emitting enterprises? Evidence from China 低碳城市试点政策能否促进高碳排放企业转型升级?来自中国的证据
IF 9.3 4区 环境科学与生态学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2022-09-01 DOI: 10.1016/j.cjpre.2022.09.002
Chang’an Wang , Kun Lin , Xiaoqian Liu

As a crucial environmental reform system to realize “carbon peaking” and “carbon neutrality”, the pilot policy of low-carbon cities (LCCs) puts pressure and challenges on high-carbon emitting enterprises (HCEEs) while providing opportunities for these firms to take the path of independent transformation. Employing the data of Chinese listed enterprises from 2006 to 2016 and adopting a difference-in-differences (DID) model, we evaluated the impact of LCC construction on the upgrading of HCEEs and its mechanisms. The results indicate that LCC construction enhances the upgrading of HCEEs in the pilot cities. The conclusions remain stable after a series of robustness tests. The mechanism analysis reveals that LCC construction triggers the upgrading of HCEEs by promoting resource allocation efficiency, R&D investment, and green technology innovation. The heterogeneity results indicate that this positive effect is more pronounced for HCEEs in regions with more stringent environmental law enforcement. This study also observes that the upgrading impact is more prominent for state-owned enterprises, enterprises with higher bargaining power, and enterprises whose managers have a long-term vision. The above results provide directions for upgrading HCEEs and replicable evidence for cities in developing economies to fulfill the win–win target of environmental protection and economic transformation.

作为实现“碳调峰”和“碳中和”的关键环境改革制度,低碳城市试点政策在给高碳排放企业带来压力和挑战的同时,也为高碳排放企业走上自主转型之路提供了机遇。本文利用2006 - 2016年中国上市企业数据,采用差分中的差分(DID)模型,评估了LCC建设对高绩效企业升级的影响及其机制。结果表明,低成本城市的建设促进了试点城市高水平产业的升级。经过一系列稳健性检验,结论保持稳定。机制分析表明,LCC建设通过提升资源配置效率、r&d投入和绿色技术创新等因素,触发了HCEEs的升级。异质性结果表明,在环境执法越严格的地区,这种积极效应越明显。本研究还发现,对于国有企业、议价能力较高的企业和管理者具有长远眼光的企业,升级影响更为突出。上述结果为发展中经济体城市实现环境保护与经济转型的双赢目标提供了可复制的证据和可借鉴的方向。
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引用次数: 7
Booming or sinking: How does an emission trading scheme affect enterprise value? 繁荣还是衰落:排放交易计划如何影响企业价值?
IF 9.3 4区 环境科学与生态学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2022-09-01 DOI: 10.1016/j.cjpre.2022.09.003
Yanni He , Yigang Wei , Yiming Fang , Yueyang Cao

Unlike prior research that shows climate policy improves enterprise value, this study reveals the negative impact of emission trading schemes (ETSs) on enterprise value under China’s unique institutional backdrop and identifies the mechanism through which this impact occurs. Data from a sample of 1 267 listed companies in the Chinese stock market from 2005 to 2018 models are analyzed using difference-in-differences (DID) and propensity score matching methods (PSM). The results suggest that ETSs have an average short-term negative impact on enterprise value, which peaks in the second year of the ETS and diminishes from the fourth year. Further analysis reveals that ETSs did not cause significant operating losses for firms but reduced their value through the market response mechanism. ETS enterprises experienced significant declines in their annual stock transaction amounts and in returns on individual shares. This indicates that investors expect ETSs to adversely affect pilot enterprises and accordingly adopt disinvestment strategies. Despite the short-term negative effect, ETSs effectively encourage enterprises to innovate green technologies to mitigate long-term carbon risk.

与以往研究表明气候政策提高企业价值不同,本研究揭示了中国独特制度背景下碳排放交易体系对企业价值的负面影响,并确定了这种影响发生的机制。采用差分法(DID)和倾向得分匹配法(PSM)对2005 - 2018年中国股市1267家上市公司的样本数据进行了分析。结果表明,碳排放交易体系对企业价值具有平均短期的负面影响,这种负面影响在碳排放交易体系的第二年达到顶峰,从第四年开始逐渐减弱。进一步分析表明,ets并未对企业造成重大经营损失,而是通过市场反应机制降低了企业的价值。ETS企业的年度股票交易金额和个股回报率均出现显著下降。这表明投资者预期ets会对试点企业产生不利影响,因此采取撤资策略。尽管短期内存在负面影响,但碳排放交易体系有效地鼓励了企业创新绿色技术,从而降低了长期的碳风险。
{"title":"Booming or sinking: How does an emission trading scheme affect enterprise value?","authors":"Yanni He ,&nbsp;Yigang Wei ,&nbsp;Yiming Fang ,&nbsp;Yueyang Cao","doi":"10.1016/j.cjpre.2022.09.003","DOIUrl":"https://doi.org/10.1016/j.cjpre.2022.09.003","url":null,"abstract":"<div><p>Unlike prior research that shows climate policy improves enterprise value, this study reveals the negative impact of emission trading schemes (ETSs) on enterprise value under China’s unique institutional backdrop and identifies the mechanism through which this impact occurs. Data from a sample of 1 267 listed companies in the Chinese stock market from 2005 to 2018 models are analyzed using difference-in-differences (DID) and propensity score matching methods (PSM). The results suggest that ETSs have an average short-term negative impact on enterprise value, which peaks in the second year of the ETS and diminishes from the fourth year. Further analysis reveals that ETSs did not cause significant operating losses for firms but reduced their value through the market response mechanism. ETS enterprises experienced significant declines in their annual stock transaction amounts and in returns on individual shares. This indicates that investors expect ETSs to adversely affect pilot enterprises and accordingly adopt disinvestment strategies. Despite the short-term negative effect, ETSs effectively encourage enterprises to innovate green technologies to mitigate long-term carbon risk.</p></div>","PeriodicalId":45743,"journal":{"name":"Chinese Journal of Population Resources and Environment","volume":"20 3","pages":"Pages 227-236"},"PeriodicalIF":9.3,"publicationDate":"2022-09-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.sciencedirect.com/science/article/pii/S2325426222000663/pdfft?md5=92563b71de3fb627262fc343b7751179&pid=1-s2.0-S2325426222000663-main.pdf","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"136529592","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"环境科学与生态学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Heterogeneous responsibilities of three grassland resource governance modes in Inner Mongolia, China 内蒙古三种草地资源治理模式的异质性责任分析
IF 9.3 4区 环境科学与生态学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2022-09-01 DOI: 10.1016/j.cjpre.2022.09.009
Duofen Chang

Grassland resource governance is an important part of ecological civilization construction, and it directly affects grassland governance performance. This study deploys principal-agent theory and uses social network analysis to compare grassland resource governance modes in China in terms of institutional settings and institutional network characteristics. This study found three types of grassland resource governance modes: self-designed, docked, and integrated. The self-designed mode forms a network structure with dual centers and multiple members, and has the second-best structural mode of the three types. The docked mode forms a network structure with a single center in which the institution is the absolute core and is relatively divergent. It has the weakest structural advantage of the three types. The integrated mode forms a network structure with a single institution at the core and other institutions distributed evenly throughout the structure. This mode has the strongest structural advantage among the three types. This study offers the practical application of improving the practice of grassland governance in China and is theoretically significant because it can contribute to improving grassland governance modes and enriching the public goods resources governance.

草原资源治理是生态文明建设的重要组成部分,直接影响草原治理绩效。本研究运用委托代理理论,运用社会网络分析,从制度设置和制度网络特征两方面比较中国草原资源治理模式。本研究发现了自设计、对接和整合三种草地资源治理模式。自设计模式形成双中心多成员的网状结构,是三种结构模式中次优的结构模式。这种对接模式形成了一个以制度为绝对核心、相对发散的单一中心的网络结构。其结构优势是三种类型中最弱的。一体化模式形成了一个以单一机构为核心,其他机构均匀分布在整个结构中的网络结构。这种模式在三种模式中具有最强的结构优势。本研究为完善中国草原治理实践提供了实践应用,对于完善草原治理模式、丰富公共物品资源治理具有理论意义。
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引用次数: 0
Personalized day tour design for urban tourists with consideration to CO2 emissions 考虑二氧化碳排放的城市游客个性化一日游设计
IF 9.3 4区 环境科学与生态学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2022-09-01 DOI: 10.1016/j.cjpre.2022.09.004
Lunwen Wu, Tao Gu, Zhiyu Chen, Pan Zeng, Zhixue Liao

The growing awareness of climate change worldwide has led the urban tourism market to focus on balancing tourist tailored experiences and CO2 emissions. Therefore, designing personalized tourist routes with environmental pollution consideration is preferable in this context. This study proposes an evolution algorithm based on reinforcement learning (FSRL-HA) to design a personalized day tour route that simultaneously considers the utility of tourists and the carbon emission. We conducted a case study in Chengdu, Sichuan, China, to evaluate this algorithm's performance. The results indicate that the proposed algorithm outperforms selected baseline methods. Furthermore, the approach can provide more diverse route choices for different tourists, and an experiment was conducted to explore how tourist preferences affect tourist utilities.

全球对气候变化的意识日益增强,导致城市旅游市场将重点放在平衡旅游定制体验和二氧化碳排放上。因此,在这种情况下,设计个性化的旅游路线时考虑环境污染是可取的。本研究提出一种基于强化学习的进化算法(FSRL-HA)来设计同时考虑游客效用和碳排放的个性化一日游路线。我们在中国四川成都进行了一个案例研究,以评估该算法的性能。结果表明,该算法优于选定的基线方法。此外,该方法可以为不同的游客提供更多样化的路线选择,并通过实验探讨了游客偏好对旅游效用的影响。
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引用次数: 0
The social welfare effect of forest certification under environmental spillovers 环境溢出下森林认证的社会福利效应
IF 9.3 4区 环境科学与生态学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2022-09-01 DOI: 10.1016/j.cjpre.2022.09.005
Zhijie Guan , Yue Zhang , Yan Xu

Forest certification has positive environmental spillovers. Considering environmental spillovers, this study analyzed the social welfare effects of forest certification using partial and general equilibrium methods. The results of the partial equilibrium analysis showed that social welfare in producing countries tended to increase under the market expansion of certified forest products. The general equilibrium analysis results indicated that, in autarky, or economic independence, the production amount of certified forest products could increase. If conventional forest products are imported and certified forest products are exported, then the level of utility in free trade condition is greater than that in autarky. If conventional forest products are exported and certified forest products are imported, then the price of imported products must be compared with the price of the autarky domestic market to determine the utility level of free trade and autarky. If the price of certified products is less than the price at the time of autarky, then the total utility level increases; otherwise, it decreases. The social welfare effect of forest certification can be increased through expanding the market demand of certified products and giving these products subsidies in production and price incentives in importing.

森林认证具有积极的环境溢出效应。考虑环境溢出效应,本文采用部分均衡和一般均衡方法分析了森林认证的社会福利效应。部分均衡分析结果表明,在认证林产品市场扩大的情况下,生产国的社会福利有增加的趋势。一般均衡分析结果表明,在自给自足或经济独立的情况下,认证林产品的产量可以增加。如果进口常规林产品,出口认证林产品,则自由贸易条件下的效用水平大于自给自足条件下的效用水平。如果出口常规林产品,进口认证林产品,则必须将进口产品的价格与自给自足的国内市场价格进行比较,以确定自由贸易和自给自足的效用水平。如果获证产品的价格低于自给时的价格,则总效用水平提高;否则,它会减小。通过扩大认证产品的市场需求,在生产上给予补贴,在进口上给予价格激励,可以增加森林认证的社会福利效应。
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引用次数: 0
Analysis of development situation and patent technology of catalyst wastewater treatment 催化剂废水处理的发展现状及专利技术分析
IF 9.3 4区 环境科学与生态学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2022-09-01 DOI: 10.1016/j.cjpre.2022.09.008
Jingjun Shi, Junchao Hu

The development situation and patent technology of Catalyst Wastewater Treatment are analyzed. Catalysts have a wide range of applications in industrial productions. However, wastewater produced during their production has restricted the development of related enterprises. The state of the art, trends, and technological routes of patent technology of catalyst wastewater treatment is analyzed, using statistical analysis, relied upon China National Intellectual Property Administration’s Patent Search and Service System. It is provided a reference for the innovation of future catalyst wastewater treatment technology.

分析了催化剂废水处理技术的发展现状和专利技术。催化剂在工业生产中有着广泛的应用。但其生产过程中产生的废水制约了相关企业的发展。利用中国国家知识产权局专利检索与服务系统,采用统计分析的方法,对催化剂废水处理专利技术的现状、趋势和技术路线进行了分析。为今后催化剂废水处理技术的创新提供参考。
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引用次数: 0
“Scrambling”: Logic of horizontal competition between local governments based on three cases of interprovincial disaster counterpart support “争抢”:地方政府横向竞争的逻辑——基于省际灾害对口支援三个案例的分析
IF 9.3 4区 环境科学与生态学 Q2 ENVIRONMENTAL STUDIES Pub Date : 2022-09-01 DOI: 10.1016/j.cjpre.2022.09.006
Xiaoqin Xie, Shihui Ren, Xiaoqing Wang

Interprovincial counterpart support is a cooperative system used by local governments to achieve horizontal flow of resources based on cross-regional cooperation. Existing research has mainly focused on governance efficiency, institutional advantages, and ranking incentives while ignoring the scrambling behavior and operational mechanisms of local governments formed by ranking incentives and territorial responsibilities. This study selected the Wenchuan earthquake, Yushu earthquake, and COVID-19 as three typical cases. We constructed a theoretical framework for competition among provincial local governments and found that competition in interprovincial disaster counterpart support followed a dual behavioral logic of “striving to be first” and “fear of being last”. Specifically, local governments will choose striving to be first under the logic of time coercion, content games, and territorial responsibility; they will choose fear of being last under the logic of responsibility avoidance and moral pressure. This type of scrambling-based horizontal competition reflects the logic of local government competition tournaments. This study further revealed the specific processes, mechanisms, and results of horizontal local government competition, which can provide inspiration for cross-regional and provincial cooperation.

省际对口支持是地方政府在跨区域合作的基础上实现资源横向流动的一种合作制度。现有的研究主要集中在治理效率、制度优势、排序激励等方面,而忽略了排序激励与属地责任形成的地方政府争抢行为和运行机制。本研究选取了汶川地震、玉树地震和新冠肺炎三个典型案例。构建了省际地方政府竞争的理论框架,发现省际灾害对口支援竞争遵循“争先”和“怕后”的双重行为逻辑。具体而言,在时间强制、内容博弈、地域责任的逻辑下,地方政府会选择争先;在责任回避和道德压力的逻辑下,他们会选择害怕成为最后一个。这种以抓斗为基础的横向竞争,体现了地方政府竞技比赛的逻辑。本研究进一步揭示了地方政府横向竞争的具体过程、机制和结果,为跨区域和省际合作提供了启示。
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引用次数: 0
期刊
Chinese Journal of Population Resources and Environment
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