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'Covenants Not to Sue' Provide Less Immunity in a Post-Medimmune World 在后媒介免疫时代,“不起诉公约”提供的豁免权更少
IF 0.5 4区 社会学 Pub Date : 2009-09-24 DOI: 10.2139/ssrn.1478198
Edo B. Royker
This Note addresses the impact of the totality of circumstances test, as now adopted by the Federal Circuit, on covenants not to sue in the Declaratory Judgment (DJ) context. Under the old reasonable apprehension test, promises not to sue were given greater weight than under the new totality of the circumstances test. Part I of this Note addresses the new totality of the circumstances test under Medimmune and Sandisk. Part II of this Note compares the application of promises not to sue in pre-Medimmune and post-Medimmune decisions. Although the current case law does not indicate an extreme change from the pre-Medimmune decisions, the dicta in these cases indicates that a more extreme change may be forthcoming. Finally, Part III responds to a number of scholarly articles that have indicated disapproval of the Federal Circuit’s totality of the circumstances test by applying twofold analysis, taking into account exposed revenue and burdensome litigation costs, to four potential bargaining scenarios between hypothetical licensors and licensees.
本说明论述了联邦巡回法院目前采用的情况总体检验标准对宣告性判决(DJ)情况下不起诉契约的影响。在旧的合理逮捕测试中,不起诉的承诺比在新的总体情况测试中更重要。本说明的第一部分涉及Medimmune和Sandisk下的环境测试的新总体。本说明的第二部分比较了不起诉承诺在medium - mune前和medium - mune后判决中的应用。虽然目前的判例法并没有表明与medimmune之前的判决相比会发生极端的变化,但这些案件中的判决表明,可能会出现更极端的变化。最后,第三部分通过对假定许可人和被许可人之间的四种潜在讨价还价情景进行双重分析,回应了一些学术文章,这些文章表示不赞成联邦巡回法院的总体情况测试,考虑到暴露的收入和繁重的诉讼成本。
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引用次数: 0
Heller, High Water(mark)? Lower courts and the new right to keep and bear arms 海勒,高水位(马克)?下级法院和持有和携带武器的新权利
IF 0.5 4区 社会学 Pub Date : 2009-08-16 DOI: 10.2139/SSRN.1455989
Brannon P. Denning, G. Reynolds
This paper examines the post-Heller Second Amendment case law in the lower courts and concludes that although federal courts are not rushing to overturn gun laws under the Second Amendment, they are moving more rapidly to implement Heller than under previous 'revolutionary' decisions such as U.S. v. Lopez. There is also some evidence that state courts are taking the right to arms more seriously, with the additional possibility that the new federal right to arms may boost interest in the numerous state right-to-arms provisions. Finally, by characterizing gun ownership as a protected individual right, Heller has served to 'renormalize' firearms ownership, a change in legal philosophy that may be as significant as any doctrinal shifts.
本文考察了后海勒第二修正案在下级法院的判例法,并得出结论,尽管联邦法院并不急于推翻第二修正案下的枪支法,但与之前的“革命性”判决(如美国诉洛佩兹案)相比,它们执行海勒案的速度更快。也有一些证据表明,州法院正在更加认真地对待持枪权,新的联邦持枪权可能会增加对众多州持枪权条款的兴趣。最后,通过将枪支所有权描述为受保护的个人权利,海勒已经“重新规范”了枪支所有权,这是法律哲学上的一个变化,可能与任何教义转变一样重要。
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引用次数: 4
The Procedural Annihilation of Structural Rights 结构性权利的程序性湮灭
IF 0.5 4区 社会学 Pub Date : 2009-07-03 DOI: 10.2139/SSRN.1429186
Steven G. Gey
For several years the Supreme Court has been systematically erecting obstacles to the litigation of constitutional claims in federal court. These obstacles take several forms, including restrictions on standing, restrictions on raising facial challenges to unconstitutional statutes, and an increasingly unwillingness to allow federal courts to infer remedies when necessary to enforce federal statutory or constitutional claims. Although this trend toward limiting federal court authority affects all types of constitutional claims, including those involving traditional individual constitutional rights, the most serious effect is on what can be called "structural rights." The term "structural rights" describes constitutional provisions that are designed to protect the basic nature of democratic government. These provisions constrain the power of the elected branches of government, preserve citizen autonomy, and otherwise ensure that those who use the democratic process to achieve immediate political power do not perpetuate that power in ways that undermine the democratic structure of government in the long term. The negative effects on structural rights of the Court's recent limitations on judicial authority is important because the usual justification the Court gives for these limitations involves the need for judicial restraint and deference to the elected branches of government. This is essentially a claim that the exercise of judicial authority in these circumstances is antidemocratic. The central thesis of this article is that judicial restraint in the face of structural rights claims has exactly the opposite characteristic because in a case raising structural rights claims the current government is disempowered from doing certain things precisely to preserve the democratic structure of government. Deference to the elected branches of government in the name of democracy is therefore uncalled for if the elected branches of government are violating structural rights because those violations actually undermine democracy. Thus, the article concludes somewhat paradoxically that courts must be given the authority to enforce structural rights against the violations of those rights by the elected branches not in spite of democracy, but rather because of it.
几年来,最高法院一直在系统地设置障碍,阻碍在联邦法院提起宪法诉讼。这些障碍有几种形式,包括限制诉讼资格,限制对违宪法规提出挑战,以及越来越不愿意允许联邦法院在执行联邦法律或宪法要求时推断补救措施。尽管这种限制联邦法院权力的趋势影响到所有类型的宪法要求,包括那些涉及传统的个人宪法权利的要求,但最严重的影响是对所谓的“结构性权利”的影响。“结构性权利”一词描述的是旨在保护民主政府基本性质的宪法条款。这些条款限制民选政府部门的权力,维护公民自主权,并确保那些利用民主程序获得直接政治权力的人不会以长期破坏政府民主结构的方式使这种权力永久化。法院最近对司法权威的限制对结构性权利的负面影响是重要的,因为法院为这些限制提供的通常理由涉及司法克制和尊重民选政府部门的必要性。这本质上是一种主张,即在这种情况下行使司法权力是反民主的。本文的中心论点是,面对结构性权利主张的司法约束具有完全相反的特征,因为在提出结构性权利主张的案件中,现任政府被剥夺了做某些事情的权力,而这些事情恰恰是为了维护政府的民主结构。因此,如果选举产生的政府部门侵犯了结构性权利,那么以民主的名义对选举产生的政府部门的尊重就没有必要了,因为这些侵犯实际上破坏了民主。因此,该条的结论有些自相矛盾,即必须赋予法院权力,以执行结构性权利,防止民选部门侵犯这些权利,而不是无视民主,而是因为民主。
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引用次数: 7
Don’t Forget Due Process: The Path Not (Yet) Taken in § 2254 Habeas Corpus Adjudications 不要忘记正当程序:在§2254人身保护令裁决中尚未采取的路径
IF 0.5 4区 社会学 Pub Date : 2009-05-20 DOI: 10.2139/SSRN.1407682
J. Marceau
Countless articles and judicial opinions have been devoted to the task of deciphering the scope and application of the limitations on habeas corpus relief announced in the Anti-Terrorism and Effective Death Penalty Act of 1996 (AEDPA). Over the past ten years courts and scholars have developed an intricate framework of analysis for nearly every sub-section of § 2254. The decade-long process of interpretation and commentary has been characterized by questions of statutory meaning and federalism that appear to be as irresolvable for courts as they are intriguing to academics. But in the rush to sort out the minutia of AEDPA, the hallmarks of our legal system, basic due process and constitutional supremacy, have been overlooked. This Article aims to re-focus the debate. The application and discussion of AEDPA’s limitations on relief has devolved into a bitter argument over the meaning of a statute which lacks a discoverable meaning, much less an obvious or plain meaning. It is statutory esotericism or statutory obfuscation much more than it is statutory interpretation. The discussion has become so technical and specialized, not to mention politically polarized, that we are at risk of permanently overshadowing the historical and constitutional underpinnings of the Great Writ. The goal of this Article is to recast and simplify the habeas debate and achieve some much needed common ground. The thesis is simple: where the state post-conviction process does not provide a meaningful corrective process such that federal constitutional issues are not “fully and fairly” adjudicated, it is necessary for the federal courts to review the federal claims de novo. This modest procedural proposal is compelled by due process through a celebrated line of cases, and yet in the frenzy to interpret § 2254 – in working out all of the (e)(2)’s and the (d)(1)’s – we have forgotten due process. It is time to return to it. More than a century ago in Frank v. Magnum and Moore v. Dempsey, the Court recognized the critical role that federal habeas review must play in ensuring that basic constitutional criminal procedure rights were adjudicated in a minimally “full and fair” manner by state courts. To be sure this fair-process check on state adjudications was of minimal, even trivial, significance during the Brown v. Allen era when federal habeas was viewed by the Court as providing a virtually unchecked opportunity to rework the underlying merits of the state adjudication. But the limitations on federal habeas review born during the Rehnquist and Burger Courts and enhanced through the enactment of the AEDPA compel a reasoned revisiting of due process in this context. After surveying the law defining the minimum standards of due process in the context of adjudicating constitutional criminal procedure rights – the “full and fair” mandate – this paper recommends a reading of §2254 that is both faithful to due process and consistent with the goals of the AEDPA.
已经有无数的文章和司法意见致力于解读1996年《反恐怖主义和有效死刑法》(AEDPA)中宣布的人身保护令救济限制的范围和适用。在过去的十年里,法院和学者已经为§2254的几乎每一个小节开发了一个复杂的分析框架。长达十年的解释和评论过程的特点是法定意义和联邦制问题,这些问题对法院来说似乎是无法解决的,因为它们对学术界来说很有趣。但在匆忙整理AEDPA细节的过程中,我们法律体系的标志——基本的正当程序和宪法至上——被忽视了。本文旨在重新聚焦这场辩论。对AEDPA对救济的限制的适用和讨论已经演变成一场关于缺乏可发现意义的法规意义的激烈争论,更不用说明显或简单的意义了。它是法律的深奥主义或法律的混淆,而不是法律的解释。讨论已经变得如此技术性和专业化,更不用说政治上的两极化了,以至于我们有可能永远掩盖《伟大令状》的历史和宪法基础。本文的目的是重塑和简化人身保护辩论,并达成一些急需的共同点。论点很简单:如果州的定罪后程序没有提供一个有意义的纠正程序,使得联邦宪法问题没有得到“充分和公平”的裁决,那么联邦法院就有必要重新审查联邦索赔。这一适度的程序性建议是由一系列著名案例的正当程序所推动的,然而,在解释第2254条的狂热中——在制定所有(e)(2)和(d)(1)的过程中——我们忘记了正当程序。是时候回归了。一个多世纪以前,在弗兰克诉马格南案(Frank v. Magnum)和摩尔诉邓普西案(Moore v. Dempsey)中,最高法院认识到联邦人身保护审查在确保州法院以最低限度的“充分和公平”方式裁决基本宪法刑事诉讼权利方面必须发挥关键作用。可以肯定的是,在布朗诉艾伦案时代,这种对州裁决的公平程序审查的意义微乎其微,甚至微不足道,因为法院认为联邦人身保护令实际上提供了一个不受限制的机会,可以修改州裁决的潜在价值。但是,在伦奎斯特和伯格法院期间产生并通过AEDPA的颁布而加强的联邦人身保护令审查的限制迫使在这种情况下合理地重新审视正当程序。在调查了在裁决宪法刑事诉讼权利的背景下定义正当程序最低标准的法律-“充分和公平”授权-之后,本文建议对第2254条的解读既忠实于正当程序,又与AEDPA的目标一致。
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引用次数: 0
What is Specific about Specific Restitution 什么是特定赔偿
IF 0.5 4区 社会学 Pub Date : 2009-01-16 DOI: 10.2139/SSRN.1329099
C. Murphy
An important functional difference among restitutionary remedies is between giving a plaintiff the monetary value of the defendant's unjust enrichment or giving the plaintiff an identifiable asset that constitutes the defendant's unjust enrichment. This difference commonly is labeled by scholars to be a difference between a money judgment and "specific restitution." This terminology obscures important concepts, such as that a plaintiff's asset-based remedy might be for a fund of money or that recovery of an asset might not constitute "specific" relief-that is, the plaintiff might not get the thing to which the plaintiff originally was entitled. In many of its uses by scholars, there is nothing "specific" about specific restitution. This article situates the term specific restitution within the larger context of how the term "specific" is used in the law, and it examines how scholars and courts have used "specific restitution." Finally, the article turns to the American Law Institute's ongoing project to produce a Restatement (Third) of Restitution and Unjust Enrichment. The article recommends that the Restatement dispense with the term "specific restitution" and rely on the more accurate term "asset-based restitution."
恢复性救济在功能上的一个重要区别是,给予原告被告不正当得利的货币价值,或给予原告构成被告不正当得利的可识别资产。这种区别通常被学者们称为金钱判决和“特定赔偿”之间的区别。这个术语模糊了一些重要的概念,比如原告基于资产的救济可能是为了一笔钱,或者追回一笔资产可能不构成“特定”救济——也就是说,原告可能无法得到原告最初有权得到的东西。在学者们的许多用法中,对于具体的赔偿并没有什么“具体的”。本文将“特定赔偿”一词置于法律中如何使用“特定”一词的更大背景中,并研究学者和法院如何使用“特定赔偿”。最后,文章转向美国法律研究所正在进行的项目,即制作《赔偿和不当得利重述(第三)》。文章建议《重述》省去“具体赔偿”一词,而采用更准确的术语“基于资产的赔偿”。
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引用次数: 1
Replacing the Estate Tax with a Re-Imagined Accessions Tax 以重新构想的继承税取代遗产税
IF 0.5 4区 社会学 Pub Date : 2008-10-16 DOI: 10.2139/SSRN.1285515
Joseph M. Dodge
This article proposes replacing the federal estate and gift tax system with an accessions tax. An accessions tax is a tax, at progressive rates, on the aggregate lifetime gratuitous receipts of an individual in excess of a specified exemption. The main thesis of this article is that an accessions tax is not simply a reverse image of the current estate tax system, but is significantly different both in purpose and effect. An accessions tax should be an easier pill to swallow than the estate tax, because it is a tax on the unearned income (accessions to wealth) of individuals. In operation, the accessions tax can avoid many of the loopholes in the estate tax, because the accession can occur after the transferor's death. Accessions would be taxed only when realized in cash or assets that are not hard to value. Thus, only trust distributions (as opposed to the acquisition of trust interests) would be taxed. Accordingly, actuarial tables would be irrelevant, and general powers of appointment would be ignored. Taxation of qualified hard-to-value property (such as interests in a closely-held business) would be deferred to conversion to cash (or other event whereby qualification lapses). Accessions by charities and by the spouse of the transferor would be excluded, as would transactions (such as one person purchasing the consumption of another) that do not involve true wealth transfers. Elaborate qualification rules for the spousal and charitable exclusions would not be necessary.
这篇文章建议用附加税取代联邦遗产税和赠与税制度。附加税是以累进税率征收的税,征收对象是个人终身所得的总收入,超过指定的豁免额。本文的主要论点是,征收遗产税并不是现行遗产税制度的简单翻版,而是在目的和效果上都有显著的不同。赠与税应该比遗产税更容易下咽,因为它是对个人的非劳动所得(财富的增加)征税。在操作上,继承税可以避免遗产税的许多漏洞,因为继承可以发生在转让人死后。只有以现金或不难估值的资产变现时才会征税。因此,只有信托分配(而不是信托权益的获得)才会被征税。因此,精算表将是无关紧要的,一般的任命权力将被忽略。对符合条件的难以估价的财产(如少数人持有的企业的权益)的征税将推迟到转换为现金(或其他导致资格失效的事件)。慈善机构和转让人配偶的加入将被排除在外,不涉及真正财富转移的交易(例如一人购买另一人的消费)也将被排除在外。没有必要为配偶和慈善事业的排除制定详细的资格规则。
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引用次数: 2
Communicating opinion evidence in the forensic identification sciences: Accuracy and impact 法医鉴定科学中的意见证据交流:准确性和影响
IF 0.5 4区 社会学 Pub Date : 2008-05-01 DOI: 10.4324/9781315094205-17
D. McQuiston-Surrett, M. Saks
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引用次数: 45
Principles for Resolving Conflicts between Trade Secrets and the First Amendment 商业秘密与第一修正案冲突的解决原则
IF 0.5 4区 社会学 Pub Date : 2006-08-09 DOI: 10.2139/SSRN.925056
Pamela Samuelson
Preliminary and permanent injunctions are routinely granted in trade secret cases without offending the First Amendment, and this is as it should be. In ordinary trade secret cases, injunctions merely require parties to abide by express or implicit agreements they have made, respect the confidences under which they acquired secrets, and refrain from wrongful conduct vis-a-vis the secrets. Occasionally, those who want to disclose trade secrets invoke the First Amendment as a defense to claims of trade secrecy misappropriation. Courts and commentators have taken varying positions on issues pertinent to these defenses, including whether trade secrecy law are categorically immune (or nearly so) from First Amendment scrutiny and whether preliminary injunctions forbidding disclosure of informational secrets should be considered prior restraints on speech. This article offers a set of principles for mediating the tensions that occasionally arise between trade secrets and the First Amendment. Part I seeks to explain why conflicts between trade secrecy law and the First Amendment have thus far been relatively rare. It discusses limiting principles of trade secrecy law that mediate most free-speech-related tensions likely to arise when someone wants to disclose information that another claims as a trade secret. Part II suggests that more conflicts between trade secret and First Amendment interests may occur, in part because of the increased use of mass-market licenses to keep information secret that would otherwise be lawful to acquire and disclose. It considers proposals to strengthen trade secret rights in response to threats to trade secrets posed by the global communications medium of the Internet. The stronger trade secret rights become, the more likely they are to come into conflict with First Amendment interests. Part III criticizes the California Supreme Court's decision in DVD CCA v. Bunner for, among other things, its implicit adoption of the categorical immunity theory and its reliance on DVD CCA's assertion of property rights in its secrets in rejecting Bunner's First Amendment defense. Part IV concludes that even though preliminary injunctions in informational trade secret cases are prior restraints, they are generally justified in ordinary cases. Yet the heavy presumption against prior restraints should apply to cases in which third parties who obtained the secret without wrongdoing seeks to disclose it publicly. Part IV considers a number of other First Amendment due process issues, such as whether the burden of proof in third-party disclosure cases should be higher than in the normal trade secret cases and whether appellate review of constitutionally relevant facts should be de novo when First Amendment defenses have been raised. Part IV proposes several principles to assist courts in grappling with First Amendment defenses in trade secrecy cases.
在商业秘密案件中,在不违反第一修正案的情况下,通常会授予初步和永久禁令,这是应该的。在普通的商业秘密案件中,禁令仅仅要求当事人遵守他们所达成的明示或暗示的协议,尊重他们赖以获得秘密的保密义务,并避免对秘密采取不当行为。偶尔,那些想要披露商业秘密的人援引第一修正案作为对商业秘密盗用指控的辩护。法院和评论员对与这些辩护相关的问题采取了不同的立场,包括商业保密法是否绝对不受(或几乎不受)第一修正案的审查,以及禁止披露信息秘密的初步禁令是否应被视为对言论的优先限制。本文提供了一套原则,用于调解商业秘密与第一修正案之间偶尔出现的紧张关系。第一部分试图解释为什么商业保密法与第一修正案之间的冲突迄今为止相对较少。它讨论了商业保密法的限制原则,这些原则调解了大多数与言论自由有关的紧张局势,当有人想要披露另一个人声称是商业秘密的信息时,这些紧张局势可能会出现。第二部分表明,商业秘密与第一修正案利益之间可能会发生更多的冲突,部分原因是越来越多地使用大众市场许可来保密本来可以合法获取和披露的信息。它考虑加强商业秘密权利的建议,以应对互联网这一全球传播媒介对商业秘密构成的威胁。商业秘密权利越强大,就越有可能与第一修正案的利益发生冲突。第三部分批评加州最高法院在DVD CCA诉Bunner案中的判决,除其他事项外,其隐含地采用了绝对豁免理论,并依赖DVD CCA对其秘密的财产权主张来驳回Bunner的第一修正案辩护。第四部分得出结论,尽管信息商业秘密案件中的初步禁令是一种在先限制,但在一般情况下,初步禁令是合理的。然而,对事先限制的严重推定应适用于未经不法行为获得秘密的第三方试图公开披露秘密的案件。第四部分考虑了其他一些第一修正案的正当程序问题,例如第三方披露案件的举证责任是否应高于正常的商业秘密案件,以及在提出第一修正案的抗辩时,是否应重新对与宪法有关的事实进行上诉审查。第四部分提出了几项原则,以协助法院在商业秘密案件中应对第一修正案的辩护。
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引用次数: 6
Treaty Obligations and National Law: Emerging Conflicts in International Arbitration 条约义务与国内法:国际仲裁中新出现的冲突
IF 0.5 4区 社会学 Pub Date : 2006-01-01 DOI: 10.1093/law/9780199657131.003.0023
William W. Park, A. Yanos
Pacta sunt servanda 1 Introduction In determining the effect of treaties, the adage pacta sunt servanda (" agreements are to be kept ") 2 remains a foundation of international law. 3 By contrast, when American courts consider international conventions, the principle barely rises to the rank of analytic starting point.
在确定条约效力时,“协定必须遵守”这句格言仍然是国际法的基础。相比之下,当美国法院考虑国际公约时,这一原则几乎没有上升到分析起点的地位。
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引用次数: 19
Reconceptualizing Due Process in Juvenile Justice: Contributions from Law and Social Science 少年司法中正当程序的重新定义:法律与社会科学的贡献
IF 0.5 4区 社会学 Pub Date : 2005-08-19 DOI: 10.2139/SSRN.786666
M. Fondacaro, C. Slobogin, T. Cross
This article challenges the accepted wisdom, at least since the Supreme Court's decision in Gault, that procedures in juvenile delinquency court should mimic the adult criminal process. The legal basis for this challenge is Gault itself, as well as the other Supreme Court cases that triggered the juvenile justice revolution of the past decades, for all of these cases relied on the due process clause, not the provisions of the Constitution that form the foundation for adult criminal procedure. That means that the central goal in juvenile justice is fundamental fairness, which does not have to be congruent with the adversarial tradition of adult criminal court. Instead, as the Court's administrative procedure cases illustrate, fundamental fairness theory aims at constructing the procedural framework that best promotes fairness, accuracy and efficiency in the setting in question. Social science, and in particular procedural justice research, can play an important role in fashioning this framework, because it can empirically examine various procedural mechanisms, in various settings, with these objectives in mind. To date, procedural justice research suggests that the procedures associated with the adult criminal process are not optimal even in that setting, much less in a regime focused on rehabilitating or punishing children. We propose a performance-based management system for implementing these legal and scientific insights in the juvenile justice context.
这篇文章挑战了公认的智慧,至少自最高法院在高尔特的决定以来,青少年犯罪法庭的程序应该模仿成人的刑事程序。这一挑战的法律依据是高尔特案本身,以及在过去几十年里引发少年司法革命的其他最高法院案件,因为所有这些案件都依赖于正当程序条款,而不是构成成人刑事诉讼基础的宪法条款。这意味着,青少年司法的中心目标是基本的公平,这并不一定要与成人刑事法庭的对抗传统相一致。相反,正如法院的行政程序案例所说明的那样,基本公平理论的目的是构建程序框架,在有关设置中最好地促进公平、准确和效率。社会科学,特别是程序正义研究,可以在形成这一框架方面发挥重要作用,因为它可以根据这些目标,在各种情况下对各种程序机制进行实证研究。迄今为止,程序司法研究表明,即使在这种情况下,与成人刑事程序有关的程序也不是最佳的,更不用说在侧重于改造或惩罚儿童的制度中了。我们提出了一个基于绩效的管理系统,以便在少年司法的背景下实施这些法律和科学的见解。
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引用次数: 8
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