首页 > 最新文献

Hastings Law Journal最新文献

英文 中文
I Hear America Suing: Music Copyright Infringement in the Era of Electronic Sound 我听说美国起诉:电子声音时代的音乐版权侵权
IF 0.5 4区 社会学 Pub Date : 2014-03-14 DOI: 10.2139/SSRN.2394339
Charles Cronin
Twentieth-century developments in audio recording, copying, and broadcast technologies thoroughly altered not only how popular music is distributed and consumed, but also how it is created. By the 1960s sound recording technologies had become so refined, ubiquitous, and economically accessible that they, and no longer music notation, had become the primary means by which popular songs were created and documented. Audio technologies democratized authorship of popular music, but also led to the gradual lessening of original primary musical parameters (melody in particular) in many popular genres. Paradoxically, despite this general diminishment in original musical expression, the number of copyright infringement claims has grown inexorably, decade-by-decade, since the 1960s. The bases of these claims have also grown remarkably attenuated, often involving nothing more than a similar sound or a common word or two shared by two songs. This article traces developments in sound technology, popular music, and music copyright infringement litigation in the twentieth and twenty-first centuries. It argues that if courts today were more cognizant of the deep changes in the creation and musical content of popular songs since the Tin Pan Alley era of the early twentieth century, they might more confidently dispose of most music copyright infringement claims by dismissal or summary judgment.
二十世纪音频录制、复制和广播技术的发展不仅彻底改变了流行音乐的传播和消费方式,也彻底改变了流行音乐的创作方式。到20世纪60年代,录音技术已经变得如此精细,无处不在,而且经济实惠,它们不再是音乐记谱法,已经成为创作和记录流行歌曲的主要手段。音频技术民主化了流行音乐的作者身份,但也导致了许多流行流派中原始主要音乐参数(特别是旋律)的逐渐减少。矛盾的是,尽管原创音乐表现形式普遍减少,但自20世纪60年代以来,版权侵权索赔的数量却无情地十年接十年地增长。这些说法的基础也明显减弱了,通常只涉及相似的声音或两首歌中共享的一两个共同的单词。本文追溯了二十世纪和二十一世纪声音技术、流行音乐和音乐版权侵权诉讼的发展。它认为,如果今天的法院对自20世纪初锡盘巷时代以来流行歌曲创作和音乐内容的深刻变化有更多的认识,他们可能会更自信地通过驳回或即决判决来处理大多数音乐版权侵权索赔。
{"title":"I Hear America Suing: Music Copyright Infringement in the Era of Electronic Sound","authors":"Charles Cronin","doi":"10.2139/SSRN.2394339","DOIUrl":"https://doi.org/10.2139/SSRN.2394339","url":null,"abstract":"Twentieth-century developments in audio recording, copying, and broadcast technologies thoroughly altered not only how popular music is distributed and consumed, but also how it is created. By the 1960s sound recording technologies had become so refined, ubiquitous, and economically accessible that they, and no longer music notation, had become the primary means by which popular songs were created and documented. Audio technologies democratized authorship of popular music, but also led to the gradual lessening of original primary musical parameters (melody in particular) in many popular genres. Paradoxically, despite this general diminishment in original musical expression, the number of copyright infringement claims has grown inexorably, decade-by-decade, since the 1960s. The bases of these claims have also grown remarkably attenuated, often involving nothing more than a similar sound or a common word or two shared by two songs. This article traces developments in sound technology, popular music, and music copyright infringement litigation in the twentieth and twenty-first centuries. It argues that if courts today were more cognizant of the deep changes in the creation and musical content of popular songs since the Tin Pan Alley era of the early twentieth century, they might more confidently dispose of most music copyright infringement claims by dismissal or summary judgment.","PeriodicalId":46736,"journal":{"name":"Hastings Law Journal","volume":null,"pages":null},"PeriodicalIF":0.5,"publicationDate":"2014-03-14","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"68176012","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 3
Instrumental Music and the First Amendment 器乐与第一修正案
IF 0.5 4区 社会学 Pub Date : 2014-02-21 DOI: 10.2139/SSRN.2399669
Alan K. Chen
This Article critically examines what would seem to be, but is not, an easy free speech question: whether instrumental music falls within the scope of the First Amendment. The Supreme Court has long recognized that musical expression is “speech,” but has never analyzed why this is the case. Similarly, scholarly literature is surprisingly bereft of any comprehensive examination of whether there are sound theoretical or doctrinal foundations for treating purely instrumental music as a form of constitutionally protected expression. This Article engages this question comprehensively, and argues that there are two strong claims for the coverage of instrumental music under the First Amendment. First, instrumental music can be understood as speech because of its central role in expressing cultural, religious, nationalist, and other social values that might otherwise be at risk of government control and orthodoxy. Second, music serves a unique communicative function as a facilitator of emotional expression, experience, and autonomy. In examining these claims, the Article first surveys existing judicial and scholarly treatments of music as speech to illustrate how our understanding of the expressive value of instrumental music has been undertheorized. It then briefly catalogues historical and contemporary instances of instrumental music censorship by governments and other powerful institutions both within the United States and in other nations. First Amendment theory does not offer an obvious explanation for why instrumental music should be protected. Thus, the Article next considers the three dominant theoretical justifications for protection of expression-promotion of democratic self-governance; facilitation of the search for truth; and protection of autonomy through self-realization-and explores the possibilities for and limits of employing any of these three theories to justify protection of instrumental music. To truly understand how these speech theories might apply, however, one must first comprehend the nature of instrumental musical expression. Accordingly, this Article next discusses exactly what it is that instrumental music expresses and how it does so, and examines how those conceptualizations fit within the frameworks of the three dominant speech theories. This Part concludes with an elaboration of the claim that music is like speech because of its unique power to convey cultural and other social values and promote emotional expression and experience in its composers, performers, and listeners. Music, then, falls within both the truth-seeking and self-realization justifications for the First Amendment. In contrast, theoretical explanations for free speech grounded in democracy do not map well onto non-lyrical musical expression. Finally, this Article argues that a better understanding of the relationship between instrumental music and the First Amendment may illuminate free speech theory more broadly. First, it moves the recent discourse on
这篇文章批判性地审视了一个似乎是,但不是,一个简单的言论自由问题:器乐是否属于第一修正案的范围。最高法院早就承认音乐表达是“言论”,但从未分析过为什么会这样。同样,令人惊讶的是,学术文献缺乏对将纯器乐视为一种受宪法保护的表达形式是否存在可靠的理论或教义基础的全面考察。这篇文章全面地探讨了这个问题,并认为在第一修正案下有两个强有力的器乐覆盖要求。首先,器乐可以被理解为语言,因为它在表达文化、宗教、民族主义和其他社会价值观方面发挥着核心作用,否则这些价值观可能会面临政府控制和正统观念的风险。其次,音乐作为情感表达、体验和自主的促进者,具有独特的交际功能。在研究这些主张时,文章首先调查了现有的司法和学术对音乐作为言语的处理,以说明我们对器乐表达价值的理解是如何被理论化的。然后,它简要地列出了美国和其他国家政府和其他强大机构对器乐审查的历史和当代实例。第一修正案理论并没有提供一个明显的解释为什么器乐应该受到保护。因此,本文接下来考虑了保护言论自由的三个主要理论依据:促进民主自治;促进对真理的探索;以及通过自我实现来保护自主性,并探讨了使用这三种理论中的任何一种来证明器乐保护的合理性的可能性和局限性。然而,要真正理解这些语言理论如何适用,我们必须首先理解器乐表达的本质。因此,本文接下来将讨论器乐究竟表达了什么以及它是如何表达的,并研究这些概念是如何在三种主要语言理论的框架内适应的。本部分最后详细阐述了这样一种观点,即音乐就像语言一样,因为它具有独特的力量,可以传达文化和其他社会价值,并促进作曲家、表演者和听众的情感表达和体验。因此,音乐既符合美国宪法第一修正案寻求真相的理由,也符合美国宪法第一修正案自我实现的理由。相比之下,以民主为基础的言论自由的理论解释并不能很好地映射到非抒情的音乐表达。最后,本文认为,更好地理解器乐与第一修正案之间的关系可能会更广泛地阐明言论自由理论。首先,它通过考察一个需要考虑最纯粹形式的非代表性表达的背景,推动了最近关于第一修正案“覆盖范围”的论述。其次,澄清器乐覆盖的有效理由对我们如何看待其他艺术表达以及其他类型的非语言表达(如非淫秽色情和潜意识广告)的监管具有重要影响。
{"title":"Instrumental Music and the First Amendment","authors":"Alan K. Chen","doi":"10.2139/SSRN.2399669","DOIUrl":"https://doi.org/10.2139/SSRN.2399669","url":null,"abstract":"This Article critically examines what would seem to be, but is not, an easy free speech question: whether instrumental music falls within the scope of the First Amendment. The Supreme Court has long recognized that musical expression is “speech,” but has never analyzed why this is the case. Similarly, scholarly literature is surprisingly bereft of any comprehensive examination of whether there are sound theoretical or doctrinal foundations for treating purely instrumental music as a form of constitutionally protected expression. This Article engages this question comprehensively, and argues that there are two strong claims for the coverage of instrumental music under the First Amendment. First, instrumental music can be understood as speech because of its central role in expressing cultural, religious, nationalist, and other social values that might otherwise be at risk of government control and orthodoxy. Second, music serves a unique communicative function as a facilitator of emotional expression, experience, and autonomy. In examining these claims, the Article first surveys existing judicial and scholarly treatments of music as speech to illustrate how our understanding of the expressive value of instrumental music has been undertheorized. It then briefly catalogues historical and contemporary instances of instrumental music censorship by governments and other powerful institutions both within the United States and in other nations. First Amendment theory does not offer an obvious explanation for why instrumental music should be protected. Thus, the Article next considers the three dominant theoretical justifications for protection of expression-promotion of democratic self-governance; facilitation of the search for truth; and protection of autonomy through self-realization-and explores the possibilities for and limits of employing any of these three theories to justify protection of instrumental music. To truly understand how these speech theories might apply, however, one must first comprehend the nature of instrumental musical expression. Accordingly, this Article next discusses exactly what it is that instrumental music expresses and how it does so, and examines how those conceptualizations fit within the frameworks of the three dominant speech theories. This Part concludes with an elaboration of the claim that music is like speech because of its unique power to convey cultural and other social values and promote emotional expression and experience in its composers, performers, and listeners. Music, then, falls within both the truth-seeking and self-realization justifications for the First Amendment. In contrast, theoretical explanations for free speech grounded in democracy do not map well onto non-lyrical musical expression. Finally, this Article argues that a better understanding of the relationship between instrumental music and the First Amendment may illuminate free speech theory more broadly. First, it moves the recent discourse on ","PeriodicalId":46736,"journal":{"name":"Hastings Law Journal","volume":null,"pages":null},"PeriodicalIF":0.5,"publicationDate":"2014-02-21","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"68181620","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 1
Unbranding Confrontation as Only a Trial Right 将对抗视为一种审判权利
IF 0.5 4区 社会学 Pub Date : 2013-10-04 DOI: 10.2139/SSRN.2335917
Shaakirrah R. Sanders
In this work, I challenge the oft-cited, but unsupported rule that the Sixth Amendment Confrontation Clause only applies at the trial stage of the “criminal prosecution.” I examine the most likely interpretation of the term “criminal prosecution” at the time of the Founding and conclude the term would have included felony sentencing. I explore the Counsel Clause’s early rejection of the “trial-right-only” rule. I also discuss the erosion of the “trial-right-only” rule with regards to the Jury Trial Clause as recently demonstrated in the 2013 term in Alleyne v. United States. I advocate eliminating the trial-right-only theory of the Confrontation Clause to allow cross-examination of testimonial statements that are material to punishment and where cross-examination assists in assessing truth and veracity. In such cases, I advocate a practical application of the fundamental right to confront witnesses during felony sentencing. This work advances the discussion on this issue by proposing uniform application of the Sixth Amendment’s structurally identical Counsel, Jury Trial, and Confrontation Clauses at felony sentencing.
在这项工作中,我挑战了经常被引用但不受支持的规则,即第六修正案的对抗条款仅适用于“刑事起诉”的审判阶段。我研究了建国时对“刑事起诉”一词最可能的解释,并得出结论,该术语包括重罪判决。我探讨了律师条款早期对“只有审判权”规则的拒绝。我还讨论了关于陪审团审判条款的“只有审判权”规则的侵蚀,最近在2013年的Alleyne诉美国案中证明了这一点。我主张取消“对抗条款”中只有审判权利的理论,允许对对惩罚有重要意义的证词进行交叉询问,并在交叉询问有助于评估真相和真实性的情况下进行交叉询问。在这种情况下,我主张在重罪判决过程中实际运用与证人对质的基本权利。这项工作通过提出在重罪判决中统一适用第六修正案中结构相同的律师、陪审团审判和对峙条款,推动了对这一问题的讨论。
{"title":"Unbranding Confrontation as Only a Trial Right","authors":"Shaakirrah R. Sanders","doi":"10.2139/SSRN.2335917","DOIUrl":"https://doi.org/10.2139/SSRN.2335917","url":null,"abstract":"In this work, I challenge the oft-cited, but unsupported rule that the Sixth Amendment Confrontation Clause only applies at the trial stage of the “criminal prosecution.” I examine the most likely interpretation of the term “criminal prosecution” at the time of the Founding and conclude the term would have included felony sentencing. I explore the Counsel Clause’s early rejection of the “trial-right-only” rule. I also discuss the erosion of the “trial-right-only” rule with regards to the Jury Trial Clause as recently demonstrated in the 2013 term in Alleyne v. United States. I advocate eliminating the trial-right-only theory of the Confrontation Clause to allow cross-examination of testimonial statements that are material to punishment and where cross-examination assists in assessing truth and veracity. In such cases, I advocate a practical application of the fundamental right to confront witnesses during felony sentencing. This work advances the discussion on this issue by proposing uniform application of the Sixth Amendment’s structurally identical Counsel, Jury Trial, and Confrontation Clauses at felony sentencing.","PeriodicalId":46736,"journal":{"name":"Hastings Law Journal","volume":null,"pages":null},"PeriodicalIF":0.5,"publicationDate":"2013-10-04","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.2139/SSRN.2335917","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"68114850","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 1
Seeking Genomic Knowledge: The Case for Clinical Restraint. 寻求基因组知识:临床约束的案例。
IF 0.5 4区 社会学 Pub Date : 2013-08-01
Wylie Burke, Susan Brown Trinidad, Ellen Wright Clayton

Genome sequencing technology provides new and promising tests for clinical practice, including whole genome sequencing, which measures an individual's complete DNA sequence, and whole exome sequencing, which measures the DNA for all genes coding for proteins. These technologies make it possible to test for multiple genes in a single test, which increases the efficiency of genetic testing. However, they can also produce large amounts of information that cannot be interpreted or is of limited clinical utility. This additional information could be distracting for patients and clinicians, and contribute to unnecessary healthcare costs. The potential for genomic sequencing to improve care will be context-dependent, varying for different patients and clinical settings. This Article argues that a disciplined approach is needed, incorporating research to assess when and how genomic information can improve clinical outcomes, practice guidelines that direct optimal uses of genomic sequencing, and efforts to limit the production of genomic information unrelated to the clinical needs of the patient. Without this approach, genomic testing could add to current unsustainable healthcare costs and prove unaffordable in the long run.

基因组测序技术为临床实践提供了新的和有前途的测试,包括测量个体完整DNA序列的全基因组测序,以及测量所有编码蛋白质基因的DNA的全外显子组测序。这些技术使得在一次检测中检测多个基因成为可能,从而提高了基因检测的效率。然而,它们也会产生大量无法解释或临床效用有限的信息。这些额外的信息可能会分散患者和临床医生的注意力,并增加不必要的医疗成本。基因组测序改善护理的潜力将取决于环境,因不同的患者和临床环境而异。本文认为,需要一种规范的方法,结合研究来评估基因组信息何时以及如何改善临床结果,指导基因组测序最佳使用的实践指南,并努力限制与患者临床需求无关的基因组信息的产生。如果没有这种方法,基因组测试可能会增加目前不可持续的医疗成本,并证明从长远来看是无法承受的。
{"title":"Seeking Genomic Knowledge: The Case for Clinical Restraint.","authors":"Wylie Burke, Susan Brown Trinidad, Ellen Wright Clayton","doi":"","DOIUrl":"","url":null,"abstract":"<p><p>Genome sequencing technology provides new and promising tests for clinical practice, including whole genome sequencing, which measures an individual's complete DNA sequence, and whole exome sequencing, which measures the DNA for all genes coding for proteins. These technologies make it possible to test for multiple genes in a single test, which increases the efficiency of genetic testing. However, they can also produce large amounts of information that cannot be interpreted or is of limited clinical utility. This additional information could be distracting for patients and clinicians, and contribute to unnecessary healthcare costs. The potential for genomic sequencing to improve care will be context-dependent, varying for different patients and clinical settings. This Article argues that a disciplined approach is needed, incorporating research to assess when and how genomic information can improve clinical outcomes, practice guidelines that direct optimal uses of genomic sequencing, and efforts to limit the production of genomic information unrelated to the clinical needs of the patient. Without this approach, genomic testing could add to current unsustainable healthcare costs and prove unaffordable in the long run.</p>","PeriodicalId":46736,"journal":{"name":"Hastings Law Journal","volume":null,"pages":null},"PeriodicalIF":0.5,"publicationDate":"2013-08-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.ncbi.nlm.nih.gov/pmc/articles/PMC3969739/pdf/nihms559777.pdf","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"32224130","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Incompetent but Deportable: The Case for a Right to Mental Competence in Removal Proceedings 无行为能力但可驱逐出境:递解诉讼中精神行为能力权的案例
IF 0.5 4区 社会学 Pub Date : 2013-08-01 DOI: 10.2139/SSRN.2318169
F. Marouf
Important strides are currently being made towards increasing procedural due process protections for noncitizens with serious mental disabilities in removal proceedings, such as providing them with competency hearings and appointed counsel. This Article goes even further, arguing that courts should recognize a substantive due process right to competence in removal proceedings, which would prevent those found incompetent from being deported. Recognizing a right to competence in a quasi-criminal proceeding like removal would not be unprecedented, as most states already recognize this right in juvenile adjudication proceedings. The Article demonstrates that the same reasons underlying the prohibition against trial of incompetent defendants apply to removal proceedings. Competence is necessary to protect the fairness and accuracy of the proceedings, safeguard statutory and constitutional rights, uphold the prohibition against in absentia hearings, and preserve the moral dignity of the process. In addition, deportation represents an extension of the penalty phase of the criminal process, so the right to competence should apply until the end. This Article also explores potential concerns about recognizing a right to competence, such as exposing the respondent to indefinite civil commitment and forfeiting the opportunity to pursue applications that could lead to being granted legal status by the immigration court. A closer examination of these concerns suggests that they may actually be much less serious than they initially appear. Finally, the Article explores some alternatives to recognizing a right to competence and explains why they fail to provide sufficient protection.
在递解程序中,为有严重精神残疾的非公民增加程序上的正当程序保护,例如为他们提供能力听证会和指定律师,目前正在取得重要进展。该条甚至更进一步,认为法院应在递解程序中承认具有管辖权的实质性正当程序权利,这将防止被认定为无能力者被递解出境。在类似递解出境这样的准刑事诉讼程序中承认管辖权并不是史无前例的,因为大多数州已经在青少年审判程序中承认了这一权利。本文表明,禁止审判无行为能力被告的理由同样适用于免职诉讼。能力是必要的,以保护程序的公平性和准确性,维护法定和宪法权利,坚持禁止缺席听证会,维护道德尊严的过程。此外,驱逐出境是刑事程序处罚阶段的延长,因此管辖权应一直适用到最后。本文还探讨了承认管辖权的潜在问题,例如使被申请人面临无限期民事承诺,并丧失进行申请的机会,这些申请可能导致被移民法院授予合法身份。对这些担忧进行更仔细的研究表明,它们实际上可能远没有最初看起来那么严重。最后,本文探讨了承认能力权的一些替代办法,并解释了为什么它们不能提供足够的保护。
{"title":"Incompetent but Deportable: The Case for a Right to Mental Competence in Removal Proceedings","authors":"F. Marouf","doi":"10.2139/SSRN.2318169","DOIUrl":"https://doi.org/10.2139/SSRN.2318169","url":null,"abstract":"Important strides are currently being made towards increasing procedural due process protections for noncitizens with serious mental disabilities in removal proceedings, such as providing them with competency hearings and appointed counsel. This Article goes even further, arguing that courts should recognize a substantive due process right to competence in removal proceedings, which would prevent those found incompetent from being deported. Recognizing a right to competence in a quasi-criminal proceeding like removal would not be unprecedented, as most states already recognize this right in juvenile adjudication proceedings. The Article demonstrates that the same reasons underlying the prohibition against trial of incompetent defendants apply to removal proceedings. Competence is necessary to protect the fairness and accuracy of the proceedings, safeguard statutory and constitutional rights, uphold the prohibition against in absentia hearings, and preserve the moral dignity of the process. In addition, deportation represents an extension of the penalty phase of the criminal process, so the right to competence should apply until the end. This Article also explores potential concerns about recognizing a right to competence, such as exposing the respondent to indefinite civil commitment and forfeiting the opportunity to pursue applications that could lead to being granted legal status by the immigration court. A closer examination of these concerns suggests that they may actually be much less serious than they initially appear. Finally, the Article explores some alternatives to recognizing a right to competence and explains why they fail to provide sufficient protection.","PeriodicalId":46736,"journal":{"name":"Hastings Law Journal","volume":null,"pages":null},"PeriodicalIF":0.5,"publicationDate":"2013-08-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"68096980","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 3
The Implausibility of Secrecy 保密的不合理性
IF 0.5 4区 社会学 Pub Date : 2013-02-18 DOI: 10.2139/SSRN.2220376
Mark Fenster
Government secrecy frequently fails. Despite the executive branch’s obsessive hoarding of certain kinds of documents and its constitutional authority to do so, recent high-profile events — among them the WikiLeaks episode, the Obama administration’s infamous leak prosecutions, and the widespread disclosure by high-level officials of flattering confidential information to sympathetic reporters — undercut the image of a state that can classify and control its information. The effort to control government information requires human, bureaucratic, technological, and textual mechanisms that regularly founder or collapse in an administrative state, sometimes immediately and sometimes after an interval. Leaks, mistakes, and open sources all constitute paths out of the government’s informational clutches. As a result, permanent, long-lasting secrecy of any sort and to any degree is costly and difficult to accomplish.This Article argues that information control is an implausible goal. It critiques some of the foundational assumptions of constitutional and statutory laws that seek to regulate information flows, while complicating and countering the extensive literature on secrecy, transparency, and leaks that rest on those assumptions. By focusing on the functional issues relating to government information and broadening its study beyond the much-examined phenomenon of leaks, the Article catalogs and then illustrates the formal and informal means by which information flows out of the state in a series of case studies. These informal means play an especially important role in limiting both the ability of state actors to keep secrets and the extent to which formal legal doctrines can control the flow of government information. The same bureaucracy and legal regime that keep open government laws from creating a transparent state also keep the executive branch from creating a perfect informational dam. The Article draws several implications from this descriptive, functional argument for legal reform and for the study of administrative and constitutional law.
政府的保密工作经常失败。尽管行政部门对某些类型的文件有着强迫性的囤积,而且宪法赋予了它这样做的权力,但最近备受瞩目的事件——其中包括维基解密事件,奥巴马政府臭名昭著的泄密起诉,以及高级官员向同情的记者广泛披露奉承机密信息——削弱了一个能够分类和控制其信息的国家的形象。控制政府信息的努力需要人力、官僚、技术和文本机制,这些机制在行政国家中经常出现或崩溃,有时立即出现,有时经过一段时间。泄露、错误和公开信息来源都是脱离政府信息控制的途径。因此,任何形式的、任何程度的永久的、持久的保密都是昂贵的,而且很难实现。本文认为信息控制是一个难以实现的目标。它批评了试图规范信息流动的宪法和成文法的一些基本假设,同时使基于这些假设的关于保密、透明和泄密的大量文献复杂化并加以反驳。通过关注与政府信息有关的功能问题,并将其研究范围扩大到已被广泛研究的泄密现象之外,本文通过一系列案例研究对信息流出国家的正式和非正式手段进行了分类,然后举例说明。这些非正式手段在限制国家行为体保守秘密的能力和限制正式法律理论控制政府信息流动的程度方面发挥着特别重要的作用。官僚主义和法律制度阻碍了公开的政府法律创造一个透明的国家,也阻碍了行政部门创造一个完美的信息大坝。本文从这一描述性的、功能性的论证中得出了对法律改革以及行政法和宪法研究的几点启示。
{"title":"The Implausibility of Secrecy","authors":"Mark Fenster","doi":"10.2139/SSRN.2220376","DOIUrl":"https://doi.org/10.2139/SSRN.2220376","url":null,"abstract":"Government secrecy frequently fails. Despite the executive branch’s obsessive hoarding of certain kinds of documents and its constitutional authority to do so, recent high-profile events — among them the WikiLeaks episode, the Obama administration’s infamous leak prosecutions, and the widespread disclosure by high-level officials of flattering confidential information to sympathetic reporters — undercut the image of a state that can classify and control its information. The effort to control government information requires human, bureaucratic, technological, and textual mechanisms that regularly founder or collapse in an administrative state, sometimes immediately and sometimes after an interval. Leaks, mistakes, and open sources all constitute paths out of the government’s informational clutches. As a result, permanent, long-lasting secrecy of any sort and to any degree is costly and difficult to accomplish.This Article argues that information control is an implausible goal. It critiques some of the foundational assumptions of constitutional and statutory laws that seek to regulate information flows, while complicating and countering the extensive literature on secrecy, transparency, and leaks that rest on those assumptions. By focusing on the functional issues relating to government information and broadening its study beyond the much-examined phenomenon of leaks, the Article catalogs and then illustrates the formal and informal means by which information flows out of the state in a series of case studies. These informal means play an especially important role in limiting both the ability of state actors to keep secrets and the extent to which formal legal doctrines can control the flow of government information. The same bureaucracy and legal regime that keep open government laws from creating a transparent state also keep the executive branch from creating a perfect informational dam. The Article draws several implications from this descriptive, functional argument for legal reform and for the study of administrative and constitutional law.","PeriodicalId":46736,"journal":{"name":"Hastings Law Journal","volume":null,"pages":null},"PeriodicalIF":0.5,"publicationDate":"2013-02-18","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"68001573","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 17
Wading Into the Daubert Tide: Sargon Enterprises, Inc. v. University of Southern California 卷入道伯特浪潮:萨尔贡企业公司诉南加州大学案
IF 0.5 4区 社会学 Pub Date : 2013-02-07 DOI: 10.2139/SSRN.2213487
David L. Faigman, E. Imwinkelried
There are two competing approaches to determining the admissibility of expert testimony, including scientific evidence. Under the traditional, Frye approach, the question is whether the expert is relying on a theory or technique that is generally accepted in the relevant specialty fields. At one time that test was employed by the federal courts as well as 46 states. However, in 1993 in its celebrated Daubert decision, the Supreme Court construed the Federal Rules of Evidence as impliedly overturning Frye. The Court derived a new validation test from the text of Federal Rule 702. As of 2013, only a minority of courts continue to adhere to Frye while a majority of states have embraced some version of the Daubert standard. Although most states have adopted a version of the Daubert test, until recently the California Supreme Court continued to staunchly follow Frye. The California Supreme Court initially adopted the Frye test in 1976. In 1994, the year after the United States Supreme Court rendered Daubert, the California Supreme Court declined the invitation to abandon Frye. However, as more jurisdictions shifted to Daubert, in a growing number of cases advocates urged the California courts to modify their position and incorporate some elements of the Daubert approach into California jurisprudence. In November of 2012, the California Supreme Court handed down its decision in Sargon. Sargon certainly represents a step toward the Daubert approach. In Sargon, the court approvingly cited Daubert as well as the two later cases in the Daubert trilogy, Joiner and Kumho. Moreover, in its opinion the court followed many of the essential teachings of Daubert, Joiner, and Kumho. Most importantly, the substance of the analysis in Sargon is strikingly similar to the Supreme Court’s analysis in Joiner. In this light, some commentators are now declaring that California has joined the ranks of the Daubert jurisdictions. The purpose of this article is cautionary; the thesis of this article is that it is premature to proclaim that California is now a Daubert jurisdiction. To begin with, in footnote the Sargon court affirmed its commitment to Frye. Moreover, the facts in Sargon were so extreme that in future cases, attorneys will have a plausible argument for distinguishing Sargon. Finally, in Sargon the court emphasized that it was authorizing trial judges to conduct a carefully circumscribed inquiry. The court stopped well short of tasking trial judges to conduct the sort of probing inquiry that Daubert empowers federal trial judges to conduct under Federal Rule of Evidence 104(a). The California courts may have embarked on a gradual, incremental movement toward Daubert, but California is not there yet.
有两种相互竞争的方法来确定专家证词的可采性,包括科学证据。在传统的弗莱方法下,问题是专家是否依赖于相关专业领域普遍接受的理论或技术。联邦法院和46个州曾一度采用这种测试方法。然而,在1993年著名的道伯特案判决中,最高法院将《联邦证据规则》解释为含蓄地推翻了弗莱案。法院从《联邦规则》第702条的文本中推导出一种新的验证标准。截至2013年,只有少数法院继续坚持弗莱案,而大多数州已经接受了某种版本的道伯特标准。虽然大多数州都采用了道伯特测试的一种版本,但直到最近,加州最高法院仍然坚定地遵循弗莱。加州最高法院最初于1976年采用了弗莱测验。1994年,也就是美国最高法院判决道伯特案的第二年,加州最高法院拒绝了放弃弗莱案的请求。然而,随着越来越多的司法管辖区转向道伯特,在越来越多的案件中,倡导者敦促加州法院修改其立场,并将道伯特方法的一些元素纳入加州法理学。2012年11月,加州最高法院宣布了萨尔贡案的判决。萨尔贡无疑代表着向道伯特的方法迈进了一步。在萨尔贡案中,法院赞同地引用了道伯特案以及道伯特三部曲中后来的两个案件——乔伊纳案和锦湖案。此外,在法院的意见中,遵循了多伯特、乔伊纳和锦湖的许多基本教义。最重要的是,萨尔贡案分析的内容与最高法院对乔伊纳案的分析惊人地相似。有鉴于此,一些评论家现在宣称加州已经加入了道伯特司法管辖区的行列。这篇文章的目的是警示;本文的论点是,现在宣布加州现在属于道伯特管辖还为时过早。首先,萨尔贡法院在脚注中肯定了它对弗莱的承诺。此外,萨尔贡的事实是如此极端,以至于在未来的案件中,律师将有一个合理的理由来区分萨尔贡。最后,在萨尔贡一案中,法院强调,它授权初审法官进行一项谨慎而有限制的调查。法院远没有要求初审法官进行多伯特根据《联邦证据规则》第104(a)条授权联邦初审法官进行的那种调查性调查。加州法院可能已经开始逐步向道伯特案靠拢,但加州还没有走到那一步。
{"title":"Wading Into the Daubert Tide: Sargon Enterprises, Inc. v. University of Southern California","authors":"David L. Faigman, E. Imwinkelried","doi":"10.2139/SSRN.2213487","DOIUrl":"https://doi.org/10.2139/SSRN.2213487","url":null,"abstract":"There are two competing approaches to determining the admissibility of expert testimony, including scientific evidence. Under the traditional, Frye approach, the question is whether the expert is relying on a theory or technique that is generally accepted in the relevant specialty fields. At one time that test was employed by the federal courts as well as 46 states. However, in 1993 in its celebrated Daubert decision, the Supreme Court construed the Federal Rules of Evidence as impliedly overturning Frye. The Court derived a new validation test from the text of Federal Rule 702. As of 2013, only a minority of courts continue to adhere to Frye while a majority of states have embraced some version of the Daubert standard. Although most states have adopted a version of the Daubert test, until recently the California Supreme Court continued to staunchly follow Frye. The California Supreme Court initially adopted the Frye test in 1976. In 1994, the year after the United States Supreme Court rendered Daubert, the California Supreme Court declined the invitation to abandon Frye. However, as more jurisdictions shifted to Daubert, in a growing number of cases advocates urged the California courts to modify their position and incorporate some elements of the Daubert approach into California jurisprudence. In November of 2012, the California Supreme Court handed down its decision in Sargon. Sargon certainly represents a step toward the Daubert approach. In Sargon, the court approvingly cited Daubert as well as the two later cases in the Daubert trilogy, Joiner and Kumho. Moreover, in its opinion the court followed many of the essential teachings of Daubert, Joiner, and Kumho. Most importantly, the substance of the analysis in Sargon is strikingly similar to the Supreme Court’s analysis in Joiner. In this light, some commentators are now declaring that California has joined the ranks of the Daubert jurisdictions. The purpose of this article is cautionary; the thesis of this article is that it is premature to proclaim that California is now a Daubert jurisdiction. To begin with, in footnote the Sargon court affirmed its commitment to Frye. Moreover, the facts in Sargon were so extreme that in future cases, attorneys will have a plausible argument for distinguishing Sargon. Finally, in Sargon the court emphasized that it was authorizing trial judges to conduct a carefully circumscribed inquiry. The court stopped well short of tasking trial judges to conduct the sort of probing inquiry that Daubert empowers federal trial judges to conduct under Federal Rule of Evidence 104(a). The California courts may have embarked on a gradual, incremental movement toward Daubert, but California is not there yet.","PeriodicalId":46736,"journal":{"name":"Hastings Law Journal","volume":null,"pages":null},"PeriodicalIF":0.5,"publicationDate":"2013-02-07","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://sci-hub-pdf.com/10.2139/SSRN.2213487","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"67996313","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 13
The Return of Results in Genetic Testing: Who Owes What to Whom, When, and Why? 基因检测结果的回归:谁欠谁什么,什么时候,为什么?
IF 0.5 4区 社会学 Pub Date : 2013-01-01 DOI: 10.2139/SSRN.2227667
Stephanie A. Alessi
The field of genetic research has revolutionized modern medicine and will continue to do so in the years to come. For the people whose biological materials form the basis for this research, however, the research process may also lead to personal discoveries — namely, it may expose information about their health, genetic predispositions, and other gene-linked characteristics. Researchers who uncover this kind of personal genetic information are likewise confronted with the question of whether they should — or must — provide their subjects with feedback about their results. For subjects and researchers alike, the answer is unclear. Presently, there is little guidance as to these parties’ rights and responsibilities when it comes to the return of genetic results in a research setting. As a result, neither party has a clearly defined understanding of what to expect from the research relationship. This Article draws on recognized ethical and legal foundations to propose that genetic researchers should owe three limited legal duties to their research subjects regarding planning for, acquiring informed consent about, and reporting certain genetic findings. Considering the wide variation among individuals in terms of what genetic information they would like to know, this Article balances concerns for individual autonomy with the right to acquire personal health information, and it weighs those interests against the potential cost to socially beneficial genetic research. In balancing these considerations, this Article’s proposals for a limited set of duties offer a careful step toward clearly defining the rights and responsibilities of genetic researchers and their subjects.
基因研究领域已经彻底改变了现代医学,并将在未来几年继续这样做。然而,对于以其生物材料为本研究基础的人来说,研究过程也可能导致个人发现——即,它可能暴露有关其健康、遗传倾向和其他基因相关特征的信息。发现这种个人遗传信息的研究人员同样面临着这样的问题:他们是否应该——或者必须——向他们的研究对象提供关于他们结果的反馈。对于研究对象和研究人员来说,答案都不清楚。目前,当涉及到在研究环境中返回基因结果时,很少有关于这些各方的权利和责任的指导。因此,双方都没有一个明确的理解,期望从研究关系中得到什么。本文借鉴公认的伦理和法律基础,提出基因研究人员应该对他们的研究对象负有三个有限的法律义务,包括计划、获得知情同意和报告某些基因发现。考虑到个人在希望了解何种遗传信息方面的广泛差异,本条平衡了对个人自主权的关切与获取个人健康信息的权利,并将这些利益与对社会有益的基因研究的潜在成本进行了权衡。为了平衡这些考虑,本文提出的一套有限责任的建议为明确界定基因研究人员及其研究对象的权利和责任提供了一个谨慎的步骤。
{"title":"The Return of Results in Genetic Testing: Who Owes What to Whom, When, and Why?","authors":"Stephanie A. Alessi","doi":"10.2139/SSRN.2227667","DOIUrl":"https://doi.org/10.2139/SSRN.2227667","url":null,"abstract":"The field of genetic research has revolutionized modern medicine and will continue to do so in the years to come. For the people whose biological materials form the basis for this research, however, the research process may also lead to personal discoveries — namely, it may expose information about their health, genetic predispositions, and other gene-linked characteristics. Researchers who uncover this kind of personal genetic information are likewise confronted with the question of whether they should — or must — provide their subjects with feedback about their results. For subjects and researchers alike, the answer is unclear. Presently, there is little guidance as to these parties’ rights and responsibilities when it comes to the return of genetic results in a research setting. As a result, neither party has a clearly defined understanding of what to expect from the research relationship. This Article draws on recognized ethical and legal foundations to propose that genetic researchers should owe three limited legal duties to their research subjects regarding planning for, acquiring informed consent about, and reporting certain genetic findings. Considering the wide variation among individuals in terms of what genetic information they would like to know, this Article balances concerns for individual autonomy with the right to acquire personal health information, and it weighs those interests against the potential cost to socially beneficial genetic research. In balancing these considerations, this Article’s proposals for a limited set of duties offer a careful step toward clearly defining the rights and responsibilities of genetic researchers and their subjects.","PeriodicalId":46736,"journal":{"name":"Hastings Law Journal","volume":null,"pages":null},"PeriodicalIF":0.5,"publicationDate":"2013-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"68006980","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 4
Through the Eyes of Jurors: The Use of Schemas in the Application of 'Plain-Language' Jury Instructions 通过陪审员的眼睛:图式在“通俗语言”陪审团指令应用中的运用
IF 0.5 4区 社会学 Pub Date : 2013-01-01 DOI: 10.2139/SSRN.2133000
Sara G. Gordon
“Through the Eyes of Jurors” is the first law journal article to consider all of the major cognitive psychology studies that examine how “schemas,” or the preexisting notions jurors have about the law, shape jurors’ use of jury instructions, even when those jurors are given “plain-language” instructions. This Article examines the social science research on schema theory in order to advance our understanding of how schemas continue to influence jurors’ use of jury instructions, even when those jurors are given “plain language” instructions. A significant body of legal literature has examined jurors’ use and understanding of jury instructions, and many scholars have recommended methods to improve juror comprehension of instructions. This Article takes that analysis a step further, and argues that even when given “plain-language” jury instructions, jurors will still be influenced by their preconceived ideas of what the “law” is — in other words, by the preexisting schemas they have for legal concepts. Furthermore, these schemas are often legally incorrect, and findings from the social sciences suggest that — even when given plain-language jury instructions with the correct legal standard — jurors may still apply these legally inappropriate schemas. This Article synthesizes the results and underlying theories derived from those findings in order to examine the impact these schemas have on jury decisionmaking, and on jurors’ use of jury instructions, and to identify ways lawyers and judges can counteract inappropriate existing schemas and activate legally appropriate schemas before jurors are introduced to the facts they are expected to interpret. Specifically, courts should use principles of cognitive and educational psychology to develop jurors’ schemas for the applicable legal concepts to make their schemas better organized and therefore more accessible. Such schemas would allow for more thoughtful judgment and better, more accurate decisionmaking.
《通过陪审员的眼睛》是第一篇考虑所有主要认知心理学研究的法律期刊文章,这些研究调查了陪审员对法律的“图式”或预先存在的概念如何影响陪审员对陪审团指示的使用,即使陪审员得到的是“简单的语言”指示。本文考察了图式理论的社会科学研究,以促进我们对图式如何继续影响陪审员使用陪审团指示的理解,即使陪审员得到了“简单的语言”指示。大量的法律文献研究了陪审员对陪审团指示的使用和理解,许多学者推荐了提高陪审员对指示理解的方法。这篇文章进一步分析了这一问题,并认为即使给予陪审团“通俗易懂”的指示,陪审员仍然会受到他们对“法律”是什么的先入为主的想法的影响——换句话说,受到他们对法律概念的预先存在的模式的影响。此外,这些模式通常在法律上是不正确的,社会科学的研究结果表明,即使给陪审团提供了带有正确法律标准的简单语言指示,陪审员仍然可能使用这些在法律上不合适的模式。本文综合了这些发现的结果和基本理论,以检验这些图式对陪审团决策和陪审员使用陪审团指示的影响,并确定律师和法官在陪审员被介绍到他们期望解释的事实之前,如何抵消不适当的现有图式,并激活合法的适当图式。具体而言,法院应运用认知心理学和教育心理学的原则,为陪审员制定适用法律概念的图式,使其图式更有条理,从而更易于理解。这样的模式将允许更深思熟虑的判断和更好、更准确的决策。
{"title":"Through the Eyes of Jurors: The Use of Schemas in the Application of 'Plain-Language' Jury Instructions","authors":"Sara G. Gordon","doi":"10.2139/SSRN.2133000","DOIUrl":"https://doi.org/10.2139/SSRN.2133000","url":null,"abstract":"“Through the Eyes of Jurors” is the first law journal article to consider all of the major cognitive psychology studies that examine how “schemas,” or the preexisting notions jurors have about the law, shape jurors’ use of jury instructions, even when those jurors are given “plain-language” instructions. This Article examines the social science research on schema theory in order to advance our understanding of how schemas continue to influence jurors’ use of jury instructions, even when those jurors are given “plain language” instructions. A significant body of legal literature has examined jurors’ use and understanding of jury instructions, and many scholars have recommended methods to improve juror comprehension of instructions. This Article takes that analysis a step further, and argues that even when given “plain-language” jury instructions, jurors will still be influenced by their preconceived ideas of what the “law” is — in other words, by the preexisting schemas they have for legal concepts. Furthermore, these schemas are often legally incorrect, and findings from the social sciences suggest that — even when given plain-language jury instructions with the correct legal standard — jurors may still apply these legally inappropriate schemas. This Article synthesizes the results and underlying theories derived from those findings in order to examine the impact these schemas have on jury decisionmaking, and on jurors’ use of jury instructions, and to identify ways lawyers and judges can counteract inappropriate existing schemas and activate legally appropriate schemas before jurors are introduced to the facts they are expected to interpret. Specifically, courts should use principles of cognitive and educational psychology to develop jurors’ schemas for the applicable legal concepts to make their schemas better organized and therefore more accessible. Such schemas would allow for more thoughtful judgment and better, more accurate decisionmaking.","PeriodicalId":46736,"journal":{"name":"Hastings Law Journal","volume":null,"pages":null},"PeriodicalIF":0.5,"publicationDate":"2013-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"67934838","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 3
Is There a 'Duty to Read'? 有“阅读的义务”吗?
IF 0.5 4区 社会学 Pub Date : 2013-01-01 DOI: 10.5040/9781472561275.ch-011
Charles L. Knapp
The notion that there is in general contract law a “duty to read” persists in the decisions of American courts. This chapter explores the question of what it may mean today to say that there is a “duty to read,” and concludes by suggesting what role (if any) that doctrine should play in our present-day law of contract. The chapter begins by examining various ways in which the “duty to read” is commonly articulated, and compares it to other contract law concepts: the “duty to bargain in good faith” and the “duty to mitigate damages.” It points out that, like the “duty to mitigate,” the “duty to read” (DTR) is not technically a “duty” but rather a limitation on a party’s ability to assert what would otherwise be available claims or defenses under the rules of contract law. Sometimes described as a “conclusive presumption,” the DTR is in practice more of a rebuttable presumption – a “presumption of knowing assent” – permitting the adhering/signing party to overcome in some situations the legal fiction that she has in fact read and understood whatever written agreement she has signed onto. The chapter next considers a variety of ways in which the DTR may be countered or overcome. These include: interpretation (often “against the drafter”); lack of “true assent” for some reason (such as forgery, lack of authority, or duress); mistake, either mutual or unilateral; fraudulent misrepresentation (or wrongful nondisclosure) of either the nature or contents of the writing, or fraud in the inducement; and other doctrines such as reasonable expectations or unconscionability. The chapter also notes and evaluates policy arguments for the DTR rule, such as the law’s desire to insulate a written agreement from later challenge (similar to the justification for the parol evidence rule); application of the estoppel principle to protect a drafter who has relied on the other party’s representations of knowing assent; and the view that adherence to an agreement can properly be seen as a sort of “blanket assent” to its contents. Having sketched the legal background of the DTR, the chapter then proceeds to examine a selection of some two dozen cases, all later than 2005, which discuss and in some cases rely on the DTR rule. In many of these cases the adhering party was indeed prevented by the DTR from defending against enforcement. In some, however, one of the defenses described above proved successful. Finally, after thus enumerating the ways in which the DTR should not be applied, the chapter concludes by asking: If the DTR is seen as essentially a “rebuttable presumption of knowing assent,” what role should that principle play in protecting a written agreement from attack of one kind or another? Assuming we trust judges and juries to perform responsibly and fairly their respective fact-finding tasks, it seems all that remains is a probably noncontroversial proposition: One who knowingly and voluntarily assents to a contract whose terms are contained in a given writing
一般合同法中存在“阅读义务”的观念在美国法院的判决中一直存在。本章探讨了“阅读的义务”在今天可能意味着什么,并通过建议该学说在我们今天的合同法中应该扮演什么角色(如果有的话)来结束。本章首先考察了“阅读义务”的各种常用表述方式,并将其与其他合同法概念进行了比较:“善意交易的义务”和“减轻损害的义务”。它指出,与“减轻义务”一样,“阅读义务”(DTR)在技术上不是一种“义务”,而是对一方主张根据合同法规则本来可以获得的索赔或抗辩的能力的限制。DTR有时被描述为“结论性推定”,在实践中更多的是一种可反驳的推定——一种“知情同意的推定”——允许遵守/签署方在某些情况下克服法律虚构,即她实际上已经阅读并理解了她所签署的任何书面协议。接下来的一章将考虑反击或克服DTR的各种方法。这些包括:解释(通常是“反对起草人”);由于某种原因(如伪造、缺乏授权或胁迫)缺乏“真正同意”;错误,相互的或单方面的;书面性质或内容的欺诈性虚假陈述(或错误不披露),或诱导中的欺诈;还有其他理论,比如合理预期或不合理。本章还注意并评估了DTR规则的政策论据,例如法律希望将书面协议与后来的挑战隔离开来(类似于假释证据规则的理由);禁止反悔原则对依赖对方知情同意陈述的起草者的保护对协议的遵守可以被恰当地视为对协议内容的一种“全面同意”。在概述了DTR的法律背景之后,本章接着选取了大约24个案例进行审查,这些案例都是在2005年之后进行的,它们讨论了DTR规则,在某些情况下还依赖于DTR规则。在许多这类案件中,履约方确实被DTR阻止对强制执行进行抗辩。然而,在某些情况下,上述一种防御被证明是成功的。最后,在列举了不应适用DTR的方式之后,本章最后提出了一个问题:如果DTR本质上被视为一种“对知情同意的可反驳的推定”,那么该原则在保护书面协议免受这样或那样的攻击方面应该发挥什么作用?假设我们相信法官和陪审团会负责任地、公平地履行他们各自的事实调查任务,那么剩下的似乎就是一个可能没有争议的命题:一个人在知情和自愿的情况下同意了一份合同,其条款包含在一份给定的书面文件中,在没有欺诈、错误或其他借口的情况下,她应该对自己的行为承担法律责任,因为她必须遵守这些条款。
{"title":"Is There a 'Duty to Read'?","authors":"Charles L. Knapp","doi":"10.5040/9781472561275.ch-011","DOIUrl":"https://doi.org/10.5040/9781472561275.ch-011","url":null,"abstract":"The notion that there is in general contract law a “duty to read” persists in the decisions of American courts. This chapter explores the question of what it may mean today to say that there is a “duty to read,” and concludes by suggesting what role (if any) that doctrine should play in our present-day law of contract. The chapter begins by examining various ways in which the “duty to read” is commonly articulated, and compares it to other contract law concepts: the “duty to bargain in good faith” and the “duty to mitigate damages.” It points out that, like the “duty to mitigate,” the “duty to read” (DTR) is not technically a “duty” but rather a limitation on a party’s ability to assert what would otherwise be available claims or defenses under the rules of contract law. Sometimes described as a “conclusive presumption,” the DTR is in practice more of a rebuttable presumption – a “presumption of knowing assent” – permitting the adhering/signing party to overcome in some situations the legal fiction that she has in fact read and understood whatever written agreement she has signed onto. The chapter next considers a variety of ways in which the DTR may be countered or overcome. These include: interpretation (often “against the drafter”); lack of “true assent” for some reason (such as forgery, lack of authority, or duress); mistake, either mutual or unilateral; fraudulent misrepresentation (or wrongful nondisclosure) of either the nature or contents of the writing, or fraud in the inducement; and other doctrines such as reasonable expectations or unconscionability. The chapter also notes and evaluates policy arguments for the DTR rule, such as the law’s desire to insulate a written agreement from later challenge (similar to the justification for the parol evidence rule); application of the estoppel principle to protect a drafter who has relied on the other party’s representations of knowing assent; and the view that adherence to an agreement can properly be seen as a sort of “blanket assent” to its contents. Having sketched the legal background of the DTR, the chapter then proceeds to examine a selection of some two dozen cases, all later than 2005, which discuss and in some cases rely on the DTR rule. In many of these cases the adhering party was indeed prevented by the DTR from defending against enforcement. In some, however, one of the defenses described above proved successful. Finally, after thus enumerating the ways in which the DTR should not be applied, the chapter concludes by asking: If the DTR is seen as essentially a “rebuttable presumption of knowing assent,” what role should that principle play in protecting a written agreement from attack of one kind or another? Assuming we trust judges and juries to perform responsibly and fairly their respective fact-finding tasks, it seems all that remains is a probably noncontroversial proposition: One who knowingly and voluntarily assents to a contract whose terms are contained in a given writing","PeriodicalId":46736,"journal":{"name":"Hastings Law Journal","volume":null,"pages":null},"PeriodicalIF":0.5,"publicationDate":"2013-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"70514462","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":4,"RegionCategory":"社会学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 5
期刊
Hastings Law Journal
全部 Acc. Chem. Res. ACS Applied Bio Materials ACS Appl. Electron. Mater. ACS Appl. Energy Mater. ACS Appl. Mater. Interfaces ACS Appl. Nano Mater. ACS Appl. Polym. Mater. ACS BIOMATER-SCI ENG ACS Catal. ACS Cent. Sci. ACS Chem. Biol. ACS Chemical Health & Safety ACS Chem. Neurosci. ACS Comb. Sci. ACS Earth Space Chem. ACS Energy Lett. ACS Infect. Dis. ACS Macro Lett. ACS Mater. Lett. ACS Med. Chem. Lett. ACS Nano ACS Omega ACS Photonics ACS Sens. ACS Sustainable Chem. Eng. ACS Synth. Biol. Anal. Chem. BIOCHEMISTRY-US Bioconjugate Chem. BIOMACROMOLECULES Chem. Res. Toxicol. Chem. Rev. Chem. Mater. CRYST GROWTH DES ENERG FUEL Environ. Sci. Technol. Environ. Sci. Technol. Lett. Eur. J. Inorg. Chem. IND ENG CHEM RES Inorg. Chem. J. Agric. Food. Chem. J. Chem. Eng. Data J. Chem. Educ. J. Chem. Inf. Model. J. Chem. Theory Comput. J. Med. Chem. J. Nat. Prod. J PROTEOME RES J. Am. Chem. Soc. LANGMUIR MACROMOLECULES Mol. Pharmaceutics Nano Lett. Org. Lett. ORG PROCESS RES DEV ORGANOMETALLICS J. Org. Chem. J. Phys. Chem. J. Phys. Chem. A J. Phys. Chem. B J. Phys. Chem. C J. Phys. Chem. Lett. Analyst Anal. Methods Biomater. Sci. Catal. Sci. Technol. Chem. Commun. Chem. Soc. Rev. CHEM EDUC RES PRACT CRYSTENGCOMM Dalton Trans. Energy Environ. Sci. ENVIRON SCI-NANO ENVIRON SCI-PROC IMP ENVIRON SCI-WAT RES Faraday Discuss. Food Funct. Green Chem. Inorg. Chem. Front. Integr. Biol. J. Anal. At. Spectrom. J. Mater. Chem. A J. Mater. Chem. B J. Mater. Chem. C Lab Chip Mater. Chem. Front. Mater. Horiz. MEDCHEMCOMM Metallomics Mol. Biosyst. Mol. Syst. Des. Eng. Nanoscale Nanoscale Horiz. Nat. Prod. Rep. New J. Chem. Org. Biomol. Chem. Org. Chem. Front. PHOTOCH PHOTOBIO SCI PCCP Polym. Chem.
×
引用
GB/T 7714-2015
复制
MLA
复制
APA
复制
导出至
BibTeX EndNote RefMan NoteFirst NoteExpress
×
0
微信
客服QQ
Book学术公众号 扫码关注我们
反馈
×
意见反馈
请填写您的意见或建议
请填写您的手机或邮箱
×
提示
您的信息不完整,为了账户安全,请先补充。
现在去补充
×
提示
您因"违规操作"
具体请查看互助需知
我知道了
×
提示
现在去查看 取消
×
提示
确定
Book学术官方微信
Book学术文献互助
Book学术文献互助群
群 号:481959085
Book学术
文献互助 智能选刊 最新文献 互助须知 联系我们:info@booksci.cn
Book学术提供免费学术资源搜索服务,方便国内外学者检索中英文文献。致力于提供最便捷和优质的服务体验。
Copyright © 2023 Book学术 All rights reserved.
ghs 京公网安备 11010802042870号 京ICP备2023020795号-1