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The Decisions of Corporate Special Litigation Committees: An Empirical Investigation 公司特别诉讼委员会决策的实证研究
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2008-07-18 DOI: 10.2139/ssrn.1119942
M. Myers
This Article examines the decisions of corporate special litigation committees using an original data set gathered from company filings with the SEC. It demonstrates that the prevailing view in corporate law - that special litigation committees uniformly decide to dismiss derivative litigation against manager colleagues - is not accurate. This Article shows that approximately forty percent of the time special litigation committees decide to settle claims or pursue them against one or more defendants. Furthermore, approximately seventy percent of the time cases subject to control by a special litigation end in settlement; only approximately twenty percent of the time is the end result dismissal. What has long been viewed as an engine for having derivative litigation dismissed actually leads to settlements most of the time. The view that special litigation committees behave too predictably has underwritten doubts about the ability of independent and disinterested directors to police conflict of interest transactions generally. The findings presented here show that the prevailing view about special litigation committee behavior is an unsound basis for generalizing about how independent and disinterested directors behave.
本文使用从公司向美国证券交易委员会提交的文件中收集的原始数据集来检验公司特别诉讼委员会的决定。它表明,公司法中普遍存在的观点——特别诉讼委员会统一决定驳回针对经理同事的衍生诉讼——是不准确的。这篇文章表明,大约有40%的时间,特别诉讼委员会决定解决索赔或对一个或多个被告进行追究。此外,大约70%的受特殊诉讼控制的案件以和解告终;只有大约20%的情况是最终被解雇。长期以来,衍生诉讼被视为驳回的引擎,实际上在大多数情况下导致了和解。认为特别诉讼委员会的行为过于可预测的观点,助长了人们对独立和公正董事普遍监管利益冲突交易能力的怀疑。本文的研究结果表明,关于特别诉讼委员会行为的主流观点并不是概括独立和无私董事行为的可靠基础。
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引用次数: 6
The Lost Meaning of the Jury Trial Right 陪审团审判权的失落意义
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2008-02-27 DOI: 10.2139/SSRN.1084960
Laura I. Appleman
Apprendi and Blakely instigated a tremendous revolution in criminal procedure. These "number 10 earthquake[s]" have caused a massive rethinking of sentencing law and policy. Until now, however, there has been only meager historical and scholarly support for the keystone of the Court's sentencing decisions: the scope, meaning and provenance of the jury trial right. In response, this Article provides the missing historical and constitutional justification for the Court's fidelity to the jury. In doing so, I will show that the original jury trial right was a community right, not an individual one as we currently envision it. Part of the difficulty the Court has faced with its championing of jury rights is due to the Constitution's two criminal jury clauses, each seemingly addressing a different right. The first, in the Constitution proper, reads like a collective right, or a right of the people: "The Trial of all Crimes, except in Cases of Impeachment, shall be by Jury; and such Trial shall be held in the State where the said Crimes shall have been committed." The second, in the Bill of Rights, reads like a right of the accused: "In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and district wherein the crime shall have been committed, which district shall have been previously ascertained by law." Until quite recently, the Court consistently emphasized the second, defendants-right version of the jury trial right. Modern scholarship is gradually rediscovering the first, with Akhil Amar in particular emphasizing that the right has a collective dimension. My article goes further still. I will claim that even the Sixth Amendment jury trial right, which sounds grammatically like a right of the accused, is actually a restatement of the collective right in Article III. My original historical research confirms that the jury trial right in Article III was strictly a collective right, as its grammar suggests. But the central claim of this Article is that nothing in the Sixth Amendment was meant to change this historical understanding and confer an individual right on defendants. Our understanding of the jury trial right as an extension of the defendant's individual liberties came later, and with a much different gloss.
学徒和布莱克利在刑事诉讼中掀起了一场巨大的革命。这些“第10次地震”引发了对量刑法律和政策的大规模反思。然而,到目前为止,只有很少的历史和学术支持法院量刑决定的基石:陪审团审判权的范围、意义和来源。作为回应,该条为法院忠于陪审团提供了缺失的历史和宪法理由。在此过程中,我将证明最初的陪审团审判权是一项社区权利,而不是我们目前所设想的个人权利。最高法院在捍卫陪审团权利方面面临的部分困难是由于宪法的两项刑事陪审团条款,每一项条款似乎都涉及不同的权利。在宪法中,第一条读起来像是一项集体权利或人民的权利:“除弹劾案件外,一切罪行的审判应由陪审团进行;此种审判应在上述罪行发生的国家进行。”《权利法案》中的第二项条款读起来就像是被告的权利:“在所有刑事起诉中,被告应有权利接受迅速和公开的审判,由犯罪发生地的州和地区的公正陪审团进行审判,该地区应事先由法律确定。”直到最近,最高法院一直强调第二种,即陪审团审判权的被告权利。现代学术界正在逐渐重新发现前者,阿玛尔尤其强调权利具有集体维度。我的文章更进一步。我认为,即使是第六修正案的陪审团审判权,从语法上听起来像是被告的权利,实际上也是第三条中集体权利的重述。我最初的历史研究证实,第三条中的陪审团审判权严格来说是一项集体权利,正如其语法所暗示的那样。但该条的核心主张是,第六修正案中没有任何内容旨在改变这种历史认识,并赋予被告个人权利。我们对陪审团审判权作为被告个人自由的延伸的理解是后来才出现的,而且有着非常不同的含义。
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引用次数: 9
No Boy Left Behind? Single-Sex Education and the Essentialist Myth of Masculinity 不让一个男孩掉队?单性别教育与男子气概的本质主义神话
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2008-02-12 DOI: 10.4324/9781315581675-20
D. Cohen
In late 2006, the Department of Education changed the Title IX regulations to broaden the permissibility of single-sex education in primary and secondary schools. The changes took place in the context of a growing concern over the performance and well-being of boys in American schools. This article describes, dissects, and critically analyzes the narrative about boys, masculinity, and single-sex education that surrounded these changes.The public narrative about the need for single-sex education focused, in substantial part, on what I call the essentialist myth of masculinity. This article catalogs the important components of this myth: heteronormativity, aggression, activity, sports-obsession, competitiveness, stoicism, and not being girls. The article then shows, using education and gender theory, that this conception of masculinity is harmful to both girls and boys. Instead of pushing this form of masculinity, the law and schools should make room for multiple and varied masculinities for boys (and girls).The article argues that the Title IX regulatory change that allows for the expansion of single-sex schooling can actually work to further empower and entrench the essentialist myth of masculinity, thus violating its own prohibition on sex stereotyping. By adopting strong interpretations of already-existing jurisprudence about gender stereotyping from both constitutional law and Title IX, the article shows how de-essentializing masculinity is possible and preferable in the law. The article concludes that schools that implement single-sex education must do so for reasons other than promoting an essentialized notion of masculinity and that the law must be vigilant in ensuring that schools' implementation not further reify dominant conceptions of what it means to be a boy.
2006年底,教育部修改了《教育法第九条》的规定,扩大了中小学实行单性别教育的范围。这些变化是在人们越来越关注美国学校男生的表现和幸福的背景下发生的。这篇文章描述、剖析并批判性地分析了围绕这些变化的关于男孩、男子气概和单性教育的叙述。关于单性教育必要性的公共叙事,在很大程度上集中在我所谓的男子气概的本质主义神话上。这篇文章列出了这个神话的重要组成部分:异性恋、攻击性、活跃、对运动的痴迷、竞争、坚忍和不是女孩。然后,文章用教育和性别理论表明,这种男性气概的概念对女孩和男孩都是有害的。法律和学校不应该推动这种形式的男子气概,而应该为男孩(和女孩)的多种多样的男子气概腾出空间。这篇文章认为,允许单性别学校扩张的《教育法修正案第九条》(Title IX)的监管变化,实际上会进一步强化和巩固男子气概的本质主义神话,从而违反了它本身对性别刻板印象的禁止。通过从宪法和第九条中对已经存在的关于性别刻板印象的法理进行强有力的解释,这篇文章展示了在法律中如何去本质化男性气质是可能的,也是可取的。文章的结论是,实施单性教育的学校必须有其他原因,而不是为了促进男性气概的本质概念,法律必须保持警惕,确保学校的实施不会进一步具体化作为一个男孩意味着什么的主流观念。
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引用次数: 26
The Comparison of Soviet and American Law 苏联和美国法律的比较
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2007-08-27 DOI: 10.1111/J.1744-1714.1963.TB01183.X
H. J. Berman
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引用次数: 5
The Impact of Popular Culture on American Perceptions of the Courts 流行文化对美国法院观念的影响
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2007-08-01 DOI: 10.2139/SSRN.1005385
D. Papke
After a brief introduction defining popular culture as the commodities and experiences produced by the culture industry for mass audiences, this essay explores the impact of court-related popular culture on what Americans think of and expect from their courts. The Perry Mason effect from an earlier era and the CSI effect from the present are noted, as is scholarly work by Michael Asimow, Philip T. Dunwoody, Kimberlianne Podlas, Victoria S. Salzmann, and others. The essay concludes with suggestions for what might be done in the courthouse, the community, and the family room to control the impact of court-related popular culture on American legal consciousness.
在将大众文化定义为文化工业为大众受众生产的商品和体验的简要介绍之后,本文探讨了与法院相关的流行文化对美国人对法院的看法和期望的影响。正如Michael Asimow、Philip T. Dunwoody、Kimberlianne Podlas、Victoria S. Salzmann等人的学术研究一样,早期的Perry Mason效应和现在的CSI效应也被注意到了。文章最后提出了法院、社区和家庭可以采取的措施,以控制与法院有关的流行文化对美国法律意识的影响。
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引用次数: 13
Children as Witnesses: A Symposium on Child Competence and the Accused’s Right to Confront Child Witnesses 儿童作为证人:儿童能力和被告与儿童证人对质的权利研讨会
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2007-01-01 DOI: 10.2139/SSRN.1551364
Aviva A. Orenstein
The rules of evidence provide a mechanism for sorting through the mass of information that could be presented at trial, winnowing irrelevancies, and excising potentially distracting or unfairly prejudicial material. They also reflect basic tenets about how the finder of fact determines truth. For instance, the rules shield the jury from, or at least alert it to, some potentially unreliable sources. Most importantly for the purposes of this symposium, the evidence rules reflect and perpetuate deeply-held notions of who is sufficiently trustworthy to serve as a witness. The rules control who may testify, what the witnesses may say, and what sorts of questions may be asked of the witnesses on cross-examination.The scholars in this symposium address these questions from different angles, bringing to bear history, psychology, and a careful analysis of the recent Supreme Court cases on confrontation. They address five important themes: (1) the special status and rights of children as witnesses; (2) ways in which the special case of child witnesses illuminates contradictions, ambiguities, unresolved questions, and the unfortunate tendency towards all-or-nothing thinking in recent Supreme Court Sixth Amendment jurisprudence; (3) practical suggestions for balancing the interests of child witnesses and the rights of the accused in criminal cases; (4) an inquiry into the fate of pre-Crawford cases, most importantly Maryland v. Craig;2 and (5) a critique of the uses and abuses of historical research by the Supreme Court in its attempt to address issues of confrontation.
证据规则提供了一种机制,可以对可能在审判中呈现的大量信息进行分类,筛选不相关的内容,并删除可能分散注意力或不公平偏见的材料。它们还反映了关于事实发现者如何决定真理的基本原则。例如,这些规则保护陪审团,或者至少提醒它注意一些可能不可靠的消息来源。为了本次研讨会的目的,最重要的是,证据规则反映并延续了关于谁是足够值得信赖的证人的根深蒂固的观念。这些规则控制着谁可以作证,证人可以说什么,以及在交叉询问时可以向证人提出什么样的问题。本次研讨会的学者们从不同的角度探讨了这些问题,包括历史、心理学,以及对最近最高法院关于对抗的案件的仔细分析。它们涉及五个重要主题:(1)儿童作为证人的特殊地位和权利;(2)儿童证人的特殊案例如何阐明了最近最高法院第六修正案判例中矛盾、模糊、未解决的问题以及全有或全无思维的不幸倾向;(三)平衡刑事案件中儿童证人的利益和被告人的权利的切实可行的建议;(4)对克劳福德案之前案件的命运进行调查,最重要的是马里兰诉克雷格案;(2)对最高法院在试图解决对抗问题时使用和滥用历史研究的批评。
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引用次数: 2
Of Rules and Standards: Reconciling Statutory Limitations on "Arising Under" Jurisdiction 规则与标准:协调“在”管辖权下产生的法定限制
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2006-11-19 DOI: 10.2139/SSRN.946036
Richard D. Freer
The Supreme Court has imposed two significant filters on the invocation federal question jurisdiction: the well-pleaded complaint rule and the centrality requirement. Centrality seeks to determine whether the plaintiff's claim is federal enough to justify jurisdiction. The Court sent inconsistent signals on centrality in the first third of the twentieth century, and left the issue alone for fifty years. When it returned to it in 1986, the Court created great confusion, particularly regarding whether a state-created claim can invoke federal jurisdiction. The confusion reflected disagreement about whether to employ a rigid rule espoused by Justice Holmes or a flexible standard to assess centrality. In 2005, in Grable, the Court resolved several important issues left open by earlier cases. Still, a concurring opinion in Grable and scholarly commentary favor a return to the Holmes test. This Article suggests that confusion over centrality stems from divergent views of the purpose of federal question jurisdiction. The Holmes test reflects the view that jurisdiction serves only to provide a federal forum to vindicate federally-created rights. The more flexible approach reflects a broader view that jurisdiction also must provide access to a federal trial forum for the interpretation of federal law. The broader view is consistent with contemporary reality that caseload burdens make it impossible for the Supreme Court to discharge a unifying interpretive function through its appellate jurisdiction over state-court cases. Moreover, the Holmes test does not permit courts to assess litigation reality and thus replicates a shortcoming of the well-pleaded complaint rule. Grable properly brings clarity to the centrality inquiry by espousing a vision of why we have federal question jurisdiction.
最高法院对援引联邦问题管辖权施加了两个重要的过滤器:充分抗辩的申诉规则和中心性要求。中心性旨在确定原告的主张是否足以证明管辖权的正当性。最高法院在20世纪的前三分之一时期发出了前后矛盾的信号,把这个问题搁置了50年。1986年,当最高法院重新审理此案时,造成了很大的混乱,特别是在州提出的索赔是否可以援引联邦管辖权的问题上。这种混乱反映出,对于是采用霍尔姆斯大法官支持的严格规则,还是采用灵活的标准来评估中心地位,各方存在分歧。2005年,在Grable一案中,最高法院解决了早期案件遗留下来的几个重要问题。尽管如此,格拉布尔和学术评论一致认为应该回归福尔摩斯测试。本文认为,对中心性的混淆源于对联邦问题管辖权目的的不同看法。霍姆斯检验反映了这样一种观点,即管辖权的作用只是提供一个联邦论坛来维护联邦创造的权利。更灵活的做法反映了一种更广泛的观点,即管辖权还必须提供进入联邦审判论坛解释联邦法律的机会。更广泛的观点与当代现实是一致的,即案件负担使最高法院不可能通过其对州法院案件的上诉管辖权来履行统一的解释职能。此外,霍尔姆斯检验不允许法院评估诉讼现实,因此重复了充分辩护的申诉规则的一个缺点。格拉布尔通过支持为什么我们有联邦问题管辖权的观点,适当地澄清了中心调查。
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引用次数: 1
Regulating the Commander in Chief: Some Theories 调节总司令:一些理论
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2006-01-01 DOI: 10.2139/SSRN.2857450
S. Prakash
Recent events have caused scholars to consider a long ignored issue: the relation between the commander in chief (CINC) and Congress's powers to regulate the armed forces and captures. The famous Bybee memorandum brought this issue to the fore when it asserted that Congress could not interfere with "the President's direction of such core war matters such as the detention and interrogation of enemy combatants. The memo's critics scoffed at this claim, insisting that Congress may regulate the detention of enemy soldiers. With their articles in this issue, Dean Harold Koh, Neil Kinkopf, and others have added their voices to the clamor against the Bybee memo.Although one might generate any number of theories about the interaction of the Commander in Chief Clause and Congress's war regulatory powers, four seem most plausible. This essay sketches these theories with sufficiently broad strokes that none of these sketches will satisfactorily answer questions about who may regulate certain aspects of a war. In particular, these theories will tell us nothing about whether the Bybee memo or its critics have the better argument about whether Congress can limit the CINC's ability to order coercive interrogation techniques.First, it is possible to suppose that congressional and presidential powers do not overlap at all. A second thesis (the Coterminous Thesis) posits that the powers are coterminous, or at least largely so. A third possibility is what we might call the Partial Overlap. It is possible to suppose that the two powers overlap in some ways, but that each also has an exclusive sphere. The final theory posits that the President has all the powers that Congress has and more, but when Congress acts in its more limited sphere, its rules always trump the President's. Arguments about the structural Constitution that seek to further a particular moral view are likely to be utterly feckless. Torture may be an evil necessary for the successful prosecution of war against Al-Qaeda, or an unspeakable act that benefits absolutely no one. Whatever it is, these difficult moral questions have little to do with whether the Constitution enables the President to order the use of coercive interrogation techniques in the face of a statute that prohibits such means.
最近的事件使学者们开始考虑一个长期被忽视的问题:三军统帅(CINC)与国会监管武装部队和俘虏的权力之间的关系。著名的《拜比备忘录》(Bybee memorandum)将这一问题带到了前台,它宣称国会不得干涉“总统对诸如拘留和审讯敌方战斗人员等核心战争问题的指示”。备忘录的批评者对这一说法嗤之以鼻,坚持认为国会可以规范对敌方士兵的拘留。院长Harold Koh、Neil Kinkopf和其他人在本期的文章中加入了反对Bybee备忘录的呼声。尽管人们可能会产生许多关于总司令条款和国会战争监管权力相互作用的理论,但有四种似乎是最合理的。这篇文章以足够宽泛的笔触概述了这些理论,以至于这些概述都不能令人满意地回答关于谁可以规范战争的某些方面的问题。特别是,这些理论无法告诉我们,拜比备忘录或其批评者是否有更好的理由,即国会是否可以限制中央情报中心使用强制审讯技术的能力。首先,可以假设国会和总统的权力根本不重叠。第二个论点(“共端论点”)假定权力是共端的,或者至少在很大程度上是这样。第三种可能就是我们所说的部分重叠。可以设想,这两个大国在某些方面是重叠的,但也都有各自的专属领域。最后一种理论认为,总统拥有国会拥有的所有权力,甚至更多,但当国会在其更有限的范围内行事时,其规则总是优于总统的。关于结构性宪法的争论,试图进一步推动一种特定的道德观,可能是完全无效的。酷刑可能是成功打击基地组织战争的必要手段,也可能是对任何人都没有好处的不可言说的行为。不管是什么问题,这些棘手的道德问题与宪法是否允许总统在法律禁止使用强制审讯手段的情况下下令使用这种手段几乎没有关系。
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引用次数: 2
Toward a Unified Test of Personal Jurisdiction in an Era of Widely Diffused Wrongs: The Relevance of Purpose and Effects 错误泛滥时代对属人管辖权的统一检验:目的与效果的相关性
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2006-01-01 DOI: 10.2139/SSRN.1516163
C. Floyd, Shima Baradaran
The prevalence in modern society of widely diffused wrongs committed by the transmission of information, whether by traditional means or over the Internet, has placed increasing strain on traditional concepts of personal jurisdiction. While the Supreme Court has stayed above the fray, lower federal and state courts struggle to apply older formulations in new contexts. The problems are varied and difficult, leading to closely divided opinions and debatable results and raising new issues of appropriate limits on the sovereign power of the states and fairness to the parties. Courts confronting these and similarly difficult issues of personal jurisdiction in the context of actions for defamation, copyright infringement, unfair competition, and other wrongs having potentially widely dispersed effects have evidenced considerable confusion over what jurisdictional test should be applied in such cases and over the proper interpretation of those tests in new contexts with which they were not designed to deal. No commentator has yet reconciled the various tests, adequately explained the relationship among them, or clearly described the context in which each test should apply. After exploring the confusion created by these various tests, we argue instead for a unified test for personal jurisdiction based on an objective evaluation of the defendant’s activities with regard to the forum state.
在现代社会中,无论是通过传统手段还是通过互联网,由于信息传播而广泛传播的不法行为普遍存在,这给传统的属人管辖权概念带来了越来越大的压力。虽然最高法院置身事外,但下级联邦法院和州法院仍在努力在新情况下适用旧的规定。这些问题多种多样,难度很大,导致意见分歧和结果存在争议,并提出了适当限制国家主权和公平对待各方的新问题。法院在诽谤、侵犯版权、不正当竞争和其他可能具有广泛分散影响的不法行为的诉讼中面对这些和同样困难的属人管辖权问题时,证明了在这些案件中应适用何种管辖标准以及在这些标准并非旨在处理的新情况下对这些标准的适当解释方面存在相当大的混乱。目前还没有评论家能够协调各种测试,充分解释它们之间的关系,或清楚地描述每种测试应适用的背景。在探讨了这些不同的检验标准所造成的混乱之后,我们主张对属人管辖权采用统一的检验标准,该标准基于对被告在法庭状态方面的活动的客观评估。
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引用次数: 8
Eating Our Cake and Having It, Too: Why Real Change is so Difficult in Law Schools 鱼与熊掌兼得:为什么法学院很难做出真正的改变
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2005-04-20 DOI: 10.2139/SSRN.703843
N. Rapoport
This essay discusses the experiences of one law school trying to integrate the rankings into its strategic plan. It discusses the intersection of considerations designed to improve the rankings with considerations designed to improve the school as a whole, and it mentions the difficulties inherent in strategic planning in an academic environment.
本文讨论了一所法学院试图将排名纳入其战略计划的经验。它讨论了旨在提高排名的考虑因素与旨在改善学校整体的考虑因素的交集,并提到了在学术环境中进行战略规划所固有的困难。
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引用次数: 4
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