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The Two Faces of the Foreign Intelligence Surveillance Court 外国情报监视法庭的两面
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2015-08-07 DOI: 10.2139/SSRN.2250123
E. Berman
When former National Security Agency contractor Edward Snowden leaked a massive trove of information about secret intelligence-collection programs implemented under the Foreign Intelligence Surveillance Act in the summer of 2013, U.S. surveillance activities were thrust to the forefront of public debate. This debate included the question of whether and how to reform the Foreign Intelligence Surveillance Court (FISA Court), the statutorily created secret court that reviews government applications to conduct surveillance in the United States. This discussion, however, has largely missed a critical feature of the way the FISA Court works. As this Article will show, since 9/11, the FISA Court has been playing not only its traditional role of “gatekeeper,” but also the additional — and entirely different — role of “rulemaker.” This is the first scholarly examination of this dichotomy and its implications for reform. Further, the Article is particularly timely in providing an assessment of the recently enacted USA Freedom Act of 2015, Congress’ attempt to reform the Court. I argue that, viewed through the lens of the Court’s dual roles, the scholarly and public conversation has fallen short in two important respects. First, it has failed to give the Court sufficient credit for its laudable performance as gatekeeper, and second, it has ignored the implications that the gatekeeper/rulemaker dichotomy has for reform. As a result, I conclude that the USA Freedom Act is not only woefully inadequate to remedy the problems that it targets but also fails entirely to address additional problems with the FISA Court. In light of these conclusions, the USA Freedom Act represents a missed opportunity. In not fully appreciating or accounting for the unique challenges that the Court’s rulemaking function poses, the Act does not go nearly far enough in bolstering the Court’s rulemaking competence. Moreover, the Act neglects (as has the public debate) a critical area for reform: ensuring sufficient flow of information from the executive branch to the FISA Court. I therefore explore the nature of this challenge and offer some additional reform ideas for consideration.
2013年夏天,美国国家安全局(National Security Agency)前承包商雇员爱德华·斯诺登(Edward Snowden)泄露了大量有关根据《外国情报监视法》(Foreign Intelligence Surveillance Act)实施的秘密情报收集项目的信息,美国的监视活动被推到了公众辩论的最前沿。这场辩论包括是否以及如何改革外国情报监视法庭(FISA Court)的问题,该法院是依法设立的秘密法庭,负责审查政府在美国进行监视的申请。然而,这种讨论在很大程度上忽略了FISA法庭工作方式的一个关键特征。正如本文将展示的那样,自9/11以来,FISA法院不仅扮演着“看门人”的传统角色,而且还扮演着“规则制定者”的额外角色——这是完全不同的角色。这是第一次对这种二分法及其对改革的影响进行学术研究。此外,该条特别及时地对最近颁布的《2015年美国自由法案》(USA Freedom Act of 2015)进行了评估,该法案是国会改革最高法院的尝试。我认为,从法院的双重角色来看,学术和公众对话在两个重要方面存在不足。首先,它没有对法院作为看门人值得称赞的表现给予足够的信任,其次,它忽视了看门人/规则制定者二分法对改革的影响。因此,我得出的结论是,《美国自由法案》不仅严重不足,无法解决它所针对的问题,而且完全无法解决FISA法庭的其他问题。鉴于这些结论,《美国自由法案》代表了一个错失的机会。由于没有充分认识或考虑到法院的规则制定职能所带来的独特挑战,该法在加强法院的规则制定能力方面做得远远不够。此外,该法案忽视了(正如公众辩论一样)一个改革的关键领域:确保行政部门向FISA法院提供足够的信息。因此,我要探讨这一挑战的性质,并提出一些额外的改革构想供审议。
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引用次数: 6
The Right to Attention 被关注的权利
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2015-04-29 DOI: 10.2139/SSRN.2600463
J. Tran
What marketing, contracts, healthcare — specifically informed consent and mandatory ultrasounds — have in common is the right to attention from the information receiver. However, scholarship most often focuses on the communicator’s perspective — e.g., how much information the communicator discloses — or on the information itself, but surprisingly, not much on the receiver’s perspective.This dearth of scholarship from the information receiver’s perspective is problematic, because the information receiver is often the “little guy” in the conversation. We own and are entitled to our attention because attention is a property right and part of our individual dignity. Yet advertisement companies and scam artists freely bombard us with their “products” daily resulting in our own time and monetary loss. Just to name a few, without recognizing the right to attention, contract formation and informed consent are hollow and superfluous: contracting parties have no meeting of the mind and informed consent is giving consent without being informed. States could continue to freely mandate ultrasounds for pregnant women against their wills as though their attentions were not really theirs in the first place. Similarly, other problems in our daily lives that involve attention would likely continue to go unaddressed. New emerging technologies make this an issue of increasing importance.This paper proposes legislation to recognize the right to attention as a statutory right, or alternatively, suggests that the courts recognize the right to attention as a common law right based on the U.S. Constitution. Specifically, the right to attention’s much larger, as-yet-poorly-defined bundle of rights include, for example, the right to deny attention when demanded, the right to be left alone, the right to not be spammed and the right not to receive ads when such advertisement is unwanted or uninvited, the right to waive the understanding of an agreement, the right to give consent without being informed, and the right not to be required to receive information against one’s will.This paper is the first to identify the right to attention, including its much larger, as-yet-poorly-defined bundle of rights. This paper hopes to identify and illuminate the right to attention in hope to generate further discussion and exploration of this novel bundle of rights.
市场营销、合同、医疗保健——特别是知情同意和强制性超声波检查——的共同点是信息接收者的关注权。然而,学术研究通常关注的是传播者的视角——例如,传播者披露了多少信息——或者信息本身,但令人惊讶的是,很少关注接受者的视角。从信息接收者的角度来看,缺乏学识是有问题的,因为信息接收者通常是对话中的“小人物”。我们拥有并有权获得注意力,因为注意力是一种财产权,是我们个人尊严的一部分。然而,广告公司和骗子每天自由地用他们的“产品”轰炸我们,导致我们自己的时间和金钱损失。仅举几个例子,如果不承认关注权,合同的形成和知情同意是空洞和多余的:合同双方没有意见一致,知情同意是在没有被告知的情况下给予同意。各州可以继续违背孕妇的意愿,自由地要求她们接受超声波检查,就好像她们的关注本来就不属于她们一样。同样,我们日常生活中涉及注意力的其他问题也可能继续得不到解决。新兴技术使这个问题变得越来越重要。本文建议立法承认注意权是一项法定权利,或者建议法院根据美国宪法承认注意权是一项普通法权利。具体地说,关注权是一个更大的、尚未明确定义的权利束,包括,例如,拒绝被要求关注的权利,不受打扰的权利,不受垃圾邮件的权利,当广告不受欢迎或不受邀请时不接受广告的权利,放弃对协议的理解的权利,不被告知同意的权利,以及不被要求接受违背自己意愿的信息的权利。这篇论文是第一个确定关注权的论文,包括其更大的,但尚未明确定义的一系列权利。本文希望通过对注意力权的识别和阐释,对这一新的权利束进行进一步的探讨和探索。
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引用次数: 4
A Comprehensive Empirical Study of Data Privacy, Trust, and Consumer Autonomy 数据隐私、信任和消费者自主权的综合实证研究
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2015-02-28 DOI: 10.2139/SSRN.2576346
J. Kesan, C. Hayes, Masooda N. Bashir
Modern society is driven by data. Data storage is practically unlimited with today’s technology, and analytical tools make it very easy to find patterns and make predictions in a way that is very useful for private businesses and governments. These uses of digital data also raise considerable privacy issues that are of great concern to consumers. In this article, we present and analyze the results of an extensive survey that we conducted to explore what people know, what people do, and what people want, when it comes to privacy online. Our survey is the first comprehensive examination of the intersection of knowledge and opinions among the survey participants concerning online privacy, law, and the data practices of both the private sector and the government. Our survey results indicate that consumers often want more options than the market gives them. Over 80% of our survey participants, for example, indicated that on some occasion they have submitted information online when they wished that they did not have to do so. One of the possible reasons why consumers still participate in these markets is that they do not have any meaningful alternatives. The private sector currently has very little incentive to provide these alternatives because consumers have been responding to unattractive business practices with complacency. Responses to our survey also indicate a low level of trust of the government as a data collector and data keeper. Our results indicate that significant changes are needed to increase consumer engagement in the online marketplace and improve trust between the government and its citizens. These improvements should begin by empowering users and giving them more control over their digital data, and we present ambitious proposals to this end. The long-term solution that we propose would involve an overhaul of current data privacy laws, and the creation of a profile clearinghouse that would serve a similar purpose as credit reporting bureaus. Through this clearinghouse, consumers could view and challenge most information that private businesses and the government hold about them. Dramatic changes are necessary in order to ensure that consumers can have empowering and engaging experiences in today’s world of digital data.
现代社会是由数据驱动的。在今天的技术下,数据存储几乎是无限的,分析工具可以很容易地找到模式并做出预测,这对私营企业和政府非常有用。这些数字数据的使用也引起了消费者非常关注的相当大的隐私问题。在本文中,我们展示并分析了一项广泛调查的结果,我们进行了这项调查,以探索人们在在线隐私方面知道什么,做什么以及想要什么。我们的调查首次全面考察了调查参与者对网络隐私、法律以及私营部门和政府的数据实践的知识和意见的交集。我们的调查结果表明,消费者想要的选择往往比市场提供的要多。例如,超过80%的调查参与者表示,在某些情况下,当他们希望他们不必这样做时,他们已经在网上提交了信息。消费者仍然参与这些市场的一个可能原因是,他们没有任何有意义的选择。私营部门目前几乎没有动力提供这些替代方案,因为消费者一直在自满地应对缺乏吸引力的商业做法。对我们调查的回应还表明,人们对政府作为数据收集者和数据保存者的信任度很低。我们的研究结果表明,要提高消费者对在线市场的参与度,改善政府与公民之间的信任,需要做出重大改变。这些改进应该从授权用户开始,让他们对自己的数字数据有更多的控制权,为此我们提出了雄心勃勃的建议。我们提出的长期解决方案将涉及对当前数据隐私法的全面改革,并创建一个与信用报告机构类似的信息交换中心。通过这个信息交换中心,消费者可以查看和质疑私营企业和政府掌握的关于他们的大多数信息。为了确保消费者能够在当今的数字数据世界中获得授权和吸引人的体验,必须进行巨大的变革。
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引用次数: 11
Furtive Encryption: Power, Trust, and the Constitutional Cost of Collective Surveillance 秘密加密:权力、信任和集体监视的宪法成本
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2015-01-16 DOI: 10.31228/osf.io/3g85p
Jeffrey L. Vagle, Jeffrey L. Vagle
Recent revelations of heretofore secret U.S. government surveillance programs have sparked national conversations about their constitutionality and the delicate balance between security and civil liberties in a constitutional democracy. Among the revealed policies asserted by the National Security Agency (NSA) is a provision found in the “minimization procedures” required under section 702 of the Foreign Intelligence Surveillance Act of 1978. This provision allows the NSA to collect and keep indefinitely any encrypted information collected from domestic communications — including the communications of U.S. citizens. That is, according to the U.S. government, the mere fact that a U.S. citizen has encrypted her electronic communications is enough to give the NSA the right to store that data until it is able to decrypt or decode it.Through this provision, the NSA is automatically treating all electronic communications from U.S. citizens that are hidden or obscured through encryption — for whatever reason — as suspicious, a direct descendant of the “nothing-to-hide” family of privacy minimization arguments. The ubiquity of electronic communication in the United States and elsewhere has led to the widespread use of encryption, the vast majority of it for innocuous purposes. This Article argues that the mere encryption by individuals of their electronic communications is not alone a basis for individualized suspicion. Moreover, this Article asserts that the NSA’s policy amounts to a suspicionless search and seizure. This program is therefore in direct conflict with the fundamental principles underlying the Fourth Amendment, specifically the protection of individuals from unwarranted government power and the establishment of the reciprocal trust between citizen and government that is necessary for a healthy democracy.
最近曝光的美国政府秘密监控项目引发了全国性的讨论,讨论这些项目的合宪性,以及宪政民主中安全与公民自由之间的微妙平衡。在美国国家安全局(NSA)披露的政策中,有一条是1978年《外国情报监视法》(Foreign Intelligence Surveillance Act)第702条所要求的“最小化程序”规定。这一条款允许国家安全局收集并无限期保存从国内通信中收集的任何加密信息,包括美国公民的通信。也就是说,根据美国政府的说法,仅仅是美国公民加密了她的电子通信这一事实,就足以让美国国家安全局有权存储这些数据,直到它能够解密或解码为止。通过这项规定,美国国家安全局自动将所有通过加密隐藏或模糊的美国公民的电子通信——无论出于何种原因——视为可疑,这是“无所隐瞒”家族隐私最小化论点的直接后裔。在美国和其他地方,电子通信的无处不在导致了加密的广泛使用,其中绝大多数是出于无害的目的。本文认为,仅仅是个人对其电子通信进行加密并不能成为个人怀疑的基础。此外,这篇文章断言国安局的政策相当于毫无疑义的搜查和扣押。因此,这一计划直接与第四修正案的基本原则相冲突,特别是保护个人免受不正当政府权力的侵害,以及在公民和政府之间建立健康民主所必需的相互信任。
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引用次数: 5
Superstatute Theory and Administrative Common Law 超级法规理论与行政普通法
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2014-09-23 DOI: 10.2139/SSRN.2386025
K. Kovacs
This article employs William Eskridge and John Ferejohn’s theory of superstatutes as a tool to argue that administrative common law that contradicts or ignores the Administrative Procedure Act is illegitimate. Eskridge and Ferejohn conceive of statutes that emerge from a lengthy, public debate and take on great normative weight over time as “superstatutes.” Superstatute theory highlights the deficiency in deliberation about the meaning of the APA. The APA bears all the hallmarks of a superstatute. Unlike the typical federal superstatute, however, the APA is not administered by a single agency. Thus, to respect and encourage the civic-republican style of deliberation that Eskridge and Ferejohn espouse, courts must adhere more closely to the compromises encoded in the statute’s text, paying particular attention to the context and history of each individual provision. Courts should hesitate before moving too far towards the boundaries of the text’s possible meaning. Venturing beyond those boundaries altogether is even more troubling. In the absence of an agency that spurs public deliberation about the meaning of the APA, administrative common law that contradicts or ignores the APA should be presumed to be illegitimate.
本文以威廉·埃斯克里奇和约翰·费约翰的超级法规理论为工具,论证了与《行政程序法》相矛盾或忽视的行政普通法是不合法的。埃斯克里奇和费约翰认为,经过漫长的公开辩论,并随着时间的推移而具有重大规范分量的法规是“超级法规”。Superstatute理论强调了对APA意义的审议的不足。《美国精神病协会》具有超级法规的所有特征。然而,与典型的联邦超级法规不同,APA不是由单一机构管理的。因此,为了尊重和鼓励埃斯克里奇和费约翰所拥护的公民共和式审议方式,法院必须更密切地遵守规约案文中所包含的妥协,特别注意每一项条款的背景和历史。法院在过分接近文本可能含义的界限之前应该犹豫。完全超越这些界限的冒险甚至更麻烦。在缺乏促使公众审议《行政程序法》含义的机构的情况下,与《行政程序法》相矛盾或忽视《行政程序法》的行政普通法应被推定为不合法。
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引用次数: 5
Ranking Law Schools with LSATs, Employment Outcomes, and Law Review Citations 根据法学院入学考试成绩、就业结果和法律评论引文对法学院进行排名
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2014-06-17 DOI: 10.2139/SSRN.2456032
A. Brophy
This paper returns to the much-discussed topic of ranking law schools. Where U.S. News & World Report includes a wide variety of factors – some of which are criticized as irrelevant to what prospective students care about or should care about – this paper looks to three variables. They are median LSAT score of entering students, which seeks to capture the quality of the student body; the percentage of the graduating students who are employed at 9 months following graduation at full-time, permanent JD required jobs (a separate analysis excludes school-funded positions and solo practitioners from this variable); and the number of citations to each school’s main law review, which seeks to capture a school’s recent reputation. It rank orders each of those variables, averages those ranks to obtain a new ranking, and then compares those new rankings to the U.S. News & World Report rankings of the 147 schools for which U.S. News provided ranks in March 2014. It identifies the schools that improve and decline the most with the new ranking. This paper provides ranks for all 194 ABA accredited law schools that U.S. News included in its rankings released in 2014, including the 47 schools that U.S. News put in its “unranked” category.
本文回到了备受讨论的法学院排名问题。《美国新闻与世界报道》包含了各种各样的因素,其中一些因素被批评为与未来学生关心或应该关心什么无关,而本文则关注三个变量。它们是旨在捕捉学生整体素质的入学学生的LSAT分数中位数;在毕业后9个月内从事全职、永久的JD要求工作的毕业生百分比(另一项分析将学校资助的职位和独立从业者排除在该变量之外);以及每所学校的主要法律评论被引用的次数,该评论旨在捕捉一所学校最近的声誉。它对这些变量进行排序,取平均值得到一个新的排名,然后将这些新排名与《美国新闻与世界报道》(U.S. News & World Report)在2014年3月提供的147所学校的排名进行比较。它在新的排名中列出了进步和下降最大的学校。本文提供了《美国新闻与世界报道》2014年发布的所有194所经美国律师协会认证的法学院的排名,其中包括47所被《美国新闻与世界报道》列入“未排名”类别的法学院。
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引用次数: 0
Dualism and Doctrine 二元论与学说
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2014-05-11 DOI: 10.1093/acprof:oso/9780198743095.003.0007
D. Fox, Alex Stein
What kinds of harm among those that tortfeasors inflict are worthy of compensation? Which forms of self-incriminating evidence are privileged against government compulsion? What sorts of facts constitute a criminal defendant’s intent? Existing doctrine pins the answer to all of these questions on whether the injury, facts, or evidence at stake are "mental" or "physical." The assumption that operations of the mind are meaningfully distinct from those of the body animates fundamental rules in our law.A tort victim cannot recover for mental harm on its own because the law presumes that he is able to unfeel any suffering arising from his mind, by contrast to his bodily injuries over which he exercises no control. The Fifth Amendment forbids the government from forcing a suspect to reveal self-incriminating thoughts as a purportedly more egregious form of compulsion than is compelling no less incriminating evidence that comes from his body. Criminal law treats intentionality as a function of a defendant’s thoughts altogether separate from the bodily movements that they drive into action. This Essay critically examines the entrenchment of mind-body dualism in the Supreme Court doctrines of harm, compulsion, and intentionality. It uses novel insights from neuroscience, psychology, and psychiatry to expose dualism as empirically flawed and conceptually bankrupt. We demonstrate how the fiction of dualism distorts the law and why the most plausible reasons for dualism’s persistence cannot save it. We introduce an integrationist model of human action and experience that spells out the conditions under which to uproot dualism’s pernicious influence within our legal system.
侵权行为人造成的哪些损害值得赔偿?哪些自证其罪的证据是不受政府强迫的?什么样的事实构成了刑事被告的意图?现有的原则将所有这些问题的答案锁定在伤害、事实或证据是“精神的”还是“身体的”。精神活动与身体活动在意义上是截然不同的这一假设,为我们法律中的基本规则赋予了活力。侵权行为的受害者不能自行就精神伤害获得赔偿,因为法律假定他能够感觉不到任何由他的精神引起的痛苦,而他的身体伤害是他无法控制的。第五修正案禁止政府强迫嫌疑人说出自证其罪的想法,这是一种据称比来自他身体的证据更令人震惊的强迫形式。刑法将故意视为被告思想的一种功能,与他们驱使的身体动作完全分离。这篇文章批判性地审视了最高法院关于伤害、强迫和故意的教义中心身二元论的根深蒂固。它利用神经科学、心理学和精神病学的新见解,揭露了二元论在经验上的缺陷和概念上的破产。我们论证了二元论的虚构是如何扭曲规律的,以及为什么二元论持续存在的最合理的理由无法挽救它。我们介绍一种人类行为和经验的综合主义模式,它阐明了在何种条件下在我们的法律制度中根除二元论的有害影响。
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引用次数: 3
Evolving Values, Animus, and Same-Sex Marriage 进化的价值观、敌意和同性婚姻
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2014-01-01 DOI: 10.4324/9781315091464-6
Daniel O. Conkle
Responding to Justice Scalia’s provocative questioning during oral argument in the same-sex marriage cases, I contend in this Essay that a Fourteenth Amendment right to same-sex marriage will emerge, and properly so, when the Supreme Court determines that justice so requires and when that determination is sufficiently supported by evolving national values that, in the words of Professor Alexander Bickel, the Court’s recognition of this right “will — in time, but in a rather immediate foreseeable future — gain general assent.” I suggest that we are fast approaching that juncture, and I go on to analyze three possible groundings for such a ruling: first, substantive due process; second, heightened-scrutiny equal protection; and third, rational-basis equal protection coupled with a finding of illicit “animus.” I contend that each form of constitutional justification can find support in evolving national values. In my judgment, however, the first two alternatives, with primary emphasis on the second, present the best and strongest arguments for a right to same-sex marriage. By contrast, I suggest that it would be misguided, or at least imprudent, for the Court to rely on the third alternative. I argue that the Court’s “animus” reasoning in United States v. Windsor was seriously flawed and that, in any event, this line of reasoning should not be extended to the state-law context.
针对斯卡利亚大法官在同性婚姻案件的口头辩论中提出的具有挑衅意味的问题,我在本文中主张,当最高法院认为正义需要同性婚姻,并且当这一决定得到不断演变的国家价值观的充分支持时,第十四条修正案赋予同性婚姻的权利就会出现,而这种价值观,用亚历山大·比克尔(Alexander Bickel)教授的话来说,就是法院对这一权利的承认“将会——”在不久的将来,但在可预见的将来——获得普遍同意。”我认为我们正在迅速接近这个关键时刻,我接着分析了做出这一裁决的三种可能依据:第一,实质性正当程序;第二,加强审查平等保护;第三,基于理性的平等保护加上非法“敌意”的发现。我认为,每一种形式的宪法辩护都可以在不断发展的国家价值观中找到支持。然而,在我看来,前两种选择,主要强调第二种,为同性婚姻的权利提供了最好和最有力的论据。相比之下,我认为,法院依靠第三种备选办法是错误的,或至少是轻率的。我认为,在美国诉温莎案中,法院的“敌意”推理存在严重缺陷,无论如何,这一推理思路不应扩展到州法语境。
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引用次数: 37
Beneath the Surface of Civil Recourse Theory 民事追索权理论的表层之下
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2013-08-01 DOI: 10.2139/SSRN.2304723
Martha Chamallas
This essay offers a progressive critique of civil recourse theory, arguing that Goldberg and Zipursky present too rosy a picture of contemporary tort law that misses the built-in bias embedded in many prevailing doctrines. A fundamental limitation of G and Z’s theory is that it takes no account of the importance of group identity in tort law’s historical construction of wrongs and injuries and fails to detect the skewing of interests that currently receive protection under the law. As classical legal theorists whose primary aim is to reveal the inner logic of tort law, G and Z make little attempt to theorize the impact of cultural polarization and differing perspectives on the complex body of U.S. tort law, suffer from a status quo bias, and are largely oblivious to the theoretical contributions of feminist and critical scholars. The main protagonist of civil recourse theory – the “empowered” individual who seeks vindication of his rights – is a fictional, privatized character who bears little resemblance to the many disempowered injured persons for whom tort law has yet to deliver on its promise of redress for harms suffered. The essay focuses on harms of subordination (domestic violence and sexual harassment), reproductive injury and relational injury as specific examples where civil recourse theory falls short of its goal of describing and explaining the contours of torts.
本文对民事追索权理论提出了一种进步的批评,认为戈德堡和齐布尔斯基对当代侵权法的描绘过于乐观,忽视了许多主流理论中嵌入的内在偏见。G和Z理论的一个根本局限性在于,它没有考虑到群体认同在侵权法对过错和伤害的历史建构中的重要性,也没有发现目前受到法律保护的利益的扭曲。作为以揭示侵权法内在逻辑为主要目的的古典法学家,G和Z几乎没有尝试将文化两极分化和不同视角对美国侵权法复杂主体的影响理论化,受到现状偏见的影响,并且在很大程度上忽略了女权主义和批判学者的理论贡献。民事追索权理论的主角——寻求为自己的权利辩护的“被授权的”个人——是一个虚构的、私有化的人物,他与许多被剥夺权利的受伤者几乎没有什么相似之处,侵权法对这些受伤者尚未兑现其赔偿所受伤害的承诺。本文以从属伤害(家庭暴力和性骚扰)、生殖伤害和关系伤害为具体例子,说明民事追索权理论在描述和解释侵权行为轮廓的目标上存在不足。
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引用次数: 1
FRAND's Forever: Standards, Patent Transfers, and Licensing Commitments FRAND的永久:标准,专利转让和许可承诺
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2013-02-28 DOI: 10.2139/SSRN.2226533
J. Kesan, C. Hayes
The Internet, computing, and telecommunications industries are ripe for a collision between the worlds of intellectual property and standardization. Many technologies in these industries are covered by patents, and some of these patented technologies are essential to standards necessary for interoperability. Many standard-setting organizations (SSOs) adopt IP rules that require participants in the standard-setting process to disclose essential patents or promise to license essential patents on fair, reasonable, and nondiscriminatory (FRAND) terms to implementers of the standard. However, many SSOs also state that the SSO will not get involved in licensing disputes. Thus, it is left to the patent owner and the implementer of the standard to work through their differences, which sometimes results in generalist judges resolving cutting edge technology issues with potentially far-reaching impacts on consumers.We examine the theoretical foundations of FRAND commitments and analyze recent case law to expose the limited ways that theories grounded in patent, antitrust, and contract can apply to problems concerning the FRAND commitment. We note that a contract-based theory offers a good approach in many situations, but there are significant limitations to contract theory as applied to FRAND commitments. In particular, contract theory fails to effectively address the problem of enforcing FRAND commitments after an essential patent has been transferred.In this Article, we propose a novel theory for applying property law to FRAND commitments. As recent work by Merrill and Smith on the property and contract interface demonstrates, there are a number of areas of law that cannot be characterized as purely “in rem” or “in personam,” and in our view, this includes patents in the context of standards. Our property approach thus emphasizes the FRAND commitment as creating something analogous to a servitude under real property law, but our approach also acknowledges the importance of contract law principles to address many other issues.To preserve the viability of FRAND commitments, we have two main recommendations: (1) courts should view FRAND commitments as having traits of both property and contract and apply our proposed theory that FRAND commitments create a servitude that runs with the patent; and (2) courts and adjudicative agencies should reject efforts to impose injunctions on the use of essential patents when the infringer must use the patent to comply with the standard. Injunctions against the use of SEPs could have more harmful effects on consumers and competition than injunctions against the use of non-SEPs, and by making a FRAND commitment, the patent owner is stating that damages would be adequate to compensate for a loss of exclusivity. We thus urge courts to view a FRAND commitment as converting a property rule into a liability rule. If these two recommendations are adopted, companies that manufacture products that conform to technical standards wi
互联网、计算机和电信行业的知识产权和标准化世界之间的冲突已经成熟。这些行业中的许多技术都受到专利保护,其中一些专利技术对于互操作性所需的标准至关重要。许多标准制定组织(sso)采用知识产权规则,要求标准制定过程中的参与者披露关键专利或承诺以公平、合理和非歧视(FRAND)条款向标准的实施者许可关键专利。然而,许多SSO也声明SSO不会卷入许可纠纷。因此,留给专利所有者和标准的实现者解决他们之间的分歧,这有时会导致通才法官解决可能对消费者产生深远影响的尖端技术问题。我们考察了FRAND承诺的理论基础,并分析了最近的判例法,以揭示基于专利、反垄断和合同的理论适用于FRAND承诺问题的有限方式。我们注意到,基于合同的理论在许多情况下提供了一种很好的方法,但合同理论在适用于FRAND承诺时存在重大局限性。特别是,契约理论未能有效地解决在重要专利转让后执行FRAND承诺的问题。在本文中,我们提出了一种适用于FRAND承诺的物权法新理论。正如Merrill和Smith最近关于财产和合同界面的工作所表明的那样,有许多法律领域不能被定性为纯粹的“对物”或“对人”,在我们看来,这包括标准背景下的专利。因此,我们的财产法强调FRAND承诺创造了类似于物权法下的奴役的东西,但我们的方法也承认合同法原则对解决许多其他问题的重要性。为了保持FRAND承诺的可行性,我们有两个主要建议:(1)法院应将FRAND承诺视为具有财产和合同的特征,并应用我们提出的理论,即FRAND承诺创造了与专利一起运行的奴役;(2)当侵权人必须使用必要专利以符合标准时,法院和裁判机构应拒绝强制禁止使用必要专利的努力。禁止使用sep的禁令可能比禁止使用非sep的禁令对消费者和竞争产生更大的有害影响,并且通过做出FRAND承诺,专利所有人声明损害赔偿将足以补偿排他性的损失。因此,我们敦促法院将FRAND承诺视为将财产规则转换为责任规则。如果这两项建议被采纳,生产符合技术标准的产品的公司将站在更坚实的法律基础上,对获得对标准至关重要的所有专利的许可充满信心。通过仔细限制财产和合同权利而增加的法律确定性反过来将促进进一步的投资和支持采用标准化技术,确保创新市场的持续强劲。
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引用次数: 5
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Indiana Law Journal
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