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Reviving Implied Confidentiality 恢复隐含保密
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2013-02-01 DOI: 10.2139/SSRN.2126269
Woodrow Hartzog
The law of online relationships has a significant flaw-it regularly fails to account for the possibility of an implied confidence. The established doctrine of implied confidentiality is, without explanation, almost entirely absent from online jurisprudence in environments where it has traditionally been applied offline, such as with sensitive data sets and intimate social interactions.Courts' abandonment of implied confidentiality in online environments should have been foreseen. The concept has not been developed enough to be consistently applied in environments such as the Internet that lack obvious physical or contextual cues of confidence. This absence is significant because implied confidentiality could be the missing piece that helps resolve the problems caused by the disclosure of personal information on the Internet.This Article urges a revival of implied confidentiality by identifying from the relevant case law a set of implied confidentiality norms based upon party perception and inequality that courts should be, but are not, considering in online disputes. These norms are used to develop a framework for courts to better recognize implied agreements and relationships of trust in all contexts.
网络关系法则有一个明显的缺陷——它经常不能解释隐含信任的可能性。在传统上适用于离线环境(如敏感数据集和亲密的社会互动)的在线判例中,已确立的隐含保密原则几乎完全不存在,无需解释。法院在网络环境中放弃隐含的保密性应该是可以预见的。这个概念还没有发展到足以在互联网等缺乏明显的身体或背景自信线索的环境中持续应用。这种缺失很重要,因为隐含的保密性可能是帮助解决互联网上个人信息披露所引起的问题的缺失部分。本文通过从相关判例法中找出一套基于当事人感知和不平等的隐含保密规范,促使隐含保密的复兴,法院在网络纠纷中应该考虑这些规范,但没有考虑这些规范。这些规范用于为法院制定一个框架,以便在所有情况下更好地识别默示协议和信任关系。
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引用次数: 4
Incorporation of the Establishment Clause Against the States: A Logical, Textual, and Historical Account 反对各州的政教分离条款的纳入:逻辑、文本和历史的解释
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2012-07-27 DOI: 10.2139/SSRN.1997807
F. M. Gedicks
Incorporation of the Establishment Clause against the states through the Fourteenth Amendment is logically and textually impossible — so say most academics, a few lower-court judges, and a Supreme Court Justice. They maintain that because the Clause was originally understood as a structural limitation on the federal government that protected state power, it cannot restrain state power or fit within the Fourteenth Amendment texts that protect personal rights — indeed, that attempts to show that it does are laughableThis purported incoherence and textual inconsistency enable anti-incorporation critics to avoid serious engagement of Reconstruction history. They also undermine the Clause’s vigorous application against the states and place the Court’s anti-establishment decisions under a cloud of illegitimacy.This Essay sets forth logical, textual, and historical justifications for Establishment Clause incorporation based on the original eighteenth-century understanding of the Clause as a purely structural limitation on federal power. The Establishment Clause did not reserve state power, but disabled congressional action. As an express disability on Congress, the Clause generated two immunities, one held by the states against congressional interference with state decisions about religious establishment or disestablishment, and one held by the people against congressional establishment of a national religion.As part of Reconstruction’s imposition of new federal limits on state power, the Fourteenth Amendment extinguished the state immunity from federal interference, but extended the personal immunity to protect the people against state as well as federally established religions. This is logically coherent in the context of Reconstruction’s goals and also sounds in the personal liberty and citizen immunities protected by the text of the Fourteenth Amendment. When framed by a logical and textual account of Establishment Clause incorporation, Reconstruction history suggests an originalist account that the Fourteenth Amendment applied the Establishment Clause to the states.Incorporation of the Establishment Clause, therefore, is eminently defensible. Its justifications require more careful consideration by courts and commentators than they have yet received.
大多数学者、一些下级法院法官和一位最高法院法官都认为,通过第十四修正案将政教隔离条款纳入反对各州的条款在逻辑上和文本上都是不可能的。他们坚持认为,由于该条款最初被理解为对联邦政府保护州权力的结构性限制,它不能限制州权力,也不能适用于保护个人权利的第十四修正案文本——事实上,试图表明它确实是可笑的。这种所谓的不连贯和文本的不一致使反对合并的批评者能够避免认真参与重建历史。它们还削弱了该条款对各州的有力适用,并使最高法院的反建制裁决蒙上了非法的阴影。本文基于18世纪对该条款纯粹是对联邦权力的结构性限制的最初理解,阐述了纳入该条款的逻辑、文本和历史理由。政教分离条款并没有保留国家权力,而是阻碍了国会的行动。作为对国会的一种明确的残疾,该条款产生了两种豁免,一种是由各州持有的,反对国会干涉国家关于宗教建立或解散的决定,另一种是由人民持有的,反对国会建立国家宗教。作为重建时期联邦对州权力施加新限制的一部分,第十四修正案取消了州不受联邦干预的豁免权,但扩大了个人豁免权,以保护人民不受州和联邦建立的宗教的侵害。这在重建目标的背景下是合乎逻辑的,也符合第十四条修正案文本所保护的个人自由和公民豁免。在对政教分离条款纳入的逻辑和文本解释的框架下,重建历史提出了一种原旨主义的解释,即第十四条修正案将政教分离条款适用于各州。因此,纳入政教分离条款是非常站得住脚的。法院和评论家需要比他们目前收到的更仔细地考虑其理由。
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引用次数: 1
Our Non-Originalist Right to Bear Arms 我们非原旨主义的持枪权
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2012-05-06 DOI: 10.2139/SSRN.2084805
R. Leider
District of Columbia v. Heller was a landmark, if controversial, opinion. Discussion has centered on the merits of its self-described originalist approach. Supporters praise its efforts to return to a more originalist and textualist approach to constitutional questions, whereas critics challenge the accuracy of Heller’s historical claims and criticize its departure from precedent.This paper challenges much of the conventional wisdom about Heller, its use of originalism, and its relationship to nineteenth and twentieth century case law. This article argues that, despite much of its rhetoric, Heller actually exemplified popular constitutionalism — not originalism — in the way it approached the most important practical question at issue in the case: determining the content of the right to bear arms. On that question, Heller — and not Miller — is largely consistent with the way, throughout most of American history, that both state and federal courts have adjudicated cases involving the right to bear arms. In particular, this article argues that the dominant approach followed by nineteenth-century courts was neither “originalist” nor “textualist” about the right to bear arms. These courts did not look to how James Madison viewed the right in 1789 or how Americans in 1791 commonly understood the Second Amendment. Instead, they attempted to find compromise positions on the scope of the right to bear arms to accommodate a population divided between those believing in the right and those seeking stronger restrictions on weapons. To do this, the nineteenth-century courts shifted their understanding of the purpose of the right to bear arms over time, which, in turn, enabled them to reach conclusions about the content of the right that reflected the contemporary popular understanding of the right — and of the right’s limits. In this revisionist account, Miller is the case that represented a break with the courts’ historical approach because it arguably allowed access to common military weapons — an approach that did not readily allow courts to adjust the Second Amendment right to new circumstances as these military weapons became increasingly destructive. These difficulties prompted subsequent courts to adopt the “collective rights” interpretation of Miller — an interpretation that was too rigidly restrictive, and therefore, also difficult to adjust to reflect popular understandings. The paper concludes that Heller reflects a new compromise: expanding the individual self-defense rationale while diminishing the Second Amendment’s military objectives. This new compromise recognizes an individual right to have self-defense weapons, while allowing greater control over military-style weapons — which aligns with how mainstream Americans today view the right. Although Heller radically reshaped the Second Amendment right to fit the twenty-first century popular understanding of the right, its methodological approach is quite consistent with how most courts have appro
哥伦比亚特区诉海勒案虽有争议,但具有里程碑意义。讨论集中在其自称的原旨主义方法的优点上。支持者称赞其努力回归更原旨主义和文本主义的方法来解决宪法问题,而批评者则质疑海勒的历史主张的准确性,并批评其偏离先例。本文挑战了许多关于海勒的传统智慧,它对原旨主义的使用,以及它与19世纪和20世纪判例法的关系。本文认为,尽管海勒的言论很多,但它实际上是大众宪政主义(而非原旨主义)的例证,因为它处理了本案中最重要的实际问题:确定携带武器权利的内容。在这个问题上,海勒——而不是米勒——在很大程度上与美国历史上大部分州法院和联邦法院裁决涉及携带武器权利的案件的方式一致。特别是,本文认为,19世纪法院所遵循的主要方法既不是“原旨主义”,也不是“文本主义”关于携带武器的权利。这些法院没有考虑到詹姆斯·麦迪逊(James Madison)在1789年对权利的看法,也没有考虑到1791年美国人对第二修正案的普遍理解。相反,他们试图在携带武器的权利范围上找到妥协的立场,以容纳那些相信该权利的人和那些寻求对武器进行更严格限制的人。为了做到这一点,19世纪的法院随着时间的推移改变了他们对携带武器权利目的的理解,这反过来又使他们能够得出关于权利内容的结论,这些结论反映了当代大众对权利的理解——以及对权利限制的理解。在这种修正主义的解释中,米勒案代表了法院对历史方法的突破,因为它可以论证允许使用普通军事武器——这种方法不容易允许法院根据新情况调整第二修正案的权利,因为这些军事武器变得越来越具有破坏性。这些困难促使后来的法院采用米勒案的“集体权利”解释——这种解释过于严格,因此也难以调整以反映大众的理解。论文的结论是,海勒反映了一种新的妥协:扩大个人自卫的理由,同时削弱第二修正案的军事目标。这项新的妥协承认个人拥有自卫武器的权利,同时允许对军用武器进行更大的控制——这与当今主流美国人对这项权利的看法一致。尽管海勒从根本上重塑了第二修正案的权利,以适应21世纪对权利的普遍理解,但其方法论与大多数法院处理第二修正案问题的方式相当一致——这种方法听起来更像是流行的宪政主义,而不是原旨主义。
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引用次数: 1
Seeing is Believing: The Anti-Inference Bias 眼见为实:反推理偏见
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2012-04-21 DOI: 10.2139/SSRN.1989561
E. Zamir, Ilana Ritov, D. Teichman
A large body of studies suggests that people are reluctant to impose liability on the basis of circumstantial evidence alone, even when this evidence is more reliable than direct evidence. Current explanations for this pattern of behavior focus on factors such as the tendency of factfinders to assign low subjective probabilities to circumstantial evidence, the statistical nature of such evidence, and the fact that direct evidence can rule out with greater ease any competing factual theory regarding liability. This article describes a set of four new experiments demonstrating that even when these factors are controlled for, the disinclination to impose liability based on non-direct evidence remains. For instance, people are much more willing to convict a driver of a speeding violation on the basis of a speed camera than on the basis of two cameras documenting the exact time a car passes by them — from which the driver’s speed in the pertinent section of the road is inferred. While these findings do not necessarily refute the existing theories, they indicate that these theories are incomplete and point to the existence of a deep-seated bias against basing liability on inferences — an anti-inference bias. The article dicusses the potential normative implications of the new findings.
大量的研究表明,人们不愿意仅仅根据间接证据来承担责任,即使间接证据比直接证据更可靠。目前对这种行为模式的解释集中在一些因素上,如事实发现者倾向于将低主观概率分配给间接证据,这些证据的统计性质,以及直接证据可以更容易地排除任何关于责任的竞争性事实理论。这篇文章描述了一组四个新的实验,表明即使控制了这些因素,基于非直接证据强加责任的意愿仍然存在。例如,人们更愿意根据一个测速摄像头判定一个司机超速,而不是根据两个摄像头记录的汽车经过他们的确切时间——从这个时间推断出司机在相关路段的速度。虽然这些发现并不一定反驳现有的理论,但它们表明这些理论是不完整的,并指出存在一种根深蒂固的偏见,即反对将责任建立在推论上——一种反推论偏见。本文讨论了新发现的潜在规范含义。
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引用次数: 9
Claim-Suppressing Arbitration: The New Rules 索赔抑制仲裁:新规则
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2011-02-14 DOI: 10.2139/SSRN.1761675
David S. Schwartz
Binding, pre-dispute arbitration imposed on the weaker party in an adhesion contract so-called "mandatory arbitration" should be recognized for what it truly is: claim-suppressing arbitration. Arguments that such arbitration processes promote access to dispute resolution have been refuted and should not continue to be made without credible empirical support. Drafters of such arbitration clauses are motivated to reduce their liability exposure and, in particular, to eliminate class claims against themselves. Claim-suppressing arbitration, furthermore, violates two fundamental principles of due process: It allows one party to the dispute to make the disputing rules; and it gives the adjudicative role to a decision maker with a financial stake in the outcome of key jurisdictional decisions "that is to say, arbitrators have authority to decide their own power to decide the merits, a question in which they have a financial stake. The Supreme Court has facilitated this doctrine through a series of poorly-reasoned and incoherent decisions, in which the Court's liberal wing has been particularly inept at seeing the stakes for consumer and employee plaintiffs. Exploiting Justice Breyer's incoherent line of majority opinions attempting to identify "gateway" issues, the conservative Court majority has recently insulated all questions of enforceability of arbitration clauses from judicial review and is on the verge of allowing corporate defendants to immunize themselves from class actions through use of arbitration clauses.
在附签合同中,对弱势一方施加有约束力的争议前仲裁,即所谓的“强制仲裁”,应该被承认为它的真正含义:抑制索赔的仲裁。这种仲裁程序促进解决争端的途径的论点已被驳斥,并且在没有可靠的经验支持的情况下不应继续提出。这种仲裁条款的起草者的动机是减少他们的责任风险,特别是消除对他们自己的集体索赔。此外,请求抑制仲裁违反了正当程序的两个基本原则:它允许争议一方制定争议规则;它把裁决的角色赋予了一个决策者,在关键的司法决定的结果中有经济利益,也就是说,仲裁员有权决定他们自己决定是非曲性的权力,他们在这个问题上有经济利益。最高法院通过一系列缺乏理由和不连贯的判决促进了这一原则,在这些判决中,法院的自由派尤其不善于看到消费者和雇员原告的利益。利用布雷耶法官不连贯的多数意见路线,试图确定“门户”问题,保守的法院多数派最近将仲裁条款的可执行性问题与司法审查隔离开来,并濒临允许公司被告通过使用仲裁条款使自己免于集体诉讼。
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引用次数: 5
A Fourth Amendment for the Poor Alone: Subconstitutional Status and the Myth of the Inviolate Home 专为穷人制定的第四修正案:非宪法地位和不可侵犯家庭的神话
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2010-10-05 DOI: 10.2139/SSRN.1687938
Jordan C. Budd
For much of our nation’s history, the poor have faced pervasive discrimination in the exercise of fundamental rights. Nowhere has the impairment been more severe than in the area of privacy. This Article considers the enduring legacy of this tradition with respect to the Fourth Amendment right to domestic privacy. Far from a matter of receding historical interest, the diminution of the poor’s right to privacy has accelerated in recent years and now represents a powerful theme within the jurisprudence of poverty. Triggering this development has been a series of challenges to aggressive administrative practices adopted by localities in the wake of federal welfare-reform legislation. As a precondition to public assistance, some jurisdictions now require that all applicants submit to a suspicionless home search by law-enforcement investigators seeking evidence of welfare fraud. In turning back challenges to these intrusions, contemporary courts have significantly curtailed the protections of the Fourth Amendment as applied to the poor.While the courts that sanction these practices disclaim any sort of poverty-based classification underlying their analysis, no other rationale withstands scrutiny. Neither precedent nor the principled extension of existing doctrine justifies recent outcomes or explains why the holdings should not be applied to authorize a vast - and, thus, unacceptable - expansion of suspicionless search practices directed at the homes of the less destitute. The developing jurisprudence accordingly represents an implicit concession that the poor constitute a subconstitutional class for purposes of the Fourth Amendment. Framed most charitably, the decisions understand poverty as a condition of moral culpability and thus accept it as a surrogate for the individualized suspicion that otherwise would be required to justify the intrusions at issue. The premise of the dissolute poor, tracing back centuries, remains alive and well in American law, and we have a bifurcated Fourth Amendment to prove its enduring vitality.
在我国历史的大部分时间里,穷人在行使基本权利时都面临着普遍的歧视。在隐私领域受到的损害最为严重。本文考虑了这一传统在第四修正案中关于家庭隐私权的持久遗产。近年来,穷人隐私权的削弱加速了,这远不是历史兴趣消退的问题,现在已经成为贫困法学中的一个强有力的主题。在联邦福利改革立法之后,地方政府采取了一系列激进的行政做法,引发了这一发展。作为获得公共援助的先决条件,一些司法管辖区现在要求所有申请人接受执法调查人员的无嫌疑搜查,以寻找福利欺诈的证据。在拒绝对这些侵犯的挑战时,当代法院大大削弱了第四修正案对穷人的保护。虽然批准这些做法的法院否认任何基于贫困的分类作为其分析的基础,但没有任何其他理由经得起审查。无论是先例还是现有原则的原则性延伸,都不能证明最近的结果是合理的,也不能解释为什么不应将这些规定用于授权大规模——因此是不可接受的——扩大针对不那么贫困的家庭的毫无疑问的搜查行动。因此,发展中的法理学代表了一种隐含的让步,即穷人为第四修正案的目的构成了一个次宪法阶层。这些决定以最仁慈的方式将贫困理解为道德罪责的一个条件,因此接受贫困作为个人怀疑的替代品,否则就需要证明有争议的侵犯是正当的。放荡的穷人的前提,可以追溯到几个世纪,在美国法律中仍然存在,并且很好地存在,我们有一个分岔的第四修正案来证明它的持久生命力。
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引用次数: 3
The Devil is in the Lack of Details 细节的缺失才是问题的关键
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2010-01-01 DOI: 10.2139/ssrn.3504949
Ann M. Killenbeck
In an interesting and potentially important article, Professor Deirdre M. Bowen declares that her goal “is to scrutinize what happens when the judiciary and anti– affirmative action activist groups exploit color blindness to rationalize away affirmative action admissions policies.” 1 She argues that her research and her study demonstrate that “reactionary ‘color blindness’” 2 does not actually show that “affirmative action is no longer necessary.” 3 Instead, she believes the results of her study establish that anti–affirmative action forces have embraced an “ideal [that] does not appear to exist” and are “promoting a deeply flawed discourse [by asserting] that affirmative action causes stigma.” 4
在一篇有趣且可能很重要的文章中,迪尔德丽·m·鲍恩(Deirdre M. Bowen)教授宣称,她的目标是“仔细审视当司法部门和反平权行动激进组织利用肤色歧视来合理化平权行动的招生政策时,会发生什么。”她辩称,她的研究和她的研究表明,“反动的‘色盲’”实际上并没有表明“平权行动不再必要”。相反,她认为她的研究结果表明,反平权行动的力量接受了一种“似乎不存在的理想”,并且“通过断言平权行动会导致耻辱,来促进一种有严重缺陷的话语”。“4
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引用次数: 1
The Paradox of Public Sector Labor Law 公共部门劳动法的悖论
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2009-08-21 DOI: 10.2139/SSRN.1459080
M. Malin
Although the percentage of employees represented in collective bargaining in the public sector is more than five times the percentage in the private sector, collective bargaining for public employees remains very controversial The two most powerful arguments against public employee collective bargaining is that it is antidemocratic and that it impedes effective government. Concern with the antidemocratic effects of public sector collective bargaining leads courts and labor boards to narrow the scope of what must be negotiated. Concerns with collective bargaining impeding effective government leads to backlash by the legislative and executive branches against public employee unions.This article contends that the narrowness of the scope of bargaining that results from concerns over the antidemocratic nature of public employee bargaining leads to public employee bargaining impeding effective government. The law of negotiability channels channels employees and their unions away from participation in and responsibility for decisions affecting the risks of the public sector enterprise and into negotiating contract provisions that protect them from those risks. Public employee unions have performed that role very effectively, so effectively that the results can impede effective government. The article examines numerous cases where, in spite of the law, public employers have involved employees and their unions in decisions affecting the risks of the enterprise with very positive results. The article urges that jurisdictions break away from the private sector model which classifies every subject as either one on which collective bargaining is mandated or which is left to the unilateral control of management and develop alternative vehicles of employee-union voice in public sector decision-making.
尽管公共部门参与集体谈判的雇员比例是私营部门的五倍多,但公共部门雇员的集体谈判仍然非常有争议。反对公共部门雇员集体谈判的两个最有力的理由是,它是反民主的,它阻碍了有效的政府。由于担心公共部门集体谈判的反民主影响,法院和劳工委员会缩小了必须谈判的范围。对集体谈判阻碍政府有效运作的担忧导致立法和行政部门对公共雇员工会的强烈反对。本文认为,由于担心公务员议价的反民主性质,议价范围的狭窄导致公务员议价阻碍了有效政府。可协商性法律使雇员及其工会不参与影响公共部门企业风险的决定并对其承担责任,而参与谈判保护他们免受这些风险的合同条款。公共雇员工会非常有效地发挥了这一作用,以至于其结果可能阻碍有效的政府。这篇文章审查了许多案例,在这些案例中,尽管有法律,公共雇主还是让雇员及其工会参与影响企业风险的决策,并取得了非常积极的结果。文章敦促司法管辖区摆脱私营部门模式,这种模式将每一个主题分类为强制集体谈判或留给管理层单方面控制的主题,并在公共部门决策中发展雇员工会声音的替代工具。
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引用次数: 13
"Why Rebottle the Genie?": Capitalizing on Closure in Death Penalty Proceedings “为什么要给精灵装瓶?”:利用死刑程序的结束
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2009-02-23 DOI: 10.2139/SSRN.1347844
J. Madeira
Closure, though a term with great rhetorical force in the capital punishment context, has to date evaded systematic analysis, instead becoming embroiled in ideological controversy. For victims who have rubbed the rights lamp for years, inclusion in capital proceedings and accompanying closure opportunities are perceived as a force with the potential to grant wishes of peace and finality. Scholars, however, argue for rebottling the closure genie lest closure itself prove false or its pursuit violate a defendant's constitutional rights. In order to effectively appraise the relationship of closure to criminal jurisprudence, however, and thus to decide whether and to what extent closure is an appropriate adjudicative goal, it is necessary to more thoroughly investigate the concept and develop a theory of closure. This article provides an argument against rebottling the closure genie, a task not only seriously implausible but unsound under principles of communicative theory. Proposing that closure is an authentic cultural and communicative construct that has become indelibly linked to capital proceedings, this article advocates a shift in focus to more practical questions. This article first summarizes how legal scholarship has described closure up to this point, and then examines how courts utilize the rhetoric of closure to effect change for victims' families in a variety of contexts. It then reviews widespread scholarly opposition to utilizing criminal law to pursue therapeutic ends. Thereafter, this article seeks to broaden the contemporary understanding of closure by exploring how members of one victim population - Oklahoma City Bombing victims' families and survivors - have described closure in intensive face-to-face interviews. These reflections provide the foundation for theorizing closure as a communicative concept composed of two interdependent behaviors: intervention and reflexivity. While intervention is an interpersonal component that urges victims' families to take action to effect change and pursue accountability, reflexivity is an intrapersonal component that nudges them to contemplate and work through grief, emotion, and trauma after a loved one's murder. Finally, this article considers the pragmatic ramifications of applying a communicative theory of closure.
结束语虽然在死刑语境中具有很强的修辞力量,但迄今为止还没有得到系统的分析,而是卷入了意识形态的争论。对于那些多年来一直在权利之灯下挣扎的受害者来说,被纳入死刑程序和随之而来的结案机会被认为是一种有可能实现和平和最终愿望的力量。然而,学者们认为应该重新定义“关闭”这个精灵,以免关闭本身被证明是错误的,或者对关闭的追求侵犯了被告的宪法权利。然而,为了有效地评价封闭性与刑法学的关系,从而决定封闭性是否以及在多大程度上是一个合适的裁判目标,有必要更深入地研究这一概念并发展封闭性理论。本文提供了一个反对重新装瓶封闭精灵的论点,这一任务不仅严重不合理,而且在交际理论原则下是不健全的。本文提出,封闭性是一种真实的文化和交际结构,与资本诉讼有着不可磨灭的联系。本文主张将焦点转向更实际的问题。本文首先总结了到目前为止法律学术是如何描述结束的,然后研究了法院如何利用结束的修辞来影响受害者家庭在各种情况下的变化。然后,它回顾了广泛的学术反对利用刑法来追求治疗目的。此后,本文试图通过探索一个受害者群体的成员——俄克拉荷马城爆炸案受害者的家属和幸存者——如何在密集的面对面访谈中描述结束,来拓宽当代对结束的理解。这些反思为封闭性作为一种由干预和反身性两种相互依赖的行为组成的交际概念的理论化提供了基础。干预是一种人际因素,它促使受害者家属采取行动来实现改变并追究责任,而反身性是一种个人因素,它促使他们在亲人被谋杀后思考和克服悲伤、情绪和创伤。最后,本文探讨了交际闭包理论在语用学中的应用。
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引用次数: 9
Requiem for the Bulge Bracket?: Revisiting Investment Bank Regulation 《鼓包人的安魂曲》?:重新审视投资银行监管
IF 0.8 3区 社会学 Q2 Social Sciences Pub Date : 2009-02-01 DOI: 10.2139/ssrn.1249441
Onnig H. Dombalagian
I argue that the most efficient way to regulate investment banks for financial responsibility is to make them bear (at least some) of the consequences of a systemic crisis. More prudential oversight is not likely to be helpful, in an age of rigorous risk modeling, and complex federal insolvency regimes (as in the banking industry) are not likely to be tractable for investment banks. The most effective incentive for firms to take a more pro-active role in counterparty and systemic risk management, thus, is to formalize the existing expectation that financial services conglomerates participate (at least, to a degree commensurate with their interest) in the rescue of an insolvent competitor whom the industry deems "too interconnected" to fail. To that end, this Article proposes a self-regulatory framework for top-tier financial holding companies and investment banks both to make such determinations and help shoulder the burden in addressing the consequences. Congress would enact legislation creating the framework of such an organization, as well as principles for the sharing of information among participating firms, to be implemented by specific rules. The organization would be responsible for identifying risks, determining the flows of information necessary to contain those risks, and building mechanisms to share that information. More importantly, the organization would be expected to participate in the financing (and share in the profits or loss resulting from) any bailout of a member entity, pursuant to rules established by the organization. An industry regulator (similar to the SEC) would be responsible for overseeing rulemaking that establishes procedures for making such determinations and enforcing compliance with those rules. The Federal Reserve Board, meanwhile, would have the authority to monitor the activities of individual member firms, to set the terms for any acquisition of an insolvent member firm within the parameters established by the industry framework, and (at its discretion) to finance or fund a bailout, in part or in whole, if it is determined to be in the public interest.
我认为,监管投资银行承担财务责任的最有效方式,是让它们承担(至少部分)系统性危机的后果。在一个严格的风险建模时代,更审慎的监管不太可能有帮助,而复杂的联邦破产制度(就像银行业一样)不太可能适用于投资银行。因此,促使公司在交易对手和系统风险管理中发挥更积极作用的最有效激励措施,是使现有的期望正式化,即金融服务集团参与(至少在与其利益相称的程度上)拯救破产的竞争对手,而该行业认为这些竞争对手“相互关联太大”而不能倒闭。为此,本文提出了一个顶级金融控股公司和投资银行的自我监管框架,以做出此类决定并帮助承担解决后果的负担。国会将颁布立法,建立这样一个组织的框架,以及参与公司之间分享信息的原则,并通过具体规则加以实施。该组织将负责识别风险,确定包含这些风险所需的信息流,并建立共享该信息的机制。更重要的是,根据该组织制定的规则,该组织将参与对成员实体的任何救助的融资(并分享由此产生的利润或损失)。行业监管机构(类似于美国证券交易委员会)将负责监督制定规则,制定做出此类决定和强制遵守这些规则的程序。与此同时,联邦储备委员会将有权监督单个成员公司的活动,有权在行业框架确定的参数范围内为任何收购破产成员公司设定条件,并(自行决定)为部分或全部救助提供资金或资金,如果确定这符合公众利益。
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引用次数: 4
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Indiana Law Journal
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