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Local Stakeholders Understand Recreational Fisheries as Social-Ecological Systems but Do Not View Governance Systems as Influential for System Dynamics 地方利益相关者将休闲渔业理解为社会生态系统,但不认为治理系统对系统动力学有影响
IF 1.9 3区 经济学 Q3 ENVIRONMENTAL STUDIES Pub Date : 2019-10-30 DOI: 10.5334/ijc.945
J. Ziegler, Stuart E. Jones, C. Solomon
Recognition that there are often social and ecological components to problems that arise from management of shared resources has led to a dominant paradigm among academics that natural resource management should consider coupled social-ecological systems. For academic theory to have real-world impact it must be understood and acted upon by stakeholders at a local scale. However, it is unclear if stakeholders view their systems as coupled social-ecological systems. We interviewed key stakeholders in an inland recreational fishery to solicit their mental models of system dynamics in the context of Ostrom‘s Social-Ecological Systems Framework (SESF). We found that stakeholders in aggregate considered all components of the SESF (actors, resource systems, environmental settings, and governance systems) in their view of recreational fisheries. However, researchers viewed governance system and environmental setting components as less diverse than actor and resource system components, while anglers and managers viewed the actor component as more diverse than all other components. In addition, all stakeholders viewed governance system and environmental setting components as less influential than actor and resource system components. Given strong empirical evidence of positive relationships between the number and diversity of governance system attributes and successful fisheries outcomes, our results suggest that governance systems that prevent free riding, enforce rules through graduated sanctions, and address large scale problems at the local scale through nested institutions could improve social-ecological outcomes in inland recreational fisheries.
由于认识到共享资源管理所产生的问题往往有社会和生态组成部分,学术界形成了一种主流范式,即自然资源管理应考虑耦合的社会生态系统。学术理论要想对现实世界产生影响,就必须得到地方利益相关者的理解和行动。然而,目前尚不清楚利益相关者是否将其系统视为耦合的社会生态系统。我们采访了内陆休闲渔业的主要利益相关者,以在Ostrom的社会生态系统框架(SESF)的背景下征求他们的系统动力学心理模型。我们发现,利益相关者在他们对休闲渔业的看法中,总体上考虑了SESF的所有组成部分(行为者、资源系统、环境环境和治理系统)。然而,研究人员认为治理系统和环境设置组件的多样性不如行动者和资源系统组件,而钓鱼者和管理者则认为行动者组件比所有其他组件更多样。此外,所有利益攸关方都认为,治理系统和环境设置组成部分的影响力不如行为者和资源系统组成部分。鉴于强有力的经验证据表明,治理系统属性的数量和多样性与成功的渔业成果之间存在积极关系,我们的研究结果表明,防止搭便车、通过分级制裁执行规则、,通过嵌套机构解决地方规模的大规模问题,可以改善内陆休闲渔业的社会生态成果。
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引用次数: 4
Understanding the Role of Power in Changes to Pastoral Institutions in Kyrgyzstan 理解权力在吉尔吉斯斯坦牧师制度变革中的作用
IF 1.9 3区 经济学 Q3 ENVIRONMENTAL STUDIES Pub Date : 2019-10-30 DOI: 10.5334/ijc.870
U. Kasymov, A. Thiel
Our article reflects on the Kyrgyz experience of a transformation in pasture use and management, seeking to contribute to the literature on institutional change in post-socialist contexts. We employ the distributional theory of institutional change in order to understand gradual, informal de facto institutional change which emerged because of changes in formal institutions (laws) that changed the bargaining positions of actors involved. The study findings demonstrate the dynamics of change of interrelated formal institutions, power resources, informal institutions, and their distributional consequences. We observe that the enforcement of new pasture legislation introduced in 2009 gradually reducing bargaining asymmetry among actors, in the long run potentially favouring less powerful pasture users, who are herders providing herding services to their community. Evaluating the potential implications of formal institutional change for day-to-day pasture management and informal institutions, we expect changes to contribute to maintenance of pasture health in the medium to long term. However, traditionally powerful actors (individual herders) typically try to resist these changes and the shift to new informal institutions is therefore still highly contested.
我们的文章反思了吉尔吉斯斯坦牧场使用和管理转型的经验,试图为后社会主义背景下的制度变革文献做出贡献。我们采用制度变革的分配理论来理解渐进的、非正式的事实上的制度变革,这种变革是由于正式制度(法律)的变化而出现的,这些变化改变了相关行为者的谈判立场。研究结果显示了相互关联的正式制度、权力资源、非正式制度的变化动态及其分配后果。我们注意到,2009年出台的新牧场立法的实施逐渐减少了行为者之间的讨价还价不对称,从长远来看,这可能有利于权力较小的牧场使用者,他们是为社区提供放牧服务的牧民。评估正式制度变革对日常牧场管理和非正式制度的潜在影响,我们预计这些变革将有助于中长期维护牧场健康。然而,传统上强大的行为者(个体牧民)通常试图抵制这些变化,因此向新的非正式机构的转变仍然存在很大争议。
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引用次数: 10
Critical Commons Scholarship: A Typology 批判公地奖学金:类型学
IF 1.9 3区 经济学 Q3 ENVIRONMENTAL STUDIES Pub Date : 2019-10-30 DOI: 10.5334/ijc.925
Anastasia Quintana, L. Campbell
Common-pool resource theory (CPR theory) emerged to understand the limitations of the tragedy of the commons narrative, and the theory of human behavior underlying it. Over time, diverse critiques of CPR theory have also emerged. Prominent critiques include inattention to power and coercion, assumptions that institutions can be crafted, and analyses that exclude history and context, among others. We label this literature critical commons scholarship. In this review paper, we define a typology of five types of critical commons scholarship. The functionalist critique (type 1) argues that a narrow focus on institutions that excludes history, context, and contingencies causes erroneous conclusions about the causes of resource sustainability. The apolitical management critique (type 2) argues that a focus on resource sustainability causes commons scholars to ignore how power is used to create and maintain inequalities through rules and norms structuring resource access. The methodological critique (type 3) argues that methodological incompatibilities, such as CPR theory’s dependence on general, abstract models, necessarily prevent these scholars from responding to type 1 and type 2 critiques. The project of government critique (type 4) argues that common-pool resource theory is used to support neoliberal and hegemonic practices. Finally, the ethical critique (type 5) argues that common-pool resource theory is premised on problematic north-south relationships where expert scholars in the global north provide information to be consumed by “commoners” in the global south. Mainstream CPR theory has been limited in engaging with critical commons scholarship, but there are new tools (such as the social-ecological systems framework and the critical institutionalism approach) for addressing each type of critique. Our goal in developing this typology is to make critiques of CPR theory legible and potentially actionable, while acknowledging the challenges associated with addressing them.
公共资源理论(CPR理论)的出现是为了理解公共叙事悲剧的局限性,以及作为其基础的人类行为理论。随着时间的推移,对CPR理论的各种批评也出现了。著名的批评包括忽视权力和强制,假设制度可以精心设计,以及排除历史和背景的分析等等。我们给这些文献贴上“批判公地学术”的标签。在这篇综述文章中,我们定义了五种类型的批判公地学术。功能主义批判(类型1)认为,对排除历史、背景和偶然性的制度的狭隘关注会导致对资源可持续性原因的错误结论。非政治管理批判(类型2)认为,对资源可持续性的关注导致公地学者忽视了权力是如何通过构建资源获取的规则和规范来创造和维持不平等的。方法批评(类型3)认为,方法上的不兼容性,如CPR理论对一般抽象模型的依赖,必然会阻止这些学者对类型1和类型2的批评做出回应。政府批判项目(类型4)认为公共资源理论被用来支持新自由主义和霸权实践。最后,伦理批判(类型5)认为,公共资源理论的前提是有问题的南北关系,即全球北方的专家学者提供信息供全球南方的“平民”消费。主流CPR理论在参与批判公地学术方面受到限制,但是有新的工具(如社会生态系统框架和批判制度主义方法)来解决每种类型的批评。我们发展这一类型学的目的是使对心肺复苏术理论的批评变得清晰,并具有潜在的可操作性,同时承认与解决这些问题相关的挑战。
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引用次数: 10
Land Ownership and Catastrophic Risk Management in Agriculture: The Case of Khyber Pakhtunkhwa Province of Pakistan 农业土地所有权与灾难性风险管理:以巴基斯坦开伯尔-普赫图赫瓦省为例
IF 1.9 3区 经济学 Q3 ENVIRONMENTAL STUDIES Pub Date : 2019-10-30 DOI: 10.5334/ijc.896
R. Ullah, G. Shivakoti, M. Kamran, F. Zulfiqar
The agricultural sector faces numerous threats arising mainly due to adverse weather conditions. These climatic risks are usually beyond the control of farmers and are mostly uncertain. Managing these risks and uncertainties is crucial in an effort to alleviate poverty and ensure food security for the masses who depend on farm sector for their livelihoods. Land tenure agreements along with other socioeconomic factors play an important role in farmers’ decisions to adopt risk coping tools. This study is aimed at investigating the effect of tenure agreements on farmers’ decisions to adopt three risk coping tools, namely off-farm diversification, precautionary savings and credit reserves, to mitigate climatic risks in Khyber Pakhtunkhwa Province of Pakistan. The results revealed that the adoption of traditional risk coping tools is relatively higher among landless tenants when compared with owner-cum-tenant farmers and owner farmers. However, for formal risk coping tools (credit reserves) tenant farmers have significantly lower access when compared with owner farmers. Owner farmers, on the other hand, can access financial institutions to lessen their burden of risks. The findings of the logit models also indicated the significant role of land ownership status, along with perceptions of risk sources and attitude towards risk, on farmers’ decisions of adopting off-farm diversification and credit reserves. Therefore, it is suggested that financial institutions should facilitate tenant farmers’ access to credit facilities by simplifying and shortening the credit sanction procedure.
农业部门面临许多威胁,主要是由于恶劣的天气条件。这些气候风险通常超出农民的控制范围,而且大多不确定。管理这些风险和不确定性对于减轻贫困和确保依赖农业部门谋生的群众的粮食安全至关重要。土地保有权协议以及其他社会经济因素在农民决定采用风险应对工具方面发挥着重要作用。本研究旨在调查保有权协议对农民决定采用三种风险应对工具的影响,即场外多样化、预防性储蓄和信贷储备,以减轻巴基斯坦开伯尔-普赫图赫瓦省的气候风险。结果显示,与业主兼租户农民和业主农民相比,无地租户对传统风险应对工具的采用率相对较高。然而,对于正式的风险应对工具(信贷储备),与业主农民相比,租户农民获得的机会要低得多。另一方面,业主农民可以利用金融机构来减轻他们的风险负担。logit模型的研究结果还表明,土地所有权状况,以及对风险来源的认知和对风险的态度,对农民采取非农多样化和信贷储备的决策具有重要作用。因此,建议金融机构通过简化和缩短信贷制裁程序,为佃农获得信贷提供便利。
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引用次数: 6
Impacts of 150 Years of Modernization Policies on the Management of Common Forests in Japan: A Statistical Analysis of Micro Census Data 150年现代化政策对日本普通森林经营的影响:微观普查数据的统计分析
IF 1.9 3区 经济学 Q3 ENVIRONMENTAL STUDIES Pub Date : 2019-10-30 DOI: 10.5334/ijc.936
Takuya Takahashi, K. Matsushita, Y. Yoshida, Tetsuji Senda
After World War II, Japan’s policy makers believed that common forests were underutilized because of their legal status and organization method under customary iriai-type ownership and that modern ownership in the form of group ownership, such as forest producers’ cooperatives, or as individual, separate ownership, would improve the situation. Thus, the Common Forests Modernization Act of 1966 was enacted, following successive modernization policies since the Meiji Restoration in 1868. We evaluated the impacts of the past modernization policies on the management of common forests by statistically comparing the performance of modernized and non-modernized 19,690 common forests based on the World Census of Agriculture and Forestry 2000. The performance measures for comparison included planting, weeding, thinning, and harvesting activities. We found less modernized, customary holdings are more active in tending activities such as weeding and thinning, while modernized holdings may have an advantage in harvesting and timber sales.
第二次世界大战后,日本的政策制定者认为,普通森林没有得到充分利用,因为它们在习惯的iriai型所有权下的法律地位和组织方法,而以集体所有权形式的现代所有权,如森林生产者合作社,或作为个人的单独所有权,将改善这种情况。因此,继1868年明治维新以来的连续现代化政策之后,1966年颁布了《共同森林现代化法案》。我们根据2000年世界农业和林业普查,通过对19690年现代化和非现代化普通森林的表现进行统计比较,评估了过去现代化政策对普通森林管理的影响。用于比较的绩效指标包括种植、除草、间伐和收割活动。我们发现,现代化程度较低的传统庄园在除草和疏伐等照料活动中更为活跃,而现代化庄园可能在采伐和木材销售方面具有优势。
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引用次数: 4
The Impact of Heterogeneity in a Global Knowledge Commons: Implications for Governance of the DNA Barcode Commons 异质性在全球知识共享中的影响:对DNA条形码共享管理的启示
IF 1.9 3区 经济学 Q3 ENVIRONMENTAL STUDIES Pub Date : 2019-10-30 DOI: 10.5334/ijc.861
Janis Geary, T. Reay, T. Bubela
The extent of actor heterogeneity is known to influence the outcomes in natural resource commons, and scholars have recently begun addressed the impact of heterogeneity on knowledge commons creation and sustainability. There is increasing evidence to challenge the dominant theory that heterogeneity is uniformly disadvantageous, but little is known about heterogeneity in knowledge commons. Here, we analyse heterogeneity as it applies to rules for governing a knowledge commons – the DNA barcode commons. DNA barcodes are short, standardized gene regions that can be used to inexpensively identify unknown specimens, and proponents have led international efforts to make DNA barcodes a standard species identification tool. The dominant actors in the commons are researchers in diverse fields, and the global scope of barcoding means these researchers work in countries with varying levels of biodiversity, research infrastructure, and financial resources for scientific endeavours. This cultural and wealth heterogeneity among actors results in challenges for constructing and governing the commons, including its supporting infrastructure of databases and biorepositories. We interviewed participants in DNA barcoding, and collected organizational documents. We applied the grammar of institutions to identify institutional statements, and categorized each statement based on institutional logics theory. We found that institutional logics theory is an effective applied research tool to study heterogeneity in knowledge commons. Our analysis also suggested that heterogeneity is a challenge to developing shared expectations in global knowledge commons, but participants can design institutional statements to bridge gaps in expectations.
众所周知,行动者异质性的程度会影响自然资源公域的结果,学者们最近开始研究异质性对知识公域创建和可持续性的影响。越来越多的证据挑战了主流理论,即异质性是一致不利的,但对知识公域中的异质性知之甚少。在这里,我们分析了异质性,因为它适用于管理知识共享的规则——DNA条形码共享。DNA条形码是一种短的标准化基因区域,可用于廉价识别未知标本,支持者已领导国际努力,使DNA条形码成为标准的物种识别工具。公共领域的主要参与者是不同领域的研究人员,条形码的全球范围意味着这些研究人员在生物多样性、研究基础设施和科学研究资金水平不同的国家工作。行动者之间的这种文化和财富异质性导致了构建和管理公地的挑战,包括其数据库和生物库的支持基础设施。我们采访了DNA条形码的参与者,并收集了组织文件。我们运用制度语法来识别制度陈述,并根据制度逻辑理论对每种陈述进行分类。我们发现,制度逻辑理论是研究知识公域异质性的有效应用研究工具。我们的分析还表明,异质性是在全球知识共享中发展共同期望的一个挑战,但参与者可以设计制度声明来弥合期望的差距。
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引用次数: 5
Dynamics of Access to Pastoral Resources in a Farming Area (Western Burkina Faso): Unveiling Rights in Open Access Regimes 在一个农业区(布基纳法索西部)获得畜牧资源的动态:揭示开放获取制度中的权利
IF 1.9 3区 经济学 Q3 ENVIRONMENTAL STUDIES Pub Date : 2019-10-30 DOI: 10.5334/ijc.950
A. Gonin, G. Filoche, P. L. Delville
Several misunderstandings obscure the understanding of access to pastoral resources in farming areas of West Africa. Firstly, pastoral resources are often considered as commons, whereas they are mostly based on open access. Secondly, these open access regimes are under-studied and suffer from a poor understanding of what is a “right” in such regimes. This is an important issue, because grazing resources are disappearing in farming regions while fields for crops are extending, and because herders’ rights do not protect them from this adverse change in land use. Grounded on field work in western Burkina Faso, this article specifies herders’ rights of access in the area by drawing upon the concepts forged by Wesley Newcomb Hohfeld (1913). This American legal scholar sees rights as a relational issue, not as individual or collective entitlements. His analytical framework has been influential since the beginning of the 20th century and proves to be relevant to highlight farmers-herders relations. The article demonstrates that herders benefit from liberty of access rather than rights in the strictest sense of the word. Access to pastoral resources is weak because herders are subject to farmers’ power to change their land use from pastoral to agricultural.
一些误解模糊了对西非农业地区获得牧业资源的理解。首先,牧业资源通常被视为公共资源,而它们大多基于开放获取。其次,这些开放获取制度研究不足,对这些制度中的“权利”理解不足。这是一个重要的问题,因为农业地区的放牧资源正在消失,而农作物的田地正在扩大,而且牧民的权利并不能保护他们免受土地利用的不利变化的影响。本文以布基纳法索西部的实地工作为基础,借鉴Wesley Newcomb Hohfeld(1913)提出的概念,规定了牧民在该地区的进入权。这位美国法律学者将权利视为一个关系问题,而不是个人或集体的权利。他的分析框架自20世纪初以来一直具有影响力,并被证明与强调农牧民关系有关。这篇文章表明,牧民受益于准入自由,而不是最严格意义上的权利。获得牧业资源的机会很弱,因为牧民受制于农民将土地用途从牧业改为农业的权力。
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引用次数: 3
Adaptation to Climate Change in Rain-Fed Farming System in Punjab, Pakistan 巴基斯坦旁遮普邦雨水灌溉农业系统对气候变化的适应
IF 1.9 3区 经济学 Q3 ENVIRONMENTAL STUDIES Pub Date : 2019-10-30 DOI: 10.5334/ijc.887
K. Bakhsh, M. Kamran
Farmers in the rain-fed agriculture in arid regions are highly exposed to the adverse effects of climate change due to complete reliance on frequency, intensity, and timing of the rainfall. Adaptation, in such condition, becomes crucial to remain in farming in climate change regime. In the rural settings of the less-developed areas, farm households mostly adapt to risks posed by climate change individually. However, the benefits of private adaptation can be private and public depending on the type of adaptation strategies. The present study investigates different adaptation strategies of farmers using cross-sectional data collected from semi-arid region of Punjab province of Pakistan. The study also examines the role of socioeconomic characteristics of farmers on adaptation to climate change. Private adaptations for private and public benefits are considered in the present study. Data is collected from 190 respondents through random sampling. Logit model is employed to find out determinants of adaptation strategies adopted by the farmers. Results indicate that education, farming experience, family size and tractor ownership are significantly related with adaptation to climate change. The study concludes that policymakers should consider the potential difference in private benefits and public benefits resulting from private adaptation to climate change in relation to human capital, family assets and farm machinery when designing policy interventions for climate adaptations. The public goods related private adaptations should be encouraged through appropriate policy interventions.
由于完全依赖降雨的频率、强度和时间,干旱地区雨水灌溉农业的农民极易受到气候变化的不利影响。在这种情况下,适应对于在气候变化制度下继续务农至关重要。在欠发达地区的农村环境中,农户大多单独适应气候变化带来的风险。然而,私人适应的好处可以是私人的,也可以是公共的,这取决于适应战略的类型。本研究利用从巴基斯坦旁遮普省半干旱地区收集的横断面数据,调查了农民的不同适应策略。该研究还考察了农民的社会经济特征在适应气候变化方面的作用。本研究考虑了私人和公共利益的私人改编。数据是通过随机抽样从190名受访者中收集的。采用Logit模型找出农民适应策略的决定因素。研究结果表明,教育、农业经验、家庭规模和拖拉机所有权与适应气候变化有显著关系。该研究得出结论,政策制定者在设计气候适应政策干预措施时,应考虑私人适应气候变化带来的私人利益和公共利益在人力资本、家庭资产和农业机械方面的潜在差异。应通过适当的政策干预鼓励与公共产品相关的私人适应。
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引用次数: 32
Design Principles, Common Land, and Collective Violence in Africa 设计原则、共同土地与非洲的集体暴力
IF 1.9 3区 经济学 Q3 ENVIRONMENTAL STUDIES Pub Date : 2019-10-30 DOI: 10.5334/ijc.930
O. Oyerinde
The conventional wisdom blames colonialism as the root cause of violence in Africa, but at the expense of analytical clarity about the context of collective violence over common land. This article uses qualitative data and Elinor Ostrom’s perspective on governing the commons to analyze collective violence over common land in an African community. It finds that the absence of certain design principles strikes at the root of the violence in the African case. Exploring the less understood intricacies enriches analytical clarity about the conditions that lend themselves to sustaining the commons and gaining the compliance of generation after generation of resource users with property rights institutions for governing the commons.
传统观点认为殖民主义是非洲暴力的根本原因,但以牺牲对共同土地上集体暴力背景的分析清晰度为代价。本文使用定性数据和Elinor Ostrom关于治理公域的观点来分析非洲社区中针对共同土地的集体暴力。它发现,缺乏某些设计原则是非洲案件中暴力行为的根源。探索鲜为人知的复杂性丰富了对维持公域的条件的分析,并使一代又一代的资源使用者遵守管理公域的产权机构。
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引用次数: 4
Conflict and Cooperation in Global Commons: Theory and Evidence from the Caspian Sea 全球公域的冲突与合作:来自里海的理论与证据
IF 1.9 3区 经济学 Q3 ENVIRONMENTAL STUDIES Pub Date : 2019-10-30 DOI: 10.5334/ijc.914
Serik Orazgaliyev, E. Araral
The conventional literature on the commons involves small, local resources such as coastal fisheries, community forestry, small-scale irrigation, and community pasture. We focus on conflict and cooperation in the Caspian Sea – a global commons – involving five claimant countries as well as interests of major powers (the United States, European Union, and China). Building on the work of Stern and Young on the study of conflict and cooperation in global commons, we model the case as a prisoner’s dilemma game with the two different outcomes. In the North Caspian Sea, competing claimant countries – Russia, Kazakhstan, and Azerbaijan – have agreed to cooperate and solve their differences over ownership of oil fields. In contrast, claimants in the South Caspian Sea – Azerbaijan, Iran, and Turkmenistan – have failed to cooperate despite decades of trying. Using analytic narratives, we suggest that politics (or strategic calculations) could help explain these two different outcomes. In making these calculations, countries will act in their rational self-interest, given the prospects of international anarchy. We suggest that this realist account can be partly explained by the convergence of economic interests, geopolitics, and cultural distance. We argue that the study of global commons would benefit from understanding realist theories of international relations.
关于公域的传统文献涉及小型当地资源,如沿海渔业、社区林业、小规模灌溉和社区牧场。我们关注的是里海的冲突与合作,这是一个全球公域,涉及五个主权要求国以及主要大国(美国、欧盟和中国)的利益。在Stern和Young研究全球公域冲突与合作的基础上,我们将案件建模为一个囚犯困境游戏,具有两种不同的结果。在北里海,相互竞争的索赔国——俄罗斯、哈萨克斯坦和阿塞拜疆——已同意合作,解决他们在油田所有权问题上的分歧。相比之下,南里海的声索国——阿塞拜疆、伊朗和土库曼斯坦——尽管进行了几十年的努力,却未能进行合作。使用分析叙事,我们认为政治(或战略计算)可以帮助解释这两种不同的结果。在进行这些计算时,考虑到国际无政府状态的前景,各国将根据其合理的自身利益行事。我们认为,这种现实主义的解释可以部分解释为经济利益、地缘政治和文化距离的趋同。我们认为,对全球公域的研究将有助于理解国际关系的现实主义理论。
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引用次数: 19
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