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HOW SHOULD HISTORIANS EMPATHIZE? 历史学家应如何感同身受?
IF 1.1 2区 历史学 Q1 HISTORY Pub Date : 2024-10-14 DOI: 10.1111/hith.12361
TAYNNA M. MARINO

Reflecting on the ethical and unethical ways of empathizing is a necessary task for historians interested in the ethics of history. Research on empathy often classifies its various parts into affective, cognitive, and prosocial dimensions. However, in historical scholarship, the cognitive-intellectual dimension of empathy is overemphasized to the detriment of its affective and prosocial dimensions, whose roles in determining the ways historians should practice history are often disregarded. In this article, I will discuss the relations between empathy and ethics and how historians should empathize. Doing so, I argue that empathy's ethical potential for historical scholarship needs to be de-intellectualized by historical scholarship, a task that requires a complementary and supplementary approach to empathy that is in dialogue with moral philosophy, psychology, neurosciences, and animal studies. Only by recognizing empathy as a socially developed evolutionary capacity shared among humans and other species can historians fully develop its possibilities as a tool to guide human morality and ethical decision-making. Finally, I will claim that empathy as an ethical imperative for an ethics of care and vulnerability should guide historians' ethics toward more responsive and responsible ways of relating with others across time, space, cultures, generations, species, and so on.

对历史伦理感兴趣的历史学家来说,反思移情的伦理和非伦理方式是一项必要的任务。关于移情的研究通常将其分为情感、认知和亲社会三个维度。然而,在历史学术研究中,移情的认知-智力维度被过分强调,而情感维度和亲社会维度则被忽视,这两个维度在决定历史学家的历史实践方式方面的作用往往被忽视。在本文中,我将讨论移情与伦理之间的关系,以及历史学家应如何移情。在此过程中,我认为移情在历史学术研究中的伦理潜力需要被历史学术研究去知识化,这项任务需要一种与道德哲学、心理学、神经科学和动物研究对话的互补和补充的移情方法。只有认识到移情是人类和其他物种共有的一种社会进化能力,历史学家才能充分开发其作为指导人类道德和伦理决策的工具的可能性。最后,我将宣称,移情作为关怀和脆弱性伦理学的一种伦理要求,应当引导历史学家的伦理学朝着更积极、更负责任的方向发展,以跨越时间、空间、文化、世代、物种等与他人建立联系。
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引用次数: 0
“TESTIMONY STOPS WHERE HISTORY BEGINS”: UNDERSTANDING AND ETHICS IN RELATION TO HISTORICAL AND PRACTICAL PASTS "见证止于历史的起点":与历史和现实过去相关的理解和伦理
IF 1.1 2区 历史学 Q1 HISTORY Pub Date : 2024-10-09 DOI: 10.1111/hith.12362
JONAS AHLSKOG

This article explores the relation between testimony and history by considering the recent “ethical turn” toward experience and memory in historical research. By way of a brief history of the concept of testimony in historical research, the article pinpoints current discussions as being about historical understanding rather than factual knowledge about the past. With reference to the revaluation of history within the linguistic turn, influential historical theorists have argued that abandoning objectivism calls for a rapprochement between historical research and attempts to make sense of the past in accounts of memory. Both history and memory accounts, they argue, offer forms of understanding that are equally conditioned by language as well as politics, culture, and identity. Thus, the inclusion of testimony has been framed as not only legitimate but also important for an “ethical” understanding of the past within historiographical discourse. In relation to this development, the article shows that abandoning objectivism in the wake of the linguistic turn cannot justify a general rapprochement between history and memory accounts. On the contrary, abandoning objectivism only increases the importance of appreciating the conceptual distinction between testimony and history as different forms of understanding. For clarifying the conceptual distinction, the article reexamines R. G. Collingwood's (in)famous contention that “testimony … stops where history begins.” Collingwood's main point was not, as previous interpreters have argued, only about epistemology but was about the qualitative difference between historical and practical pasts. In conclusion, the article articulates the importance of the distinction between history and practice in relation to questions about the historian's ethical responsibility.

本文通过探讨最近历史研究中对经验和记忆的 "伦理转向",探讨了证词与历史之间的关系。通过简述历史研究中证词概念的历史,文章指出当前的讨论是关于历史理解,而不是关于过去的事实知识。关于语言学转向中对历史的重估,有影响力的历史理论家认为,放弃客观主义要求历史研究与试图在记忆叙述中理解过去之间达成和解。他们认为,历史和记忆的叙述都提供了理解的形式,这些形式同样受到语言以及政治、文化和身份的制约。因此,将证词纳入史学论述不仅是合法的,而且对于 "合乎道德 "地理解过去也很重要。针对这一发展,文章指出,在语言学转向之后放弃客观主义并不能证明历史与记忆叙述之间的普遍和解是合理的。相反,放弃客观主义只会增加理解见证与历史之间作为不同理解形式的概念区别的重要性。为了澄清概念上的区别,文章重新审视了科林伍德(R. G. Collingwood)著名的论点,即 "证词......止于历史开始之处"。科林伍德的主要观点并不像之前的解释者所认为的那样,只是关于认识论,而是关于历史性过去与实践性过去之间的质的区别。最后,文章阐明了历史与实践之间的区别对于历史学家伦理责任问题的重要性。
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引用次数: 0
A HOUSE WITH EXPOSED BEAMS: INQUIRY-BASED LEARNING AND HISTORIANS’ ETHICAL RESPONSIBILITIES AS SCHOLAR-TEACHERS 屋漏偏逢连夜雨:探究式学习与历史学家作为学者型教师的道德责任
IF 1.1 2区 历史学 Q1 HISTORY Pub Date : 2024-10-06 DOI: 10.1111/hith.12366
Zachary Conn

This is an article about the relationship between historical scholarship and pedagogy. The teaching of history can itself be seen as a meaningful form of historical scholarship and poses some of the same methodological, theoretical, and ethical questions as historical research, albeit usually generating quite different answers to the queries. I delve into three sets of questions that are of significance to historians in our roles as researchers and as teachers. In scholarship and in teaching, it pays to consider the relationship between authority and humility. In the library and the classroom, there is a balance to be struck between narrative and analysis. In both settings, one must at times choose between historicist particularity and human universalism. I discuss each set of tensions with reference to such thinkers as Paulo Freire, bell hooks, and Friedrich Nietzsche. In each case, I also draw on my own experience in the classroom, particularly my time teaching tenth-grade world history. Throughout, I suggest that intellectually and ethically flourishing history classrooms are often “houses with exposed beams,” in which teachers initiate students as junior members in communities of historical inquiry, often, though not always, through collaborative analyses of revealing primary documents.

这是一篇关于历史学术与教学法之间关系的文章。历史教学本身可以被视为一种有意义的历史学术形式,它提出了一些与历史研究相同的方法论、理论和伦理问题,尽管通常会产生截然不同的答案。我将深入探讨三组问题,这些问题对历史学家扮演研究者和教师的角色具有重要意义。在学术研究和教学中,需要考虑权威与谦逊之间的关系。在图书馆和课堂上,需要在叙述和分析之间取得平衡。在这两种环境中,人们有时必须在历史主义的特殊性和人类的普遍性之间做出选择。我将参考保罗-弗莱雷(Paulo Freire)、贝尔-库克斯(Bell hooks)和弗里德里希-尼采(Friedrich Nietzsche)等思想家的观点来讨论每一种紧张关系。在每种情况下,我还会借鉴自己在课堂上的经验,尤其是我教授十年级世界史的经历。纵观全文,我认为,在智力和道德上蓬勃发展的历史课堂往往是 "悬梁刺股的房子",在这样的课堂上,教师让学生成为历史探究社群的初级成员,通常(但不总是)是通过对揭示性原始文献的合作分析来实现的。
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引用次数: 0
OPEN LETTERS IN CLOSED SOCIETIES: THE VALUES OF HISTORIANS UNDER ATTACK 封闭社会中的公开信:受到攻击的历史学家的价值观
IF 1.1 2区 历史学 Q1 HISTORY Pub Date : 2024-10-06 DOI: 10.1111/hith.12365
Antoon De Baets

This article explores a question of practical ethics: To which values do historians appeal when they come under sustained attack from political power? An important instrument of historians living in closed societies to express their values is the open letter, defined as an unauthorized public statement cast in epistolary form and addressed to either political leaders or fellow historians, but always with the general public as a silent reader in the background. Limited to the post-1945 period, a search for such open letters yielded 106 examples from 39 countries in closed and open societies. Four types of open letters were identified: those describing repression effects, those rebutting official historical views, those defending basic principles, and those presenting transitional historiography. Nine telling cases from six closed societies were then reviewed in detail and analyzed from a variety of angles (authorship, rhetoric, audience, impact, criticism, regime stage, and regime type). When these cases were examined in light of the initial question, it was found that most letters contained a great diversity of values but focused on how the human rights of historians were threatened. Invariably, their theme was historical writing in its full breadth, including its documentary infrastructure and its ramifications in education and the public sphere. Respect for historical truth was invoked more than any other value. It was a minimalist truth conception, however, understood as the absence of historical lies and falsification. The reason for this emphasis on an integrity-oriented conception of historical truth may lie in an old and deep-seated professional fear: the fear that the dictator's corrupted and divisive version of history survives and triumphs as the final verdict.

本文探讨的是一个实践伦理问题:当历史学家受到政治权力的持续攻击时,他们会诉诸何种价值观?公开信是生活在封闭社会中的历史学家表达其价值观的一个重要工具,公开信被定义为以书信形式发表的未经授权的公开声明,对象是政治领导人或历史学家同行,但总是以普通公众为背景的沉默读者。仅限于 1945 年后的时期,通过对此类公开信的搜索,我们发现了来自 39 个封闭和开放社会国家的 106 封此类公开信。我们确定了四类公开信:描述镇压效果的公开信、反驳官方历史观点的公开信、捍卫基本原则的公开信以及介绍过渡史学的公开信。然后,从不同角度(作者、修辞、受众、影响、批评、政权阶段和政权类型)详细审查和分析了来自六个封闭社会的九个有说服力的案例。根据最初的问题对这些案例进行研究后发现,大多数信件都包含多种价值观,但都集中在历史学家的人权如何受到威胁上。它们的主题无一例外都是历史写作的全部内容,包括其文献基础结构及其在教育和公共领域的影响。对历史真相的尊重比任何其他价值观都更受关注。然而,这是一种最低限度的真实概念,被理解为没有历史谎言和篡改。强调以完整性为导向的历史真相概念的原因可能在于一种古老而根深蒂固的职业恐 惧:担心独裁者的腐朽和分裂的历史版本会作为最终裁决而存在并取得胜利。
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引用次数: 0
TRUTHFUL IS MORAL: PRACTICING ETHICAL RESPONSIBILITY IN CHINESE HISTORIOGRAPHY 实事求是是道德:践行中国史学的伦理责任
IF 1.1 2区 历史学 Q1 HISTORY Pub Date : 2024-10-03 DOI: 10.1111/hith.12363
Q. Edward Wang

In recent years, efforts have been made to reevaluate the tradition of Chinese historical thought and writing. This article seeks to further these efforts and offer a new understanding of the characteristics of historical writing in traditional China. It argues that, at the level of practice, traditional Chinese historians, like their counterparts in the rest of the world, were deeply concerned with establishing and communicating facts in historical writing. Their separation of commentary and narrative in order to practice “straight writing” of the latter is a telling example, one that evolved into an enshrined tradition over the long span of imperial China. At the theoretical level, Chinese historians also consciously explored the ways in which truthfulness in history could be reconciled with the ethical responsibilities they perceived and sought to assume in and for their time. This quest did not stop at the level of “praise and blame” for past personalities and events. Rather, their practice amounted to an effort, epitomized by the historical practice of the Song period (960–1279), to search for the metaphysics of historical morality, or the immanent and overarching principles that guide human society.

近年来,人们一直在努力重新评价中国的历史思想和写作传统。本文试图推进这些努力,并对传统中国历史写作的特点提出新的理解。文章认为,在实践层面上,中国传统史学家与世界其他地方的史学家一样,在历史写作中非常关注事实的确立和传播。他们将评论与叙述分开,以实践后者的 "直书",就是一个很好的例子,而且在帝制中国的漫长岁月中,这已演变成一种神圣的传统。在理论层面上,中国史学家也有意识地探索如何使历史的真实性与他们所认为的、并力图在他们的时代承担的伦理责任相协调。这种探索并没有停留在对过去的人物和事件的 "褒贬 "层面。相反,他们的实践相当于一种努力,以宋代(960-1279 年)的历史实践为缩影,寻求历史道德的形而上学,或指导人类社会的内在和总体原则。
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引用次数: 0
WHAT IS HISTORY IN A SETTLER COLONIAL SOCIETY? MAPPING THE LIMITS AND POSSIBILITIES OF ETHICAL HISTORIOGRAPHY USING AN AUSTRALIAN CASE STUDY 殖民定居社会中的历史是什么?利用澳大利亚案例研究绘制伦理史学的局限性和可能性地图
IF 1.1 2区 历史学 Q1 HISTORY Pub Date : 2024-09-30 DOI: 10.1111/hith.12360
ANNA CLARK

In recent decades, the role of the history discipline as part of the architecture of colonization has become more visible and better understood. Such acknowledgement reflects foundational shifts in historical practice and theory prompted by transdisciplinary and transnational scholarship in fields such as postcolonial and settler-colonial studies, First Nations knowledges, and historical perspectives and practices contextualized by transatlantic slavery. Their intervention in turn prompted a vital question: How do we map settler-colonial historiography if the discipline has been complicit in the settler-colonial project? Using Australian historiography as a case study, this article explores how History has been part of the architecture of colonization, policing whose stories can be told and by whom. Drawing on the work of Indigenous history-makers and knowledge-holders, it also points to ways that researchers might reach outside the traditional scope of historiography to map and contemplate the range of history-making that comprises history in the settler colony.

近几十年来,历史学科作为殖民结构一部分的作用变得更加明显,也得到了更好的理解。这种认识反映了跨学科和跨国学术研究在历史实践和理论方面的基础性转变,如后殖民地和定居者殖民地研究、原住民知识以及跨大西洋奴隶制背景下的历史观点和实践。他们的介入反过来又提出了一个重要问题:如果该学科与定居者殖民项目同流合污,我们该如何绘制定居者殖民史学地图?本文以澳大利亚历史学为案例,探讨了历史学如何成为殖民化架构的一部分,如何监管谁的故事可以被讲述,由谁讲述。文章借鉴了土著历史创造者和知识拥有者的工作,指出了研究人员可以在传统历史学范围之外,绘制和思考构成定居殖民地历史的历史创造范围的方法。
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引用次数: 0
WHAT IS RESPONSIBILITY TOWARD THE PAST? ETHICAL, EXISTENTIAL, AND TRANSGENERATIONAL DIMENSIONS 什么是对过去的责任?伦理、存在和跨代维度
IF 1.1 2区 历史学 Q1 HISTORY Pub Date : 2024-09-23 DOI: 10.1111/hith.12359
Natan Elgabsi

Today, there is a growing interest in the ethics of the human and social sciences, and in the discussions surrounding these topics, notions such as responsibility toward the past are often invoked. But those engaged in these discussions seldom acknowledge that there are at least two distinct logics of responsibility underlying many debates. These logics permeate a Western scholarly tradition but are seldom explicitly discussed. The two logics follow the Latin and Hebrew concepts of responsibility: spondeo and acharayut. The purpose of this article is to make an ethical argument: to explain, based on the work of Emmanuel Levinas and others, what kind of ethical-existential logic of responsibility acharayut is and how it differs from and challenges other concepts of responsibility in moral philosophy and the human sciences. I am especially concerned with what this logic implies with regard to reading and writing about the past. Responsibility is not necessarily congruent with performing a scientific (historical) task or defending the (political, juridical) interests of a group of people. Instead, a “guiltless responsibility” to people of other generations points to something that I refer to as a transgenerational responsibility. I contrast this transgenerational responsibility to inherited guilt and related ideas of generational interconnectedness, which follow the logic of spondeo. Inherited guilt suggests that a responsible relation the past is to either identify with or blame a group of people in the past. Contrary to inherited guilt, a commitment to acharayut means constantly probing one's responsibility to people of the past (for their posterity) and people of the future (as their predecessors) precisely because people of the present are not people of the past or people of the future.

如今,人们对人文和社会科学伦理的兴趣与日俱增,在围绕这些话题的讨论中,诸如对过去的责任等概念经常被提及。但是,参与这些讨论的人很少承认,在许多争论的背后至少存在着两种截然不同的责任逻辑。这两种逻辑贯穿于西方学术传统,但很少被明确讨论。这两种逻辑沿袭了拉丁语和希伯来语中的责任概念:spondeo 和 acharayut。本文的目的是进行伦理论证:根据埃马纽埃尔-列维纳斯(Emmanuel Levinas)等人的著作,解释 acharayut 是一种什么样的伦理-存在主义责任逻辑,以及它与道德哲学和人文科学中的其他责任概念有何不同,又有何挑战。我尤其关注这种逻辑对阅读和书写过去的影响。责任并不一定与完成科学(历史)任务或捍卫某个群体的(政治、司法)利益相一致。相反,对后代人的 "无愧责任 "指向一种我称之为跨代责任的东西。我将这种跨代责任与世袭罪责以及与世代相互关联相关的观点进行对比,后者遵循的是 "世代相传"(spondeo)的逻辑。遗传的内疚感表明,对过去的关系负责就是认同或指责过去的一群人。与继承罪责相反,对 acharayut 的承诺意味着不断探究自己对过去的人(对他们的后代)和未来的人(作为他们的前辈)的责任,正是因为现在的人不是过去的人,也不是未来的人。
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引用次数: 0
BYSTANDERS, JEWS, AND HISTORICAL INTERPRETATION 旁观者、犹太人和历史解释
IF 1.1 2区 历史学 Q1 HISTORY Pub Date : 2024-09-18 DOI: 10.1111/hith.12367
Carolyn J. Dean

This article revisits the vast historiography on everyday life in Vichy France to address the moral questions and historical claims implicit in the bystander category. It addresses how historians conceive the relationship between bystanders and Jews, arguing that they implicitly erase the structural violence between the two groups by reproducing the liberal ethics implicit in the slogan “never again” in their own method—and in spite of their commitment to a boundary between history and memory. Drawing on the insights of postcolonial and political theory, it suggests that the category, if rethought, might account for popular complicity in genocidal violence.

本文重新审视了有关维希法国日常生活的大量史学著作,探讨了旁观者类别中隐含的道德问题和历史主张。文章论述了历史学家如何看待旁观者与犹太人之间的关系,认为他们通过在自己的方法中再现 "永不重演 "口号中隐含的自由主义伦理,含蓄地抹去了两个群体之间的结构性暴力--尽管他们致力于在历史与记忆之间划清界限。该书借鉴了后殖民主义和政治理论的见解,认为如果对这一范畴进行重新思考,或许可以解释大众在种族灭绝暴力中的共谋行为。
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引用次数: 0
A VIRTUE ETHICS FOR HISTORIANS: PROSPECTS AND LIMITATIONS 历史学家的美德伦理:前景与局限性
IF 1.1 2区 历史学 Q1 HISTORY Pub Date : 2024-09-18 DOI: 10.1111/hith.12364
HERMAN PAUL

How feasible would it be to develop a virtue ethics for historians that is analogous or similar to virtue-ethical approaches to research integrity that have been proposed for other areas of academic inquiry? The field of history is an interesting one, as few disciplines have an equally well-documented history of thinking, talking, and writing about virtues. This history merits ethicists’ attention, as it offers a unique opportunity for grounding ethical reflection in the lived realities of historical research and teaching. In the spirit of a “history and philosophy of history,” this article contributes to such a project by staging a conversation between virtue ethics and the history of historiography. Drawing on a range of nineteenth- and twentieth-century examples, it argues that much of what applied virtue ethicists are recommending scholars to do has a long pedigree in the history of historiography. Critical virtue ethics, too, is a project to which historians can easily relate, especially insofar as they are committed to virtues of truthfulness in an age of post-truth. If this suggests that there is room, or perhaps even a need, for a virtue ethics for historians, the cases examined in this article also prompt critical questions, especially ones regarding the teachability of virtue, the potential of virtue talk to be misused for polemical and exclusionary purposes, and the sort of tasks that a virtue ethics is capable of addressing. In light of these considerations, the article calls for reflection on the “affordances” of virtue. It claims that the case for a virtue ethics will be strongest if it is grounded in a realistic understanding not only of the beneficial uses to which categories of virtue can be put but also of unintended uses to which virtue talk is susceptible and of tasks for which virtue thinking is less prepared.

为历史学家制定一种美德伦理,与其他学术研究领域提出的研究诚信美德伦理方法相似或类似,其可行性如何?历史领域是一个有趣的领域,因为很少有学科在思考、讨论和书写美德方面拥有同样有据可查的历史。这段历史值得伦理学家关注,因为它提供了一个独特的机会,将伦理反思植根于历史研究和教学的现实生活中。本着 "历史和历史哲学 "的精神,本文通过在美德伦理学和历史学历史之间展开对话,为这一项目做出了贡献。文章以一系列十九世纪和二十世纪的例子为基础,论证了应用美德伦理学家建议学者们做的许多事情在历史学史上有着悠久的渊源。批判性美德伦理也是历史学家很容易涉及的一个项目,尤其是在后真相时代,他们致力于追求真实的美德。如果这表明历史学家的美德伦理学有存在的空间,甚至有存在的必要,那么本文所研究的案例也引发了一些批判性的问题,尤其是关于美德的可教性、美德言论被滥用于论战和排斥目的的可能性,以及美德伦理学能够解决的任务类型等问题。鉴于这些考虑,文章呼吁对美德的 "承受能力 "进行反思。文章认为,如果美德伦理学的基础不仅是对美德范畴的有益用途的现实理解,而且是对美德言论容易被误用的意外用途和对美德思想准备不足的任务的现实理解,那么美德伦理学的论据就会最有力。
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引用次数: 0
WHAT ARE “TEMPORALITIES” IN HISTORY? 什么是历史中的 "时间性"?在历史中?
IF 1.1 2区 历史学 Q1 HISTORY Pub Date : 2024-08-20 DOI: 10.1111/hith.12353
Lucian Hölscher

The question of which “temporalities” underpinned historical processes in the past has increasingly become the focus of historical interest in recent years. In his brilliantly written study of Prussian history, Time and Power: Visions of History in German Politics, from the Thirty Years’ War to the Third Reich, Christopher Clark attempts to answer this question by turning to four Prussian statesmen and politicians who each followed different temporalities in their private and public lives. The benefit of his study lies not least in a better understanding of the concept of “temporality” and its significance for historical processes.

过去的历史进程是由哪种 "时间性 "支撑的,这一问题近年来日益成为史学界关注的焦点。普鲁士历史研究著作《时间与权力》(Time and Power:克里斯托弗-克拉克(Christopher Clark)试图通过四位普鲁士政治家和政治家来回答这个问题,他们各自在私人生活和公共生活中遵循着不同的时间性。他的研究不仅有助于更好地理解 "时间性 "的概念及其对历史进程的意义,还有助于更好地理解普鲁士的历史。
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引用次数: 0
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