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Political Influences of Stakeholders on Early Termination of Public-Private Partnerships: A Study on China’s Toll Road Projects 利益相关者对公私伙伴关系早期终止的政治影响——基于中国收费公路项目的研究
IF 3.1 3区 管理学 Q1 Social Sciences Pub Date : 2023-05-05 DOI: 10.1080/15309576.2023.2204081
Min Tang, Y. Wang, Yuan Yang
Abstract As a policy innovation for public goods delivery, public-private partnership (PPP) faces great risks in developing countries, and many projects have been terminated before the contract expiry date. This study explores how key stakeholders of the government that is responsible for PPP development, including the upper-tier government, the public, and business partner, can exert political influences through institutional ways over the fate of PPP projects. It argues that political pressures from the upper-tier government and the public, together with political relationship between the government and its business partner, determine whether the government would terminate its PPPs ahead of schedule. Empirically, this study investigates toll road PPP experiences in China. A qualitative comparative analysis (QCA) of 57 toll projects suggests the complexity of causal effect of political factors. In total, the factors of political pressures and political relationship form three pathways to PPP early termination.
作为一种公共产品交付的政策创新,PPP在发展中国家面临着巨大的风险,许多项目在合同到期前就被终止了。本研究探讨了负责PPP发展的政府主要利益相关者,包括上层政府、公众和商业伙伴,如何通过制度方式对PPP项目的命运施加政治影响。它认为,来自上层政府和公众的政治压力,以及政府与商业伙伴之间的政治关系,决定了政府是否会提前终止ppp。在实证方面,本研究考察了中国收费公路PPP的经验。对57个收费项目的定性比较分析表明,政治因素的因果效应是复杂的。总的来说,政治压力和政治关系因素构成了PPP提前终止的三条路径。
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引用次数: 2
How the Permanent Senior Professional Staff Can Enable Policy Capacity in the Face of Political Instability: Insights from the Israeli Experience 面对政治不稳定,常驻高级专业人员如何发挥政策能力——来自以色列经验的启示
IF 3.1 3区 管理学 Q1 Social Sciences Pub Date : 2023-04-22 DOI: 10.1080/15309576.2023.2190532
N. Cohen, Yekoutiel Sabah
Abstract The literature emphasizes the importance of establishing institutional mechanisms for enabling policy capacity. Yet, room remains for understanding how these institutions—usually run by senior professional administrative staff—function in the face of political instability. To explore this issue, we focus on the role of Deputy Directors-General for Strategy (DDS) and their forum, a new institution intentionally established by the Israeli cabinet in order to strengthen policy capacity and collaboration in strategic planning processes across ministries. We argue that political instability, defined as the frequent turnover of politicians and politically appointed high-level bureaucrats who head governmental ministries, implies that the permanent senior professional staff plays a larger role in terms of strategic planning and policy capacity. Using textual analysis and 19 in-depth interviews with Deputy Directors-General for Strategy and other senior officials, we analyze how they deal with political instability with regard to the government’s ability to function, as well as the strategies they use to do so.
摘要文献强调了建立扶持政策能力的体制机制的重要性。然而,了解这些机构——通常由高级专业行政人员管理——在政治不稳定的情况下如何运作,仍有空间。为了探讨这个问题,我们重点关注战略副总干事及其论坛的作用,这是以色列内阁有意设立的一个新机构,旨在加强各部委战略规划过程中的政策能力和合作。我们认为,政治不稳定是指政治家和政治任命的政府各部高级官员频繁更替,这意味着长期高级专业人员在战略规划和政策能力方面发挥着更大的作用。通过文本分析和对主管战略的副总干事和其他高级官员的19次深入采访,我们分析了他们如何处理政府运作能力方面的政治不稳定,以及他们为此使用的策略。
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引用次数: 0
Determinants of Local Civil Servants’ Perceptions of Intergovernmental Tensions: Experimental Evidence from Korea 地方公务员对政府间紧张关系感知的决定因素:来自韩国的实验证据
IF 3.1 3区 管理学 Q1 Social Sciences Pub Date : 2023-04-13 DOI: 10.1080/15309576.2023.2193176
Don S. Lee, Sangyub Ryu, Soonae Park
Abstract Much research on intergovernmental tensions has focused on the central government’s perspective and concerns how to control the local government. Despite the increasing importance of the local government’s role in intergovernmental relations, the perspective of local bureaucrats has received relatively less attention, particularly outside the U.S. To better understand intergovernmental tensions from the local agents’ side, we explore several characteristics at the local level that may impact local bureaucrats’ decision making, including local bureaucrats’ perception of discretion, their commitment to the organization, and their career backgrounds. Our analysis of original data from survey experiments with over 2,200 local civil servants in Korea shows that such characteristics indeed play a role in distinguishing local bureaucrats’ perceptions of intergovernmental tensions. Our study has clear implications for public management literature and practice: local bureaucrats’ individual characteristics matter in intergovernmental relations and affect how the central government’s policies are implemented in local agencies.
许多关于政府间矛盾的研究都集中在中央政府的视角和如何控制地方政府的问题上。尽管地方政府在政府间关系中的作用越来越重要,但地方官僚的视角受到的关注相对较少,尤其是在美国以外。为了更好地从地方代理人的角度理解政府间的紧张关系,我们探讨了地方层面可能影响地方官僚决策的几个特征,包括地方官僚对自由裁量权的感知、他们对组织的承诺、以及他们的职业背景。我们对韩国2200多名地方公务员的调查实验的原始数据进行了分析,结果表明,这些特征确实在区分地方官僚对政府间紧张关系的看法方面发挥了作用。我们的研究对公共管理文献和实践具有明确的启示:地方官僚的个人特征在政府间关系中起着重要作用,并影响中央政府政策在地方机构中的实施。
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引用次数: 0
Are Tax and Expenditure Limits (TELs) Effective in Constraining Government Budgets? A Meta-Analysis 税收和支出限制是否有效约束政府预算?一个荟萃分析
IF 3.1 3区 管理学 Q1 Social Sciences Pub Date : 2023-04-10 DOI: 10.1080/15309576.2023.2196970
Zhenghui Guan, Jun Peng, Qiushi Wang
Abstract Tax and expenditure limits (TELs) are an important fiscal institution for policymakers to restrain government taxing and spending. However, traditional theories have proposed different hypotheses about the effectiveness of TELs, and empirical studies have not been able to reach a consistent conclusion. In this article, we employ a meta-analysis to synthesize existing empirical evidence and explore why different studies find different results on the effect of TELs on state and local budgets. Our meta-analysis results show that TELs are associated with small but significant decreases in both state and local revenue and expenditure. The findings from a subsequent meta-regression analysis add to the TEL literature by showing that the design features of TELs, types of revenue, and level of government can all contribute to the observed variations in the effect of TELs on state and local budgets. The conclusion of this study sheds light on the long-standing debate over the impact of TELs and suggests useful ways for policymakers to improve their TEL designs and policies.
税收和支出限额是政策制定者约束政府税收和支出的重要财政制度。然而,传统理论对电信服务的有效性提出了不同的假设,实证研究也未能得出一致的结论。在本文中,我们采用荟萃分析来综合现有的经验证据,并探讨为什么不同的研究在tel对州和地方预算的影响方面得出了不同的结果。我们的荟萃分析结果表明,tel与州和地方收入和支出的小幅但显著的减少有关。随后的元回归分析的结果通过显示电信的设计特征,收入类型和政府级别都可以促成观察到的电信对州和地方预算影响的变化,从而增加了电信文献。本研究的结论揭示了长期以来关于电信影响的争论,并为政策制定者提供了改进其电信设计和政策的有用方法。
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引用次数: 0
Accrual-Based Accounting and Fiscal Performance: Empirical Evidence from Higher Education Institutions 权责发生制会计与财政绩效:来自高等教育机构的经验证据
IF 3.1 3区 管理学 Q1 Social Sciences Pub Date : 2023-04-05 DOI: 10.1080/15309576.2023.2178468
Jin Kim, Hwan Chung
Abstract This study aims to advance our knowledge about the role of accrual accounting regimes in financial decision-making process at Higher Education Institutions. The advantages of accrual accounting in the public sector are well documented from the theoretical perspective. However, empirical findings are relatively rare and primarily rely on either normative arguments or storytelling narratives drawn from case studies. Our paper intends to fill this void by combining archival and survey data from higher education institutions. We investigate whether and to what extent universities with accrual accounting enhance fiscal performance. Based on the results of Mahalanobis distance matching and regression with matched pairs, accrual accounting regimes have a small but positive impact on reducing the debt ratio of such institutions. This paper has the potential to provide information regarding the intended effects of accrual accounting on public organizations.
摘要本研究旨在提高我们对权责发生制会计制度在高等教育机构财务决策过程中的作用的认识。从理论角度来看,权责发生制会计在公共部门的优势有据可查。然而,实证研究结果相对较少,主要依赖于规范性论点或案例研究中的故事叙述。我们的论文打算通过结合高等教育机构的档案和调查数据来填补这一空白。我们调查了采用权责发生制会计的大学是否以及在多大程度上提高了财政绩效。基于Mahalanobis距离匹配和配对回归的结果,权责发生制会计制度对降低这类机构的负债率有较小但积极的影响。本文有可能提供有关权责发生制会计对公共组织的预期影响的信息。
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引用次数: 0
Local Debt Financing in the Shadow of Storms: Disrupted and Destructed? 风暴阴影下的地方债务融资:是被破坏还是被破坏?
IF 3.1 3区 管理学 Q1 Social Sciences Pub Date : 2023-04-05 DOI: 10.1080/15309576.2023.2192943
Jinhai Yu, Zhao Zhang
Abstract Natural disasters often pose sudden and drastic organizational environmental shocks for local governments, leading to administrative disruptions and public finance risks. In the short term, disasters may disrupt debt financing. The disaster shocks may increase the costs of debt if they hurt revenue bases or decrease the costs of debt if generating “constructive destruction” to the local economy. Using a panel of U.S. County governments between 1999 and 2019, we find that weather-related disasters decrease the likelihood of issuing general obligation bonds and increase the probability of issuing revenue bonds and short-term bonds in the subsequent 6 months. Conditional on borrowing, disasters increase the bond yields for short-term bonds. Thus, natural disasters may disrupt the timing of local government long-term borrowing but do not necessarily destroy public finances.
自然灾害往往给地方政府带来突发性和剧烈的组织环境冲击,导致行政管理中断和公共财政风险。在短期内,灾难可能会扰乱债务融资。如果灾害冲击损害了收入基础,则可能增加债务成本;如果对当地经济造成“建设性破坏”,则可能降低债务成本。利用1999年至2019年期间美国县政府的一个小组,我们发现与天气有关的灾害降低了发行一般义务债券的可能性,并增加了在随后的6个月内发行收入债券和短期债券的可能性。灾难以借贷为条件,提高了短期债券的收益率。因此,自然灾害可能会扰乱地方政府长期借款的时机,但不一定会破坏公共财政。
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引用次数: 0
The Impact of Government Performance Evaluation on Environmental Performance in Organizations 政府绩效评价对组织环境绩效的影响
IF 3.1 3区 管理学 Q1 Social Sciences Pub Date : 2023-03-28 DOI: 10.1080/15309576.2023.2184400
Seungwon Yu, G. Shin, Suhee Kim
Abstract Using GPE performance gaps (the difference between actual and standard levels of performance), this article explores the relationship between the GPE outcomes of public organizations and their environmental performance (EP). We utilize Korean GPE data related to qualitative/quantitative and financial/non-financial performance indicators that the government uses to evaluate public organizations. The GPE does not cover every important environmental activity in which public organizations may engage; the EP measure can incorporate results from all environmental activities, even those excluded from the GPE. Our investigation revealed that the EP of public organizations varied according to their GPE performance gaps. Low GPE performers favored GPE-included environmental activities over GPE-excluded environmental activities, but high GPE performers engaged in environmental activities were excluded from the GPE. A negativity bias occurs when public organizations adjust their environmental activities in response to GPE performance gaps. For environmental activities excluded from the GPE, low GPE performers avoided them more than high GPE performers engaged in them. These findings indicate the importance of a well-designed organizational performance evaluation for balanced engagement in environmental initiatives. This article is of theoretical interest to academics and has practical value for practitioners.
摘要利用GPE绩效差距(实际绩效水平和标准绩效水平之间的差异),本文探讨了公共组织的GPE结果与其环境绩效(EP)之间的关系。我们利用韩国政府用于评估公共组织的定性/定量和财务/非财务绩效指标的GPE数据。GPE并没有涵盖公共组织可能参与的每一项重要环境活动;EP措施可以纳入所有环境活动的结果,即使是那些被排除在GPE之外的活动。我们的调查显示,公共组织的EP因其GPE绩效差距而异。低GPE表现者倾向于GPE包括的环境活动,而不是GPE排除的环境活动。但从事环境活动的高GPE表现人被排除在GPE之外。当公共组织根据GPE绩效差距调整其环境活动时,就会出现消极偏见。对于被排除在GPE之外的环境活动,低GPE表演者比高GPE表演者更回避这些活动。这些发现表明,精心设计的组织绩效评估对于平衡参与环境倡议的重要性。本文具有一定的理论意义和实践价值。
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引用次数: 1
Private Contractors as a Source for Organizational Learning: Evidence from Scandinavian Municipalities 私人承包商作为组织学习的来源:来自斯堪的纳维亚市政当局的证据
IF 3.1 3区 管理学 Q1 Social Sciences Pub Date : 2023-03-28 DOI: 10.1080/15309576.2023.2172738
A. C. Lindholst, M. Hansen, J. A. Nielsen
Abstract The widespread use of government contracting opens up learning opportunities in public organizations’ engagements with private contractors. However, whether public organizations utilize these opportunities to improve their practices has scant coverage in the government contracting literature. We adapt insights from the organizational learning literature, develop an argument on the learning logic in government contracting, and examine manager perceptions of learning outcomes and whether intra- and inter-organizational and contextual conditions shape the learning outcomes. The argument is assessed against survey data reporting on the municipal park and road managers’ contracting experiences in Scandinavia. The findings show that government contracting in the context of the study is associated with positive learning outcomes and indicates possible tradeoffs between conventional cost-driven and learning strategies. The implications contribute to discussions about the role and benefits of government contracting beyond cost savings in the post-NPM reform era.
政府合同的广泛使用为公共组织与私人承包商的合作提供了学习机会。然而,公共组织是否利用这些机会来改善他们的做法,在政府合同文献中很少有报道。我们采用组织学习文献中的见解,对政府合同中的学习逻辑进行了论证,并检查了管理者对学习成果的看法,以及组织内部和组织间以及环境条件是否影响了学习成果。这一论点是根据斯堪的纳维亚半岛市政公园和道路管理者承包经验的调查数据报告来评估的。研究结果表明,在本研究的背景下,政府承包与积极的学习成果有关,并表明在传统的成本驱动策略和学习策略之间可能存在权衡。其影响有助于讨论政府承包的作用和效益,而不仅仅是在后新计划改革时代的成本节约。
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引用次数: 2
Gender Representation and Females’ Performance: The Role of Discretion Between Stakeholders 性别代表性与女性绩效:利益相关者间自由裁量权的作用
IF 3.1 3区 管理学 Q1 Social Sciences Pub Date : 2023-03-16 DOI: 10.1080/15309576.2023.2181195
Jung-taek Choe
Abstract The representative bureaucracy theory highlights the role of demographic characteristics in improving the benefits of the interests of clients who share similar values and experiences. Using data of 4-year universities and qualitative interviews in Korea, this study investigates how gender representation of stakeholder groups influences the multiple dimensions of females’ performances and whether the variations of discretion for stakeholders matter. The findings of this study demonstrate that increasing female board members, faculty, and staff is positively associated with female students’ graduation outcomes. However, having more female students is negatively associated with female faculty’s research outcomes. Moreover, the impacts of discretion between stakeholder groups and within faculty group matter for female students’ outcomes.
摘要代表性官僚主义理论强调了人口特征在提高具有相似价值观和经验的客户利益方面的作用。本研究利用韩国四年制大学的数据和定性访谈,调查了利益相关者群体的性别代表性如何影响女性表现的多个维度,以及利益相关者自由裁量权的变化是否重要。这项研究的结果表明,女性董事会成员、教职员工的增加与女性学生的毕业成绩呈正相关。然而,拥有更多的女学生与女教师的研究成果呈负相关。此外,利益相关者群体之间和教师群体内部的自由裁量权对女生的成绩也很重要。
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引用次数: 0
How Do Performance Pressures and Public Participation Demands Affect a City Agency’s Network Behavior? An Analysis of Interagency Networks in Seoul Metropolitan Government 绩效压力和公众参与需求如何影响城市机构的网络行为?首尔市机构间网络分析
IF 3.1 3区 管理学 Q1 Social Sciences Pub Date : 2023-03-13 DOI: 10.1080/15309576.2023.2174149
Jooho Lee
Abstract Over the past decades, government agencies have been under increasing institutional pressures to improve performance while engaging the public in decision-making processes. This study aims to explore how agency managers perceive institutional pressures and how these pressures shape their network behaviors for interagency collaboration. Specifically, this research focuses on structural holes, which refer to network positions that connect otherwise-disconnected agencies. Drawing on the literature of public management, citizen participation, and social networks, this research develops a theoretical model of an agency’s network position and proposes hypotheses. This research tested two hypotheses using network and survey data collected from agency managers in the Seoul Metropolitan Government in 2009. The results of the study showed that agencies under greater performance pressure tended to locate themselves in interagency networks with structural holes, while agencies facing greater citizen participation demands tended to embed themselves in interagency networks with fewer structural holes. This implies that performance pressure drives city agencies to seek competitive structural positions in interagency networks, while citizen participation demands lead agencies to locate in dense interagency networks.
摘要在过去的几十年里,政府机构面临着越来越大的体制压力,要求在让公众参与决策过程的同时提高绩效。本研究旨在探讨机构管理者如何感知机构压力,以及这些压力如何塑造他们的跨机构合作网络行为。具体而言,这项研究侧重于结构漏洞,即连接原本不相连的机构的网络位置。本研究借鉴公共管理、公民参与和社会网络的文献,建立了机构网络地位的理论模型,并提出了假设。这项研究使用2009年从首尔市政府机构管理人员那里收集的网络和调查数据检验了两个假设。研究结果表明,面临更大绩效压力的机构往往将自己定位在有结构漏洞的机构间网络中,而面临更大公民参与需求的机构则倾向于将自己嵌入结构漏洞较少的机构间网中。这意味着,绩效压力促使城市机构在机构间网络中寻求具有竞争力的结构职位,而公民参与则要求领导机构位于密集的机构间网络。
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引用次数: 0
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Public Performance & Management Review
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