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Sources of Authoritarian Resilience: New Perspectives on Power-Sharing and Popular Support 威权恢复力的来源:权力分享与民众支持的新视角
2区 社会学 Q1 Social Sciences Pub Date : 2023-01-01 DOI: 10.5129/001041523x16969585493955
Dmitrii Kofanov
This article reviews four recent books providing new perspectives on the sources of authoritarian durability and addressing the issues of intra-elite power-sharing and control of the masses. One of the main lessons derived from this research is that contingent sequences of historical events and rules of conduct mutually accepted by elites can play a greater role in the stability of a ruling coalition than a sheer balance of power prioritized by the rational choice approach. Another important takeaway is that increasingly refraining from repression, authoritarian rulers seek to project the image of their competence and indispensability. Apart from misinformation and censorship, during economic and political crises, leaders of competitive authoritarian regimes may deliver anti-democratic rhetoric and policies catering to genuine demands of the masses.
这篇文章回顾了最近出版的四本书,这些书为威权主义持久性的来源提供了新的视角,并解决了精英内部权力分享和对大众控制的问题。从这项研究中得出的一个主要教训是,与理性选择方法优先考虑的纯粹权力平衡相比,精英们相互接受的偶然历史事件序列和行为规则在执政联盟的稳定中发挥着更大的作用。另一个重要的启示是,专制统治者越来越多地避免镇压,试图塑造他们有能力和不可或缺的形象。除了虚假信息和审查制度,在经济和政治危机期间,竞争性威权政权的领导人可能会发表反民主的言论和政策,以迎合群众的真正需求。
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引用次数: 0
Institutional Rebound: Why Reforming China’s State-Owned Enterprises Is so Difficult 制度反弹:为什么中国国有企业改革如此困难
IF 2.3 2区 社会学 Q1 Social Sciences Pub Date : 2023-01-01 DOI: 10.5129/001041523x16866724784852
Ling-Show Chen
Why are perennially entrenched institutions so hard to reform? This article proposes a theory of institutional rebound based on China's reforms to break the three "iron-institutions" in state-owned enterprises (SOEs). I argue that reforms triggered the rise of informal institutions, which impeded further reforms and made old rules rebound. When SOE cadres had denser political connections, they actively manipulated the rules to maintain privileges. When managers and workers had fewer political resources, they used performative resistance to delay reforms and penalize reform advocates. The pressure to complete reforms drove cadres to first target the powerless, replacing them with cronies, before having to move to the more powerful. The article combines in-depth interviews, secondary sources, and topical modeling of newspaper and journal articles across three decades.
为什么根深蒂固的制度如此难以改革?本文基于中国打破国有企业三大“铁制度”的改革,提出了制度反弹理论。我认为,改革引发了非正式机构的兴起,这阻碍了进一步的改革,并使旧规则反弹。当国有企业干部有更紧密的政治联系时,他们积极操纵规则以保持特权。当管理者和工人拥有较少的政治资源时,他们会利用绩效阻力来推迟改革,惩罚改革倡导者。完成改革的压力迫使干部们首先把矛头指向无权之人,用亲信取代他们,然后才不得不转向更有权力的人。这篇文章结合了深度访谈,二手资料,以及三十年来报纸和期刊文章的专题建模。
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引用次数: 0
Rethinking the Role of Issue-Voting in Referenda: Conjoint and Vote Choice Analyses of Preferences for Constitutional Change in Chile 重新思考议题投票在公民投票中的作用:智利宪法改革偏好的联合与投票选择分析
2区 社会学 Q1 Social Sciences Pub Date : 2023-01-01 DOI: 10.5129/001041523x16964369022295
Ezequiel Gonzalez-Ocantos, Carlos Melendez
What determines the vote in referenda: issue-preferences or second-order considerations? Scholars suggest issue-voting is stronger in salient elections. Based on survey data collected during Chile’s constitutional referendum, the article challenges this argument. An innovative conjoint experiment allows us to estimate if different elements of the constitution sunk the proposal. Coupled with vote choice models, results indicate that second-order considerations played a more important role than the literature predicts. We argue this is because studies mostly study referenda on European integration in parliamentary systems. Unlike European integration, the constitutional proposal was not a cross-cutting “issue,” but one tied to the incumbent. Presidentialism exacerbated government/opposition dynamics, such that the incumbent’s popularity significantly affected vote choice. We discuss why this is similar to what transpired in other Latin American countries and draw lessons for participatory democracy.
是什么决定了全民公决的结果:议题偏好还是次要考虑?学者们认为,问题投票在重要选举中更为强烈。根据智利宪法公投期间收集的调查数据,这篇文章对这种说法提出了质疑。一项创新的联合实验使我们能够估计宪法的不同要素是否会使提案失败。结合投票选择模型,结果表明二阶考虑比文献预测的作用更重要。我们认为,这是因为研究大多是在议会制度下研究欧洲一体化的公民投票。与欧洲一体化不同,宪法提案不是一个跨领域的“问题”,而是与现任总统有关的问题。总统制加剧了政府与反对派之间的动态关系,因此现任总统的受欢迎程度显著影响了投票选择。我们讨论了为什么这与其他拉丁美洲国家发生的情况相似,并为参与式民主吸取教训。
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引用次数: 0
Competition, Cooperation, and Influence in the Informal Economy: Interest Representation in Informal Markets in Mexico City 非正式经济中的竞争、合作与影响:墨西哥城非正式市场中的利益代表
2区 社会学 Q1 Social Sciences Pub Date : 2023-01-01 DOI: 10.5129/001041523x16939348061923
Federico Fuchs
This article proposes that the specific conditions under which collective action happens in informal markets generate a non-linear relation between organizational density (the number of organizations representing a single constituency) and effective claim-making around common objectives, unlike the expectations of standard theories tailored to organizational activity in the formal sector. Informal workers’ capacity to demand resources from the government is best served by intermediate levels of organizational density, when organizations experience enough competition to make them responsive to their constituencies, but not so much that internal strife undermines their effectiveness in securing shared objectives. To test this argument, I leverage a mixed-methods approach to examine the case of informal workers’ organizational behavior in public and street markets in Mexico City.
本文提出,在非正式市场中集体行动发生的特定条件下,组织密度(代表单一选区的组织数量)与围绕共同目标的有效索赔之间产生了非线性关系,这与为正式部门的组织活动量身定制的标准理论的期望不同。非正式工人向政府要求资源的能力最好通过中等水平的组织密度来实现,当组织经历了足够的竞争,使他们对他们的选民做出反应,但不会太激烈,以至于内部冲突破坏了他们确保共同目标的有效性。为了验证这一论点,我利用混合方法来研究墨西哥城公共市场和街头市场中非正式工人的组织行为。
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引用次数: 0
The Silent Militarization: Explaining the Logic of Military Members’ Appointment as Police Chiefs 无声的军事化:军人被任命为警察局长的逻辑解释
IF 2.3 2区 社会学 Q1 Social Sciences Pub Date : 2023-01-01 DOI: 10.5129/001041523x16726700420784
Jessica Zarkin
What explains the militarization of public safety? Despite its failures, police militarization remains a popular policy. Existing scholarship has mainly focused on the police adopting military weapons and tactics but has neglected a silent but consequential type: the appointment of military members as police chiefs. Whereas the conventional wisdom points to partisanship and violence as key drivers, I argue that the militarization of police leaders responds to political motives. Based on a novel data set on 5,580 appointments in Mexico and repeated event history analysis, I find evidence of a top-down militarization sequence. Mayors are more likely to appoint military chiefs when upper levels of government and peers embrace a militarized security strategy. I further illustrate how coercive pressures and strategic incentives drive this sequence.
如何解释公共安全的军事化?尽管失败了,警察军事化仍然是一项受欢迎的政策。现有的学术研究主要集中在警察使用军事武器和战术上,而忽视了一种无声但重要的类型:任命军人为警察局长。传统观点认为党派之争和暴力是关键的驱动因素,而我认为警察领导人的军事化是对政治动机的回应。基于墨西哥5580个任命的新数据集和重复的事件历史分析,我发现了自上而下的军事化序列的证据。当政府高层和同僚接受军事化安全战略时,市长更有可能任命军事首长。我进一步说明了强制压力和战略激励是如何推动这一顺序的。
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引用次数: 0
Authoritarian Audiences: Theory and Evidence for Subnational Propaganda Targeting in North Korea 威权受众:朝鲜次国家宣传目标的理论与证据
IF 2.3 2区 社会学 Q1 Social Sciences Pub Date : 2023-01-01 DOI: 10.5129/001041523x16838209215405
Heather Ba, Sheena Chestnut Greitens, Yu Bin Kim
We argue that authoritarian regimes engage in subnational propaganda targeting in pursuit of political survival. Drawing on an original dataset of propaganda collected inside North Korea, we show that the regime tailors messaging to elites and masses differently. We outline a schema of strategies and themes that authoritarian regimes utilize when crafting propaganda, theorize variations in their use, and test these variations empirically, using qualitative analysis, regression, and text analysis. We demonstrate that the North Korean regime targets Pyongyang-based elites with co-optational messages promising economic benefit, while the masses receive mobilizational messages focused on agricultural productivity. North Korean propaganda also legitimates the regime differently based on audience: messages to elites reassure them of their privileged status but messages to the masses remind them of why their sacrifices are necessary.
我们认为,专制政权从事次国家的宣传目标,以追求政治生存。根据在朝鲜境内收集的原始宣传数据集,我们表明,该政权以不同的方式向精英和大众传递信息。我们概述了专制政权在制作宣传时使用的策略和主题的模式,将其使用的变化理论化,并使用定性分析,回归和文本分析对这些变化进行实证测试。我们证明,朝鲜政权以平壤的精英为目标,向他们传达了承诺经济利益的合作信息,而大众则接受了以农业生产力为重点的动员信息。朝鲜的宣传也根据受众的不同,以不同的方式使政权合法化:给精英的信息让他们确信自己的特权地位,但给大众的信息提醒他们,为什么他们的牺牲是必要的。
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引用次数: 0
Colonial Oil and State-Making: The Separate Independence of Qatar and Bahrain 殖民石油和国家建立:卡塔尔和巴林的独立
IF 2.3 2区 社会学 Q1 Social Sciences Pub Date : 2023-01-01 DOI: 10.5129/001041523x16801041950603
Naosuke Mukoyama
Recent scholarship on resource politics has found that the “resource curse” is largely specific to the Persian Gulf states in which British oil interests ensured the survival of small states. However, this does not present the entire picture of the relationship between oil and sovereignty. I argue that oil was also involved in the process in which the region protected by colonial powers was divided into certain states out of many possible territorial arrangements, creating states that would otherwise not exist. Based on extensive archival research, I show that when nine Gulf sheikhdoms negotiated under Abu Dhabi’s initiative to create a federation, (1) oil production during the colonial period and (2) the protectorate system led Qatar and Bahrain to reject it and achieve sovereignty separately.
最近关于资源政治的学术研究发现,“资源诅咒”主要针对波斯湾国家,英国在这些国家的石油利益确保了小国的生存。然而,这并不是石油与主权之间关系的全貌。我认为,石油也参与了这个过程,在这个过程中,受殖民国家保护的地区从许多可能的领土安排中被划分为某些国家,创建了本来不存在的国家。基于广泛的档案研究,我表明,当九个海湾酋长国在阿布扎比的倡议下进行谈判以建立一个联邦时,(1)殖民时期的石油生产和(2)保护国制度导致卡塔尔和巴林拒绝它并分别获得主权。
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引用次数: 0
Civil Resistance in the Streetlight: Replicating and Assessing Evidence on Nonviolent Effectiveness 路灯下的公民抵抗:复制和评估非暴力有效性的证据
IF 2.3 2区 社会学 Q1 Social Sciences Pub Date : 2023-01-01 DOI: 10.5129/001041523x16745900727169
Christoph Dworschak
Does civil resistance work? Research emphasizes the effectiveness of nonviolent resistance over violent resistance in achieving campaign goals, with the seminal study Why Civil Resistance Works (WCRW) by Chenoweth and Stephan being the main point of reference to date. I revisit this pivotal finding in three steps. First, I reproduce WCRW’s results on nonviolent effectiveness. Second, I discuss how cases may have been overlooked due to a streetlight effect. Third, I quantify the results’ sensitivity using simulations. I find that WCRW’s main findings on nonviolent effectiveness are highly sensitive to variable selection, under-coverage bias, bootstrapping, and omitted variable bias. As a routine reference in scholarship and the public discourse, assessing the robustness of WCRW’s findings is relevant to practitioners and researchers.
民间抵抗有效吗?研究强调非暴力抵抗在实现运动目标方面比暴力抵抗更有效,由Chenoweth和Stephan撰写的开创性研究《为什么公民抵抗有效》(Why Civil resistance Works, WCRW)是迄今为止的主要参考点。我用三个步骤重新审视这个关键的发现。首先,我重现了WCRW关于非暴力有效性的研究结果。其次,我讨论了由于路灯效应而可能被忽视的案例。第三,我用模拟来量化结果的灵敏度。我发现WCRW关于非暴力有效性的主要发现对变量选择、覆盖不足偏差、自举和忽略变量偏差高度敏感。作为学术和公共话语的常规参考,评估WCRW研究结果的稳健性与从业者和研究人员相关。
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引用次数: 1
Dynamic Research Design: Iteration in Field-Based Inquiry 动态研究设计:基于实地调查的迭代
IF 2.3 2区 社会学 Q1 Social Sciences Pub Date : 2022-01-01 DOI: 10.5129/001041522x16352603126875
Diana Kapiszewski, L. MacLean, Benjamin L. Read
This article examines how “iteration”—the dynamic updating of a research design in the course of conducting a study—contributes to making fieldwork a powerful form of inquiry. Considering epistemic disagreement on the utility and acceptability of iteration and drawing on published work, our own experiences, and an original survey and interviews, we contend that iteration is a core aspect of field-based inquiry because such work often examines areas for which theory or empirical knowledge is underdeveloped and requires reacting as the research environment evolves. We demonstrate why iteration is challenging, consider the analytic risks it poses, and offer a framework to help scholars iterate in analytically productive ways. We conclude by outlining the implications for the discipline of embracing and being transparent about iteration.
本文探讨了“迭代”——在进行研究的过程中对研究设计进行动态更新——如何使实地调查成为一种强有力的调查形式。考虑到关于迭代的效用和可接受性的认知分歧,并借鉴已发表的作品、我们自己的经验、原始调查和访谈,我们认为迭代是基于实地调查的核心方面,因为此类工作经常检查理论或经验知识不发达的领域,需要随着研究环境的发展而做出反应。我们演示了为什么迭代是具有挑战性的,考虑了它所带来的分析风险,并提供了一个框架来帮助学者以分析生产性的方式进行迭代。最后,我们概述了拥抱迭代并对迭代保持透明的原则的含义。
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引用次数: 1
Review Article Ethnicity and Violence in Weak States: Understanding the Mechanisms 弱国的种族与暴力:理解其机制
IF 2.3 2区 社会学 Q1 Social Sciences Pub Date : 2022-01-01 DOI: 10.5129/001041522x16420169882963
Philip A. Martin, A. Miller
In the past decade, political violence research has been deeply shaped by the “ethnopolitical exclusion” model of conflict, a research tradition that emphasizes the group-level mechanisms connecting ethnic identity to conflict processes. This review article examines three recent books that represent a new wave of scholarship that studies how different social, political, and institutional processes give rise to ethnically-organized violence. These works make several notable contributions. They move beyond static, structuralist approaches for understanding the emergence of ethnic “grievances” and focus attention on the dynamic processes and state policies that amplify or curb the political salience of ethnic appeals. They also shed new light on the nuanced role that ethnic demographic distributions play in the onset and termination of intrastate conflict.
在过去的十年中,政治暴力研究深受冲突的“民族政治排斥”模型的影响,这一研究传统强调将民族认同与冲突过程联系起来的群体层面机制。这篇评论文章考察了最近出版的三本书,它们代表了研究不同社会、政治和制度进程如何导致种族组织暴力的新一波学术浪潮。这些著作做出了几项显著的贡献。他们超越了静态的、结构主义的方法来理解民族“不满”的出现,并将注意力集中在放大或抑制民族诉求的政治重要性的动态过程和国家政策上。它们还揭示了种族人口分布在国家内部冲突的开始和结束中所起的微妙作用。
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引用次数: 0
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Comparative Politics
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