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The Third Bound 第三界
IF 2.5 2区 社会学 Q1 Social Sciences Pub Date : 2016-08-10 DOI: 10.2139/SSRN.2821115
Adrian Vermeule
This paper was prepared for a conference about constraints on executive discretion. In addition to law and politics (to whatever extent they do or do not constrain the executive), there is also a distinct third bound on executive discretion: conventions, roughly understood as unwritten but obligatory rules of the political game. Debates over executive discretion should take account of distinctions between contingent politics and conventions; between intragovernmental conventions and extragovernmental conventions; and between conventions against doing things and conventions against saying things. The last distinction, in particular, illuminates the strong resistance, in contexts such as immigration, to executive policy statements that make explicit a pattern of enforcement discretion, one that would otherwise remain only implicit. Even holding legal authority constant, making that authority explicit through general policy statements may trigger the normatively-inflected political sanctions that are characteristic of conventions.
这篇论文是为一个关于限制行政自由裁量权的会议准备的。除了法律和政治(无论它们在多大程度上约束行政)之外,行政自由裁量权还有第三种明显的约束:惯例,大致可以理解为政治游戏中不成文但必须遵守的规则。关于行政自由裁量权的辩论应考虑到偶然政治与惯例之间的区别;介于政府间公约和政府外公约之间;在反对做某事的惯例和反对说某事的惯例之间。最后一个区别特别说明,在移民等情况下,行政政策声明明确规定了执法自由裁量权的模式,否则这种模式将只是隐含的。即使保持法律权威不变,通过一般政策声明明确表明这种权威,也可能引发公约所特有的受规范影响的政治制裁。
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引用次数: 1
Specific role of combination aclidinium: formoterol in the treatment of chronic obstructive pulmonary disease. 阿利地宁:福莫特罗联合疗法在治疗慢性阻塞性肺病中的特殊作用。
IF 2.8 2区 社会学 Q1 Social Sciences Pub Date : 2016-01-05 eCollection Date: 2016-01-01 DOI: 10.2147/COPD.S78000
Maria Gabriella Matera, Alessandro Sanduzzi, Mario Cazzola

Co-administration of a long-acting β2-agonist and a long acting muscarinic antagonist produces superior bronchodilation compared with their individual effects. Our preclinical data indicated that combining aclidinium bromide (ACLI) and formoterol fumarate (FORM) provides synergistic benefit on smooth muscle relaxation of both large and small human airways. Data from more than 2,000 patients in eleven clinical trials documented that ACLI/FORM, a twice-daily fixed-dose combination, produces a greater degree of bronchodilation than ACLI or FORM monotherapy alone and is safe and well tolerated. Two large key trials have shown that there is a benefit in using ACLI/FORM when the clinical target is the variability of symptoms and mainly nighttime and/or early morning symptoms. ACLI/FORM is the only long acting muscarinic antagonist/long acting β2-agonist fixed-dose combination that has been studied for this therapeutic indication.

长效β2-受体激动剂和长效毒蕈碱类拮抗剂联合使用产生的支气管舒张效果优于单独使用时的效果。我们的临床前数据表明,将阿利地尼姆溴化物(ACLI)和富马酸福莫特罗(FORM)合用可对人体大小气道的平滑肌松弛产生协同作用。11 项临床试验中 2000 多名患者的数据表明,与 ACLI 或 FORM 单药治疗相比,ACLI/FORM(每日两次的固定剂量组合疗法)能产生更强的支气管舒张作用,而且安全、耐受性良好。两项大型关键试验表明,当临床目标是症状的可变性,主要是夜间和/或清晨症状时,使用 ACLI/FORM 有益。ACLI/FORM 是针对这一治疗适应症进行研究的唯一一种长效毒蕈碱拮抗剂/长效 β2-受体激动剂固定剂量组合。
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引用次数: 0
Governing Health Information 管理健康信息
IF 2.5 2区 社会学 Q1 Social Sciences Pub Date : 2015-12-09 DOI: 10.2139/SSRN.2701436
C. Konnoth
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引用次数: 2
The Failure of Immigration Appeals 移民上诉的失败
IF 2.5 2区 社会学 Q1 Social Sciences Pub Date : 2015-07-28 DOI: 10.2139/SSRN.2568960
David K. Hausman
Within the same immigration court, some immigration judges are up to three times more likely than their colleagues to order immigrants deported. Theories of appeal and of administrative adjudication imply that appeals processes should increase consistency. Yet this Article demonstrates that the appeals process for the immigration courts — a system of administrative adjudication that makes as many decisions as the federal courts — does not promote uniformity. The removal orders of harsher immigration judges are no more likely to be reversed on appeal, either by the Board of Immigration Appeals or a federal Court of Appeals.Why? To explain this puzzling finding, I use an internal administrative database, obtained by Freedom of Information Act request, to track the decisions of initial immigration judges on appeal. I find that the Board of Immigration Appeals and the Courts of Appeals fail to promote uniformity across immigration judges because they review an unrepresentative sample of cases. Harsher immigration judges more often order immigrants deported early in their proceedings, before they have found a lawyer or filed an application for relief. Immigrants without lawyers rarely appeal. The Board of Immigration Appeals therefore rarely reviews the removal orders of immigrants who might have meritorious claims, but who are assigned harsh judges and lack lawyers at the beginning of their proceedings. These quantitative findings, together with interviews and immigration court observation, point the way to reform. First, the Board of Immigration Appeals and the Courts of Appeals should adopt a less deferential standard of review of an immigration judge’s denial of a request for a continuance to seek representation. Second, the government should take simple steps to make applications for relief easier to fill out. Third, the Board of Immigration Appeals should hear a random sample of cases in addition to those appealed by the litigants, allowing the Board more often to review judges’ decisions about continuances, which are rarely appealed. Finally, and most broadly, the government should appoint counsel for immigrants in removal proceedings.
在同一个移民法庭里,一些移民法官下令驱逐移民的可能性是其他法官的三倍。上诉理论和行政裁决理论暗示,上诉程序应增加一致性。然而,这一条款表明,移民法院的上诉程序——一个行政裁决系统,做出的裁决与联邦法院一样多——并没有促进统一。无论是移民上诉委员会还是联邦上诉法院,严厉的移民法官的驱逐令都不太可能在上诉时被撤销。为了解释这一令人困惑的发现,我使用了一个内部行政数据库,该数据库是根据《信息自由法》的要求获得的,用来追踪最初的移民法官在上诉时的决定。我发现移民上诉委员会和上诉法院未能促进移民法官的统一性,因为他们审查的案件样本不具代表性。更严厉的移民法官往往在移民找到律师或提交救济申请之前,就在诉讼的早期下令将他们驱逐出境。没有律师的移民很少上诉。因此,移民上诉委员会很少审查可能有合理要求的移民的驱逐令,但他们在诉讼开始时被指派严厉的法官和缺乏律师。这些定量调查结果,加上访谈和移民法庭观察,为改革指明了方向。首先,移民上诉委员会和上诉法院应该对移民法官拒绝继续寻求代理的请求采取一种不那么恭敬的审查标准。第二,政府应该采取简单的措施,使救济申请更容易填写。第三,除了诉讼当事人提出上诉的案件外,移民上诉委员会还应听取随机抽样的案件,使委员会能够更经常地审查法官关于延期的决定,这些决定很少被上诉。最后,也是最广泛的一点是,政府应该在遣返程序中为移民指定律师。
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引用次数: 8
Class Actions and the Counterrevolution Against Federal Litigation 集体诉讼和反对联邦诉讼的反革命
IF 2.5 2区 社会学 Q1 Social Sciences Pub Date : 2015-06-18 DOI: 10.2139/SSRN.2622201
Stephen B. Burbank, Sean Farhang
In this article we situate consideration of class actions in a framework, and fortify it with data, that we have developed as part of a larger project, the goal of which is to assess the counterrevolution against private enforcement of federal law from an institutional perspective. In a series of articles emerging from the project, we have documented how the Executive, Congress and the Supreme Court (wielding both judicial power under Article III of the Constitution and delegated legislative power under the Rules Enabling Act) fared in efforts to reverse or dull the effects of statutory and other incentives for private enforcement. We focus here on one particular instrument of private enforcement, but we do so in the light of our broader research. We begin with a sketch of the modern class action. We then consider how attempts to curb its enforcement potential have fared in the elected branches, at the hands of those who brought it forth – the Advisory Committee on Civil Rules – and, finally, in the decisions of the Supreme Court. We conclude that institutional patterns in the domain of class actions largely track the story we discern in our larger project: the Supreme Court has been, by far, the most effective institutional agent of retrenchment.
在本文中,我们将对集体诉讼的考虑置于一个框架中,并用数据加以强化,这是我们作为一个更大项目的一部分而开发的,该项目的目标是从制度角度评估反对私人执行联邦法律的反革命。在该项目产生的一系列文章中,我们记录了行政部门、国会和最高法院(根据《宪法》第三条行使司法权,并根据《规则授权法》授予立法权)如何努力扭转或减弱对私人执法的法定和其他激励措施的影响。我们在此着重讨论私人执法的一种特殊手段,但我们是根据我们更广泛的研究来这样做的。我们先来概述一下现代集体诉讼。然后,我们考虑限制其执行潜力的努力在选举产生的部门,在提出它的人- -民事规则咨询委员会- -以及最后在最高法院的决定中如何进展。我们的结论是,集体诉讼领域的制度模式在很大程度上与我们在更大的项目中发现的情况一致:到目前为止,最高法院一直是最有效的紧缩制度代理人。
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引用次数: 18
Proposing a Transactional Approach to Civil Forfeiture Reform 提出一种交易性的民事没收改革方法
IF 2.5 2区 社会学 Q1 Social Sciences Pub Date : 2015-03-01 DOI: 10.2139/ssrn.2572022
Michael van den Berg
This student comment provides a new lens through which to understand the controversial practice of Civil Forfeiture. The comment divides forfeited items into Low, Mid, and High Value Chattel (along with Real Property, which is not discussed), and suggests solutions for protecting Low and Mid Value Chattel, while encouraging the pursuit of High Value Chattel forfeiture. Specifically, the comment proposes treating forfeiture as a transaction in the Coasean/Calabresian paradigm, limiting externalities and increasing transaction costs to adjust the "market" for forfeiture.
这一学生评论为理解有争议的民事没收实践提供了一个新的视角。该评论将没收的物品分为低价值、中价值和高价值的动产(以及未讨论的不动产),并提出了保护低价值和中价值动产的解决方案,同时鼓励追求高价值的动产没收。具体而言,该评论建议将没收作为Coasean/Calabresian范式中的交易,限制外部性并增加交易成本以调整没收的“市场”。
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引用次数: 1
From the Particular to the General: Three Federal Rules and the Jurisprudence of the Rehnquist and Roberts Courts 从特殊到一般:三个联邦规则和伦奎斯特和罗伯茨法院的法理学
IF 2.5 2区 社会学 Q1 Social Sciences Pub Date : 2014-06-01 DOI: 10.2139/SSRN.2613995
Purcell, A. Edward
The Rehnquist and Roberts Courts have reinterpreted rules 8, 23, and 56 of the Federal Rules of Civil Procedure, in each case altering them to restrict access to the federal courts and make early dismissals more readily available. Neither changes in the text of the rules nor new discoveries about their original intended meaning justified those decisions. Indeed, the reinterpretations conflicted with the stated purposes of those rules and contradicted the Court’s own repeated acknowledgments that it has no authority to change the meaning of any Federal Rule once Congress has adopted it. This article examines those changed interpretations, shows that they brought parallel anti-plaintiff results, and demonstrates that those results are consistent with the practical social results that flow from a wide variety of other decisions of the Rehnquist and Roberts Courts. The decisions construing Rules 8, 23, and 56 advance the same anti-plaintiff policies that mark the Court’s decisions restricting or defeating tort, antitrust, civil rights, securities, environmental, and employment discrimination claimants. The article argues that the Federal Rules decisions of the Rehnquist and Roberts Courts are not only compatible in their social results with their decisions in those other areas but that they all spring from the same extra-legal source, the commitments of the Court’s conservative Republican justices to their party’s market-based ideologies. Although those justices commonly assert text, tradition, and original meaning as justifications for their decisions, they have been wholly inconsistent in applying those methods. The consistency of their jurisprudence lies not in their application of any rigorous legal method but in their ideologically-rooted desire to block certain kinds of lawsuits and to protect from liability state governments, state and local officials, and corporate defendants.
伦奎斯特法院和罗伯茨法院重新解释了《联邦民事诉讼规则》第8条、第23条和第56条,在每个案件中都对它们进行了修改,以限制向联邦法院提起诉讼,并使提前驳回案件更容易获得。无论是规则文本的改变,还是对其原意的新发现,都不能证明这些决定是正确的。事实上,重新解释与这些规则的既定目的相冲突,也与法院自己一再承认的,即一旦国会通过了任何联邦规则,它无权改变其含义相矛盾。本文考察了这些改变的解释,表明它们带来了平行的反原告结果,并表明这些结果与伦奎斯特和罗伯茨法院的各种其他判决所产生的实际社会结果是一致的。解释规则8、23和56的决定推进了同样的反原告政策,这些政策标志着法院限制或击败侵权、反垄断、民权、证券、环境和就业歧视原告的决定。文章认为,伦奎斯特法院和罗伯茨法院的联邦规则裁决不仅在社会结果上与他们在其他领域的裁决是一致的,而且它们都来自同一个法外来源,即法院的保守派共和党法官对其政党的市场意识形态的承诺。尽管这些法官通常主张文本、传统和原意作为其裁决的理由,但他们在应用这些方法时却完全不一致。它们的法理的一致性不在于它们采用了任何严格的法律方法,而在于它们根植于意识形态的愿望,即阻止某些类型的诉讼,并保护州政府、州和地方官员以及公司被告免受责任。
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引用次数: 6
The Burdens of Pleading 恳求的负担
IF 2.5 2区 社会学 Q1 Social Sciences Pub Date : 2014-03-18 DOI: 10.2139/SSRN.2411065
A. Reinert
The changes to pleading doctrine wrought by Bell Atlantic v. Twombly and Ashcroft v. Iqbal have been criticized on many grounds. As many commentators have noted, the plausibility pleading doctrine introduced by these cases is consistent with other procedural reforms that have the effect of limiting access of putative plaintiffs to federal civil adjudication. In this Article, I argue that Twombly and Iqbal are more than just the most recent examples of anti-litigation reforms. Plausibility pleading asks federal courts – for the first time since the advent of the Federal Rules of Civil Procedure – to use their "judicial experience and common sense" to assess the likelihood of a claim’s success prior to discovery. But the very characteristics of the procedural changes leading up to Twombly and Iqbal – fewer trials, an increase in private adjudication such as arbitration, pervasive secrecy, and increased use of summary judgment – also make it far less likely that judges will have the experience necessary to reliably apply plausibility pleading. In the absence of relevant information, judges are likely to fall back on heuristics that will take them farther from an accurate decision on the merits. The result, I contend –one that is confirmed by the empirical data available to date – will be an increased dismissal of cases that is essentially random rather than merit-based.
贝尔大西洋诉托姆布雷案和阿什克罗夫特诉伊克巴尔案对抗辩原则的改变受到了多方面的批评。正如许多评论家所指出的那样,这些案件引入的合理性辩护原则与其他程序改革是一致的,这些改革具有限制推定原告获得联邦民事裁决的影响。在本文中,我认为托姆布雷和伊克巴尔不仅仅是反诉讼改革的最新例子。合理性辩护要求联邦法院——自《联邦民事诉讼规则》(federal Rules of Civil Procedure)问世以来,这是第一次——利用他们的“司法经验和常识”,在证据被发现之前评估一项索赔成功的可能性。但是,导致托姆布雷和伊克巴尔案的程序变化的特点——审判减少、仲裁等私人裁决的增加、普遍保密和简易判决的增加——也使法官不太可能拥有可靠地应用合理性辩护所必需的经验。在缺乏相关信息的情况下,法官可能会依赖启发式,这将使他们远离对是非曲直的准确决定。我认为,其结果是——迄今可获得的经验数据证实了这一点——将导致越来越多的案件被驳回,这些案件本质上是随机的,而不是基于能力的。
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引用次数: 0
Old Statutes, New Problems 旧法规,新问题
IF 2.5 2区 社会学 Q1 Social Sciences Pub Date : 2014-02-09 DOI: 10.2139/SSRN.2393033
J. Freeman, D. Spence
Congress is more ideologically polarized than at any time in the modern regulatory era, which makes legislation ever harder to pass. As a result, Congress is increasingly absent from the policymaking process, and fails to regularly update statutes in the face of social, economic and technological change. This leaves agencies to adapt old statutes to new problems. The challenge of managing statutory obsolescence affects many agencies, and arises in areas as diverse as financial, telecommunications, and food and drug regulation. We examine this dynamic in two fast-moving policy domains, environmental and energy regulation, where Congress has been remarkably absent in recent decades. Contrary to what some might suspect, we find that agencies manage these statutory fit problems carefully, strategically and often with deliberate restraint. Rather than “going for broke,” they tend to choose policies that stop short of open conflict with Congress, yet reflect the agency’s mission, the president’s priorities, and the limits of their statutory authority. We show how, following the Goldilocks principle, agencies seek to get it “just right.” We then explore the implications of this dynamic — in which agencies are the primary statutory updaters — for the institutions in our Separation of Powers scheme: the president, Congress, the courts and the agencies. We argue that the absence of Congress from the policy process can inure to the president’s benefit in the contest to shape agency decisions, especially when the president’s priorities are consistent with the agency’s traditional mission, meaning that the White House and agency are aligned. Finally, we focus on what this new strategic environment of agency policymaking means for judicial review of agency efforts to update the regulatory regime. We argue that, for a variety of reasons, agencies are better suited than courts to do that updating work, and that the case for deferring to agencies in that task is stronger than ever with Congress absent from the updating process. Our account also challenges the view that courts should return important regulatory matters to Congress rather than allow agencies to adapt statutes, because to do so is “democracy forcing.” We argue that the normative commitment to democracy forcing is based on a flawed empirical assumption about the probability of congressional action. Indeed, because the agency is the legally designated custodian of the statute (so designated by the enacting Congress), the agency may have the superior claim to interpret the statute’s application to new problems during periods of congressional quiescence.
在现代监管时代,国会在意识形态上比以往任何时候都更加两极化,这使得立法更难通过。因此,国会越来越不参与决策过程,面对社会、经济和技术变革,也不能定期更新法规。这使得各机构不得不调整旧法规以应对新问题。管理法定过时的挑战影响到许多机构,并出现在金融、电信、食品和药物监管等不同领域。我们在两个快速发展的政策领域——环境和能源监管——考察了这种动态,近几十年来,国会在这两个领域明显缺席。与一些人可能怀疑的相反,我们发现各机构谨慎、有策略地管理这些法定合适性问题,而且往往是有意克制的。他们倾向于选择既不与国会公开冲突,又能反映机构使命、总统的优先事项和法定权力限制的政策,而不是“一意孤行”。我们展示了机构如何遵循金凤花原则,寻求“恰到好处”。然后,我们探讨了这种动态的影响——在这种动态中,机构是主要的法定更新者——对于我们三权分立计划中的机构:总统、国会、法院和机构。我们认为,国会在政策制定过程中的缺席可能有利于总统在塑造机构决策的竞争中,特别是当总统的优先事项与机构的传统使命相一致时,这意味着白宫和机构是一致的。最后,我们将关注机构政策制定的新战略环境对机构更新监管制度的司法审查意味着什么。我们认为,由于各种原因,机构比法院更适合做这项更新工作,而且在国会缺席更新过程的情况下,将这项任务交给机构的情况比以往任何时候都更有说服力。我们的解释也挑战了法院应该将重要的监管事务归还给国会,而不是允许机构调整法规的观点,因为这样做是“民主强迫”。我们认为,对民主强迫的规范性承诺是基于对国会行动概率的有缺陷的经验假设。事实上,由于行政机关是法律上指定的法规保管人(由制定法规的国会指定),行政机关在国会休会期间可能有优先权利解释法规对新问题的适用。
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引用次数: 17
Owning E-Sports: Proprietary Rights in Professional Computer Gaming 拥有电子竞技:专业电脑游戏的所有权
IF 2.5 2区 社会学 Q1 Social Sciences Pub Date : 2014-01-27 DOI: 10.17605/OSF.IO/BRMV7
D. Burk
Among the most significant commercial activities to emerge on the Internet, both in terms of revenue generated and numerical participation, has been multi-player gaming. Such Internet gaming increasingly includes professional play. These "e-sports" feature the structure of team owners, sponsorships, leagues, prize money, and star players that have long been familiar in physical sport competitions. But because these competitions are played in a virtual environment, control of rights to the matches is anything but familiar. E-sports play is typically mediated by proprietary software, raising a set of difficult issues regarding the licensing and control of professional matches and tournaments. As e-sports become increasingly established around the world, unsettled questions of copyright, right of publicity, and neighboring rights will need to be resolved among players, team owners, and developers of e-sports platforms.
在互联网上出现的最重要的商业活动中,无论是从产生的收入还是数字参与来看,都是多人游戏。这种网络游戏越来越多地包括职业游戏。这些“电子竞技”的特点是团队所有者、赞助、联盟、奖金和明星选手的结构,这些都是长期以来在体育比赛中所熟悉的。但由于这些比赛是在虚拟环境中进行的,所以对比赛版权的控制一点也不熟悉。电子竞技游戏通常是由专有软件调解的,这引发了一系列关于职业比赛和锦标赛的许可和控制的难题。随着电子竞技在全球范围内的发展,玩家、团队所有者和电子竞技平台开发商之间需要解决版权、宣传权和邻接权等悬而未决的问题。
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引用次数: 31
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