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Abolitionist Prison Litigation 废奴主义者监狱诉讼
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2023-10-20
Molly Petchenik

There has long been a perceived tension between abolition and prison-conditions litigation. This piece offers a path forward for such litigation that is consistent with abolitionist goals. Drawing from experience with Texas state prisons, the piece proposes a framework for litigating prison understaffing that advances the project of abolition. 

 

长期以来,人们一直认为废除死刑和监狱条件诉讼之间存在紧张关系。这篇文章为此类诉讼提供了一条与废奴主义者的目标一致的前进道路。根据德克萨斯州州立监狱的经验,这篇文章提出了一个解决监狱人手不足问题的框架,从而推进了废除囚犯制度的计划。
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引用次数: 0
How to Save the Supreme Court 如何拯救最高法院
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2019-10-30 DOI: 10.2139/SSRN.3288958
Daniel Epps, Ganesh Sitaraman
The consequences of Justice Brett Kavanaugh’s Supreme Court confirmation are seismic. Justice Kavanaugh, replacing Justice Anthony Kennedy, completes a new conservative majority and represents a stunning Republican victory after decades of increasingly partisan battles over control of the Court. The result is a Supreme Court whose Justices are likely to vote along party lines more consistently than ever before in American history. That development gravely threatens the Court’s legitimacy. If in the future roughly half of Americans lack confidence in the Supreme Court’s ability to render impartial justice, the Court’s power to settle important questions of law will be in serious jeopardy. Moreover, many Democrats are already calling for changes like court-packing to prevent the new conservative majority from blocking progressive reforms. Even if justified, such moves could provoke further escalation that would leave the Court’s image and the rule of law badly damaged. The coming crisis can be stopped. But saving the Court’s legitimacy as an institution above politics will require a radical rethinking of how the Court has operated for more than two centuries. In this Feature, we outline a new framework for Supreme Court reform. Specifically, we argue for reforms that are plausibly constitutional (and thus implementable by statute) and that are capable of creating a stable equilibrium even if initially implemented using “hardball” tactics. Under this framework, we evaluate existing proposals and offer two of our own: the Supreme Court Lottery and the Balanced Bench. Whether policymakers adopt these precise proposals or not, our framework can guide their much-needed search for reform. We can save what is good about the Court—but only if we are willing to transform the Court.
大法官布雷特·卡瓦诺(Brett Kavanaugh)获得最高法院确认的后果是巨大的。卡瓦诺取代了大法官安东尼·肯尼迪(Anthony Kennedy),使保守派获得了新的多数席位,并代表着共和党在数十年来围绕最高法院控制权的党派斗争日益激烈之后取得了惊人的胜利。其结果是,最高法院的法官可能会比美国历史上任何时候都更一致地按照党派路线投票。这一事态发展严重威胁到法院的合法性。如果在未来大约有一半的美国人对最高法院提供公正司法的能力缺乏信心,那么最高法院解决重要法律问题的权力将处于严重危险之中。此外,许多民主党人已经在呼吁进行诸如法院填塞之类的改革,以防止新的保守派多数派阻碍渐进式改革。即使有正当理由,这种行动也可能引起进一步升级,使法院的形象和法治受到严重损害。即将到来的危机是可以阻止的。但是,要挽救最高法院作为一个凌驾于政治之上的机构的合法性,就需要彻底反思最高法院两个多世纪以来的运作方式。在本专题中,我们概述了最高法院改革的新框架。具体来说,我们主张的改革应该是合乎宪法的(因此可以通过法规实施),并且即使最初使用“强硬”策略实施,也能够创造稳定的平衡。在这个框架下,我们评估了现有的建议,并提出了我们自己的两个建议:最高法院彩票和平衡板凳。无论政策制定者是否采纳这些精确的建议,我们的框架都可以指导他们寻求亟需的改革。我们可以挽救最高法院的优点——但前提是我们愿意改革最高法院。
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引用次数: 16
Prosecuting Corporate Crime When Firms Are Too Big to Jail: Investigation, Deterrence, and Judicial Review 当公司太大而不能入狱时起诉公司犯罪:调查、威慑和司法审查
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2018-08-07 DOI: 10.2139/SSRN.3216152
Nicholas Werle
Some corporations have become so large or so systemically important that when they violate the law, the government cannot credibly threaten “efficient” criminal sanctions. By introducing political economy constraints into a standard microeconomic model of corporate liability, this Note shows how this Too Big to Jail (TBTJ) problem reduces prosecutors’ ability to deter corporate crime by simply fining a defendant corporation without the accompanying prosecution of culpable individuals and mandatory structural reforms. This Note further illustrates how the risk of corporate criminal liability alone cannot incentivize a TBTJ firm to invest in internal controls or cooperate with government investigations. To deter criminality by TBTJ firms, prosecutorial strategy should credibly threaten culpable managers with monetary and nonmonetary penalties, and not unduly rely on corporate defendants’ cooperation.The Note also advances a structural explanation for the dearth of individual prosecutions relative to negotiated criminal settlements with TBTJ companies: prosecutors currently rely on an intrafirm apparatus for investigation that may produce information necessary for corporate settlements but will not reliably produce evidence to charge culpable individuals. In response, this Note proposes enlisting the courts as a bulwark against these structural incentives for prosecutors to agree to large corporate settlements without insisting on comprehensive investigation of underlying individual culpability. Thus, I present a legislative reform that authorizes judicial review of deferred prosecution agreements to ensure prosecutors have collected sufficient evidence prior to finalizing corporate settlements.
一些公司已经变得如此庞大或如此具有系统重要性,以至于当它们违反法律时,政府无法可信地威胁要对它们实施“有效的”刑事制裁。通过将政治经济学约束引入企业责任的标准微观经济模型,本文展示了TBTJ问题如何通过简单地对被告公司进行罚款而不附带对有罪个人的起诉和强制性结构改革来降低检察官阻止企业犯罪的能力。本说明进一步说明,仅凭企业刑事责任风险无法激励TBTJ公司投资于内部控制或配合政府调查。为了阻止TBTJ公司的犯罪行为,起诉策略应该以金钱和非金钱惩罚来威胁有罪的经理,而不是过度依赖公司被告的合作。《说明》还对缺乏与TBTJ公司谈判达成刑事和解相关的个人起诉提出了结构性解释:检察官目前依靠公司内部机构进行调查,该机构可能提供公司和解所需的信息,但无法可靠地提供起诉有罪个人的证据。作为回应,本说明建议将法院作为壁垒,防止这些结构性激励促使检察官在不坚持对潜在个人罪责进行全面调查的情况下,同意与大型企业达成和解。因此,我提出一项立法改革,授权对推迟起诉协议进行司法审查,以确保检察官在最终确定公司和解之前收集了足够的证据。
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引用次数: 11
The Statutory Separation of Powers 法定三权分立
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2018-07-14 DOI: 10.2139/SSRN.3229255
Sharon B. Jacobs
The separation of powers forms the backbone of our constitutional democracy. But it is also a guiding principle in sub-constitutional domains. This Article argues that Congress constructs statutory schemes of separation, checks, and balances through its delegations to administrative agencies. This statutory separation of powers may be seen clearly in the simultaneous legislative creation of the independent Federal Energy Regulatory Commission (FERC) and the executive Department of Energy (DOE). Like its constitutional counterpart, the statutory separation of powers seeks to prevent the dominance of faction and create policy stability. But separating and balancing statutory authority is a delicate business subject to challenges of imprecise allocation, lopsided aggrandizement, and infrequent adjustment. The relationship between FERC and the DOE demonstrates these challenges, which have allowed the DOE to weaponize statutory checks and balances in its pursuit of policy dominance. The article concludes with recommendations for how Congress, the judiciary, and agencies themselves might mitigate these tendencies and preserve the statutory separation of powers as a meaningful safeguard against the perils of concentrated policymaking authority.
三权分立是我们宪政民主的支柱。但在非宪法领域,这也是一个指导原则。本文认为,国会通过其对行政机构的授权,构建了分离、制衡的法定方案。这种法定的权力分立可以从同时立法创建独立的联邦能源管理委员会(FERC)和执行部门能源部(DOE)中清楚地看到。与宪法上的三权分立一样,法定的三权分立旨在防止派系统治并创造政策稳定。但是,分离和平衡法定权力是一件微妙的事情,容易受到不精确分配、不平衡的强化和不频繁调整的挑战。FERC和DOE之间的关系表明了这些挑战,这使得DOE在追求政策主导地位的过程中可以将法定制衡武器化。文章最后对国会、司法机构和机构本身如何缓解这些趋势提出了建议,并保留了法定的三权分立,作为对集中决策权危险的有意义的保障。
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引用次数: 4
A Cooperative Federalism Approach to Shareholder Arbitration 合作联邦制对股东仲裁的影响
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2018-07-09 DOI: 10.31228/osf.io/2yu3t
Z. Clopton, Verity Winship
128 Yale Law Journal Forum 169 (2018).Arbitration dominates private law across an ever-expanding range of fields. Its latest target, however, may not be a new field as much as a new form: mandatory arbitration provisions built into corporate charters and bylaws. Recent developments in corporate law coupled with signals from the Securities and Exchange Commission suggest that regulators may be newly receptive to shareholder arbitration. What they do next may have dramatic consequences for whether and how corporate and securities laws are enforced.The debate about the merits of arbitration is well worn, but its application to shareholder claims opens the door to a different set of responses. In particular, the overlapping authority of federal and state actors with respect to corporate law calls for approaches that sound in cooperative federalism. Yet cooperative-federalist approaches have been absent from recent debates about shareholder arbitration. This Essay explains why cooperative federalism is a natural fit for addressing these issues. Moreover, we marshal specific examples of cooperative solutions in this area that could help frame federal-state coordination going forward. Such a cooperative response would avoid unnecessary federal-state conflict and allow policymakers to approach shareholder arbitration with expertise, accountability, and mutual respect.
128耶鲁大学法律杂志论坛169(2018)。仲裁在不断扩大的领域中主导着私法。然而,它的最新目标可能不是一个新领域,而是一种新形式:将强制性仲裁条款纳入公司章程和章程。公司法的最新发展,加上美国证交会(sec)发出的信号,表明监管机构可能新近开始接受股东仲裁。他们接下来的行动可能会对公司法和证券法是否得到执行以及如何执行产生重大影响。关于仲裁是非曲直的争论由来已久,但将其应用于股东索赔,为一系列不同的回应打开了大门。特别是,联邦和州行为者在公司法方面的重叠权力要求采取在合作联邦制中听起来合理的方法。然而,在最近关于股东仲裁的辩论中,却没有出现合作联邦主义的做法。本文解释了为什么合作联邦制是解决这些问题的自然选择。此外,我们还列举了这一领域合作解决方案的具体例子,这些例子可能有助于构建联邦与州之间未来的协调。这种合作回应将避免不必要的联邦与州冲突,并允许政策制定者以专业知识、问责制和相互尊重的方式处理股东仲裁。
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引用次数: 2
Pleading Poverty in Federal Court 在联邦法院以贫穷为借口
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2018-01-15 DOI: 10.2139/SSRN.3102522
Andrew Hammond
What must a poor person plead to gain access to the federal courts? How do courts decide when a poor litigant is poor enough? This Article answers those questions with the first comprehensive study of how district courts determine when a litigant may proceed in forma pauperis in a civil lawsuit. This Article shows that district courts lack standards to determine a litigant’s poverty and often require litigants to answer an array of questions to little effect. As a result, discrepancies in federal practice abound — across and within district courts — and produce a pleading system that is arbitrary, inefficient, and invasive. This Article makes four contributions. First, it codes all the poverty pleadings currently used by the 94 federal district courts. Second, the Article shows that the flaws of these pleading procedures are neither inevitable nor characteristic of poverty determinations. By comparing federal practice to other federal means tests and state court practices, the Article demonstrates that a more streamlined, yet rights-respecting approach is possible. Third, the Article proposes a coherent in forma pauperis standard — one that would align federal practice with federal law, promote reasoned judicial administration, and protect the dignity of litigants. Such a solution proves that judges need not choose between extending access to justice and preserving court resources. In this instance and perhaps others, judges can serve both commitments of the federal system. Fourth, the Article illustrates how to study procedure from the bottom up. Given the persistent levels of inequality in American society, no account of civil procedure is complete without an understanding of how poor people litigate today.
一个穷人必须提出什么请求才能进入联邦法院?法院如何判定一个贫穷的诉讼当事人是否足够贫穷?本文通过首次全面研究地区法院如何确定诉讼当事人在民事诉讼中何时可以以形式贫民身份进行诉讼来回答这些问题。本文表明,地方法院缺乏确定当事人贫困的标准,往往要求当事人回答一系列问题,但收效甚微。结果,联邦实践中的差异比比皆是——在地区法院之间和内部——并产生了一个武断、低效和侵入性的辩护系统。这篇文章有四个贡献。首先,它对94个联邦地区法院目前使用的所有贫困诉状进行了编码。其次,本文指出,这些申诉程序的缺陷既不是不可避免的,也不是贫困认定的特征。通过将联邦做法与其他联邦经济状况调查和州法院做法进行比较,该条表明,一种更精简但更尊重权利的做法是可能的。第三,该条款提出了一种形式一致的贫民标准——一种将联邦实践与联邦法律相一致、促进理性司法管理和保护诉讼当事人尊严的标准。这种解决办法证明,法官不必在扩大诉诸司法的机会和保留法院资源之间作出选择。在这种情况下,也许在其他情况下,法官可以履行联邦制度的两项承诺。第四,文章阐述了如何自下而上地研究程序。鉴于美国社会持续存在的不平等程度,如果不了解当今穷人如何提起诉讼,那么民事诉讼程序的描述就不完整。
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引用次数: 3
Title VII's Statutory History and the Sex Discrimination Argument for LGBT Workplace Protections 第七章的法定历史和LGBT工作场所保护的性别歧视论点
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2017-08-22 DOI: 10.2139/SSRN.3024259
William N. Eskridge
The Equal Employment Opportunity Commission (EEOC) and the Seventh Circuit have taken the position that Title VII’s bar to employment discrimination “because of * * * sex” applies to discrimination against lesbian, gay, bisexual, and transgender (LGBT) persons. This interpretation follows from the ordinary meaning of the statute, read as a whole and in light of its purpose. If an employer fires a woman because she is married to another woman, rather than a man, the employer has, literally, acted “because of” her sex (if she had been a man, marriage to a woman would have been fine) and because of the sex of her partner. It is hard to deny that “sex” is not at least one “motivating factor” in the employment decision, which is all that the current version of Title VII requires for liability. Moreover, this reading of Title VII accords with its purpose, which is to entrench a merit-based workplace where specified traits or status-based criteria (race, color, national origin, religion, and sex) are supposed to be irrelevant to a person’s job opportunities. Treatment of anti-gay discrimination as a form of sex discrimination is not a new idea, but for several decades most federal judges have rejected it, and most Members of Congress have ignored it. This is an idea that has ripened over time, however. New circumstances have rendered the argument not only plausible but compelling. The biggest new development has been social facts and assumptions about sex minorities: In 1964, employees thought to be “homosexuals” were outside the scope of the merit-based workplace, because Americans believed them to be mentally ill, psychopathic, and predatory. Today, those views have been discredited, and this connects with a second new circumstance, a radically different constitutional baseline. As late as 2003, “homosexuals” could constitutionally be considered presumptive criminals, but the Supreme Court has for twenty years been developing a constitutional norm that gay people cannot be excluded from the law because of who they are. Indeed, the Court has ruled that the constitutional right to marry applies to same-sex (i.e., “homosexual”) couples. It is constitutionally jarring to know that, in most states, a lesbian couple can get married on Saturday and be fired from their jobs on Monday, without legal redress. A third new development has been the formal evolution of Title VII itself. Judges as well as commentators have largely ignored the “statutory history” of Title VII — its formal evolution through a process of amendment by Congress and authoritative interpretation by the Supreme Court. The Trump Administration and other skeptics of a broad reading of sex discrimination maintain that Title VII divides the world into males and females and does nothing more than require employers to apply the same rules to both sexes; anti-homosexual workplace exclusions or harassment operates equally on both sexes (i.e., both lesbians and gay men are harmed). But the Supreme
平等就业机会委员会(EEOC)和第七巡回法院的立场是,第七章禁止“基于性别”的就业歧视适用于对女同性恋、男同性恋、双性恋和变性人(LGBT)的歧视。这种解释是根据《规约》的一般含义,从整体上并根据其目的来解读的。如果雇主解雇一名女性是因为她嫁给了另一个女人,而不是嫁给了一个男人,那么从字面上讲,雇主的行为“是因为”她的性别(如果她是一个男人,和一个女人结婚是可以的),也因为她伴侣的性别。很难否认,在雇佣决定中,“性别”至少不是一个“激励因素”,而这正是当前版本的第七章对责任的全部要求。此外,对第七章的这种解读符合其目的,即确立一个以能力为基础的工作场所,在这种工作场所,特定的特征或地位标准(种族、肤色、国籍、宗教和性别)应该与一个人的工作机会无关。将反同性恋歧视视为一种性别歧视并不是一个新想法,但几十年来,大多数联邦法官都拒绝了这一观点,大多数国会议员都对此视而不见。然而,这是一个随着时间的推移而成熟的想法。新的情况使这一论点不仅似是而非,而且令人信服。最大的新发展是关于性少数群体的社会事实和假设:1964年,被认为是“同性恋”的员工不在以业绩为基础的工作场所的范围内,因为美国人认为他们有精神疾病、精神变态和掠夺性。今天,这些观点已经不可信,这与第二个新情况有关,一个完全不同的宪法基线。直到2003年,“同性恋者”还可以被宪法认定为推定罪犯,但最高法院20年来一直在制定一项宪法规范,即不能因为同性恋者的身份而将其排除在法律之外。事实上,最高法院已经裁定,宪法规定的结婚权利适用于同性(即“同性恋”)伴侣。在大多数州,一对女同性恋伴侣可以在周六结婚,周一就被解雇,而没有法律补偿,这在宪法上是不和谐的。第三个新的发展是第七章本身的正式演变。法官和评论家在很大程度上忽略了第七章的“法定历史”——它经过国会的修订和最高法院的权威解释的正式演变。特朗普政府和其他对广泛解读性别歧视持怀疑态度的人认为,第七章将世界划分为男性和女性,除了要求雇主对男女适用同样的规则外,没有别的规定;反同性恋工作场所的排斥或骚扰对两性都是平等的(即女同性恋和男同性恋都受到伤害)。但最高法院对第七章的权威解释是禁止性别刻板印象,这种刻板印象也同样适用于保护男性和女性员工。国会在1991年对第七章的修正案中批准并扩大了这一解释,该修正案还重申了其法定使命,即确保以成绩为基础的工作场所不受基于性别的决策的影响,即使性别只是歧视的一个“激励因素”。由于LGBT群体属于性别少数群体,而且针对LGBT的歧视根植于僵化的性别角色,《第七章》今天禁止因雇员伴侣/配偶的性别而歧视,就像禁止因其伴侣/配偶的种族或宗教而歧视一样。
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引用次数: 16
The Nature of Parenthood 为人父母的本质
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2017-06-01 DOI: 10.2139/SSRN.2990640
Douglas NeJaime
In the wake of Obergefell v. Hodges, courts and legislatures claim in principle to have repudiated the privileging of different-sex over same-sex couples and men over women in the legal regulation of the family. But as struggles over assisted reproductive technologies (ART) demonstrate, in the law of parental recognition such privileging remains. Those who break from traditional norms of gender and sexuality — women who separate motherhood from biological ties (for instance, through surrogacy), and women and men who form families with a same-sex partner — often find their parent-child relationships discounted. This Article explores what it means to fully vindicate gender and sexual-orientation equality in the law of parental recognition. It does so by situating the treatment of families formed through ART within a longer history of parentage. Inequalities that persist in contemporary law are traceable to earlier eras. In initially defining parentage through marriage, the common law embedded parenthood within a gender-hierarchical, heterosexual order. Eventually, courts and legislatures repudiated the common-law regime and protected biological parent-child relationships formed outside marriage. While this effort to derive parental recognition from biological connection was animated by egalitarian impulses, it too operated within a gender-differentiated, heterosexual paradigm. Today, the law increasingly accommodates families formed through ART, and, in doing so, recognizes parents on not only biological but also social grounds. Yet, as courts and legislatures approach the parental claims of women and same-sex couples within existing frameworks organized around marital and biological relationships, they reproduce some of the very gender- and sexuality-based asymmetries embedded in those frameworks. With biological connection continuing to anchor nonmarital parenthood, unmarried gays and lesbians face barriers to parental recognition. With the gender-differentiated, heterosexual family continuing to structure marital parenthood, the law organizes the legal family around a biological mother. Against this backdrop, nonbiological mothers in different-sex couples, as well as nonbiological fathers in same-sex couples, struggle for parental recognition. To protect the parental interests of women and of gays and lesbians, this Article urges greater emphasis on parenthood’s social dimensions. Of course, as our common law origins demonstrate, the law has long recognized parental relationships on social and not simply biological grounds. But today, commitments to equality require reorienting family law in ways that ground parental recognition more fully and evenhandedly in social contributions. While this Article focuses primarily on reform of family law at the state level, it also contemplates eventual constitutional oversight.
奥贝格费尔诉霍奇斯案(Obergefell v. Hodges)之后,法院和立法机构声称,在原则上,他们已经否定了在家庭法律规制中,异性对同性伴侣的特权,以及男性对女性的特权。但是,正如围绕辅助生殖技术(ART)的斗争所表明的那样,在父母承认的法律中,这种特权仍然存在。那些打破传统性别和性规范的人——将母性与生物关系分开的女性(例如,通过代孕),以及与同性伴侣组成家庭的女性和男性——经常发现他们的亲子关系受到了折扣。本文探讨了在父母承认法中充分维护性别和性取向平等的意义。它通过将通过抗逆转录病毒疗法形成的家庭的治疗置于更长的亲子史中来实现这一目标。当代法律中持续存在的不平等可以追溯到更早的时代。在最初通过婚姻来定义亲子关系的过程中,普通法将亲子关系置于性别等级森严的异性恋秩序之中。最终,法院和立法机构否定了普通法制度,并保护婚外形成的亲生亲子关系。虽然这种从生物学联系中获得父母认可的努力受到平等主义冲动的推动,但它也是在性别分化的异性恋范式中运作的。今天,法律越来越多地照顾到通过抗逆转录病毒治疗形成的家庭,这样做不仅在生物学上而且在社会上承认父母。然而,当法院和立法机构在现有的围绕婚姻和生物关系组织的框架内处理女性和同性伴侣的父母权利要求时,它们再现了这些框架中嵌入的一些基于性别和性的不对称。随着血缘关系继续锚定非婚父母关系,未婚的男女同性恋者面临着获得父母认可的障碍。随着性别分化,异性恋家庭继续构建婚姻父母关系,法律围绕生母组织合法家庭。在这种背景下,异性伴侣中的非亲生母亲,以及同性伴侣中的非亲生父亲,都在努力争取父母的认可。为了保护妇女和男女同性恋者为人父母的利益,本文敦促更多地强调为人父母的社会层面。当然,正如我们的普通法起源所表明的那样,法律长期以来一直承认父母关系是基于社会而不是简单的生理基础。但今天,对平等的承诺需要重新调整家庭法,使父母的认可更充分、更公平地体现在社会贡献上。虽然本文主要关注州一级家庭法的改革,但它也考虑到最终的宪法监督。
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引用次数: 29
Judging Ordinary Meaning 判断普通意义
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2017-03-19 DOI: 10.2139/SSRN.2937468
Thomas R. Lee, Stephen C. Mouritsen
Judges generally begin their interpretive task by looking for the ordinary meaning of the language of the law. And they often end there — out of respect for the notice function of the law or deference to the presumed intent of the lawmaker. Most everyone agrees on the primacy of the ordinary meaning rule. Yet scholars roundly bemoan the indeterminacy of the communicative content of the language of the law. And they pivot quickly to other grounds for interpretation. We agree with the diagnosis of important scholars in this field — from Richard Fallon and Cass Sunstein to Will Baude and Steve Sachs — but reject their proposed cures. Instead of setting aside the threshold question of ordinary meaning we seek to take it seriously. We seek to do so through theories and methods developed in the scholarly field designed for the study of language — linguistics. We identify theoretical and operational deficiencies in our law’s attempts to credit the ordinary meaning of the law and present linguistic theories and tools to assess it more reliably. Our framework examines iconic problems of ordinary meaning — from the famous “no vehicles in the park” hypothetical to two Supreme Court cases (United States v. Muscarello and Taniguchi v. Kan Pacific Saipan) and a Seventh Circuit opinion of Judge Richard Posner (in United States v. Costello). We show that the law’s conception of ordinary meaning implicates empirical questions about language usage. And we present linguistic tools from a field known as corpus linguistics that can help to answer these empirical questions. When we speak of ordinary meaning we are asking an empirical question — about the sense of a word or phrase that is most likely implicated in a given linguistic context. Linguists have developed computer-aided means of answering such questions. We propose to import those methods into the law of interpretation. And we consider and respond to criticisms of their use by lawyers and judges.
法官通常通过寻找法律语言的一般含义来开始他们的解释任务。而且它们常常就此结束——出于对法律通知功能的尊重或对立法者假定意图的尊重。大多数人都同意普通意义规则的首要地位。然而,学者们对法律语言的交流内容的不确定性深表遗憾。他们很快就会转向其他解释依据。我们同意该领域重要学者的诊断——从理查德•法伦和卡斯•桑斯坦到威尔•鲍德和史蒂夫•萨克斯——但拒绝他们提出的治疗方法。我们没有把普通意义的门槛问题放在一边,而是试图认真对待它。我们力求通过为语言语言学研究而设计的学术领域的理论和方法来做到这一点。我们发现在我们的法律试图相信法律的普通含义方面存在理论和操作上的缺陷,并提出语言学理论和工具来更可靠地评估它。我们的框架考察了具有普通意义的标志性问题——从著名的“公园禁止车辆”假设到最高法院的两起案件(美国诉Muscarello案和Taniguchi诉Kan Pacific Saipan案)和第七巡回法院理查德·波斯纳(Richard Posner)法官的意见(美国诉Costello案)。我们表明,法律的一般意义的概念隐含着关于语言使用的经验问题。我们介绍了语料库语言学领域的语言工具,可以帮助回答这些实证问题。当我们谈到普通意义时,我们是在问一个经验问题——关于一个词或短语的意义,这个词或短语最有可能在给定的语言语境中有牵连。语言学家开发了计算机辅助手段来回答这类问题。我们建议将这些方法引入解释法。我们考虑并回应律师和法官对其使用的批评。
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引用次数: 24
The New Public 新公众
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2016-04-01 DOI: 10.5040/9781408166710.ch-047
Sarah A. Seo
By exploring the intertwined histories of the automobile, policing, criminal procedure, and the administrative state in the twentieth-century United States, this Essay argues that the growth of the police's discretionary authority had its roots in the governance of an automotive society. To tell this history and the proliferation of procedural rights that developed as a solution to abuses of police discretion, this Essay examines the life and oeuvre of Charles Reich, an administrative-law expert in the 196os who wrote about his own encounters with the police, particularly in his car. The Essay concludes that, in light of this regulatory history of criminal procedure, putting some limits on the police's discretionary power may require partitioning the enforcement of traffic laws from the investigation of crime. A U T H 0 R. I am grateful for the comments and encouragement received from the participants at the Modern America Workshop at Princeton University, the Legal History Colloquium at New York University School of Law, the Institute for Constitutional Studies at Stanford Law School, and the Contemporary Issues in Legal Scholarship Workshop at Yale Law School. I am especially indebted to Judge Guido Calabresi, Margot Canaday, Anne Coughlin, Risa Goluboff, Dirk Hartog, Laura Kalman, William Nelson, Daniel Rodgers, and David Sklansky.
通过探索20世纪美国汽车、警务、刑事诉讼和行政国家交织在一起的历史,本文认为,警察自由裁量权的增长源于汽车社会的治理。为了讲述这段历史,以及作为解决警察滥用自由裁量权的解决方案而发展起来的程序性权利的扩散,本文考察了查尔斯·赖希(Charles Reich)的生活和作品,他是20世纪60年代的行政法专家,他写了自己与警察的遭遇,特别是在他的车里。本文的结论是,根据刑事诉讼程序的这一监管历史,对警察的自由裁量权施加一些限制可能需要将交通法规的执行与犯罪调查分开。我非常感谢普林斯顿大学现代美国研讨会、纽约大学法学院法律史研讨会、斯坦福大学法学院宪法研究所和耶鲁大学法学院法律奖学金中的当代问题研讨会的与会者所提出的意见和鼓励。我特别感谢Guido Calabresi法官、Margot Canaday法官、Anne Coughlin法官、Risa Goluboff法官、Dirk Hartog法官、Laura Kalman法官、William Nelson法官、Daniel Rodgers法官和David Sklansky法官。
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引用次数: 20
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Yale Law Journal
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