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Administration and 'The Democracy': Administrative Law from Jackson to Lincoln, 1829-1861 行政与“民主”:从杰克逊到林肯的行政法,1829-1861
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2008-06-01 DOI: 10.2307/20454693
J. Mashaw
Jacksonian America was a country in rapid transition, technologically, economically, geographically, sociologically and politically. Intensified sectional divisions, exponential increases in urbanization and immigration, the rise of factory production, and repeated cycles of economic boom and bust helped to fuel an anxious desire for political reform. For Jacksonian Democrats the answer to this popular yearning was the reconstruction of American democracy - including a broadened electorate, offices open to all and the elimination of monopoly and other special privileges. Government at the national level was to be kept small and returned to the people. But as is often the case, the institutionalization of democracy demands a corresponding increase in governmental capacities. Destroying the power of the Monster Bank gave new powers and capacities to the Treasury for the management of monetary policy and fiscal transfers. Offices open to all through the new system of rotation in office created the need for bureaucratic systems of control that replaced status-based restraints and personal loyalties. And the side-effects of technological development, in particular the human carnage that accompanied the rapid expansion of steamboat travel, prompted the creation of a recognizably modern system of health and safety regulation. The Democracy established by the Jacksonians both furthered the building of an American administrative state and solidified an emerging, 19th Century, model of American administration law. In that model administrative accountability was preeminently a matter of (1) political oversight and direction and (2) internal hierarchical control. Judicial control of administration featured a cramped vision of mandamus review that found administrative discretion, and therefore non-reviewability, almost anywhere thought by the responsible official was required. Yet, as individuals, officials remained personally responsible for damages whenever a jury determined that their actions were unauthorized pursuant to some standard common law tort or property action. Although administrative law structured in this fashion seems peculiar, indeed almost invisible, to the 21st Century legal imagination, it fit comfortably within Jacksonian democratic ideology. The Democracy did not envision the judiciary as having a mandate to protect errant officials from responsibility to their fellow citizens for compensation, or to interfere with the discretionary authority of an executive branch headed by a popularly-elected President. Internal hierarchical control of administration smacks of bureaucracy, but not when viewed as reinforcing the elected President's power to carry out the people's will. Bureaucracy, understood as hierarchical control of executive branches officials, and democracy, understood in presidentialist terms, were complements, not competitors. Then, as now, competition between the President and Congress for control of administration was mediated
杰克逊时代的美国在技术上、经济上、地理上、社会上和政治上都是一个快速转型的国家。区域划分的加剧、城市化和移民的指数级增长、工厂生产的增加以及经济繁荣与萧条的反复循环,都助长了人们对政治改革的急切渴望。对于杰克逊式的民主党人来说,对这种普遍渴望的答案是重建美国民主——包括扩大选民范围,公职向所有人开放,消除垄断和其他特权。国家一级的政府将保持小规模,并归还给人民。但是,正如经常发生的那样,民主的制度化要求相应增加政府的能力。摧毁“怪物银行”的权力,赋予财政部管理货币政策和财政转移的新权力和能力。通过新的轮流任职制度向所有人开放的职务产生了官僚控制制度的需要,以取代基于地位的限制和个人忠诚。科技发展的副作用,特别是伴随着蒸汽船旅行的快速扩张而带来的人类大屠杀,促使了一个公认的现代健康和安全监管体系的建立。杰克逊学派所建立的民主制度既促进了美国行政国家的建设,又巩固了19世纪美国行政法的新兴模式。在这种模式中,行政责任主要是(1)政治监督和指导以及(2)内部等级控制的问题。对行政的司法控制具有一种狭隘的审查观点,即发现行政裁量权,因此在负责官员认为几乎需要的任何地方都是不可审查的。然而,作为个人,只要陪审团根据一些标准的普通法侵权行为或财产诉讼认定官员的行为未经授权,官员就必须对损害赔偿承担个人责任。尽管在21世纪的法律想象中,以这种方式构建的行政法似乎很奇怪,甚至几乎看不见,但它与杰克逊的民主意识形态非常吻合。民主党并不认为司法机构有权利保护犯错的官员免于对其同胞承担赔偿责任,或者干涉由民选总统领导的行政部门的自由裁量权。政府内部的等级控制有官僚主义的味道,但当被视为加强民选总统执行人民意愿的权力时,就不会有官僚主义的味道了。官僚主义被理解为对行政部门官员的等级控制,而民主被理解为总统主义,它们是互补的,而不是竞争的。当时和现在一样,总统和国会之间争夺行政控制权的竞争几乎完全是通过制度上的争论来调解的,而不是通过司法裁决。但对杰克逊主义者来说,而不是对我们来说,这种普遍的党派斗争是他们所塑造的新民主主义的本质,而不是对某些无党派的民主审议理想的玷污。
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引用次数: 9
Medicaid and Beneficiary Enforcement: Maintaining State Compliance with Federal Availability Requirements 医疗补助和受益人执行:维持州遵守联邦可用性要求
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2008-05-01 DOI: 10.2307/20454686
Jon Donenberg
When states accept federal funding to administer a joint federal-state program, what assurance is there that they will conform to the requirements of governing federal law? This question takes on a new urgency in the Medicaid context since the section 1983 lawsuits that have historically monitored state compliance with fundamental federal Medicaid requirements may now be impermissible due to recent legislative developments. Anticipating a scramble to find alternative means of enforcement, a novel solution - using administrative hearings to compel states to conform to the federal requirements - may prove to be the most appropriate remaining mechanism for bridging the impending accountability gap.
当各州接受联邦资金来管理联邦-州联合项目时,有什么保证他们会遵守联邦法律的要求呢?由于最近立法的发展,这个问题在医疗补助的背景下出现了新的紧迫性,因为1983年的诉讼历史上一直在监督州是否遵守联邦医疗补助的基本要求,现在可能是不允许的。预料到人们会争先恐后地寻找替代的执法手段,一个新颖的解决方案——利用行政听证会迫使各州遵守联邦的要求——可能被证明是弥合即将到来的问责制鸿沟的最合适的剩余机制。
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引用次数: 1
Undermining Excessive Privacy for Police: Citizen Tape Recording to Check Police Officers' Power 破坏警察过度隐私:公民录音制约警察权力
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2008-05-01 DOI: 10.2307/20454687
Dina Mishra
In the recent case of Jean v. Massachusetts State Police, the First Circuit suggested that a man who secretly audiotaped and videotaped police officers conducting a warrantless search of his home might have violated the Massachusetts tape recording law, because Massachusetts (along with several other states) criminalizes recording a communication without the knowledge or consent of all parties to the communication. This Comment argues that citizen tape recording, such as the recording that was made in Jean, provides a necessary check against police abuses of power and furthers privacy values underlying the Constitution and other laws. But the Comment acknowledges that police officers’ interests in privacy and safety must be balanced as well. Therefore, it argues that states should permit citizens to record police officers in the line of duty without those officers’ consent, as long as the citizens' recordings are made in a physically unintrusive manner and do not capture police communications that the officers could reasonably expect not to be recorded.
在最近的Jean v. Massachusetts State Police一案中,第一巡回法院认为,一名男子秘密地对警察在没有搜查令的情况下对他的家进行录音和录像,可能违反了马萨诸塞州的录音记录法,因为马萨诸塞州(以及其他几个州)将在不知情或未经通信各方同意的情况下录制通信视为犯罪。本评论认为,公民的录音,例如在Jean录制的录音,提供了对警察滥用权力的必要检查,并进一步加强了宪法和其他法律所依据的隐私价值。但评论承认,警察在隐私和安全方面的利益也必须得到平衡。因此,它认为,各州应该允许公民在没有警察同意的情况下记录警察的执勤情况,只要公民的记录是以一种不侵犯身体的方式进行的,并且不包括警察可以合理地期望不被记录的警察通信。
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引用次数: 6
Balancing Burdens: Clarifying the Discovery Standard in Arbitration Proceedings 平衡责任:厘清仲裁程序中的证据发现标准
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2008-05-01 DOI: 10.2307/20454688
Anne B O'Hagen
As litigation costs rapidly rise, the United States needs a just and effective, but lower-cost, manner to resolve disputes. For years, arbitration has been that alternative Unfortunately, recent disagreement among the circuits on the scope of arbitrators' authority to compel testimony or document production as conferred by the Federal Arbitration Act (FAA)2 threatens to undermine the desirability and efficacy of arbitration resolution.' When there is uncertainty as to the ability of parties to obtain and analyze information prior to a hearing, contracting parties may perceive arbitration as an unjust or ineffective manner for resolving disputes, and thus will likely not opt in to arbitration proceedings. This may be particularly acute in industries, such as health insurance or reinsurance, in which critical information often resides with nonparties. As parties shift from arbitration to litigation, the overall costs of enforcing their contracts will increase, which will cause the gains from each contract to fall, suggesting that the marginal contract will not be made. To keep arbitration as an effective mode of dispute resolution and maximize the number of efficient contracts made, this procedural issue must be resolved. Congress must take action to clarify the scope of arbitrators' authority and empower them to issue enforceable nonparty subpoenas for prehearing
随着诉讼成本的迅速上升,美国需要一种公正、有效、但成本较低的方式来解决纠纷。多年来,仲裁一直是另一种选择。不幸的是,最近各巡回法院在《联邦仲裁法》(FAA)2赋予仲裁员强制作证或出示文件的权力范围上存在分歧,这可能会破坏仲裁决议的可取性和有效性。”如果当事方在听证会前获取和分析信息的能力存在不确定性,缔约方可能认为仲裁是解决争端的不公正或无效的方式,因此很可能不选择参加仲裁程序。这在医疗保险或再保险等行业尤其严重,因为这些行业的关键信息往往掌握在非当事人手中。随着当事人从仲裁转向诉讼,执行合同的总成本将增加,这将导致每个合同的收益下降,这表明边际合同将无法达成。为了保持仲裁作为一种有效的争议解决方式,并最大限度地增加有效合同的数量,必须解决这一程序问题。国会必须采取行动,澄清仲裁员的权力范围,并授权他们在听证会前发出可强制执行的非党派传票
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引用次数: 0
A Blueprint for Applying the Rules Enabling Act's Supersession Clause 适用《规则授权法》中“取代条款”的蓝图
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2008-04-01 DOI: 10.2307/20454679
A. Vitarelli
When Congress passed the Rules Enabling Act (REA), it deferred to the Supreme Court's institutional expertise to enact guidelines for judicial procedure. In the REA, Congress included a provision - now known as the supersession clause - that declared existing statutes in conflict with new rules to "be of no further force or effect." This Comment examines a divergence between 18 U.S.C. 3731 and Federal Rule of Appellate Procedure 4(b)(1)(B) that implicates the supersession clause. Three circuits have adjudicated this conflict and reached different conclusions. The substance of the conflict concerns the timeliness of government appeals of district court decisions and orders in criminal cases. At present, Rule 4(b) permits a longer appellate time limit than 3731, but a 2007 Supreme Court case, Bowles v. Russell, may invalidate any limit longer than that in 3731. This Comment asserts that irrespective of Bowles, applying the supersession clause favors the primacy of Rule 4(b). Employing the supersession clause provides a blueprint for future rule-statute disputes concerning timeliness. In making these determinations, this Comment argues that courts should evaluate the rule versus the statute according to three metrics: the relative recency of enactment, the institutional competence of the respective authors to decide the issue, and the degree to which the rule affects substantive rights.
当国会通过《规则授权法》(REA)时,它把制定司法程序指导方针的权力交给了最高法院的机构专家。在REA中,国会加入了一项条款——现在被称为“取代条款”——宣布现有法规与新规则相冲突时“不再具有进一步的效力”。本评论审查了《美国法典》第18编第3731条与《联邦上诉程序规则》第4(b)(1)(b)条之间涉及“取代条款”的分歧。三个巡回法院对这一冲突进行了裁决,得出了不同的结论。冲突的实质关系到政府对地方法院刑事案件的判决和命令提出上诉的及时性。目前,规则4(b)允许比3731更长的上诉时限,但2007年最高法院鲍尔斯诉拉塞尔案(Bowles v. Russell)可能使任何比3731更长的上诉时限无效。本评论认为,无论鲍尔斯案如何,适用替代条款都有利于规则4(b)的首要地位。采用替代条款为未来有关时效的法规纠纷提供了一个蓝图。在作出这些决定时,本评论认为,法院应根据三个指标来评估规则与成文法的关系:颁布的相对时间较近,各自的作者决定问题的机构能力,以及规则对实体权利的影响程度。
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引用次数: 2
The Case Against Automatic Reversal of Structural Errors 反对结构错误自动逆转的案例
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2008-04-01 DOI: 10.2307/20454677
S. Shepard
A B ST R ACT. This Note describes the case law governing three structural errors and shows that the rule of automatic reversal has led appellate courts to narrow the scope of the rights at issue. To avoid this effect, the Note proposes a new framework for determining whether a given type of error is "structural" and thus requires automatic reversal. The rule of automatic reversal should apply only to types of error that never contribute to a verdict.
这是我的行为。本说明描述了管辖三种结构性错误的判例法,并表明自动撤销规则导致上诉法院缩小了争议权利的范围。为了避免这种影响,《说明》提出了一个新的框架,用于确定给定类型的错误是否属于“结构性”,从而需要自动逆转。自动撤销规则只适用于那些不会对判决产生影响的错误。
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引用次数: 1
Just Semantics: The Lost Readings of the Americans with Disabilities Act 仅仅是语义:对美国残疾人法案的失读
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2008-04-01 DOI: 10.2307/20454674
Jill C. Anderson
Disability rights advocates and commentators agree that the Americans with Disabilities Act (ADA) has veered far off course from the Act’s mandate of protecting people with actual or perceived disabilities from discrimination. They likewise agree that the fault lies in the language of the statute itself and in the courts’ so-called literalist reading of its definition of disability. As a result, many disability rights advocates have pinned their hopes for doctrinal reform on the proposed ADA Restoration Act, now in congressional committee. Although the Act would likely be a boon to plaintiffs, its chances of passage are uncertain. This Article tells a very different story of the problem and its solution. I agree that blame should fall on the courts, but not for reading the statute too closely. Rather, they have not read it closely enough. A truly rigorous interpretation of the ADA would expose a structural ambiguity in the regarded-as prong of the disability definition, with important consequences for interpretation. Although this ambiguity is a basic one — the kind that we resolve every day without thinking about it — it creates what is in fact a nine-way ambiguity in the statute. The courts have to date overlooked all but one of a corresponding nine readings; the other eight are effectively lost. Drawing on ordinary intuitions about sentence meaning, and borrowing some basic conceptual tools from formal linguistics, this Article aims to make ambiguity in the regarded-as prong visible to the reader. This opens the door to invoking the ADA’s rich legislative history for the purpose of resolving the ambiguity. Such history favors a broad reading of the statute and would mark a departure from an era of increasingly narrow interpretation of the ADA’s disability definition. Thus, while it may be a surprising alliance to consider, formal linguistic rigor in the hands of civil rights advocates holds the potential to realign ADA jurisprudence with the statute’s purpose.
残疾人权利倡导者和评论员一致认为,《美国残疾人法案》(ADA)偏离了保护实际或被认为有残疾的人不受歧视的宗旨。他们同样认为,错误在于法规本身的语言,以及法院对其残疾定义的所谓字面主义解读。因此,许多残疾人权利倡导者将他们对教义改革的希望寄托在《美国残疾人法恢复法案》(ADA Restoration Act)上,该法案目前已提交国会委员会审议。尽管该法案可能对原告有利,但其获得通过的可能性并不确定。这篇文章讲述了一个关于这个问题及其解决方案的非常不同的故事。我同意责任应该落在法院身上,但不是因为他们过于仔细地解读了法规。相反,他们没有足够仔细地阅读它。对《美国残疾人法》的真正严格的解释将暴露出残疾定义的“被视为”方面的结构性歧义,这将对解释产生重要影响。尽管这种歧义是一种基本的歧义,我们每天都不假思索地解决它,但它实际上在法规中造成了九种歧义。迄今为止,法院只忽略了相应的九项解读中的一项;其他8个实际上已经丢失了。本文利用对句子意义的一般直觉,并借用形式语言学的一些基本概念工具,旨在使被认为的歧义对读者可见。这为援引《美国残疾人法》丰富的立法历史来解决歧义打开了大门。这样的历史有利于对法规的广泛解读,并标志着对《美国残疾人法》残疾定义的日益狭隘的解释时代的结束。因此,虽然这可能是一个令人惊讶的联盟,但在民权倡导者手中的正式语言严谨性有可能使《美国残疾人法》的判例与法规的目的重新协调。
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引用次数: 11
Defining the Protected Class: Who Qualifies for Protection Under the Pregnancy Discrimination Act? 界定受保护阶层:谁有资格获得《怀孕歧视法》的保护?
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2008-04-01 DOI: 10.2307/20454678
Jill E. Habig
The Pregnancy Discrimination Act (PDA)2 amended Title VII of the Civil Rights Act of 1964' to combat systemic workplace discrimination against women because of their reproductive capacity. Congress drafted the PDA to frame pregnancy discrimination broadly in pursuit of this ambitious goal, intending to protect women "before, during, and after" pregnancy.4 The ambiguity of the Act's text and legislative history, however, has caused confusion in the courts, which have differed in their interpretations of the PDA's scope. Many of these disagreements have centered on what types of employer actions constitute "discrimination" and whether the PDA entitles a woman to accommodation or simply protection from discrimination. This Comment focuses instead on a prior question: who is sufficiently "affected by pregnancy, childbirth, or related medical conditions"' to qualify for the PDA's protection? This preliminary decision is a crucial, yet underexplored, component of the discussion about the PDA's scope.
《怀孕歧视法案》(PDA)修订了1964年《民权法案》第七章,以打击因生育能力而在工作场所对妇女的系统性歧视。为了实现这一雄心勃勃的目标,国会起草了PDA,对怀孕歧视进行了广泛的界定,旨在保护“怀孕前、怀孕期间和怀孕后”的妇女然而,该法文本和立法历史的模糊性引起了法院的混淆,法院对PDA的范围有不同的解释。其中许多分歧集中在哪些类型的雇主行为构成“歧视”,以及PDA是否使妇女有权获得便利,还是仅仅是保护妇女免受歧视。这篇评论关注的是先前的一个问题:谁足够“受到怀孕、分娩或相关医疗状况的影响”而有资格获得PDA的保护?这一初步决定是关于PDA范围的讨论中一个至关重要但尚未得到充分探讨的组成部分。
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引用次数: 2
Treaties' End: The Past, Present, and Future of International Lawmaking in the United States 《条约的终结:美国国际立法的过去、现在和未来》
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2008-03-20 DOI: 10.2307/20454683
Oona A. Hathaway
Nearly every international agreement that is made through the Treaty Clause should be approved by both houses of Congress as a congressional-executive agreement instead. In making this case, this Article examines U.S. international lawmaking through empirical, comparative, historical, and policy lenses. U.S. international lawmaking is currently haphazardly carved up between two tracks of international lawmaking, with some areas assigned to the Treaty Clause route, others to the congressional-executive agreement route, and many uncomfortably straddling the two. Moreover, the process for making international law that is outlined in the U.S. Constitution is close to unique in cross-national perspective. To explain how the United States came to have such a haphazard and unusual system, this Article traces the history of U.S. international lawmaking back to the Founding. The rules and patterns of practice that now govern were developed in response to specific contingent events that for the most part have little or no continuing significance. The Treaty Clause process is demonstrably inferior to the congressional-executive agreement process as a matter of public policy on nearly all crucial dimensions: ease of use, democratic legitimacy, and strength of the international legal commitments that are created. Thus, this Article concludes by charting a course toward ending the Treaty Clause for all but a handful of international agreements. By gradually replacing most Article II treaties with ex post congressional-executive agreements, policymakers can make America's domestic engagement with international law more sensible, effective, and democratic.international law more sensible, more effective, and more democratic.
几乎所有通过条约条款达成的国际协议都应该作为国会-行政协议得到国会两院的批准。在这种情况下,本文从经验、比较、历史和政策的角度审视了美国的国际立法。美国的国际立法目前被随意地划分为两种国际立法轨道,一些领域被分配到条约条款路线,另一些领域被分配到国会-行政协议路线,许多领域令人不安地跨越了这两种路线。此外,从跨国的角度来看,美国宪法中概述的国际法制定过程几乎是独一无二的。为了解释美国是如何形成这样一个随意而不寻常的制度的,本文将美国的国际立法历史追溯到建国时期。现在管理的规则和实践模式是为了应对特定的偶然事件而发展起来的,这些事件在很大程度上很少或没有持续的意义。作为公共政策问题,条约条款程序在几乎所有关键方面都明显逊于国会-行政协议程序:易用性、民主合法性和所创建的国际法律承诺的力度。因此,本条的结论是为除少数国际协定外的所有协定绘制了结束条约条款的路线。通过逐步用国会与行政部门达成的事后协议取代大多数第二条条约,政策制定者可以使美国国内与国际法的接触更加明智、有效和民主。
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引用次数: 82
Ledbetter in Congress: The Limits of a Narrow Legislative Override 莱德贝特在国会:狭义立法推翻的限制
IF 6.4 1区 社会学 Q1 Social Sciences Pub Date : 2008-03-01 DOI: 10.2307/20455815
Kathryn A. Eidmann
In Ledbetter v. Goodyear Tire & Rubber Co., the Supreme Court held that an employee was barred from suing her employer for pay discrimination under Title VII. The plaintiff, Lilly Ledbetter, was a twenty-year employee of Goodyear who, over the course of her employment, repeatedly received lower raises than her male counterparts because supervisors had given her negative evaluations due to her sex.2 By the end of her employment at Goodyear, Ledbetter's salary was significantly lower than those of any of her male peers.' The Supreme Court, however, held that Ledbetter could not recover because she failed to comply with the Equal Employment Opportunity Commission (EEOC) charge provision, which requires that plaintiffs file claims of employment discrimination with the EEOC within 18o days of the discriminatory act before they may sue under Title VII.4 The Court held that only the initial pay-setting decisions themselves constituted discrete acts of discrimination; subsequent paychecks were merely "adverse effects" lacking the intent required to establish disparate treatment.'
在莱德贝特诉固特异轮胎橡胶公司(Ledbetter v. Goodyear Tire & Rubber Co.)一案中,最高法院裁定,根据《教育法》第七章,雇员不得以薪酬歧视为由起诉雇主。原告莉莉·莱德贝特(Lilly Ledbetter)在固特异公司工作了20年,在工作期间,由于上司对她的性别给予了负面评价,她的加薪幅度一再低于男性同事在古德伊尔工作结束时,莱德贝特的薪水明显低于其他男性同事。”然而,最高法院认为莱德贝特不能获得赔偿,因为她没有遵守平等就业机会委员会(EEOC)的指控条款,该条款要求原告在歧视行为发生后的180天内向平等就业机会委员会提出就业歧视索赔,然后才能根据第七章提起诉讼。法院认为,只有最初的薪酬设定决定本身构成了独立的歧视行为;随后的薪水只是“不利影响”,缺乏建立差别待遇所需的意图。
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引用次数: 3
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