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Fiscal illusion at the individual level 个人层面的财政幻觉
IF 1.6 3区 经济学 Q2 ECONOMICS Pub Date : 2024-07-16 DOI: 10.1007/s11127-024-01187-9
Kaetana Numa
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引用次数: 0
Till We Have Red Faces: Drinking to Signal Trustworthiness in Contemporary China 直到我们红了脸当代中国的可信饮料
IF 1.6 3区 经济学 Q2 ECONOMICS Pub Date : 2024-07-13 DOI: 10.1007/s11127-024-01180-2
Wanlin Lin, Siqin Kang, Jiangnan Zhu, Li Ding
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引用次数: 0
Mayoral partisanship and municipal fiscal health 市长党派与市政财政健康
IF 1.6 3区 经济学 Q2 ECONOMICS Pub Date : 2024-07-13 DOI: 10.1007/s11127-024-01190-0
Benedict S. Jimenez, Laiyang Ke, Minji Hong

Whether cities can provide critical public services and infrastructure depends on their fiscal health or the ability to pay for different service responsibilities and meet other financial obligations. In this study, we explore a long-simmering controversy in the study of local politics and public finance: does mayoral partisanship matter for city fiscal health? To answer this question, we use audited financial data from 2004 to 2016 for U.S. municipalities with a population of 50,000 or more to measure a critical dimension of fiscal health, which is budgetary solvency. Employing difference-in-differences regression with staggered treatment adoption, our findings reveal that cities switching from a Democratic to a Republican mayor experience improvements in budgetary solvency. However, the effect does not last and dissipates as the next election approaches, indicating the existence of a political fiscal health cycle. The effects of partisanship are more evident when elections are not competitive. We also find that Republican mayors in mayor-council cities exhibit better budget outcomes than Republican mayors in council-manager cities.

城市能否提供关键的公共服务和基础设施取决于其财政健康状况,或者说取决于其支付不同服务责任和履行其他财政义务的能力。在本研究中,我们探讨了地方政治和公共财政研究中一个长期存在的争议:市长党派关系对城市财政健康有影响吗?为了回答这个问题,我们使用 2004 年至 2016 年美国人口在 5 万人以上的城市的审计财务数据来衡量财政健康的一个关键维度,即预算偿付能力。通过采用交错处理的差分回归,我们的研究结果表明,从民主党市长到共和党市长的转变会改善城市的预算偿付能力。然而,这种效应并不持久,随着下一次选举的临近而消失,这表明存在一个政治财政健康周期。在选举竞争不激烈的情况下,党派关系的影响更为明显。我们还发现,市长-议会制城市中的共和党市长比议会-经理制城市中的共和党市长表现出更好的预算结果。
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引用次数: 0
Demonstrated risk preferences and COVID-19 regulations in the United States 美国的示范风险偏好和 COVID-19 法规
IF 1.6 3区 经济学 Q2 ECONOMICS Pub Date : 2024-07-12 DOI: 10.1007/s11127-024-01185-x
Peter Anderson

Research has pointed towards U.S. state officials setting COVID regulations based on their constituents’ political affiliation. But a further explanation is needed as prior to 2020, U.S. voters did not choose their political party in accord with how they thought politicians would act in a pandemic. In contrast, other papers have found that people with higher risk preferences took fewer mitigating actions during COVID. Building on these results and the public choice view that political markets lack a dynamic-feedback process, this paper hypothesizes that upcoming elections incentivized state officials to partially set regulations in congruence with their constituents’ demonstrated risk preferences. The hypothesis is tested with a balanced panel of all U.S. states over seven time periods ranging from April until shortly before the 2020 election. A log-linear hybrid model finds a negative relationship between risky actions and the stringency of COVID regulations at the between-state level. The relationship is statistically and regulatorily significant while controlling for relevant time-varying and time-invariant health, political, and economic measures. Multiple robustness tests confirm these results, including instrumenting people’s risky actions. At the within-state level, regulations only varied with changes in revealed risk preferences when governors faced impending feedback from a reelection contest. Republican governors running for reelection decreased regulations when revealed risk taking increased whereas their Democratic counterparts responded by increasing regulations. In states without a gubernatorial election, regulations show little responsiveness to changes in risk taking, corroborating the public choice viewpoint.

研究表明,美国各州官员是根据其选民的政治派别来制定 COVID 法规的。但这需要进一步的解释,因为在 2020 年之前,美国选民在选择政党时并没有考虑到他们认为政治家在大流行病中会采取什么行动。相反,其他论文发现,风险偏好较高的人在 COVID 期间采取的缓解行动较少。基于这些结果以及政治市场缺乏动态反馈过程的公共选择观点,本文假设即将到来的选举会激励州政府官员根据选民表现出的风险偏好制定部分法规。本文使用美国各州在从 4 月到 2020 年大选前不久的七个时间段内的平衡面板对这一假设进行了检验。对数线性混合模型发现,在州与州之间,风险行动与 COVID 法规的严格程度之间存在负相关关系。在控制了相关的时变和时不变的健康、政治和经济指标后,这种关系在统计和调节上都是显著的。多种稳健性检验证实了这些结果,包括对人们的风险行为进行工具检验。在州内层面,只有当州长面临即将到来的连任竞选反馈时,法规才会随着所揭示的风险偏好的变化而变化。竞选连任的共和党州长在揭示的风险偏好增加时会减少监管,而民主党州长则会增加监管。在没有州长选举的州,法规对风险承担的变化几乎没有反应,这证实了公共选择的观点。
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引用次数: 0
Popular autocrats: why do voters support Viktor Orbán’s government in Hungary? A quantitative analysis 受欢迎的专制者:选民为何支持匈牙利维克托-欧尔班政府?定量分析
IF 1.6 3区 经济学 Q2 ECONOMICS Pub Date : 2024-07-08 DOI: 10.1007/s11127-024-01175-z
Áron Hajnal

Authoritarian populism has become an increasingly prevalent subtype of hybrid regime and is characterized by weakened democratic institutions and a leader who relies on populist appeals. Authoritarian populist regimes limit citizens’ freedom, undermine accountability and the rule of law, and are likely to be more corrupt than democratic regimes. Nevertheless, certain authoritarian populist regimes appear to enjoy broad popular support. Based on the European Social Survey database and my calculations of respondents’ personal income tax rates, I investigate the factors that influenced voters’ support for Viktor Orbán’s government in Hungary from 2010 to 2020, which may be considered an exemplary case of an autocratic populist regime. The analysis shows that voters’ support for the government was influenced by their perceptions of the economy and government performance, political beliefs (i.e., policy congruence and ideology), and basic human values (i.e., self-transcendence and conservation). By contrast, changes in voters’ individual economic conditions were not found to be associated with their support for the government. The findings indicate that, in addition to explanations of government support that specifically focus on hybrid regimes, economic voting theory, which originated from and has typically been applied in democratic contexts, also provides viable explanations for understanding support for authoritarian populist regimes. More broadly, the findings also lend support to the altruistic and expressive voter hypotheses.

专制民粹主义已成为混合政权中日益盛行的一种亚类型,其特点是民主体制被削弱,领导人依靠民粹主义的号召力。专制民粹主义政权限制公民自由,破坏问责制和法治,可能比民主政权更加腐败。然而,某些专制民粹主义政权似乎得到了广泛的民众支持。基于欧洲社会调查数据库和我对受访者个人所得税税率的计算,我研究了 2010 年至 2020 年影响选民支持匈牙利维克托-欧尔班政府的因素,匈牙利可被视为专制民粹主义政权的典范。分析表明,选民对政府的支持受到他们对经济和政府表现的看法、政治信仰(即政策一致性和意识形态)以及人类基本价值观(即自我超越和保护)的影响。相比之下,选民个人经济状况的变化与他们对政府的支持并无关联。研究结果表明,除了专门针对混合政权的政府支持率解释外,源自民主背景并通常应用于民主背景的经济投票理论也为理解专制民粹主义政权的支持率提供了可行的解释。更广泛地说,研究结果也支持利他主义和表现型选民假设。
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引用次数: 0
Jurisdiction size and perceived corruption 辖区大小与腐败感知
IF 1.6 3区 经济学 Q2 ECONOMICS Pub Date : 2024-07-08 DOI: 10.1007/s11127-024-01188-8
Abel François, Nicolas Lagios, Pierre-Guillaume Méon

This paper studies the relationship between the size of a jurisdiction and how corrupt its citizens perceive officials to be. The relationship may a priori be driven by four distinct mechanisms: (i) larger communities have more officials, thereby making it more likely at least one official is corrupt; (ii) larger communities have a larger budget, thereby offering more opportunity for corruption; (iii) monitoring officials is costlier in larger communities; and (iv) the public is less likely to have contact with officials in larger communities, which raises citizens’ suspicion. First, using cross-country analysis, we establish that people perceive more corruption in countries with larger populations. We then test this stylized fact using French survey data on the perception of municipal government corruption. We again observe that the perception of corruption increases with population size. This result is robust to a series of checks and many confounding factors. Moreover, our results hold across two distinct periods and for another administrative unit, departments. Finally, we report suggestive evidence that the stylized fact is driven by mechanisms (i) and (ii), but not by (iii) and (iv).

本文研究了一个司法管辖区的规模与其公民认为官员腐败程度之间的关系。这种关系可能先验地受到四种不同机制的驱动:(i) 较大的社区有更多的官员,因此更有可能至少有一名官员是腐败的;(ii) 较大的社区有更多的预算,因此提供了更多的腐败机会;(iii) 在较大的社区监督官员的成本较高;(iv) 公众与较大社区的官员接触的可能性较小,从而提高了公民的怀疑。首先,通过跨国分析,我们确定在人口较多的国家,人们认为腐败现象更严重。然后,我们利用法国关于市政府腐败认知的调查数据来检验这一典型事实。我们再次发现,人们对腐败的感知随着人口数量的增加而增加。这一结果经受住了一系列检查和许多干扰因素的考验。此外,我们的结果在两个不同时期以及另一个行政单位--省--都是成立的。最后,我们报告了一些提示性证据,表明风格化事实是由机制(i)和(ii)驱动的,而不是由机制(iii)和(iv)驱动的。
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引用次数: 0
Environmental regulation, regulatory spillovers and rent-seeking 环境监管、监管溢出效应和寻租
IF 1.6 3区 经济学 Q2 ECONOMICS Pub Date : 2024-07-07 DOI: 10.1007/s11127-024-01189-7
Juan Pablo González

How do special interests react to an increase in their regulatory burden? In this paper, I use a shock to the regulatory environment by analyzing state-level enforcement of the Clean Air Act during the fracking boom. First, I show that fracking is associated with an increase in state regulatory activities for non-energy-related industries, generating regulatory spillovers to firms unrelated to fracking. Using the fact that fracking had regulatory spillovers to other industries, I use the presence of fracking as an instrument for environmental regulation for non-energy-related firms. I find that increased environmental enforcement is associated with an increase in state campaign contributions going to Republicans, and particularly to legislative races in competitive districts. These results provide some of the first evidence that changes in the regulatory environment can spur private sector mobilization with the potential to affect broader areas of policy through its electoral consequences.

特殊利益集团如何应对监管负担的增加?在本文中,我通过分析各州在压裂热潮期间对《清洁空气法》的执行情况,对监管环境进行了冲击。首先,我证明了压裂与各州对非能源相关行业监管活动的增加有关,从而对与压裂无关的企业产生了监管溢出效应。利用压裂对其他行业产生监管溢出效应这一事实,我将压裂的存在作为非能源相关企业环境监管的工具。我发现,环境执法的加强与州政府对共和党的竞选捐款增加有关,尤其是对竞争激烈的选区的立法选举。这些结果首次证明,监管环境的变化可以刺激私营部门的动员,并有可能通过其选举后果影响更广泛的政策领域。
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引用次数: 0
Movement split: how the structure of revolutionary coalitions shapes revolutionary outcomes 运动分裂:革命联盟的结构如何塑造革命成果
IF 1.6 3区 经济学 Q2 ECONOMICS Pub Date : 2024-06-27 DOI: 10.1007/s11127-024-01170-4
Benjamin Abrams

This article investigates the relationship between the coalitional structure of revolutionary movements and revolutionary outcomes. Noting the chimerical nature of revolutionary coalitions, it introduces readers to the concept of ‘movement split’: the moment in a revolutionary process when, once a regime is overthrown, the revolutionary coalition fractures into ‘radicals’, who seek further, social revolution; and ‘conservatives’ who are satisfied with a limited, political revolution. By means of a comparative historical analysis of the 1789 French Revolution and 2011 Egyptian Revolution, it analyses the role of coalition structure in determining revolutionary outcomes after movement split. In both cases, the distribution of mobilizing capacity between radicals and conservatives was the key factor determining whether each revolutionary movement came to pursue a ‘political’ or ‘social’ revolutionary’ program. Where conservatives retained control over mobilization, advancement of the revolutionary process ended once political revolution was achieved, while when radicals retained control, a process of social revolution was undertaken. Thus, when seeking to anticipate the trajectory of change an emergent revolutionary movement is liable to undertake, it is fruitful to examine whether it is radicals or conservatives who control its principal mobilizing structures.

本文探讨了革命运动的联盟结构与革命结果之间的关系。文章注意到革命联盟的虚幻性,向读者介绍了 "运动分裂 "的概念:在革命进程中,一旦政权被推翻,革命联盟就会分裂为 "激进派 "和 "保守派"。"激进派 "寻求进一步的社会革命,而 "保守派 "则满足于有限的政治革命。通过对 1789 年法国大革命和 2011 年埃及革命的历史比较分析,本报告分析了运动分裂后联盟结构对革命结果的决定作用。在这两次革命中,激进派和保守派之间动员能力的分配是决定每场革命运动是追求 "政治革命 "还是 "社会革命 "纲领的关键因素。在保守派继续控制动员能力的情况下,一旦实现了政治革命,革命进程的推进就会结束;而在激进派继续控制动员能力的情况下,革命进程就会转向社会革命。因此,在试图预测一场新兴革命运动可能会经历的变革轨迹时,研究控制其主要动员结构的是激进派还是保守派是很有帮助的。
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引用次数: 0
Revolution and Institutional Change: an introduction to the special issue 革命与体制变革:特刊导言
IF 1.6 3区 经济学 Q2 ECONOMICS Pub Date : 2024-06-25 DOI: 10.1007/s11127-024-01183-z
Mehrdad Vahabi

This special issue reflects one of the first systematic inquiries into the effects of revolutions on institutional change, a topic previously explored only tangentially across diverse social science domains. It fosters interdisciplinary discourse on revolutionary outcomes among economists, political scientists, sociologists, and economic historians informed by the public choice research program. The issue is divided into two parts, the first of which focuses on regime overthrow and institutional transformation and the second of which focuses on rational-choice theoretic analyses of revolution and its results. By employing analytical narratives and comparative analyses of contemporary and historical revolutions, the issue advances both theoretical and empirical understandings of revolution, revolutionary dynamics, and their implications.

本特刊反映了对革命对制度变迁的影响的首次系统性研究,而这一主题以前只是在不同的社会科学领域中进行了浅层次的探讨。它促进了经济学家、政治学家、社会学家和经济史学家在公共选择研究计划的指导下就革命结果进行跨学科讨论。本期杂志分为两部分,第一部分侧重于政权推翻和制度转型,第二部分侧重于对革命及其结果的理性选择理论分析。通过对当代革命和历史革命的分析叙述和比较分析,本期杂志推进了对革命、革命动力及其影响的理论和实证理解。
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引用次数: 0
Ruled by robots: preference for algorithmic decision makers and perceptions of their choices 被机器人统治:对算法决策者的偏好以及对其选择的看法
IF 1.6 3区 经济学 Q2 ECONOMICS Pub Date : 2024-06-20 DOI: 10.1007/s11127-024-01178-w
Marina Chugunova, Wolfgang J. Luhan

As technology-assisted decision-making is becoming more widespread, it is important to understand how the algorithmic nature of the decision maker affects how decisions are perceived by those affected. We use an online experiment to study the preference for human or algorithmic decision makers in redistributive decisions. In particular, we consider whether an algorithmic decision maker will be preferred because of its impartiality. Contrary to previous findings, the majority of participants (over 60%) prefer the algorithm as a decision maker over a human—but this is not driven by concerns over biased decisions. However, despite this preference, the decisions made by humans are regarded more favorably. Subjective ratings of the decisions are mainly driven by participants’ own material interests and fairness ideals. Participants tolerate any explainable deviation between the actual decision and their ideals but react very strongly and negatively to redistribution decisions that are not consistent with any fairness principles.

随着技术辅助决策的普及,了解决策者的算法性质如何影响受影响者对决策的看法非常重要。我们利用在线实验来研究在再分配决策中对人类决策者还是算法决策者的偏好。我们特别考虑了算法决策者是否会因为其公正性而受到青睐。与之前的研究结果相反,大多数参与者(超过 60%)更倾向于选择算法作为决策者,而不是人类--但这并不是因为担心决策存在偏见。不过,尽管有这种偏好,人类做出的决定还是更受青睐。对决策的主观评价主要受参与者自身的物质利益和公平理想的驱动。参与者可以容忍实际决策与他们的理想之间任何可以解释的偏差,但对不符合任何公平原则的再分配决策则反应非常强烈和消极。
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引用次数: 0
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Public Choice
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