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Forecasting Chinese carbon emission intensity based on the interactive effect GM(1,N) power model 基于交互效应GM(1,N)功率模型的中国碳排放强度预测
3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2023-10-11 DOI: 10.1108/gs-02-2023-0015
Yuhong Wang, Qi Si
Purpose This study aims to predict China's carbon emission intensity and put forward a set of policy recommendations for further development of a low-carbon economy in China. Design/methodology/approach In this paper, the Interaction Effect Grey Power Model of N Variables (IEGPM(1,N)) is developed, and the Dragonfly algorithm (DA) is used to select the best power index for the model. Specific model construction methods and rigorous mathematical proofs are given. In order to verify the applicability and validity, this paper compares the model with the traditional grey model and simulates the carbon emission intensity of China from 2014 to 2021. In addition, the new model is used to predict the carbon emission intensity of China from 2022 to 2025, which can provide a reference for the 14th Five-Year Plan to develop a scientific emission reduction path. Findings The results show that if the Chinese government does not take effective policy measures in the future, carbon emission intensity will not achieve the set goals. The IEGPM(1,N) model also provides reliable results and works well in simulation and prediction. Originality/value The paper considers the nonlinear and interactive effect of input variables in the system's behavior and proposes an improved grey multivariable model, which fills the gap in previous studies.
本研究旨在预测中国的碳排放强度,并为中国进一步发展低碳经济提出一套政策建议。设计/方法/方法本文建立了N变量交互效应灰色功率模型(IEGPM(1,N)),并采用蜻蜓算法(DA)为模型选择最佳功率指标。给出了具体的模型构建方法和严格的数学证明。为了验证模型的适用性和有效性,本文将模型与传统的灰色模型进行比较,并对中国2014 - 2021年的碳排放强度进行了模拟。此外,利用新模型对2022 - 2025年中国碳排放强度进行预测,可为“十四五”规划制定科学的减排路径提供参考。研究结果表明,如果未来中国政府不采取有效的政策措施,碳排放强度将无法实现既定目标。IEGPM(1,N)模型也提供了可靠的模拟和预测结果。本文考虑了输入变量对系统行为的非线性和交互作用,提出了一种改进的灰色多变量模型,填补了前人研究的空白。
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引用次数: 0
Multi-stage skewed grey cloud clustering model and its application 多阶段偏斜灰云聚类模型及其应用
3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2023-10-06 DOI: 10.1108/gs-05-2023-0043
Jie Yang, Manman Zhang, Linjian Shangguan, Jinfa Shi
Purpose The possibility function-based grey clustering model has evolved into a complete approach for dealing with uncertainty evaluation problems. Existing models still have problems with the choice dilemma of the maximum criteria and instances when the possibility function may not accurately capture the data's randomness. This study aims to propose a multi-stage skewed grey cloud clustering model that blends grey and randomness to overcome these problems. Design/methodology/approach First, the skewed grey cloud possibility (SGCP) function is defined, and its digital characteristics demonstrate that a normal cloud is a particular instance of a skewed cloud. Second, the border of the decision paradox of the maximum criterion is established. Third, using the skewed grey cloud kernel weight (SGCKW) transformation as a tool, the multi-stage skewed grey cloud clustering coefficient (SGCCC) vector is calculated and research items are clustered according to this multi-stage SGCCC vector with overall features. Finally, the multi-stage skewed grey cloud clustering model's solution steps are then provided. Findings The results of applying the model to the assessment of college students' capacity for innovation and entrepreneurship revealed that, in comparison to the traditional grey clustering model and the two-stage grey cloud clustering evaluation model, the proposed model's clustering results have higher identification and stability, which partially resolves the decision paradox of the maximum criterion. Originality/value Compared with current models, the proposed model in this study can dynamically depict the clustering process through multi-stage clustering, ensuring the stability and integrity of the clustering results and advancing grey system theory.
目的基于可能性函数的灰色聚类模型已经发展成为处理不确定性评价问题的一种完整方法。现有模型仍然存在最大准则选择困境和可能性函数不能准确捕捉数据随机性的问题。本研究旨在提出一种混合灰色和随机性的多阶段偏斜灰云聚类模型来克服这些问题。设计/方法/方法首先,定义倾斜灰色云可能性(SGCP)函数,其数字特征表明正常云是倾斜云的特定实例。其次,建立了最大准则决策悖论的边界。第三,以倾斜灰云核权值(SGCKW)变换为工具,计算多阶段倾斜灰云聚类系数(SGCCC)向量,并根据该多阶段具有整体特征的SGCCC向量对研究项目进行聚类;最后给出了多阶段偏斜灰云聚类模型的求解步骤。将该模型应用于大学生创新创业能力评价的结果表明,与传统的灰色聚类模型和两阶段灰色云聚类评价模型相比,该模型的聚类结果具有更高的辨识性和稳定性,部分解决了最大准则的决策悖论。与现有模型相比,本文提出的模型可以通过多阶段聚类动态描述聚类过程,保证了聚类结果的稳定性和完整性,推进了灰色系统理论的发展。
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引用次数: 0
Grey clustering and grey ranking of bank branches based on grey efficiency 基于灰色效率的银行网点灰色聚类和灰色排序
3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2023-09-15 DOI: 10.1108/gs-04-2023-0034
Tooraj Karimi, Mohamad Ahmadian
Purpose Competition in the banking sector is more complex than in the past, and survival has become more difficult than before. The purpose of this paper is to propose a grey methodology for evaluating, clustering and ranking the performance of bank branches with imprecise and uncertain data in order to determine the relative status of each branch. Design/methodology/approach In this study, the two-stage data envelopment analysis model with grey data is applied to assess the efficiency of bank branches in terms of operations. The result of grey two-stage data envelopment analysis model is a grey number as efficiency value of each branch. In the following, the branches are classified into three grey categories of performance by grey clustering method, and the complete grey ranking of branches are performed using “minimax regret-based approach” and “whitening value rating”. Findings The results show that after grey clustering of 22 branches based on grey efficiency value obtained from the grey two-stage DEA model, 6 branches are assigned to “excellent” class, 4 branches to “good” class and 12 branches to “poor” class. Moreover, the results of MRA and whitening value rating models are integrated, and a complete ranking of 22 branches are presented. Practical implications Grey clustering of branches based on grey efficiency value can facilitate planning and policy-making for branches so that there is no need to plan separately for each branch. The grey ranking helps the branches find their current position compared to other branches, and the results can be a dashboard to find the best practices for benchmarking. Originality/value Compared with traditional DEA methods which use deterministic data and consider decision-making units as black boxes, in this research, a grey two-stage DEA model is proposed to evaluate the efficiency of bank branches. Furthermore, grey clustering and grey ranking of efficiency values are used as a novel solution for improving the accuracy of grey two-stage DEA results.
银行业的竞争比过去更加复杂,生存比以前更加困难。本文的目的是提出一种灰色方法来评估、聚类和排序具有不精确和不确定数据的银行分支机构的绩效,以确定每个分支机构的相对地位。在本研究中,采用灰色数据的两阶段数据包络分析模型来评估银行分支机构的运营效率。灰色两阶段数据包络分析模型的结果是一个灰色数作为每个分支的效率值。下面,通过灰色聚类方法将分支划分为三个性能灰色类别,并采用“基于极大极小遗憾的方法”和“白化值评级”对分支进行完全灰色排序。结果表明:根据灰色两阶段DEA模型得到的灰色效率值对22个分支进行灰色聚类后,6个分支被划分为“优”类,4个分支被划分为“良”类,12个分支被划分为“差”类。综合MRA和白化值评级模型的结果,给出了22个分支的完整排名。实践启示基于灰色效率值对分支机构进行灰色聚类,可以方便分支机构的规划和决策,无需对每个分支机构分别进行规划。灰色排名可以帮助分支找到与其他分支相比的当前位置,其结果可以作为一个指示板,用于查找基准测试的最佳实践。与传统的DEA方法使用确定性数据,将决策单元作为黑盒进行评估相比,本文提出了一种灰色两阶段DEA模型来评估银行分支机构的效率。此外,采用灰色聚类和效率值的灰色排序作为提高灰色两阶段DEA结果准确性的新方法。
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引用次数: 0
Forecast combination using grey prediction with fuzzy integral and time-varying weighting in tourism 旅游预测中模糊积分与时变加权的灰色预测组合
IF 2.9 3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2023-08-15 DOI: 10.1108/gs-04-2023-0037
Yi-Chung Hu
PurposeTourism demand forecasting is vital for the airline industry and tourism sector. Combination forecasting has the advantage of fusing several forecasts to reduce the risk of inappropriate model selection for analyzing decisions. This paper investigated the effects of a time-varying weighting strategy on the performance of linear and nonlinear forecast combinations in the context of tourism.Design/methodology/approachThis study used grey prediction models, which did not require that the available data satisfy statistical assumptions, to generate forecasts. A quality-control technique was applied to determine when to change the combination weights to generate combined forecasts by using linear and nonlinear methods.FindingsThe empirical results showed that except for when the Choquet fuzzy integral was used, forecast combination with time-varying weights did not significantly outperform that with fixed weights. The Choquet integral with time-varying weights significantly outperformed that with fixed weights for all model combinations, and had a superior forecasting accuracy to those of other combination methods.Practical implicationsThe tourism sector can benefit from the use of the Choquet integral with time-varying weights, by using it to formulate suitable strategies for tourist destinations.Originality/valueCombining forecasts with time-varying weights may improve the accuracy of the predictions. This study investigated incorporating a time-varying weighting strategy into combination forecasting by using CUSUM. The results verified the effectiveness of the time-varying Choquet integral for tourism forecast combination.
旅游需求预测对航空业和旅游业至关重要。组合预测具有融合多个预测的优点,可以减少分析决策时模型选择不当的风险。本文研究了时变加权策略对旅游环境下线性和非线性预测组合绩效的影响。设计/方法/方法本研究使用灰色预测模型进行预测,该模型不要求现有数据满足统计假设。采用质量控制技术,利用线性和非线性方法确定何时改变组合权值以生成组合预测。实证结果表明,除了使用Choquet模糊积分外,时变权重预测组合的预测效果并不显著优于固定权重预测组合。时变权值的Choquet积分对所有模型组合的预测效果都明显优于固定权值的Choquet积分,预测精度优于其他组合方法。实际意义旅游部门可以从使用时变权重的Choquet积分中获益,通过它来制定适合旅游目的地的策略。原创性/价值将预测与时变权重相结合可以提高预测的准确性。本文研究了利用CUSUM将时变加权策略纳入组合预测的方法。结果验证了时变Choquet积分在旅游预测组合中的有效性。
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引用次数: 0
Applying claim reduction criteria in selecting efficient contractors with the two-step grey data envelopment analysis approach 应用两步灰色数据包络分析法,将索赔减少准则应用于高效承包商的选择
IF 2.9 3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2023-08-04 DOI: 10.1108/gs-03-2023-0027
Hamid Asnaashari, Abbas Sheikh Aboumasoudi, M. Mozaffari, M. Feylizadeh
PurposeThe application of correct contractor selection strategies leads to the selection of a qualified contractor and, as a result, the on-time delivery of the project with the desired quality and within the predetermined budgetary constraints. For this reason, evaluating and qualifying contractors before reviewing the proposed prices has been considered an important issue. One factor that disrupts the project completion process and the failure to achieve pre-planned goals effectively is the occurrence of contractors' disputes and claims in projects. To this end, the present study explores claim-reduction strategies for selecting effective contractors in an uncertain environment to reduce possible problems.Design/methodology/approachThe two-step grey data envelopment analysis (GDEA) approach was used to measure efficiency as a powerful tool in selecting efficient contractors during tenders. This approach can extend the applications of multi-criteria decision-making (MCDM) models. In other words, given some uncertainties, the unavailability of some data, and the problems with the DEA model, the two-step GDEA model was used to rank the contractors. The data confirmed the satisfactory outcomes from the selected model.FindingsThe preliminary assessment of contractors is a pre-tendering process and a step in categorizing contractors, excluding contractors lacking required qualifications, and selecting efficient contractors. At first, it will help the employer to exclude inexperienced and unqualified contractors, save resources and time, reduce threats, replace opportunities with threats, and reduce material and non-material costs during the completion of the project until the projects are put into operation. Consequently, this approach reduces claims to a minimum level and increases the organization's effective material and non-material profit.Originality/valueOil and gas plans and projects have a significant, sensitive, and decisive role in the economic, social, political, cultural, infrastructural, and all-round development of Iran; This is while most of the financial resources needed to implement the development and programs across the country come from oil revenues. Studies have indicated that despite the importance of these plans and projects, many of them are not completed successfully, and this causes irreparable losses to the country's economy and development in various fields.HighlightThe findings of this study can be used by organizations to select more effective contractors to assign projects and plans to them.The preliminary assessment of contractors is a pre-tendering process and a step in categorizing contractors, excluding contractors who lack required qualifications, and finally selecting efficient contractors.At first, it will help the employer to exclude inexperienced and unqualified contractors, save resources and time, reduce threats, replace opportunities with threats, and reduce material and non-material costs during the complet
目的应用正确的承包商选择策略,可以选择合格的承包商,从而在预定的预算限制范围内以期望的质量按时交付项目。因此,在审查提议的价格之前对承包商进行评估并使其合格被认为是一个重要的问题。项目中承包商纠纷和索赔的发生是影响项目完成过程和未能有效实现预定目标的一个因素。为此,本研究探讨在不确定环境中选择有效承包商的减少索赔策略,以减少可能出现的问题。设计/方法/方法采用两步灰色数据包络分析(GDEA)方法来衡量效率,作为在投标过程中选择高效承包商的有力工具。该方法可以扩展多准则决策模型的应用。换句话说,考虑到一些不确定性,一些数据的不可获得性,以及DEA模型的问题,我们使用两步GDEA模型对承包商进行排名。数据证实了所选模型的满意结果。对承包商的初步评估是一个招标前的过程,也是对承包商进行分类的一个步骤,排除缺乏必要资格的承包商,选择效率高的承包商。首先,它将帮助发包方排除没有经验和不合格的承包商,节省资源和时间,减少威胁,以威胁取代机会,降低项目完成期间的材料和非材料成本,直到项目投入运营。因此,这种方法将索赔减少到最低水平,并增加了组织的有效物质和非物质利润。石油和天然气计划和项目在伊朗的经济、社会、政治、文化、基础设施和全面发展中具有重要、敏感和决定性的作用;而在全国范围内实施发展和项目所需的大部分财政资源都来自石油收入。研究表明,尽管这些计划和项目很重要,但其中许多计划和项目并没有顺利完成,这给国家经济和各个领域的发展造成了无法弥补的损失。本研究的发现可以被组织用来选择更有效的承包商来分配项目和计划给他们。对承包商的初步评估是招标前的一个过程,是对承包商进行分类的一个步骤,排除不具备所需资格的承包商,最后选择效率高的承包商。首先,它将帮助发包方排除没有经验和不合格的承包商,节省资源和时间,减少威胁,以威胁取代机会,降低项目完成期间的材料和非材料成本,直到项目投入运营。这种方法还在执行期间给予雇主信用,有助于评估不合格的承包商,并减少将项目交给不合格承包商但出价较低的诱惑。因此,这种方法将索赔减少到最低水平,并增加组织的有效物质和非物质利润。此外,它为承包商提供了一个组织外的评价,激励他们提升自己的能力,优化分配物质和非物质资源,特别是人力资源。
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引用次数: 0
A grey ordinal priority approach for healthcare waste disposal location selection 医疗废物处置地点选择的灰色顺序优先法
IF 2.9 3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2023-07-31 DOI: 10.1108/gs-05-2023-0040
Santonab Chakraborty, Rakesh D. Raut, T. M. Rofin, S. Chakraborty
PurposeIncreasing public consciousness and demand for sustainable environment make selection of a safe location for effective disposal of healthcare waste (HCW) a challenging issue. This problem becomes more complicated due to involvement of multiple decision makers having varying knowledge and interest, conflicting quantitative and qualitative evaluation criteria, and presence of several alternative locations.Design/methodology/approachTo efficiently resolve the problem, the past researchers have already coupled different multi-criteria decision-making tools with uncertainty models and criteria weight measurement techniques, which are time-consuming and highly computationally complex. Based on involvement of a group of experts expressing their opinions with respect to relative importance of criteria and performance of alternative locations against each criterion, this paper proposes application of ordinal priority approach (OPA) integrated with grey numbers to solve an HCW disposal location selection problem.FindingsThe grey OPA can simultaneously estimate weights of the experts, criteria and locations relieving the decision makers from complicated computational steps. The potentiality of grey OPA in solving an HCW disposal location selection problem is demonstrated here using an illustrative example consisting of three experts, six criteria and four alternative locations.Originality/valueThe derived results show that it can be employed to deal with real-time HCW disposal location selection problems in uncertain environment providing acceptable and robust decisions. It relieves the experts from pair-wise comparisons of criteria, normalization of data, identification of ideal and anti-ideal solutions, aggregation of information and so on, while arriving at the most consistent decision with minimum computational effort.
目的:公众对可持续环境的意识和需求日益增强,这使得选择一个安全的地点来有效处置医疗废物(HCW)成为一个具有挑战性的问题。由于有不同知识和兴趣的多个决策者的参与,相互冲突的定量和定性评估标准,以及多个备选地点的存在,这个问题变得更加复杂。为了有效地解决这一问题,过去的研究人员已经将不同的多准则决策工具与不确定性模型和准则权重测量技术相结合,这些方法耗时且计算量大。在专家小组参与的基础上,根据各准则的相对重要性和备选地点的性能,提出了应用灰色数相结合的顺序优先法(OPA)来解决污水处理选址问题。结果灰色OPA可以同时估计专家、标准和位置的权重,将决策者从复杂的计算步骤中解脱出来。本文通过一个由3位专家、6个标准和4个备选地点组成的说明性实例,论证了灰色OPA在解决HCW处置地点选择问题中的潜力。结果表明,该方法可用于处理不确定环境下的实时污水处理选址问题,提供可接受的鲁棒性决策。它使专家从标准的两两比较、数据的规范化、理想和反理想解的识别、信息的聚合等方面解脱出来,同时以最小的计算量获得最一致的决策。
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引用次数: 2
Evaluation analysis and promotion paths of regional green innovation vitality in China 中国区域绿色创新活力评价分析及提升路径
IF 2.9 3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2023-07-18 DOI: 10.1108/gs-02-2023-0008
Wenhao Zhou, Haizhou Li, Liping Zhang, Huimin Tian, Meng Fu
PurposeThe purpose of this work is to construct a grey entropy comprehensive evaluation model to measure the regional green innovation vitality (GIV) of 31 provinces in China.Design/methodology/approachThe traditional grey relational proximity and grey relational similarity degree are integrated into the novel comprehensive grey evaluation framework. The evaluation system of regional green innovation vitality is constructed from three dimensions: economic development vitality, innovative transformation power and environmental protection efficacy. The weights of each indicator are obtained by the entropy weight method. The GIV of 31 provinces in China is measured based on provincial panel data from 2016 to 2020. The ward clustering and K-nearest-neighbor (KNN) algorithms are utilized to explore the regional green innovation discrepancies and promotion paths.FindingsThe novel grey evaluation method exhibits stronger ability to capture intrinsic patterns compared with two separate traditional grey relational models. Green innovation vitality shows obvious regional discrepancies. The Matthew effect of China's regional GIV is obvious, showing a basic trend of strong in the eastern but weak in the western areas. The comprehensive innovation vitality of economically developed provinces exhibits steady increasing trend year by year, while the innovation vitality of less developed regions shows an overall steady state of no fluctuation.Practical implicationsThe grey entropy comprehensive relational model in this study is applied for the measurement and evaluation of regional GIV, which improves the one-sidedness of traditional grey relational analysis on the proximity or similarity among sequences. In addition, a three-dimensional evaluation system of regional GIV is constructed, which provides the practical guidance for the research of regional development strategic planning as well as promotion paths.Originality/valueA comprehensive grey entropy relational model based on traditional grey incidence analysis (GIA) in terms of proximity and similarity is proposed. The three-dimensional evaluation system of China's regional GIV is constructed, which provides a new research perspective for regional innovation evaluation and expands the application scope of grey system theory.
目的构建灰色熵综合评价模型,对中国31个省份的区域绿色创新活力(GIV)进行测度。设计方法将传统的灰关联接近度和灰关联相似度集成到新的灰色综合评价框架中。从经济发展活力、创新转化动力和环境保护效能三个维度构建区域绿色创新活力评价体系。采用熵权法确定各指标的权重。中国31个省份的GIV是根据各省2016年至2020年的面板数据进行测算的。利用ward聚类和k -近邻(KNN)算法对区域绿色创新差异和提升路径进行了分析。结果与两种独立的传统灰色关联模型相比,该灰色评价方法具有更强的捕捉内在模式的能力。绿色创新活力存在明显的区域差异。中国区域GIV的马太效应明显,呈现东强西弱的基本趋势。经济发达省份的综合创新活力呈逐年稳步增长的趋势,经济欠发达地区的综合创新活力呈总体平稳无波动的状态。实践意义本研究将灰色熵综合关联模型应用于区域GIV的度量与评价,改善了传统灰色关联分析对序列间接近性或相似性的片面性。构建了区域GIV的三维评价体系,为区域发展战略规划和提升路径研究提供了实践指导。在传统灰色关联分析的基础上,提出了一种基于接近度和相似度的综合灰熵关联模型。构建了中国区域创新价值的三维评价体系,为区域创新评价提供了新的研究视角,拓展了灰色系统理论的应用范围。
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引用次数: 0
Research on the properties of separable binary functions 可分离二元函数的性质研究
IF 2.9 3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2023-07-14 DOI: 10.1108/gs-11-2022-0109
Zhi Cheng Jiang, Yong Wei
PurposeAccording to the fact that the single function transformation which can both reduce the class ratio dispersion and keep the relative error no enlargement after the inverse transformation does not exist, this paper provides the separable binary function transformation F(x(k),k)=f(x(k))⋅g(k). The authors select the appropriate f(x(k)) and g(k) to get F(x(k),k)=f(x(k))⋅g(k). The sequence {F(x(k),k)}k=1n can not only improve the modeling accuracy but also ensure that the inverse transformation relative error has no enlargement.Design/methodology/approachFirst of all, to meet that the sequence reduces the class ratio dispersion after binary function transformation, the sufficient and necessary condition of binary function transformation with reduced class ratio dispersion is obtained. Secondly, to meet the condition that the inverse transformation relative error is not enlarged, the necessary condition of separable binary function transformation is obtained respectively for monotonically increasing and monotonically decreasing function f(x). Finally, the feasibility and correctness of this method are illustrated by example analysis and application.FindingsThe sufficient and necessary condition of binary function transformation with reduced class ratio dispersion and the necessary condition of separable binary function transformation with the inverse transformation relative error no enlargement.Practical implicationsAccording to the properties of separable binary function transformation provided in this paper, the grey prediction function model is established, which can improve the modeling accuracy.Originality/valueThis paper provides a binary function transformation, and researches the sufficient and necessary condition of binary function transformation with reduced class ratio dispersion and the necessary condition of separable binary function transformation with the inverse transformation relative error no enlargement. It is easy for scholars to carry out the pretest before selecting the separable binary function transformation. The binary function transformation is the further extension of single function transformation, which broadens and enriches the choice of function transformation.
目的根据单函数变换不存在既能减小类比色散又能保持逆变换后相对误差不扩大的事实,给出了可分离二元函数变换F(x(k),k)= F(x(k))⋅g(k)。作者选取适当的f(x(k))和g(k)得到f(x(k),k)=f(x(k))·g(k)。序列{F(x(k),k)}k=1n既能提高建模精度,又能保证逆变换相对误差不增大。设计/方法/途径首先,为了满足序列在二值函数变换后减小了类比弥散,得到了二值函数变换减小类比弥散的充要条件。其次,为满足逆变换相对误差不增大的条件,分别得到了单调递增函数f(x)和单调递减函数f(x)可分离二元函数变换的必要条件;最后,通过实例分析和应用说明了该方法的可行性和正确性。发现类比色散减小的二元函数变换的充要条件和逆变换相对误差不增大的可分离二元函数变换的必要条件。实际意义根据本文提供的可分离二元函数变换的性质,建立了灰色预测函数模型,提高了建模精度。本文提供了一种二元函数变换,研究了类比弥散减小的二元函数变换的充要条件和逆变换相对误差不增大的可分离二元函数变换的充要条件。在选择可分离二元函数变换之前,学者们很容易进行预检验。二元函数变换是对单函数变换的进一步扩展,拓宽和丰富了函数变换的选择范围。
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引用次数: 0
The modified model for hyperspectral estimation of soil organic matter using positive and inverse grey relational degree 利用正、逆灰色关联度对土壤有机质进行高光谱估测的改进模型
IF 2.9 3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2023-07-14 DOI: 10.1108/gs-05-2023-0041
Guozhi Xu, Xican Li, Hong Che
PurposeIn order to improve the estimation accuracy of soil organic matter, this paper aims to establish a modified model for hyperspectral estimation of soil organic matter content based on the positive and inverse grey relational degrees.Design/methodology/approachBased on 82 soil sample data collected in Daiyue District, Tai'an City, Shandong Province, firstly, the spectral data of soil samples are transformed by the first order differential and logarithmic reciprocal first order differential and so on, the correlation coefficients between the transformed spectral data and soil organic matter content are calculated, and the estimation factors are selected according to the principle of maximum correlation. Secondly, the positive and inverse grey relational degree model is used to identify the samples to be identified, and the initial estimated values of the organic matter content are obtained. Finally, based on the difference information between the samples to be identified and their corresponding known patterns, a modified model for the initial estimation of soil organic matter content is established, and the estimation accuracy of the model is evaluated using the mean relative error and the determination coefficient.FindingsThe results show that the methods of logarithmic reciprocal first order differential and the first-order differential of the square root for transforming the original spectral data are more effective, which could significantly improve the correlation between soil organic matter content and spectral data. The modified model for hyperspectral estimation of soil organic matter has high estimation accuracy, the average relative error (MRE) of 11 test samples is 4.091%, and the determination coefficient (R2) is 0.936. The estimation precision is higher than that of linear regression model, BP neural network and support vector machine model. The application examples show that the modified model for hyperspectral estimation of soil organic matter content based on positive and inverse grey relational degree proposed in this article is feasible and effective.Social implicationsThe model in this paper has clear mathematical and physics meaning, simple calculation and easy programming. The model not only fully excavates and utilizes the internal information of known pattern samples with “insufficient and incomplete information”, but also effectively overcomes the randomness and grey uncertainty in the spectral estimation of soil organic matter. The research results not only enrich the grey system theory and methods, but also provide a new approach for hyperspectral estimation of soil properties such as soil organic matter content, water content and so on.Originality/valueThe paper succeeds in realizing both a modified model for hyperspectral estimation of soil organic matter based on the positive and inverse grey relational degrees and effectively dealing with the randomness and grey uncertainty in spectral estimation.
目的为了提高土壤有机质的估计精度,建立基于正、逆灰色关联度的土壤有机质含量高光谱估计修正模型。基于山东省泰安市岱岳区82个土壤样品数据,首先对土壤样品的光谱数据进行一阶微分和对数倒数一阶微分等变换,计算变换后的光谱数据与土壤有机质含量的相关系数,并根据最大相关原则选择估算因子。其次,利用正、逆灰色关联度模型对待识别样品进行识别,得到有机质含量的初始估定值;最后,根据待识别样品与其对应的已知模式之间的差异信息,建立了土壤有机质含量初始估计的修正模型,并利用平均相对误差和确定系数对模型的估计精度进行了评价。结果表明,采用对数倒数一阶微分法和平方根一阶微分法对原始光谱数据进行变换较为有效,能显著提高土壤有机质含量与光谱数据的相关性。改进的土壤有机质高光谱估计模型具有较高的估计精度,11个样品的平均相对误差(MRE)为4.091%,决定系数(R2)为0.936。估计精度高于线性回归模型、BP神经网络和支持向量机模型。应用实例表明,本文提出的基于正、逆灰色关联度的土壤有机质高光谱估测模型是可行和有效的。社会意义本文模型具有明确的数学和物理意义,计算简单,易于编程。该模型不仅充分挖掘和利用了“信息不充分、不完全”的已知模式样本的内部信息,而且有效克服了土壤有机质光谱估计中的随机性和灰色不确定性。研究成果不仅丰富了灰色系统的理论和方法,而且为土壤有机质含量、含水量等土壤性质的高光谱估计提供了新的途径。本文成功地实现了一种基于正、逆灰色关联度的土壤有机质高光谱估计改进模型,并有效地处理了光谱估计中的随机性和灰色不确定性。
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引用次数: 0
Single machine scheduling with interval grey processing time 具有间隔灰色加工时间的单机调度
IF 2.9 3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2023-07-12 DOI: 10.1108/gs-03-2023-0030
Nai-ming Xie, Yuquan Wang
PurposeThis paper aims to investigate the grey scheduling, which is the combination of grey system theory and scheduling problems with uncertain processing time. Based on the interval grey number and its related definitions, properties, and theorems, the single machine scheduling with uncertain processing time and its general forms are studied as the research object. Then several single machine scheduling models are reconstructed, and an actual production case is developed to illustrate the rationality of the research.Design/methodology/approachIn this paper, the authors first summarize the definitions and properties related to interval grey numbers, especially the transitivity of the partial order of interval grey numbers, and give an example to illustrate that the transitivity has a positive effect on the computational time complexity of multiple interval grey number comparisons. Second, the authors redefine the general form of the single machine scheduling problem with uncertain processing time according to the definitions and theorems of interval grey numbers. The authors then reconstruct three single machine scheduling models with uncertain processing time, give the corresponding heuristic algorithms based on the interval grey numbers and prove them. Finally, the authors develop a case study based on the engine test shop of K Company, the results show that the proposed single machine scheduling models and algorithms with uncertain processing time can provide effective guidance for actual production in an uncertain environment.FindingsThe main findings of this paper are as follows: (1) summarize the definitions and theorems related to interval grey numbers and prove the transitivity of the partial order of interval grey numbers; (2) define the general form of the single machine scheduling problem with interval grey processing time; (3) reconstruct three single machine scheduling models with uncertain processing time and give the corresponding heuristic algorithms; (4) develop a case study to illustrate the rationality of the research.Research limitations/implicationsIn the further research, the authors will continue to summarize more advanced general forms of grey scheduling, improve the theory of grey scheduling and prove it, and further explore the application of grey scheduling in the real world. In general, grey scheduling needs to be further combined with grey system theory to form a complete theoretical system.Originality/valueIt is a fundamental work to define the general form of single machine scheduling with uncertain processing time used the interval grey number. However, it can be seen as an important theoretical basis for the grey scheduling, and it is also beneficial to expand the application of grey system theory in real world.
目的将灰色系统理论与加工时间不确定的调度问题相结合,研究灰色调度问题。以区间灰数及其相关定义、性质和定理为基础,研究了加工时间不确定的单机调度问题及其一般形式。在此基础上重构了多个单机调度模型,并以实际生产为例说明了研究的合理性。本文首先总结了区间灰数的相关定义和性质,特别是区间灰数偏阶的传递性,并举例说明了传递性对多个区间灰数比较的计算时间复杂度有积极的影响。其次,根据区间灰数的定义和定理,重新定义了加工时间不确定的单机调度问题的一般形式。在此基础上重构了加工时间不确定的单机调度模型,给出了基于区间灰数的启发式算法,并对其进行了证明。最后,以K公司发动机试车车间为例进行了实例分析,结果表明,所提出的加工时间不确定的单机调度模型和算法能够有效地指导不确定环境下的实际生产。主要研究结果如下:(1)总结了区间灰数的相关定义和定理,证明了区间灰数偏序的可传递性;(2)定义了具有区间灰色加工时间的单机调度问题的一般形式;(3)重构了加工时间不确定的单机调度模型,并给出了相应的启发式算法;(4)通过案例分析来说明研究的合理性。在进一步的研究中,作者将继续总结更先进的灰色调度的一般形式,完善和证明灰色调度的理论,并进一步探索灰色调度在现实中的应用。总的来说,灰色调度还需要与灰色系统理论进一步结合,形成一个完整的理论体系。独创性/价值利用区间灰数确定加工时间不确定的单机调度的一般形式是一项基础性工作。然而,它可以被看作是灰色调度的重要理论基础,也有利于扩大灰色系统理论在现实世界中的应用。
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引用次数: 0
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Grey Systems-Theory and Application
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