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Improving electricity demand forecasting accuracy: a novel grey-genetic programming approach using GMC(1,N) and residual sign estimation 提高电力需求预测准确性:使用 GMC(1,N) 和残差符号估计的新型灰色遗传编程方法
IF 2.9 3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-30 DOI: 10.1108/gs-01-2024-0011
Flavian Emmanuel Sapnken, Benjamin Salomon Diboma, Ali Khalili Tazehkandgheshlagh, Mohammed Hamaidi, Prosper Gopdjim Noumo, Yong Wang, Jean Gaston Tamba

Purpose

This paper addresses the challenges associated with forecasting electricity consumption using limited data without making prior assumptions on normality. The study aims to enhance the predictive performance of grey models by proposing a novel grey multivariate convolution model incorporating residual modification and residual genetic programming sign estimation.

Design/methodology/approach

The research begins by constructing a novel grey multivariate convolution model and demonstrates the utilization of genetic programming to enhance prediction accuracy by exploiting the signs of forecast residuals. Various statistical criteria are employed to assess the predictive performance of the proposed model. The validation process involves applying the model to real datasets spanning from 2001 to 2019 for forecasting annual electricity consumption in Cameroon.

Findings

The novel hybrid model outperforms both grey and non-grey models in forecasting annual electricity consumption. The model's performance is evaluated using MAE, MSD, RMSE, and R2, yielding values of 0.014, 101.01, 10.05, and 99% respectively. Results from validation cases and real-world scenarios demonstrate the feasibility and effectiveness of the proposed model. The combination of genetic programming and grey convolution model offers a significant improvement over competing models. Notably, the dynamic adaptability of genetic programming enhances the model's accuracy by mimicking expert systems' knowledge and decision-making, allowing for the identification of subtle changes in electricity demand patterns.

Originality/value

This paper introduces a novel grey multivariate convolution model that incorporates residual modification and genetic programming sign estimation. The application of genetic programming to enhance prediction accuracy by leveraging forecast residuals represents a unique approach. The study showcases the superiority of the proposed model over existing grey and non-grey models, emphasizing its adaptability and expert-like ability to learn and refine forecasting rules dynamically. The potential extension of the model to other forecasting fields is also highlighted, indicating its versatility and applicability beyond electricity consumption prediction in Cameroon.

目的 本文探讨了在不预先假定正态性的情况下利用有限数据预测用电量所面临的挑战。研究旨在通过提出一种结合了残差修正和残差遗传编程符号估计的新型灰色多元卷积模型,来提高灰色模型的预测性能。研究首先构建了一种新型灰色多元卷积模型,并演示了如何利用遗传编程,通过利用预测残差的符号来提高预测精度。研究采用了各种统计标准来评估拟议模型的预测性能。验证过程包括将模型应用于跨度为 2001 年至 2019 年的真实数据集,以预测喀麦隆的年用电量。使用 MAE、MSD、RMSE 和 R2 对模型的性能进行了评估,结果分别为 0.014、101.01、10.05 和 99%。验证案例和实际场景的结果证明了所提模型的可行性和有效性。遗传编程与灰色卷积模型的结合比其他竞争模型有了显著的改进。值得注意的是,遗传编程的动态适应性通过模仿专家系统的知识和决策提高了模型的准确性,从而能够识别电力需求模式的微妙变化。 原创性/价值 本文介绍了一种新型灰色多元卷积模型,该模型结合了残差修正和遗传编程符号估计。通过利用预测残差来提高预测精度的基因编程应用是一种独特的方法。研究表明,与现有的灰色和非灰色模型相比,所提出的模型具有优越性,强调了它的适应性和专家般的动态学习和完善预测规则的能力。此外,研究还强调了该模型在其他预测领域的潜在扩展性,这表明该模型的多功能性和适用性超出了喀麦隆的用电量预测范围。
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引用次数: 0
Forecasting hospital outpatient volume using an optimized medical two-stage hybrid grey model 利用优化医疗两阶段混合灰色模型预测医院门诊量
IF 2.9 3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-30 DOI: 10.1108/gs-01-2024-0005
Youyang Ren, Yuhong Wang, Lin Xia, Wei Liu, Ran Tao

Purpose

Forecasting outpatient volume during a significant security crisis can provide reasonable decision-making references for hospital managers to prevent sudden outbreaks and dispatch medical resources on time. Based on the background of standard hospital operation and Coronavirus disease (COVID-19) periods, this paper constructs a hybrid grey model to forecast the outpatient volume to provide foresight decision support for hospital decision-makers.

Design/methodology/approach

This paper proposes an improved hybrid grey model for two stages. In the non-COVID-19 stage, the Aquila Optimizer (AO) is selected to optimize the modeling parameters. Fourier correction is applied to revise the stochastic disturbance. In the COVID-19 stage, this model adds the COVID-19 impact factor to improve the grey model forecasting results based on the dummy variables. The cycle of the dummy variables modifies the COVID-19 factor.

Findings

This paper tests the hybrid grey model on a large Chinese hospital in Jiangsu. The fitting MAPE is 2.48%, and the RMSE is 16463.69 in the training group. The test MAPE is 1.91%, and the RMSE is 9354.93 in the test group. The results of both groups are better than those of the comparative models.

Originality/value

The two-stage hybrid grey model can solve traditional hospitals' seasonal outpatient volume forecasting and provide future policy formulation references for sudden large-scale epidemics.

目的对重大安全危机期间的门诊量进行预测,可为医院管理者预防突发疫情、及时调度医疗资源提供合理的决策参考。本文以医院标准运行和冠状病毒病(COVID-19)时期为背景,构建了一种混合灰色模型来预测门诊量,为医院决策者提供前瞻性决策支持。在非 COVID-19 阶段,选择 Aquila 优化器(AO)来优化建模参数。傅立叶修正用于修正随机干扰。在 COVID-19 阶段,该模型添加了 COVID-19 影响因子,以改善基于虚拟变量的灰色模型预测结果。虚拟变量的周期会修改 COVID-19 因子。训练组的拟合 MAPE 为 2.48%,RMSE 为 16463.69。测试组的 MAPE 为 1.91%,RMSE 为 9354.93。原创性/价值两阶段混合灰色模型可以解决传统医院的季节性门诊量预测问题,为未来突发大规模疫情的政策制定提供参考。
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引用次数: 0
The grey decision model and its application based on generalized greyness of interval grey number 基于区间灰色数广义灰色度的灰色决策模型及其应用
IF 2.9 3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-27 DOI: 10.1108/gs-01-2024-0003
Li Li, Xican Li

Purpose

In order to solve the decision-making problem that the attributive weight and attributive value are both interval grey numbers, this paper tries to construct a multi-attribute grey decision-making model based on generalized greyness of interval grey number.

Design/methodology/approach

Firstly, according to the nature of the generalized gresness of interval grey number, the generalized weighted greyness distance between interval grey numbers is given, and the transformation relationship between greyness distance and real number distance is analyzed. Then according to the objective function that the square sum of generalized weighted greyness distances from the decision scheme to the best scheme and the worst scheme is the minimum, a multi-attribute grey decision-making model is constructed, and the simplified form of the model is given. Finally, the grey decision-making model proposed in this paper is applied to the evaluation of technological innovation capability of 6 provinces in China to verify the effectiveness of the model.

Findings

The results show that the grey decision-making model proposed in this paper has a strict mathematical foundation, clear physical meaning, simple calculation and easy programming. The application example shows that the grey decision model in this paper is feasible and effective. The research results not only enrich the grey system theory, but also provide a new way for the decision-making problem that the attributive weights and attributive values are interval grey numbers.

Practical implications

The decision-making model proposed in this paper does not need to seek the optimal solution of the attributive weight and the attributive value, and can save the decision-making labor and capital investment. The model in this paper is also suitable for the decision-making problem that deals with the coexistence of interval grey numbers and real numbers.

Originality/value

The paper succeeds in realizing the multi-attribute grey decision-making model based on generalized gresness and its simplified forms, which provide a new method for grey decision analysis.

设计/方法/途径首先,根据区间灰度数的广义灰度性质,给出了区间灰度数之间的广义加权灰度距离,并分析了灰度距离与实数距离之间的转化关系。然后根据决策方案到最佳方案和最差方案的广义加权灰度距离平方和最小的目标函数,构建了多属性灰色决策模型,并给出了模型的简化形式。结果表明,本文提出的灰色决策模型具有严密的数学基础、明确的物理意义、计算简单、易于编程等特点。应用实例表明,本文提出的灰色决策模型是可行的、有效的。研究成果不仅丰富了灰色系统理论,而且为归因权重和归因值为区间灰色数的决策问题提供了一条新的途径。实用意义本文提出的决策模型不需要寻求归因权重和归因值的最优解,可以节省决策人力和资金投入。本文成功地实现了基于广义灰色度的多属性灰色决策模型及其简化形式,为灰色决策分析提供了一种新方法。
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引用次数: 0
A novel fractional multivariate grey prediction model for forecasting hydroelectricity consumption 用于预测水力发电量的新型分数多元灰色预测模型
IF 2.9 3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-23 DOI: 10.1108/gs-09-2023-0095
Ye Li, Hongtao Ren, Junjuan Liu

Purpose

This study aims to enhance the prediction accuracy of hydroelectricity consumption in China, with a focus on addressing the challenges posed by complex and nonlinear characteristics of the data. A novel grey multivariate prediction model with structural optimization is proposed to overcome the limitations of existing grey forecasting methods.

Design/methodology/approach

This paper innovatively introduces fractional order and nonlinear parameter terms to develop a novel fractional multivariate grey prediction model based on the NSGM(1, N) model. The Particle Swarm Optimization algorithm is then utilized to compute the model’s hyperparameters. Subsequently, the proposed model is applied to forecast China’s hydroelectricity consumption and is compared with other models for analysis.

Findings

Theoretical derivation results demonstrate that the new model has good compatibility. Empirical results indicate that the FMGM(1, N, a) model outperforms other models in predicting the hydroelectricity consumption of China. This demonstrates the model’s effectiveness in handling complex and nonlinear data, emphasizing its practical applicability.

Practical implications

This paper introduces a scientific and efficient method for forecasting hydroelectricity consumption in China, particularly when confronted with complexity and nonlinearity. The predicted results can provide a solid support for China’s hydroelectricity resource development scheduling and planning.

Originality/value

The primary contribution of this paper is to propose a novel fractional multivariate grey prediction model that can handle nonlinear and complex series more effectively.

目的 本研究旨在提高中国水电消纳预测的准确性,重点解决数据的复杂性和非线性特征所带来的挑战。本文在 NSGM(1, N) 模型的基础上,创新性地引入分数阶数和非线性参数项,建立了一个新颖的分数多元灰色预测模型。然后利用粒子群优化算法计算模型的超参数。理论推导结果表明,新模型具有良好的兼容性。实证结果表明,FMGM(1,N,a)模型在预测中国水电消费量方面优于其他模型。实践意义 本文介绍了一种科学高效的中国水电消纳预测方法,尤其是在面对复杂和非线性数据时。本文的主要贡献在于提出了一种新颖的分数多元灰色预测模型,该模型能更有效地处理非线性和复杂序列。
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引用次数: 0
Predicting of aging population density by a hybrid grey exponential smoothing model (HGESM): a case study from Sri Lanka 用混合灰色指数平滑模型(HGESM)预测老龄人口密度:斯里兰卡案例研究
IF 2.9 3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-16 DOI: 10.1108/gs-01-2024-0002
R.M. Kapila Tharanga Rathnayaka, D.M.K.N. Seneviratna

Purpose

The global population has been experiencing an unprecedentedly rapid demographic transition as the populations have been growing older in many countries during the current decades. The purpose of this study is to introduce a Grey Exponential Smoothing model (GESM)-based mechanism for analyzing population aging.

Design/methodology/approach

To analyze the aging population of Sri Lanka, initially, three major indicators were considered, i.e. total population, aged population and proportion of the aged population to reflect the aging status of a country. Based on the latest development of computational intelligence with Grey techniques, this study aims to develop a new analytical model for the analysis of the challenge of disabled and frail older people in an aging society.

Findings

The results suggested that a well-defined exponential trend has been seen for the population ages 65 and above, a total of a million) during 1960–2022; especially, the aging population ages 65 and above has been rising rapidly since 2008. This will increase to 24.8% in 2040 and represents the third highest percentage of elderly citizens living in an Asian country. By 2041, one in every four Sri Lankans is expected to be elderly.

Originality/value

The study proposed a GESM-based mechanism for analyzing the population aging in Sri Lanka based on the data from 1960 to 2022 and forecast the aging demands in the next five years from 2024 to 2028.

目的由于许多国家的人口在过去几十年中不断老龄化,全球人口经历了前所未有的快速人口结构转型。为了分析斯里兰卡的人口老龄化情况,最初考虑了三个主要指标,即总人口、老龄人口和老龄人口比例,以反映一个国家的老龄化状况。研究结果研究结果表明,1960-2022 年期间,65 岁及以上人口(共计 100 万)呈现出明确的指数趋势;特别是,自 2008 年以来,65 岁及以上的老龄人口一直在快速增长。到 2040 年,这一比例将增至 24.8%,是亚洲国家中老年人口比例第三高的国家。到 2041 年,预计每四个斯里兰卡人中就有一个是老年人。原创性/价值该研究根据 1960 年至 2022 年的数据,提出了基于 GESM 的斯里兰卡人口老龄化分析机制,并预测了 2024 年至 2028 年未来五年的老龄化需求。
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引用次数: 0
Prioritization of emergency assembly points in a campus using grey p-median linear programming model 利用灰色 p 中值线性规划模型确定校园紧急集合点的优先次序
IF 2.9 3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-14 DOI: 10.1108/gs-12-2023-0120
Damla Yalçıner Çal, Erdal Aydemir

Purpose

The purpose of this paper is to propose a scenario-based grey methodology using clustering and optimizing with imprecise and uncertain body size data in an emergency assembly point area to assign the people on a campus to reach the emergency assembly points under uncertain disaster times.

Design/methodology/approach

Grey clustering and a new grey p-median linear programming model are developed to determine which units to assign to the pre-determined assembly points for a main campus in case of a disaster. The models have two scenarios: 70 and 100% occurrence capacities of administrative and academic personnel and students.

Findings

In this study, the academic and administrative units have been assigned to determine five different emergency assembly points on the main campus by using the numbers of the academic and administrative personnel and student and distances of the units to the assembly point areas of each other. The alternative solutions are obtained effectively by evaluating capacity utilization rates in the scenarios.

Practical implications

It is often unclear when disasters can occur and therefore, a preliminary preparation time must be required to minimize the risk. In the case of natural, man-made (unnatural) or technological disasters, the people are required to defend themselves and move away from the disaster area as soon as possible in a proper direction. The proposed assignment model yields a final solution that effectively eliminates uncertainty regarding the selection of emergency assembly points for administrative and academic staff as well as students, in the event of disasters.

Originality/value

Grey clustering suggests an assignment plan and concurrently, an investigation is underway utilizing the grey p-median linear programming model. This investigation aims to optimize various scenarios and body sizes concerning emergency assembly areas. All campus users who are present at the disaster in units of the campus are getting uncertainty about which emergency assembly point to use, and with this study, the vital risks aim to be ultimately reduced with reasonable plans.

本文旨在提出一种基于场景的灰色方法,利用聚类和优化紧急集合点区域内不精确和不确定的体型数据,在不确定的灾难时间下分配校园内的人员到达紧急集合点。设计/方法/途径本文建立了灰色聚类和新的灰色 p- 中值线性规划模型,以确定在灾难发生时将哪些单位分配到主校园的预定集合点。模型有两种情况:研究结果 在本研究中,通过使用学术和行政人员及学生的数量以及各单位到彼此集合点区域的距离,将学术和行政单位分配到主校区五个不同的紧急集合点。通过评估方案中的容量利用率,有效地获得了备选方案。在发生自然灾害、人为(非自然)灾害或技术灾害时,人们需要进行自卫,并尽快朝正确方向远离灾区。所提出的分配模式产生了一个最终解决方案,有效消除了在发生灾害时行政人员、教职员工和学生紧急集合点选择方面的不确定性。这项调查旨在优化有关紧急集合区的各种方案和机构规模。在校园发生灾难时,所有在场的校园用户都会对使用哪个紧急集合点感到不确定,而这项研究旨在通过合理的计划最终降低重大风险。
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引用次数: 0
Resilience evaluation model of photovoltaic industry chain based on grey-entropy-catastrophe progression method: a case study of Jiangsu province 基于灰色-熵-灾难递进法的光伏产业链复原力评价模型:江苏省案例研究
IF 2.9 3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-13 DOI: 10.1108/gs-09-2023-0085
Lan Xu, Yaofei Wang

Purpose

The purpose of this study is to establish a grey-entropy-catastrophe progression method (CPM) model to assess the photovoltaic (PV) industry chain resilience of Jiangsu Province in China.

Design/methodology/approach

First, we designed the resilience evaluation index system of such a chain from two aspects: the external environment and internal conditions. We then constructed a PV industry chain resilience evaluation model based on the grey-entropy-CPM. Finally, the feasibility and applicability of the proposed model were verified via an empirical case study analysis of Jiangsu Province in China.

Findings

As of the end of 2022, the resilience level of its PV industry chain is medium-high resilience, which indicates a high degree of adaptability to the current unpredictable and competitive market, and can respond to the uncertain impact of changes in conditions effectively and in a timely manner.

Practical implications

The construction of this model can provide reference ideas for related enterprises in the PV industry to analyze the resilience level of the industrial chain and solve the problem of industrial chain resilience.

Originality/value

Firstly, an analysis of the entire industrial chain structure of the PV industry, combined with its unique characteristics is needed to design a PV industry chain resilience evaluation index system. Second, grey relational analysis (GRA) and the entropy method were adopted to improve the importance of ranking the indicators in the evaluation of the CPM, and a resilience evaluation model based on grey-entropy-CPM was constructed.

设计/方法/途径首先,我们从外部环境和内部条件两个方面设计了光伏产业链的弹性评价指标体系。然后,我们构建了基于灰熵-CPM 的光伏产业链韧性评价模型。研究结果截至 2022 年底,江苏省光伏产业链的恢复力水平为中高恢复力,表明其对当前变幻莫测、竞争激烈的市场具有较强的适应能力,能够及时有效地应对条件变化带来的不确定性影响。实践意义该模型的构建可为光伏产业相关企业分析产业链抗逆性水平、解决产业链抗逆性问题提供参考思路。原创性/价值首先,需要对光伏产业的整个产业链结构进行分析,结合其独特性设计光伏产业链抗逆性评价指标体系。其次,采用灰色关系分析法(GRA)和熵值法改进了CPM评价中指标排序的重要性,构建了基于灰色-熵值-CPM的抗逆性评价模型。
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引用次数: 0
Damping accumulative NDAGM(1,N, α) power model and its applications 阻尼累积 NDAGM(1,N,α)功率模型及其应用
IF 2.9 3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-10 DOI: 10.1108/gs-12-2023-0117
Ye Li, Chengyun Wang, Junjuan Liu

Purpose

In this essay, a new NDAGM(1,N,α) power model is recommended to resolve the hassle of the distinction between old and new information, and the complicated nonlinear traits between sequences in real behavior systems.

Design/methodology/approach

Firstly, the correlation aspect sequence is screened via a grey integrated correlation degree, and the damped cumulative generating operator and power index are introduced to define the new model. Then the non-structural parameters are optimized through the genetic algorithm. Finally, the pattern is utilized for the prediction of China’s natural gas consumption, and in contrast with other models.

Findings

By altering the unknown parameters of the model, theoretical deduction has been carried out on the newly constructed model. It has been discovered that the new model can be interchanged with the traditional grey model, indicating that the model proposed in this article possesses strong compatibility. In the case study, the NDAGM(1,N,α) power model demonstrates superior integrated performance compared to the benchmark models, which indirectly reflects the model’s heightened sensitivity to disparities between new and old information, as well as its ability to handle complex linear issues.

Practical implications

This paper provides a scientifically valid forecast model for predicting natural gas consumption. The forecast results can offer a theoretical foundation for the formulation of national strategies and related policies regarding natural gas import and export.

Originality/value

The primary contribution of this article is the proposition of a grey multivariate prediction model, which accommodates both new and historical information and is applicable to complex nonlinear scenarios. In addition, the predictive performance of the model has been enhanced by employing a genetic algorithm to search for the optimal power exponent.

设计/方法/途径首先,通过灰色综合相关度筛选相关方面序列,引入阻尼累积生成算子和功率指数定义新模型。然后通过遗传算法优化非结构参数。通过改变模型的未知参数,对新构建的模型进行了理论推导。通过改变模型的未知参数,对新构建的模型进行了理论推导,发现新模型可以与传统的灰色模型互换,说明本文提出的模型具有很强的兼容性。在案例研究中,与基准模型相比,NDAGM(1,N,α)电力模型表现出更优越的综合性能,这间接反映出该模型对新旧信息差异的敏感度更高,同时也反映出其处理复杂线性问题的能力。原创性/价值本文的主要贡献在于提出了一个灰色多元预测模型,该模型可同时容纳新信息和历史信息,并适用于复杂的非线性情况。此外,通过采用遗传算法寻找最佳幂指数,该模型的预测性能也得到了提高。
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引用次数: 0
Equivalence class of complete correlation determination of several gray incidence degrees 几种灰度入射度完全相关测定的等价类
IF 2.9 3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-09 DOI: 10.1108/gs-12-2023-0119
Yong Wei, Shasha Xi

Purpose

This paper sets out to solve a common and crucial fundamental theoretical problem of gray incidence cluster analysis: to [X]={X|ρ(X,Y)1ε0} constitute an approximate classification, it must first be proven that [X]={X|ρ(X,Y)=1} constitutes a rigorous classification.

Design/methodology/approach

This paper does not study the concrete expressions of various incidence degrees but rather the perfect correlation essence of such incidence degrees, that is, sufficient and necessary conditions.

Findings

For any order difference incidence degree, the similarity incidence degree, the direct proportion incidence degree, the parallel incidence degree and the nearness incidence degree, it is proven that the perfect correlation relation is an equivalence relation. The set composed of all sequences Y that are equivalent to sequences X is studied, that is, the equivalence class of X. The structure and mutual relations of these equivalence classes are discussed, and the topological homeomorphism concept of incidence degree is introduced. The conclusion is obtained that the equivalence classes of the two incidence degrees must be the same when the topological homeomorphism is obtained.

Research limitations/implications

In this paper, only the perfect correlation relation of any order difference incidence degree, the similarity incidence degree, the direct proportion incidence degree, the parallel incidence degree and the nearness incidence degree are studied as equivalent relations.

Originality/value

Not only are the research results of several incidence degrees involved in this paper original but also many other effective incidence degrees have not done this basic research, so this paper opens up a research direction with theoretical significance.

目的本文旨在解决灰色入射聚类分析中一个普遍而关键的基本理论问题:要使[X]={X|ρ(X,Y)≥1-ε0}构成近似分类,必须首先证明[X]={X|ρ(X,Y)=1}构成严格分类。设计/方法/途径本文不研究各种入射角度的具体表达式,而是研究这些入射角度的完全相关本质,即充分条件和必要条件。讨论了这些等价类的结构和相互关系,并引入了入射度的拓扑同构概念。研究的局限性/意义本文只把任意阶差入射角度的完全相关关系、相似入射角度、直接比例入射角度、平行入射角度和近似入射角度作为等价关系来研究。独创性/价值本文所涉及的几个入射角度的研究成果不仅具有独创性,而且许多其他有效入射角度也没有做过这方面的基础研究,因此本文开辟了一个具有理论意义的研究方向。
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引用次数: 0
Hyperspectral estimation model of soil organic matter content based on principal gradient grey information 基于主梯度灰色信息的土壤有机质含量高光谱估算模型
IF 2.9 3区 工程技术 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-05-08 DOI: 10.1108/gs-12-2023-0124
Lu Xu, Shuang Cao, Xican Li

Purpose

In order to explore a new estimation approach of hyperspectral estimation, this paper aims to establish a hyperspectral estimation model of soil organic matter content with the principal gradient grey information based on the grey information theory.

Design/methodology/approach

Firstly, the estimation factors are selected by transforming the spectral data. The eigenvalue matrix of the modelling samples is converted into grey information matrix by using the method of increasing information and taking large, and the principal gradient grey information of modelling samples is calculated by using the method of pro-information interpolation and straight-line interpolation, respectively, and the hyperspectral estimation model of soil organic matter content is established. Then, the positive and inverse grey relational degree are used to identify the principal gradient information quantity of the test samples corresponding to the known patterns, and the cubic polynomial method is used to optimize the principal gradient information quantity for improving estimation accuracy. Finally, the established model is used to estimate the soil organic matter content of Zhangqiu and Jiyang District of Jinan City, Shandong Province.

Findings

The results show that the model has the higher estimation accuracy, among the average relative error of 23 test samples is 5.7524%, and the determination coefficient is 0.9002. Compared with the commonly used methods such as multiple linear regression, support vector machine and BP neural network, the hyperspectral estimation accuracy of soil organic matter content is significantly improved. The application example shows that the estimation model proposed in this paper is feasible and effective.

Practical implications

The estimation model in this paper not only fully excavates and utilizes the internal grey information of known samples with “insufficient and incomplete information”, but also effectively overcomes the randomness and grey uncertainty in the spectral estimation. The research results not only enrich the grey system theory and methods, but also provide a new approach for hyperspectral estimation of soil properties such as soil organic matter content, water content and so on.

Originality/value

The paper succeeds in realizing both a new hyperspectral estimation model of soil organic matter content based on the principal gradient grey information and effectively dealing with the randomness and grey uncertainty in spectral estimation.

为了探索一种新的高光谱估算方法,本文以灰色信息理论为基础,建立了主梯度灰色信息的土壤有机质含量高光谱估算模型。利用信息增大和取大的方法将建模样本的特征值矩阵转换为灰信息矩阵,分别利用顺信息插值法和直线插值法计算建模样本的主梯度灰信息,建立土壤有机质含量的高光谱估算模型。然后,利用正灰色关系度和反灰色关系度确定测试样本对应已知模式的主梯度信息量,并利用三次多项式方法优化主梯度信息量,以提高估算精度。结果表明,该模型具有较高的估算精度,23 个测试样本的平均相对误差为 5.7524%,判定系数为 0.9002。与常用的多元线性回归、支持向量机和 BP 神经网络等方法相比,高光谱估算土壤有机质含量的准确性明显提高。应用实例表明,本文提出的估算模型是可行的、有效的。实践意义本文的估算模型不仅充分挖掘和利用了已知样本 "信息不充分、不完整 "的内部灰色信息,而且有效克服了光谱估算中的随机性和灰色不确定性。研究成果不仅丰富了灰色系统理论和方法,而且为土壤有机质含量、含水量等土壤性质的高光谱估算提供了一种新方法。
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引用次数: 0
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Grey Systems-Theory and Application
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