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Comparing patent in-text and front-page references to science 比较专利内文和头版的科学参考文献
IF 3.4 2区 管理学 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-07-19 DOI: 10.1016/j.joi.2024.101564
Jian Wang , Suzan Verberne

Patent references to science provide a paper trail of knowledge flow from science to innovation, and have attracted a lot of attention in recent years. However, we understand little about the differences between two types of patents references: front-page vs. in-text. While both types of references are becoming more accessible, we still lack a systematic understanding on how results are sensitive to which type of references are being analyzed in science and innovation studies. Using a dataset of 33,337 USPTO biotech utility patents, their 860,879 in-text and 637,570 front-page references to Web of Science journal articles, we found a remarkable low overlap between these two types of references. We also found that in-text references are more basic and have more scientific citations than front-page references. The difference in interdisciplinarity and novelty is small when comparing at the reference level and insignificant when comparing at the patent level. We analyze the association between patent value (as measured by patent citations and market value) and characteristics of referenced sciences. Results are substantially different between in-text and front-page references. In addition, in-text referenced papers have a higher chance of being listed on the front-page of the same patent when they are moderately basic, less interdisciplinary, less novel, and have more scientific citations.

对科学的专利引用提供了从科学到创新的知识流动的纸质线索,近年来引起了广泛关注。然而,我们对两类专利参考文献之间的差异知之甚少:首页参考文献与内文参考文献。虽然这两种类型的参考文献越来越容易获取,但我们仍然缺乏系统的了解,不知道在科学和创新研究中,结果对哪种类型的参考文献敏感。我们使用了美国专利商标局 33337 项生物技术实用专利的数据集,其中有 860879 项全文引用和 637570 项前页引用,我们发现这两类引用的重叠率非常低。我们还发现,与前页参考文献相比,内文参考文献的基础性更强,科学引文也更多。在参考文献层面进行比较时,跨学科性和新颖性的差异很小,而在专利层面进行比较时,这种差异则微不足道。我们分析了专利价值(以专利引文和市场价值衡量)与参考文献科学特征之间的关联。文中引用和头版引用的结果大不相同。此外,当论文的基础程度适中、跨学科程度较低、新颖性较低、科学引文较多时,文中引用的论文被列入同一专利首页的几率更高。
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引用次数: 0
Investigating clinical links in edge-labeled citation networks of biomedical research: A translational science perspective 调查生物医学研究边缘标签引用网络中的临床联系:转化科学视角
IF 3.4 2区 管理学 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-07-18 DOI: 10.1016/j.joi.2024.101558
Xin Li , Xuli Tang , Wei Lu

While clinical citations have been widely used as the preeminent measure of the clinical impact of biomedical paper, there has been a scarcity of in-depth studies exploring their temporal and structural characteristics, as well as its influence on the clinical translation. To fill this gap, we categorized biomedical papers and their citations into four groups from the translational science perspective: basic, clinical, mixed, and human-related. Subsequently, we constructed an edge-labeled citation network and four clinical translation networks. Our analysis encompassed 114,342 papers in the field of Alzheimer's Disease, accompanied by 5,161,626 citations, of which 2.77 % were clinical citations, 18.77 % basic citations, 41.85 % mixed citations, and 36.61 % human-related citations. First, utilizing time- and structure-randomized networks, we conducted a quantitative analysis of clinical citations' incidence patterns, impact assortativity, temporal occurrence patterns, and temporal co-location patterns throughout the lifecycles of biomedical research. Second, in comparison to control groups, we evaluated the short- and long-term impacts of different types of citations on the academic influence and clinical translation of biomedical research. Our findings reveal that clinical citations effectively bolster the academic influence of biomedical papers, and this positive effect appears to amplify over time. Conversely, while basic, mixed, and human-related citations may initially aid in the clinical translation of biomedical research, over 70 % of them exhibit an inhibitory effect on clinical translation in the long run. These findings afford us a deep and specific understanding of how clinical citations operate within the context of biomedical papers, thereby serving as a crucial guide for effectively promoting the clinical translation of biomedical research.

虽然临床引用已被广泛用作衡量生物医学论文临床影响力的重要指标,但很少有深入研究探讨其时间和结构特征及其对临床转化的影响。为了填补这一空白,我们从转化科学的角度将生物医学论文及其引文分为四组:基础组、临床组、混合组和人类相关组。随后,我们构建了一个边缘标记的引文网络和四个临床转化网络。我们的分析涵盖了阿尔茨海默病领域的 114,342 篇论文,以及 5,161,626 次引文,其中临床引文占 2.77%,基础引文占 18.77%,混合引文占 41.85%,人类相关引文占 36.61%。首先,我们利用时间和结构随机网络,对临床引文在整个生物医学研究生命周期中的发生模式、影响同质性、时间发生模式和时间共址模式进行了定量分析。其次,与对照组相比,我们评估了不同类型引文对生物医学研究学术影响力和临床转化的短期和长期影响。我们的研究结果表明,临床引用有效地提升了生物医学论文的学术影响力,而且这种积极影响似乎会随着时间的推移而扩大。相反,虽然基础、混合和与人类相关的引文最初可能有助于生物医学研究的临床转化,但从长远来看,超过 70% 的引文对临床转化有抑制作用。这些发现让我们对生物医学论文中的临床引用如何运作有了深入而具体的了解,从而为有效促进生物医学研究的临床转化提供了重要指导。
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引用次数: 0
An approach for identifying complementary patents based on deep learning 基于深度学习的互补性专利识别方法
IF 3.4 2区 管理学 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-07-13 DOI: 10.1016/j.joi.2024.101561
Jinzhu Zhang, Jialu Shi, Peiyu Zhang

Current studies on technology mining and analysis often focus on patent similarity, with relatively limited research on patent complementarity. Specifically, the hierarchical relationships among patents are seldom used and a standardized complementary patents dataset has not been established. In addition, it is necessary to utilize both network structure features and text content features of patents, and find the most suitable representation learning method for them. Finally, the relationships among different dimensions of feature representations are complex, making it essential to learn the contributions of each dimension considering complex interactions. Therefore, this paper first constructs a complementary patents dataset using hierarchical relationships contained in IPC numbers. Secondly, we design three types of embedding methods for patent semantic representation, including network embedding, text embedding and fusion embedding. Thirdly, we propose a deep learning framework enhanced by the CBAM (Convolutional Block Attention Module) to deal with the complex interactions between different dimensions of patent representation. The result shows that the proposed method CompGCN combined with ESimCSE_Attention performs best for complementary patent identification and the F1 score reaches 95.76 %. In addition, HeGAN and ESimCSE_Attention are the most suitable embedding methods for network structure and text content respectively. These results not only validate the effectiveness of the proposed approach, but also provide helpful and useful suggestions for method selection and complex relationships mining.

目前的技术挖掘和分析研究通常侧重于专利相似性,而对专利互补性的研究相对有限。具体来说,专利之间的层次关系很少被利用,也没有建立标准化的互补性专利数据集。此外,有必要同时利用专利的网络结构特征和文本内容特征,并找到最适合它们的表示学习方法。最后,特征表征的不同维度之间关系复杂,因此必须考虑复杂的相互作用来学习每个维度的贡献。因此,本文首先利用 IPC 编号中包含的层次关系构建了一个补充专利数据集。其次,我们设计了三种专利语义表示的嵌入方法,包括网络嵌入、文本嵌入和融合嵌入。第三,我们提出了一个由 CBAM(卷积块注意力模块)增强的深度学习框架,以处理专利表示的不同维度之间的复杂交互。结果表明,结合 ESimCSE_Attention 的拟议方法 CompGCN 在专利互补性识别方面表现最佳,F1 分数达到 95.76 %。此外,HeGAN 和 ESimCSE_Attention 分别是最适合网络结构和文本内容的嵌入方法。这些结果不仅验证了所提方法的有效性,也为方法选择和复杂关系挖掘提供了有益的建议。
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引用次数: 0
Analysis of the distribution of authorship by gender in scientific output: A global perspective 分析科学成果中作者的性别分布:全球视角
IF 3.4 2区 管理学 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-07-05 DOI: 10.1016/j.joi.2024.101556
Rodrigo Sánchez-Jiménez , Pablo Guerrero-Castillo , Vicente P. Guerrero-Bote , Gali Halevi , Félix De-Moya-Anegón

This study presents a thorough examination of gendered scholarly contributions and impact from 2003 to 2023, encompassing details on 212,631,585 authorships indexed in Scopus. The analysis unveils promising advancements towards gender equity, demonstrating an increase in contributions from both genders, which indicates the trend towards a progressive and inclusive environment. These findings challenge an initial perception of male prolificacy. The positive trends extend to female-led research teams, highlighting a correlation between gender balance and leadership. This evolving landscape is reflected in the convergence of male and female authorship participation over time. A decline in citable papers suggests a narrowing of the productivity gap, which challenges gender disparities in impact metrics and emphasizes the multifaceted nature of scholarly excellence across genders. Our data and gender classification method also enables us to look into the country level in order to characterize gender distribution locally. Contrary to conventional assumptions, developing countries are exhibiting a pronounced evolution in female authorship rates. In summary, the study underscores the positive trends towards gender equity, advocating for sustained efforts to promote diversity and foster nuanced understanding in academia.

本研究对 2003 年至 2023 年的性别学术贡献和影响进行了深入研究,涵盖 Scopus 索引中 212,631,585 篇作者的详细资料。分析揭示了在性别平等方面取得的可喜进步,显示了来自男女两性的贡献都在增加,这表明了朝着进步和包容性环境发展的趋势。这些发现挑战了人们最初对男性多产的看法。积极的趋势延伸到女性领导的研究团队,凸显了性别平衡与领导力之间的相关性。随着时间的推移,男性和女性作者的参与度趋于一致,这反映了不断变化的环境。可引用论文的减少表明生产力差距正在缩小,这对影响指标中的性别差异提出了挑战,并强调了不同性别的卓越学术成就的多面性。我们的数据和性别分类方法还使我们能够深入研究国家层面,以描述当地的性别分布特征。与传统假设相反,发展中国家的女性作者比例正在发生显著变化。总之,这项研究强调了实现性别平等的积极趋势,倡导在学术界持续努力促进多样性和增进细致入微的理解。
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引用次数: 0
A recommendation approach of scientific non-patent literature on the basis of heterogeneous information network 基于异构信息网络的科学非专利文献推荐方法
IF 3.4 2区 管理学 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-06-29 DOI: 10.1016/j.joi.2024.101557
Shuo Xu , Xinyi Ma , Hong Wang , Xin An , Ling Li

In the procedure of exploring science-technology linkages, non-patent literature (NPL) in patents, particularly scientific NPL, is considered to signal the relatedness between the developed technology and the cited science. However, many prior art search tools may not be powered with the cross-collection recommendation technique, or have limited cross-collection recommendation capabilities. In this paper, we present an approach to recommend scientific NPL for a focal patent on the basis of heterogeneous information network. This study views this cross-collection recommendation problem as a link prediction problem on the basis of meta-path counting approach. Extensive experiments on DrugBank dataset in the pharmaceutical field indicate that our approach is feasible and effective. This work provides a novel perspective on scientific NPL recommendation for a focal patent and opens up further possibilities for the linkages between science and technology. Nevertheless, more experiments in other fields are required to verify the recommended effects of the approach proposed in this study.

在探索科学技术联系的过程中,专利中的非专利文献(NPL),尤其是科学非专利文献,被认为是所开发技术与所引用科学之间相关性的信号。然而,许多现有技术检索工具可能不具备交叉检索推荐技术,或者交叉检索推荐功能有限。本文提出了一种基于异构信息网络为焦点专利推荐科学 NPL 的方法。本研究在元路径计数方法的基础上,将交叉检索推荐问题视为链接预测问题。在制药领域的 DrugBank 数据集上进行的大量实验表明,我们的方法是可行且有效的。这项工作为重点专利的科学 NPL 推荐提供了一个新的视角,并为科学与技术之间的联系开辟了更多可能性。然而,要验证本研究提出的方法的推荐效果,还需要在其他领域进行更多的实验。
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引用次数: 0
Networks and their degree distribution, leading to a new concept of small worlds 网络及其程度分布,引出小世界的新概念
IF 3.4 2区 管理学 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-06-25 DOI: 10.1016/j.joi.2024.101554
Leo Egghe

The degree distribution, referred to as the delta-sequence of a network is studied. Using the non-normalized Lorenz curve, we apply a generalized form of the classical majorization partial order.

Next, we introduce a new class of small worlds, namely those based on the degrees of nodes in a network. Similar to a previous study, small worlds are defined as sequences of networks with certain limiting properties. We distinguish between three types of small worlds: those based on the highest degree, those based on the average degree, and those based on the median degree. We show that these new classes of small worlds are different from those introduced previously based on the diameter of the network or the average and median distance between nodes. However, there exist sequences of networks that qualify as small worlds in both senses of the word, with stars being an example. Our approach enables the comparison of two networks with an equal number of nodes in terms of their “small-worldliness”.

Finally, we introduced neighboring arrays based on the degrees of the zeroth and first-order neighbors.

我们研究了被称为网络德尔塔序列的度分布。接下来,我们引入了一类新的小世界,即基于网络中节点度的小世界。与之前的研究类似,小世界被定义为具有某些限制属性的网络序列。我们将小世界分为三类:基于最高度的小世界、基于平均度的小世界和基于中位度的小世界。我们证明,这些新类型的小世界不同于之前基于网络直径或节点间平均距离和中位距离的小世界。然而,也有一些网络序列同时符合这两种意义上的 "小世界",恒星就是一个例子。最后,我们引入了基于零阶和一阶邻居度的邻居阵列。
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引用次数: 0
Development and application of a comprehensive glossary for the identification of statistical and methodological concepts in peer review reports 编制和应用综合词汇表,以确定同行评审报告中的统计和方法概念
IF 3.4 2区 管理学 Q2 COMPUTER SCIENCE, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-06-24 DOI: 10.1016/j.joi.2024.101555
Ivan Buljan , Daniel Garcia-Costa , Francisco Grimaldo , Richard A. Klein , Marjan Bakker , Ana Marušić

The assessment of problems identified by peer researchers during peer review is difficult because the content of these reports is typically confidential. The current study sought to construct and apply a glossary for the identification of methodological and statistical concepts mentioned in peer review reports. Three assessors created a list of 1,036 different terms in 19 categories. The glossary was tested on the confidential PEERE database, a sample of 496,928 peer review reports from various scientific disciplines. The most frequently mentioned terms were related to data presentation (found in 40.3 % of the reports) and parametric descriptive statistics (33.3 %). Review reports suggesting a rejection were more likely to mention methodological issues, whereas statistical issues were raised more frequently in review reports recommending revisions. Across disciplines, methodological issues were more frequently mentioned in social sciences (64.1 %), while health and medical sciences were more predictive for the identification of statistical issues (40.1 %). Female reviewers identified more statistical issues compared to male reviewers. These results indicate that the glossary could be used as an additional tool for the assessment of the content of peer review reports and for understanding what help authors may need in writing research articles.

由于同行评审报告的内容通常是保密的,因此很难对同行研究人员在同行评审过程中发现的问题进行评估。本研究试图构建并应用一个词汇表,用于识别同行评议报告中提到的方法学和统计学概念。三位评审员创建了一份包含 19 个类别的 1036 个不同术语的清单。该术语表在保密的 PEERE 数据库中进行了测试,该数据库包含来自不同科学学科的 496928 份同行评审报告样本。最常被提及的术语与数据展示(40.3% 的报告中出现)和参数描述性统计(33.3%)有关。建议驳回的评审报告更有可能提到方法学问题,而建议修改的评审报告则更经常提到统计问题。在各学科中,社会科学更经常提到方法问题(64.1%),而健康和医学科学更容易发现统计问题(40.1%)。与男性审稿人相比,女性审稿人发现的统计问题更多。这些结果表明,术语表可作为评估同行评审报告内容和了解作者在撰写研究文章时可能需要哪些帮助的额外工具。
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引用次数: 0
How do network embeddedness and knowledge stock influence collaboration dynamics? Evidence from patents 网络嵌入性和知识存量如何影响合作动态?来自专利的证据
IF 3.7 2区 管理学 Q1 Social Sciences Pub Date : 2024-06-18 DOI: 10.1016/j.joi.2024.101553
Qianqian Jin , Hongshu Chen , Xuefeng Wang , Fei Xiong

Science, technology, and innovation are becoming increasingly collaborative, prompting concerted efforts to understand and measure the factors influencing these collaborations. This study aims to explore the driving factors and underlying mechanisms of collaboration dynamics based on patent data. Multilayer longitudinal networks are constructed to scrutinize interactions among organizations as well as the embedding of their knowledge elements in the network fabric. We then analyze the structures and characteristics of collaboration and knowledge networks from global and local perspectives, in which process topological indicators and graphlets are used to feature each organization's collaborative patterns and knowledge stock. Knowledge elements are extracted to present the core concepts of patents, overcoming the limitations of predefined categorizations, such as IPC, when representing technological content and context. By performing a longitudinal analysis using a stochastic actor-oriented model, we integrate network structures, node characteristics, and different dimensions of proximity to model collaboration dynamics and reveal the driving factors behind them. An empirical study in the field of lithography finds that organizations with a larger number of partners or a higher number of annular graphlets in their collaboration networks are less likely to collaborate with others. If an assignee has a more extensive range of knowledge elements and demonstrates a higher capability for knowledge combination, or if its local knowledge network exhibits weaker connectivity, its propensity to seek new collaborators increases. Both cognitive and organizational proximity play important roles in fostering collaboration.

科学、技术和创新正变得越来越具有合作性,这促使人们共同努力了解和衡量影响这些合作的因素。本研究旨在基于专利数据探索合作动态的驱动因素和内在机制。我们构建了多层纵向网络,以仔细研究各组织之间的互动及其知识要素在网络结构中的嵌入情况。然后,我们从全球和本地视角分析协作和知识网络的结构和特征,其中使用了过程拓扑指标和小图来描述每个组织的协作模式和知识存量。通过提取知识元素来呈现专利的核心概念,克服了预定义分类(如 IPC)在表现技术内容和背景时的局限性。通过使用面向行动者的随机模型进行纵向分析,我们整合了网络结构、节点特征和不同的接近度维度,从而建立了合作动态模型,并揭示了背后的驱动因素。一项光刻领域的实证研究发现,合作网络中合作伙伴数量越多或环形图点数量越多的组织,与他人合作的可能性就越小。如果一个受让人拥有更广泛的知识要素,并表现出更强的知识组合能力,或者如果其本地知识网络的连通性较弱,那么其寻求新合作者的倾向就会增加。认知接近性和组织接近性在促进合作方面都发挥着重要作用。
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引用次数: 0
Overcoming recognition delays in disruptive research: The impact of team size, familiarity, and reputation 克服颠覆性研究中的识别延迟:团队规模、熟悉程度和声誉的影响
IF 3.7 2区 管理学 Q1 Social Sciences Pub Date : 2024-06-13 DOI: 10.1016/j.joi.2024.101549
Huihuang Jiang , Jianlin Zhou , Yiming Ding , An Zeng

The relationship between disruption and delayed recognition is a critical research topic, yet the connection between the degree of disruption and delayed acknowledgment remains unclear. This study investigates the extent of recognition delay for disruptive papers using the SciSciNet dataset. We conducted a quantitative analysis based on this extensive dataset to examine the relationship between the Disruption Index and the Sleeping Beauty Index, revealing that highly disruptive papers often face a latency period before gaining acknowledgment, with significant variations across disciplines and over time. Our analysis of team dynamics indicates that larger teams, the presence of high-impact authors, fixed teams, and hierarchically structured teams can significantly reduce this delay. These findings provide insights into optimizing team strategies and understanding the complexities of academic recognition. They offer valuable implications for researchers and policymakers aiming to foster and accelerate the acknowledgment of groundbreaking scientific contributions.

干扰与延迟识别之间的关系是一个重要的研究课题,但干扰程度与延迟识别之间的联系仍不清楚。本研究利用 SciSciNet 数据集调查了干扰性论文的识别延迟程度。我们基于这个广泛的数据集进行了定量分析,研究了干扰指数和睡美人指数之间的关系,发现高度干扰性论文在获得认可之前往往会面临一段延迟期,而且在不同学科和不同时间段之间存在显著差异。我们对团队动态的分析表明,规模较大的团队、高影响力作者的存在、固定的团队和分层结构的团队可以显著减少这种延迟。这些发现为优化团队战略和理解学术认可的复杂性提供了启示。它们为旨在促进和加快对突破性科学贡献的认可的研究人员和政策制定者提供了有价值的启示。
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引用次数: 0
A co-citation approach to the analysis on the interaction between scientific and technological knowledge 以共同引用的方式分析科学知识与技术知识之间的相互作用
IF 3.7 2区 管理学 Q1 Social Sciences Pub Date : 2024-06-10 DOI: 10.1016/j.joi.2024.101548
Xi Chen , Jin Mao , Gang Li

A systematic understanding of the interaction between science and technology is beneficial for innovation policies aimed at improving the utilization of science to advance technological development. Traditional approaches primarily focus on direct citation-based linkages, often overlooking the complex, evolving nature of the interaction between scientific and technological knowledge (S&T knowledge interaction). To address this issue, we proposed a novel methodological framework utilizing co-citations between patents and papers, offering a more comprehensive insight into the S&T knowledge interaction. First, we measured the linkage between scientific and technological knowledge based on co-citations between patents and papers. Then, we identified interaction communities and analyzed their evolution. This method not only captures the potential linkages between patents and papers, but also reveals consolidated interactions and rapid changes in S&T knowledge interaction. The results highlight distinct phases in the evolution of S&T knowledge interaction, which are instrumental for understanding how S&T knowledge interaction evolve, especially in rapidly advancing fields like genetic engineering. The insights gained are crucial for academics and practitioners in anticipating future trends and navigating the evolving landscape of science and technology.

系统地了解科学与技术之间的相互作用,有利于制定旨在提高科学利用率以推动技术发展的创新政策。传统方法主要关注基于引用的直接联系,往往忽视了科学与技术知识(S&T knowledge interaction)之间复杂、不断发展的互动性质。为了解决这个问题,我们提出了一个新颖的方法框架,利用专利和论文之间的共同引用,为 S&T 知识互动提供更全面的洞察。首先,我们根据专利和论文之间的共同引用来衡量科技知识之间的联系。然后,我们确定了互动社群并分析了其演变过程。这种方法不仅能捕捉到专利与论文之间的潜在联系,还能揭示科技知识互动的巩固互动和快速变化。研究结果凸显了 S&T 知识互动演化过程中的不同阶段,这有助于理解 S&T 知识互动是如何演化的,尤其是在基因工程等快速发展的领域。所获得的见解对于学术界和从业人员预测未来趋势和驾驭不断发展的科技领域至关重要。
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引用次数: 0
期刊
Journal of Informetrics
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