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Inference for cause-specific cox model absolute risk in cohort subsampling designs. 队列亚抽样设计中原因特异性cox模型绝对风险的推断。
IF 1 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-03-18 DOI: 10.1007/s10985-025-09675-w
Lola Etiévant, Mitchell H Gail

The original case-cohort design obtains detailed covariate information on a random sample of subjects from the cohort (subcohort) and on the subjects who developed the event of interest (cases). Recently, there was some work on case-cohort estimation of pure risk, i.e., the hypothetical probability that the event occurs, assuming it is the only risk. But competing events can preclude the occurrence of the event of interest, and the pure risk thus overestimates the probability of experiencing the event of interest (absolute risk). Under the cause-specific hazard Cox model, methods for case-cohort inference have been published for relative hazards and cumulative baseline hazards; we have not seen treatments of absolute risk, however. In this work we focus on absolute risk inference under the cause-specific hazard Cox model when using a sample of subjects from the cohort. We propose an influence-based variance estimation formula and consider two sampling designs: (1) a case-cohort with exhaustive sampling of subjects who developed the event of interest or a competing event; and (2) an event-stratified sample of the cohort that only includes fractions of these subjects. Our proposed variance estimate properly accounts for the sampling features and allows appropriate analysis of the sampled data. We illustrate our method and designs in simulation and on the Prostate, Lung, Colorectal and Ovarian Cancer Screening Trial. These analyses also suggest that the "robust" variance originally proposed by Barlow (Biometrics, 50:1064-1072, 1994) may be too large for the absolute risk when using a cohort subsampling design.

最初的病例-队列设计获得来自队列(亚队列)的随机受试者样本和发生感兴趣事件(病例)的受试者的详细协变量信息。最近,有一些关于纯风险的病例队列估计的工作,即事件发生的假设概率,假设它是唯一的风险。但是竞争事件可以排除感兴趣事件的发生,因此纯风险高估了经历感兴趣事件的概率(绝对风险)。在病因特异性风险Cox模型下,已经发表了针对相对风险和累积基线风险的病例-队列推断方法;然而,我们还没有看到有绝对风险的治疗方法。在这项工作中,当使用来自队列的受试者样本时,我们将重点放在病因特异性风险Cox模型下的绝对风险推断上。我们提出了一个基于影响的方差估计公式,并考虑了两种抽样设计:(1)对开发感兴趣事件或竞争事件的受试者进行详尽抽样的病例队列;(2)一个事件分层的队列样本,只包括这些受试者的一部分。我们提出的方差估计适当地考虑了抽样特征,并允许对抽样数据进行适当的分析。我们在模拟和前列腺癌、肺癌、结直肠癌和卵巢癌筛查试验中说明了我们的方法和设计。这些分析还表明,Barlow最初提出的“稳健”方差(biometics, 50:1064-1072, 1994)在使用队列子抽样设计时,对于绝对风险来说可能太大了。
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引用次数: 0
Semiparametric regression analysis of interval-censored competing risks data under additive hazards model with missing event types. 缺失事件类型加性风险模型下区间剔除竞争风险数据的半参数回归分析。
IF 1 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-03-09 DOI: 10.1007/s10985-026-09698-x
Ruobing Jia, Yichen Lou, Jianguo Sun, Peijie Wang

Interval-censored competing risks data frequently arise in medical and clinical studies among others and furthermore, the cause of failure may be missing in some situations. In this paper, we consider regression analysis of such data under the framework of an additive subdistribution hazard model and propose a two-step sieve and weighted maximum likelihood estimation procedure. The method explicitly imposes constraints on the cumulative incidence functions to ensure valid survival function estimation and adopts an augmented inverse probability weighting strategy to address the issue of missing event types. Also in the proposed approach, Bernstein polynomials are employed to approximate unknown functions and the proposed estimators are shown to be consistent and asymptotically normal. An extensive simulation study is conducted and indicates that the proposed method works well in practical situations. Finally the proposed approach is applied to the real data from a breast cancer study.

间隔审查的竞争风险数据经常出现在医学和临床研究中,此外,在某些情况下可能会遗漏失败的原因。本文考虑在加性子分布风险模型框架下对这类数据进行回归分析,提出了一种两步筛选加权极大似然估计方法。该方法明确地对累积关联函数施加约束以保证生存函数估计的有效性,并采用增宽逆概率加权策略来解决缺失事件类型的问题。此外,在所提出的方法中,Bernstein多项式被用来逼近未知函数,所提出的估计量被证明是一致的和渐近正态的。进行了大量的仿真研究,结果表明该方法在实际应用中效果良好。最后,将提出的方法应用于乳腺癌研究的真实数据。
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引用次数: 0
Doubly robust g-estimation of structural nested cumulative survival time models with non-ignorable, non-monotone missing data in time-varying confounders. 具有时变混杂因素中不可忽略、非单调缺失数据的结构嵌套累积生存时间模型的双鲁棒g估计。
IF 1 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-03-04 DOI: 10.1007/s10985-026-09692-3
Yoshinori Takeuchi, Sho Komukai, Atsushi Goto, Tomohiro Shinozaki

To examine the causal effects of time-varying treatments on survival, structural nested cumulative survival time models (SNCSTMs) are flexible and theoretically promising semiparametric models characterized by causally interpretable parameters. One concern is the prerequisite for uniformly scheduled data collection and complete data for time-varying confounders. For example, in pharmacoepidemiological studies using medical information databases, laboratory test results can be missing due to unscheduled hospital visits or non-compliance with health checkups. Furthermore, missing mechanisms data may be non-ignorable and non-monotone, invalidating the typical missing-data methods that assume ignorable or monotone missing mechanisms. We propose a novel g-estimation method for SNCSTMs with non-ignorable, non-monotonic missing data for time-varying confounders. We augment the g-estimation functions using missing probability and imputation models, incorporating a user-defined selection function, which allows sensitivity analyses to evaluate the departure of missing data from ignorable mechanisms. Using a proper selection function, our estimator is doubly robust in the sense that it is consistent if either model for missing probability or imputation of missing data is correct at each time point and if either model for propensity score or conditional expectation of counterfactual counting processes is correct. Moreover, applying frequentist-type multiple imputation yields a closed-form solution for calculating the estimator, even if time-varying confounders are missing. A simulation study evaluated our proposed method's finite sample performance and the estimator's double robustness. We also conducted sensitivity analyses in a pharmacoepidemiological study using a Japanese medical claims database, assessing the risk of hypoglycemia in sulfonylurea-treated patients with incomplete hemoglobin A1c values.

为了研究时变处理对生存的因果影响,结构嵌套累积生存时间模型(SNCSTMs)是一种灵活且理论上有前途的半参数模型,其特征是因果关系可解释的参数。一个问题是统一调度数据收集和时变混杂因素完整数据的先决条件。例如,在使用医疗信息数据库进行的药物流行病学研究中,由于未安排医院访问或未遵守健康检查,可能会丢失实验室检测结果。此外,缺失机制数据可能是不可忽略的和非单调的,这使得假设可忽略或单调缺失机制的典型缺失数据方法无效。针对时变混杂因素,提出了一种具有不可忽略、非单调缺失数据的sncstm的g估计方法。我们使用缺失概率和imputation模型增强了g估计函数,并结合了用户定义的选择函数,该函数允许灵敏度分析来评估缺失数据与可忽略机制的偏离。使用适当的选择函数,我们的估计器在某种意义上具有双重鲁棒性,即如果缺失概率或缺失数据的imputation模型在每个时间点都是正确的,并且如果倾向得分或反事实计数过程的条件期望模型是正确的,那么它是一致的。此外,即使缺少时变混杂因素,应用频率型多重输入也会产生计算估计量的封闭形式解。仿真研究验证了该方法的有限样本性能和估计器的双鲁棒性。我们还使用日本医疗声明数据库对药物流行病学研究进行了敏感性分析,评估了接受磺脲治疗的糖化血红蛋白不完全患者发生低血糖的风险。
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引用次数: 0
Optimal designs for discrete-time survival models with competing risks. 具有竞争风险的离散时间生存模型的最优设计。
IF 1 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-02-28 DOI: 10.1007/s10985-026-09695-0
XiaoDong Zhou, YunJuan Wang, RongXian Yue, Weng Kee Wong

Current methodological research on randomized controlled trial design has predominantly focused on studies with a single primary endpoint. However, many trials in practice involve multiple competing target events. The optimal designs for survival trials with competing target events have not been systematically addressed in the statistical literature. This paper fills this significant gap by developing design methodologies for randomized discrete-time-to-event trials with competing endpoints. We derive the Fisher information matrix for the general discrete-time survival model (DTSM) by transforming the original discrete-time survival data into proper multinomial responses. By introducing a cost-based generalized [Formula: see text]-optimal design criterion, we identify various types of optimal designs for estimating the treatment effects. Under the assumption of a parametric competing risks model for the underlying survival process, we demonstrate that the optimal treatment allocation scheme is critically influenced by the parameter values within this model. Our methodology is applied to the redesign of the SANAD trial, which examines withdrawal times from anti-epileptic drugs, thereby highlighting the advantages of our optimal design strategies. A key finding is that assigning subjects equally to the different groups in a two-arm DTSM trial with competing risks is generally a favorable choice, unless the hazard rates over the duration of the trial in both groups are low.

目前关于随机对照试验设计的方法学研究主要集中在单一主要终点的研究上。然而,在实践中,许多试验涉及多个竞争目标项目。具有竞争性目标事件的生存试验的最佳设计在统计文献中尚未系统地解决。本文通过开发具有竞争终点的随机离散时间到事件试验的设计方法来填补这一重大空白。通过将原始离散生存数据转化为适当的多项响应,导出了一般离散生存模型(DTSM)的Fisher信息矩阵。通过引入基于成本的广义[公式:见文]优化设计准则,我们确定了各种类型的优化设计来评估治理效果。在基本生存过程的参数竞争风险模型的假设下,我们证明了最优治疗分配方案受到该模型中参数值的严重影响。我们的方法应用于SANAD试验的重新设计,该试验检查了抗癫痫药物的停药时间,从而突出了我们最优设计策略的优势。一个关键的发现是,在具有竞争风险的两组DTSM试验中,将受试者平等地分配到不同的组通常是一个有利的选择,除非两组在试验期间的危险率都很低。
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引用次数: 0
Robust functional Cox regression model. 稳健功能Cox回归模型。
IF 1 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-02-23 DOI: 10.1007/s10985-026-09694-1
Gizel Bakicierler Sezer, Ufuk Beyaztas

Survival analysis with functional covariates has emerged as an important extension of the classical Cox proportional hazards model, allowing one to assess how entire trajectories or curves influence time-to-event outcomes. However, existing functional Cox models are typically fitted using non-robust techniques and can be highly sensitive to outliers or aberrant observations in the data. In this paper, we propose a robust functional Cox regression model that addresses this limitation. The proposed methodology combines a projection-pursuit-based robust functional principal component analysis with robust Cox regression estimation in a finite-dimensional subspace. By adopting the robust functional principal component analysis approach for dimension reduction, we obtain principal components that resist the influence of outlying functional observations. Then, a robust partial likelihood approach which additionally downweights the effects of outliers is used to estimate the parameters of a Cox regression model constructed using the robust functional principal components and scalar covariates. We establish the asymptotic properties of the proposed estimator, including Fisher consistency, [Formula: see text]-consistency, and asymptotic normality, under a set of mild and practically verifiable regularity conditions. Furthermore, we derive and analyze the influence function to assess the robustness characteristics of the estimator. Through an extensive Monte Carlo simulation study, we provide compelling evidence that the proposed method outperforms classical functional linear Cox regression and penalized functional regression techniques, particularly in the presence of outliers. We further demonstrate the proposed method's effectiveness using accelerometry-based survival data from the National Health and Nutrition Examination Survey. Our method has been implemented in the [Formula: see text] package.

使用功能协变量的生存分析已经成为经典Cox比例风险模型的重要扩展,允许人们评估整个轨迹或曲线如何影响时间到事件的结果。然而,现有的功能Cox模型通常使用非鲁棒技术进行拟合,并且可能对数据中的异常值或异常观测值高度敏感。在本文中,我们提出了一个鲁棒的功能性Cox回归模型来解决这一限制。提出的方法结合了基于投影追踪的鲁棒功能主成分分析和有限维子空间中的鲁棒Cox回归估计。采用鲁棒功能主成分分析方法进行降维,得到能够抵抗离群功能观测值影响的主成分。然后,使用鲁棒部分似然方法进一步降低了异常值的影响,以估计使用鲁棒功能主成分和标量协变量构建的Cox回归模型的参数。在一组温和且实际可验证的正则性条件下,我们建立了所提估计量的渐近性质,包括Fisher相合性、[公式:见文]-相合性和渐近正态性。此外,我们推导并分析了影响函数来评估估计器的鲁棒性。通过广泛的蒙特卡罗模拟研究,我们提供了令人信服的证据,表明所提出的方法优于经典的函数线性Cox回归和惩罚函数回归技术,特别是在存在异常值的情况下。我们使用来自国家健康和营养检查调查的基于加速度计的生存数据进一步证明了所提出方法的有效性。我们的方法已经在[公式:见文本]包中实现。
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引用次数: 0
Estimating treatment effects on duration with disease: a principal stratification framework. 估计治疗对病程的影响:一个主要的分层框架。
IF 1 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-02-17 DOI: 10.1007/s10985-025-09681-y
Erik T Parner

In clinical research, estimating the average treatment effect is a common goal. However, when treatment effects vary substantially across individuals, it is often more informative to evaluate the treatment effect within subgroups. This paper focuses on causal inference for a duration outcome in a principal stratum-defined as the subgroup of individuals who would experience a positive duration under one treatment. Motivated by the Danish Vulva Cancer Recurrence Study (DaVulvaRec), which compares intensive versus standard follow-up in women treated for vulvar cancer, we examine the effect of intensive follow-up on the time with a cancer recurrence diagnosis. The principal stratum is in this example women who would be diagnosed with cancer recurrence under the intensive follow-up. We present a framework for identifying and estimating the average treatment effect in the principal stratum under a monotonicity assumption and introduce a sensitivity parameter to evaluate the impact of potential violations of this assumption. Using a multi-state model with pseudo-observations, we account for censoring and demonstrate that this approach offers greater statistical power than conventional comparisons between treatment groups. We illustrate the methodology to sample size calculation, the final analysis of the DaVulvaRec study using a simulated data set and an application to data from a randomized study on colon cancer.

在临床研究中,估计平均治疗效果是一个共同的目标。然而,当治疗效果在个体之间有很大差异时,在亚组内评估治疗效果通常更有信息。这篇论文的重点是在一个主要阶层的持续时间结果的因果推理-定义为在一个治疗下将经历积极持续时间的个体亚组。丹麦外阴癌复发研究(DaVulvaRec)比较了接受外阴癌治疗的女性的强化随访和标准随访,我们研究了强化随访对癌症复发诊断时间的影响。在这个例子中,主要的阶层是在密集的随访下被诊断为癌症复发的妇女。我们提出了在单调假设下识别和估计主地层平均处理效果的框架,并引入了一个敏感性参数来评估可能违反该假设的影响。使用带有伪观察的多状态模型,我们考虑了审查,并证明这种方法比处理组之间的传统比较提供了更大的统计能力。我们说明了样本大小计算的方法,使用模拟数据集对DaVulvaRec研究进行最终分析,并应用于结肠癌随机研究的数据。
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引用次数: 0
Generalized win-odds regression models for composite endpoints. 复合终点的广义胜率回归模型。
IF 1 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-02-09 DOI: 10.1007/s10985-026-09693-2
Bang Wang, Zi Wang, Yu Cheng

The time-to-first-event analysis is often used for studies involving multiple event times, where each component is treated equally, regardless of their clinical importance. Alternative summaries such as Win Ratio, Net Benefit, and Win Odds (WO) have drawn attention lately because they can handle different types of outcomes and allow for a hierarchical ordering in component outcomes. In this paper, we focus on WO and propose proportional WO regression models to evaluate the treatment effect on multiple outcomes while controlling for other risk factors. The models are easily interpretable as a standard logistic regression model. However, the proposed WO regression is more advanced; multiple outcomes of different types can be modeled together, and the estimating equation is constructed based on all possible and potentially dependent pairings of a treated individual with a control one under the functional response modeling framework. In addition, informative ties are carefully distinguished from those inconclusive comparisons due to censoring, and the latter is handled via the inverse probability of censoring weighting method. We establish the asymptotic properties of the estimated regression coefficients using the U-statistic theory and demonstrate the finite sample performance through numerical studies.

首次事件发生时间分析通常用于涉及多个事件时间的研究,其中每个组成部分被平等对待,无论其临床重要性如何。诸如胜率、净收益和胜率(WO)等替代摘要最近引起了人们的注意,因为它们可以处理不同类型的结果,并允许在组成结果中进行分层排序。在本文中,我们将重点放在WO上,并提出比例WO回归模型来评估多个结局的治疗效果,同时控制其他危险因素。这些模型很容易解释为标准的逻辑回归模型。然而,所提出的WO回归更为先进;在功能反应建模框架下,不同类型的多个结果可以一起建模,并基于治疗个体与对照个体的所有可能和潜在依赖配对构建估计方程。此外,信息性联系被仔细地与那些由于审查而导致的不确定比较区分开来,后者通过审查加权法的逆概率来处理。我们利用u统计量理论建立了估计回归系数的渐近性质,并通过数值研究证明了有限样本的性能。
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引用次数: 0
Deep learning for the change-point Cox model with current status data. 基于当前状态数据的深度学习变点Cox模型。
IF 1 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-02-09 DOI: 10.1007/s10985-026-09689-y
Qiyue Huang, Anyin Feng, Qiang Wu, Xingwei Tong

This study develops estimation methods for a deep partially linear Cox proportional hazards model with a change point under current status data, aiming to accommodate complex change-point effects. Prior work has largely relied on linear models, which may inadequately capture relationships among multivariate covariates and thus hinder accurate change-point detection. To address this, we use a deep neural network to model covariate effects within the Cox framework and propose a maximum likelihood estimation procedure for the model. We establish asymptotic properties of the resulting estimators, including consistency, asymptotic independence, and semiparametric efficiency. Simulation studies indicate that the proposed inference procedure performs well in finite samples. An analysis of a breast cancer dataset is provided to illustrate the methodology.

为了适应复杂的变化点效应,研究了在当前状态数据下带变化点的深度部分线性Cox比例风险模型的估计方法。先前的工作很大程度上依赖于线性模型,这可能无法充分捕捉多变量协变量之间的关系,从而妨碍准确的变化点检测。为了解决这个问题,我们使用深度神经网络对Cox框架内的协变量效应进行建模,并提出了模型的最大似然估计过程。我们建立了所得到的估计量的渐近性质,包括相合性、渐近独立性和半参数有效性。仿真研究表明,所提出的推理方法在有限样本下具有良好的性能。本文提供了对乳腺癌数据集的分析来说明该方法。
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引用次数: 0
Wasserstein GAN-based estimation for conditional distribution function with current status data. 基于Wasserstein gan的当前状态数据条件分布函数估计。
IF 1 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-01-31 DOI: 10.1007/s10985-026-09691-4
Wen Su, Changyu Liu, Guosheng Yin, Jian Huang

Current status data are commonly encountered in modern medicine, econometrics and social science. Its unique characteristics pose significant challenges to the analysis of such data and the existing methods often suffer grave consequences when the underlying model is misspecified. To address these difficulties, we propose a model-free two-stage generative approach for estimating the conditional cumulative distribution function given predictors. We first learn a conditional generator nonparametrically for the joint conditional distribution of observation times and event status, and then construct the nonparametric maximum likelihood estimators of conditional distribution functions based on samples from the conditional generator. Subsequently, we study the convergence properties of the proposed estimator and establish its consistency. Simulation studies under various settings show the superior performance of the deep conditional generative approach over the classical modeling approaches and an application to Parvovirus B19 seroprevalence data yields reasonable predictions.

当前状态数据在现代医学、计量经济学和社会科学中经常遇到。其独特的特性对此类数据的分析提出了重大挑战,并且当底层模型被错误指定时,现有方法往往会遭受严重后果。为了解决这些困难,我们提出了一种无模型的两阶段生成方法来估计给定预测器的条件累积分布函数。首先学习了观测时间和事件状态联合条件分布的非参数条件生成器,然后基于该条件生成器的样本构造了条件分布函数的非参数极大似然估计。随后,我们研究了所提估计量的收敛性,并建立了其相合性。不同设置下的仿真研究表明,深度条件生成方法优于经典建模方法,并将其应用于细小病毒B19血清流行率数据,得出合理的预测结果。
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引用次数: 0
Estimation of the interpretable heterogeneous treatment effect with causal subgroup discovery in survival outcomes. 估计可解释的异质性治疗效果与生存结果的因果亚组发现。
IF 1 3区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2026-01-31 DOI: 10.1007/s10985-026-09688-z
Na Bo, Ying Ding

Estimating heterogeneous treatment effects (HTE) for survival outcomes has gained increasing attention in precision medicine, as it captures variations in treatment efficacy among patients or subgroups. However, most existing methods conduct post-hoc subgroup identifications rather than simultaneously estimating HTE and identifying causal subgroups. In this paper, we propose an interpretable HTE estimation framework that integrates meta-learners with tree-based methods to estimate the conditional average treatment effect (CATE) for survival outcomes and identify predictive subgroups simultaneously. We evaluated the performance of our method through extensive simulation studies. We also demonstrated its application in a large randomized controlled trial (RCT) for age-related macular degeneration (AMD), a progressive polygenic eye disease, to estimate the HTE of an antioxidant and mineral supplement on time-to-AMD progression and to identify genetically defined subgroups with enhanced treatment effects. Our method offers a direct interpretation of the estimated HTE and provides evidence to support precision healthcare.

估计异质治疗效果(HTE)对生存结果的影响在精准医学中获得了越来越多的关注,因为它捕获了患者或亚组之间治疗效果的变化。然而,大多数现有方法都是进行事后亚群识别,而不是同时估计HTE和识别因果亚群。在本文中,我们提出了一个可解释的HTE估计框架,该框架将元学习器与基于树的方法集成在一起,以估计生存结果的条件平均治疗效果(CATE)并同时识别预测子组。我们通过广泛的模拟研究来评估我们的方法的性能。我们还在一项针对进行性多基因眼病——年龄相关性黄斑变性(AMD)的大型随机对照试验(RCT)中展示了其应用,以评估抗氧化剂和矿物质补充剂对AMD进展时间的HTE,并确定具有增强治疗效果的遗传定义亚组。我们的方法提供了对估计HTE的直接解释,并为支持精确医疗保健提供了证据。
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引用次数: 0
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