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Quantitative spectral stability for compact operators 紧凑算子的定量谱稳定性
Pub Date : 2024-07-30 DOI: arxiv-2407.20809
Andrea Bisterzo, Giovanni Siclari
This paper deals with quantitative spectral stability for compact operatorsacting on $L^2(X,m)$, where $(X,m)$ is a measure space. Under fairly generalassumptions, we provide a characterization of the dominant term of theasymptotic expansion of the eigenvalue variation in this abstract setting. Manyof the results about quantitative spectral stability available in theliterature can be recovered by our analysis. Furthermore, we illustrate ourresult with several applications, e.g. quantitative spectral stability for aRobin to Neumann problem, conformal transformations of Riemann metrics,Dirichlet forms under the removal of sets of small capacity, and for familiesof pseudo-differentials operators.
本文论述了作用于 $L^2(X,m)$(其中 $(X,m)$ 是一个度量空间)的紧凑算子的定量谱稳定性。在相当一般的假设条件下,我们提供了在这种抽象情形下特征值变化渐近展开的主导项的特征。我们的分析可以恢复文献中许多关于定量谱稳定性的结果。此外,我们还用几个应用来说明我们的结果,例如罗宾到诺依曼问题、黎曼度量的保角变换、去除小容量集下的狄利克特形式以及伪微分算子族的定量谱稳定性。
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引用次数: 0
The restricted discrete Fourier transform 受限离散傅立叶变换
Pub Date : 2024-07-29 DOI: arxiv-2407.20379
W. Riley Casper, Milen Yakimov
We investigate the restriction of the discrete Fourier transform $F_N :L^2(mathbb{Z}/N mathbb{Z}) to L^2(mathbb{Z}/N mathbb{Z})$ to the space$mathcal C_a$ of functions with support on the discrete interval $[-a,a]$,whose transforms are supported inside the same interval. A periodicallytridiagonal matrix $J$ on $L^2(mathbb{Z}/N mathbb{Z})$ is constructed havingthe three properties that it commutes with $F_N$, has eigenspaces of dimensions1 and 2 only, and the span of its eigenspaces of dimension 1 is precisely$mathcal C_a$. The simple eigenspaces of $J$ provide an orthonormal eigenbasisof the restriction of $F_N$ to $mathcal C_a$. The dimension 2 eigenspaces of$J$ have canonical basis elements supported on $[-a,a]$ and its complement.These bases give an interpolation formula for reconstructing $f(x)inL^2(mathbb{Z}/Nmathbb{Z})$ from the values of $f(x)$ and $widehat f(x)$ on$[-a,a]$, i.e., an explicit Fourier uniqueness pair interpolation formula. Thecoefficients of the interpolation formula are expressed in terms of thetafunctions. Lastly, we construct an explicit basis of $mathcal C_a$ havingextremal support and leverage it to obtain explicit formulas for eigenfunctionsof $F_N$ in $C_a$ when $dim mathcal C_a leq 4$.
我们研究了离散傅立叶变换 $F_N :L^2(mathbb{Z}/N mathbb{Z}) to L^2(mathbb{Z}/N mathbb{Z})$ 对离散区间 $[-a,a]$ 上有支持的函数空间 $mathcal C_a$的限制,这些函数的变换在同一区间内有支持。在$L^2(mathbb{Z}/N mathbb{Z})$上构造了一个周期对角矩阵$J$,它具有三个性质:与$F_N$相乘、只有维数1和维数2的特征空间、维数1的特征空间的跨恰好是$mathcal C_a$。$J$ 的简单特征空间为 $F_N$ 对 $mathcal C_a$ 的限制提供了一个正交特征基础。这些基给出了从 $f(x)$ 和 $widehat f(x)$ 在 $[-a,a]$ 上的值重建 $f(x)inL^2(mathbb{Z}/Nmathbb{Z})$ 的插值公式,即明确的傅里叶唯一性对插值公式。插值公式的系数用θ函数表示。最后,我们构建了一个具有极值支持的$mathcal C_a$ 的显式基,并利用它得到了当$dim mathcal C_a leq 4$时$C_a$中$F_N$的特征函数的显式公式。
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引用次数: 0
Optimal Algorithms for Quantifying Spectral Size with Applications to Quasicrystals 量化光谱尺寸的最佳算法及其在准晶体中的应用
Pub Date : 2024-07-29 DOI: arxiv-2407.20353
Matthew J. Colbrook, Mark Embree, Jake Fillman
We introduce computational strategies for measuring the ``size'' of thespectrum of bounded self-adjoint operators using various metrics such as theLebesgue measure, fractal dimensions, the number of connected components (orgaps), and other spectral characteristics. Our motivation comes from the studyof almost-periodic operators, particularly those that arise as models ofquasicrystals. Such operators are known for intricate hierarchical patterns andoften display delicate spectral properties, such as Cantor spectra, which aresignificant in studying quantum mechanical systems and materials science. Wepropose a series of algorithms that compute these properties under differentassumptions and explore their theoretical implications through the SolvabilityComplexity Index (SCI) hierarchy. This approach provides a rigorous frameworkfor understanding the computational feasibility of these problems, provingalgorithmic optimality, and enhancing the precision of spectral analysis inpractical settings. For example, we show that our methods are optimal byproving certain lower bounds (impossibility results) for the class oflimit-periodic Schr"odinger operators. We demonstrate our methods throughstate-of-the-art computations for aperiodic systems in one and two dimensions,effectively capturing these complex spectral characteristics. The resultscontribute significantly to connecting theoretical and computational aspects ofspectral theory, offering insights that bridge the gap between abstractmathematical concepts and their practical applications in physical sciences andengineering. Based on our work, we conclude with conjectures and open problemsregarding the spectral properties of specific models.
我们引入计算策略,利用各种度量,如勒贝格度量、分形维数、连通成分数(orgaps)和其他谱特征,来测量有界自相关算子谱的 "大小"。我们的研究动机来自对近周期算子的研究,特别是那些作为类晶体模型出现的算子。众所周知,这类算子具有错综复杂的层次模式,而且经常显示出微妙的光谱特性,例如康托尔光谱,这对研究量子力学系统和材料科学具有重要意义。我们提出了一系列在不同假设条件下计算这些性质的算法,并通过可解性复杂性指数(SCI)层次结构探讨其理论意义。这种方法为理解这些问题的计算可行性、证明算法最优性以及提高实际环境中光谱分析的精度提供了一个严谨的框架。例如,我们通过证明极限周期薛定谔算子类的某些下界(不可能性结果),证明我们的方法是最优的。我们通过对一维和二维非周期性系统的最新计算展示了我们的方法,有效地捕捉了这些复杂的谱特性。这些结果为连接谱理论的理论和计算方面做出了重大贡献,提供了弥合抽象数学概念与其在物理科学和工程学中的实际应用之间差距的见解。基于我们的工作,我们最后提出了关于特定模型频谱特性的猜想和开放性问题。
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引用次数: 0
A sharp quantitative nonlinear Poincaré inequality on convex domains 凸域上的尖锐定量非线性庞加莱不等式
Pub Date : 2024-07-29 DOI: arxiv-2407.20373
Vincenzo Amato, Dorin Bucur, Ilaria Fragalà
For any $p in ( 1, +infty)$, we give a new inequality for the firstnontrivial Neumann eigenvalue $mu _ p (Omega, varphi)$ of the $p$-Laplacianon a convex domain $Omega subset mathbb{R}^N$ with a power-concave weight$varphi$. Our result improves the classical estimate in terms of the diameter,first stated in a seminal paper by Payne and Weinberger: we add in the lowerbound an extra term depending on the second largest John semi-axis of $Omega$(equivalent to a power of the width in the special case $N = 2$). The powerexponent in the extra term is sharp, and the constant in front of it isexplicitly tracked, thus enlightening the interplay between space dimension,nonlinearity and power-concavity. Moreover, we attack the stability question:we prove that, if $mu _ p (Omega, varphi)$ is close to the lower bound, then$Omega$ is close to a thin cylinder, and $varphi$ is close to a functionwhich is constant along its axis. As intermediate results, we establish a sharp$L^ infty$ estimate for the associated eigenfunctions, and we determine theasymptotic behaviour of $mu _ p (Omega, varphi)$ for varying weights anddomains, including the case of collapsing geometries.
对于任意 $p in ( 1, +infty)$,我们给出了一个新的不等式,即在具有幂凹权重$varphi$的凸域$Omega subset mathbb{R}^N$上,$p$-Laplacian 的第一个非难 Neumann 特征值$mu _ p (Omega, varphi)$。我们的结果改进了佩恩和温伯格(Payne and Weinberger)在一篇开创性论文中首次提出的以直径为单位的经典估计:我们在下界添加了一个额外项,它取决于 $Omega$ 的第二大约翰半轴(在特殊情况下,相当于 $N = 2$ 宽度的幂次)。额外项中的幂指数是尖锐的,其前面的常数被明确地跟踪,从而揭示了空间维度、非线性和幂凹性之间的相互作用。此外,我们还讨论了稳定性问题:我们证明,如果 $mu _ p (Omega, varphi)$ 接近下界,那么$Omega$ 接近一个薄圆柱体,而 $varphi$ 接近一个沿其轴线恒定的函数。作为中间结果,我们为相关的特征函数建立了一个尖锐的$L^ infty$估计,并确定了不同权重和域(包括塌缩几何的情况)下$mu _ p (Omega, varphi)$的渐近行为。
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引用次数: 0
On asymptotics of Robin eigenvalues in the Dirichlet limit 论迪里希特极限中罗宾特征值的渐近性
Pub Date : 2024-07-28 DOI: arxiv-2407.19505
Roberto Ognibene
We investigate the asymptotic behavior of the eigenvalues of the Laplacianwith homogeneous Robin boundary conditions, when the (positive) Robin parameteris diverging. In this framework, since the convergence of the Robin eigenvaluesto the Dirichlet ones is known, we address the question of quantifying the rateof such convergence. More precisely, in this work we identify the propergeometric quantity representing (asymptotically) the first term in theexpansion of the eigenvalue variation: it is a novel notion of torsionalrigidity. Then, by performing a suitable asymptotic analysis of both suchquantity and its minimizer, we prove the first-order expansion of any Robineigenvalue, in the Dirichlet limit. Moreover, the convergence rate of thecorresponding eigenfunctions is obtained as well. We remark that all ourspectral estimates are explicit and sharp, and cover both the cases ofconvergence to simple and multiple Dirichlet eigenvalues.
我们研究了具有同质罗宾边界条件的拉普拉斯特征值在(正)罗宾参数发散时的渐近行为。在此框架下,由于已知罗宾特征值收敛于狄利克特特征值,我们解决了量化这种收敛速度的问题。更确切地说,在这项工作中,我们确定了代表(渐近地)特征值变化展开式中第一项的适当几何量:这是一个新颖的扭转刚性概念。然后,通过对该量及其最小值进行适当的渐近分析,我们证明了任何罗宾特征值在迪里希特极限中的一阶展开。此外,我们还得到了相应特征函数的收敛速率。我们指出,我们所有的谱估计都是明确而尖锐的,并且涵盖了收敛到简单和多重 Dirichlet 特征值的两种情况。
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引用次数: 0
Dynamical localization for random scattering zippers 随机散射拉链的动态定位
Pub Date : 2024-07-27 DOI: arxiv-2407.19158
Amine Khouildi, Hakim Boumaza
This article establishes a proof of dynamical localization for a randomscattering zipper model. The scattering zipper operator is the product of twounitary by blocks operators, multiplicatively perturbed on the left and rightby random unitary phases. One of the operator is shifted so that thisconfiguration produces a random 5-diagonal unitary operator per blocks. Toprove the dynamical localization for this operator, we use the method offractional moments. We first prove the continuity and strict positivity of theLyapunov exponents in an annulus around the unit circle, which leads to theexponential decay of a power of the norm of the products of transfer matrices.We then establish an explicit formulation of the coefficients of the finiteresolvent from the coefficients of the transfer matrices using Schur'scomplement. From this we deduce, through two reduction results, the exponentialdecay of the resolvent, from which we get the dynamical localization afterproving that it also implies the exponential decay of moments of order $2$ ofthe resolvent.
本文建立了随机散射拉链模型的动力学定位证明。散射拉链算子是两个由块组成的单元算子的乘积,在左侧和右侧受到随机单元相位的乘法扰动。其中一个算子被移位,因此这种配置会产生一个随机的5对角单元算子。为了证明这个算子的动力学定位,我们使用了分数矩方法。我们首先证明了围绕单位圆的环形区域内李雅普诺夫指数的连续性和严格正向性,这导致了转移矩阵乘积的幂规范的指数衰减。由此,我们通过两个还原结果推导出了解析量的指数衰减,在证明这也意味着解析量的 2$ 阶矩的指数衰减之后,我们得到了动态局部化。
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引用次数: 0
Hearing the shape of a drum by knocking around 敲敲打打听鼓声
Pub Date : 2024-07-26 DOI: arxiv-2407.18797
Xing Wang, Emmett L. Wyman, Yakun Xi
We study a variation of Kac's question, "Can one hear the shape of a drum?"if we allow ourselves access to some additional information. In particular, weallow ourselves to ``hear" the local Weyl counting function at each point onthe manifold and ask if this is enough to uniquely recover the Riemannianmetric. This is physically equivalent to asking whether one can determine theshape of a drum if one is allowed to knock at any place on the drum. We showthat the answer to this question is ``yes" provided the Laplace-Beltramispectrum of the drum is simple. We also provide a counterexample illustratingwhy this hypothesis is necessary.
我们研究了卡氏问题的一个变体:"如果我们允许自己获取一些额外的信息,人们能听到鼓的形状吗?特别是,我们允许自己 "听到 "流形上每一点的局部韦尔计数函数,并询问这是否足以唯一地恢复黎曼度量。这在物理上等同于问,如果允许在鼓上的任何地方敲击,能否确定鼓的形状。我们证明,只要鼓的拉普拉斯-贝尔特拉姆谱是简单的,这个问题的答案就是 "是"。我们还提供了一个反例,说明为什么这个假设是必要的。
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引用次数: 0
Quantum Point Charges Interacting with Quasi-classical Electromagnetic Fields 与准经典电磁场相互作用的量子点电荷
Pub Date : 2024-07-26 DOI: arxiv-2407.18600
S. Breteaux, M. Correggi, M. Falconi, J. Faupin
We study effective models describing systems of quantum particles interactingwith quantized (electromagnetic) fields in the quasi-classical regime, i.e.,when the field's state shows a large average number of excitations. Once thefield's degrees of freedom are traced out on factorized states, the reduceddynamics of the particles' system is described by an effective Schr"{o}dingeroperator keeping track of the field's state. We prove that, under suitableassumptions on the latter, such effective models are well-posed even if theparticles are point-like, that is no ultraviolet cut-off is imposed on theinteraction with quantum fields.
我们研究的有效模型描述了量子粒子系统与量子化(电磁)场相互作用的准经典机制,即当场的状态显示出大量平均激发时。一旦场的自由度在因子态上被追踪出来,粒子系统的还原动力学就会被一个追踪场状态的有效薛定谔算子所描述。我们证明,在合适的假设条件下,即使粒子是点状的,即在与量子场的相互作用中没有施加紫外截止,这种有效模型也是很好提出的。
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引用次数: 0
Hölder-Continuity of Extreme Spectral Values of Pseudodifferential Operators, Gabor Frame Bounds, and Saturation 伪微分算子极谱值的荷尔德连续性、Gabor 框架边界和饱和度
Pub Date : 2024-07-25 DOI: arxiv-2407.18065
Karlheinz Gröchenig, José Luis Romero, Michael Speckbacher
We build on our recent results on the Lipschitz dependence of the extremespectral values of one-parameter families of pseudodifferential operators withsymbols in a weighted Sj"ostrand class. We prove that larger symbol classeslead to H"older continuity with respect to the parameter. This result is thenused to investigate the behavior of frame bounds of families of Gabor systems$mathcal{G}(g,alphaLambda)$ with respect to the parameter $alpha>0$, where$Lambda$ is a set of non-uniform, relatively separated time-frequency shifts,and $gin M^1_s(mathbb{R}^d)$, $0leq sleq 2$. In particular, we show thatthe frame bounds depend continuously on $alpha$ if $gin M^1(mathbb{R}^d)$,and are H"older continuous if $gin M^1_s(mathbb{R}^d)$, $0
我们在最近关于符号在加权 Sj"ostrand 类中的伪微分算子的单参数族的极值谱值的 Lipschitz 依赖性的结果的基础上进行研究。我们证明,符号类越大,参数的连续性就越大。然后,我们利用这一结果来研究 Gabor 系统$mathcal{G}(g,alphaLambda)$族的帧边界在参数$alpha>0$方面的行为,其中$Lambda$是一组非均匀的、相对分离的时频偏移,并且$gin M^1_s(mathbb{R}^d)$, $0leq sleq 2$。我们特别指出,如果$g/in M^1(mathbb{R}^d)$, $0
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引用次数: 0
Direct resonance problem for Rayleigh seismic surface waves 雷利地震面波的直接共振问题
Pub Date : 2024-07-24 DOI: arxiv-2407.17580
Samuele Sottile
In this paper we study the direct resonance problem for Rayleigh seismicsurface waves and obtain a constraint on the location of resonances andestablish a forbidden domain as the main result. In order to obtain the mainresult we make a Pekeris-Markushevich transformation of the Rayleigh systemwith free surface boundary condition such that we get a matrixSchr"odinger-type form of it. We obtain parity and analytical properties ofits fundamental solutions, which are needed to prove the main theorem. Weconstruct a function made up by Rayleigh determinants factors, which is provento be entire, of exponential type and in the Cartwright class and leads to theconstraint on the location of resonances.
在本文中,我们研究了雷利地震面波的直接共振问题,得到了共振位置的约束条件,并建立了一个禁域,这是本文的主要成果。为了得到主要结果,我们对具有自由表面边界条件的瑞利系统进行了 Pekeris-Markushevich 变换,从而得到了它的矩阵薛定谔型形式。我们得到了其基本解的奇偶性和解析性质,这正是证明主定理所需要的。我们构建了一个由瑞利行列式因子构成的函数,证明它是全局的、指数型的、卡特莱特类的,并引出了对共振位置的约束。
{"title":"Direct resonance problem for Rayleigh seismic surface waves","authors":"Samuele Sottile","doi":"arxiv-2407.17580","DOIUrl":"https://doi.org/arxiv-2407.17580","url":null,"abstract":"In this paper we study the direct resonance problem for Rayleigh seismic\u0000surface waves and obtain a constraint on the location of resonances and\u0000establish a forbidden domain as the main result. In order to obtain the main\u0000result we make a Pekeris-Markushevich transformation of the Rayleigh system\u0000with free surface boundary condition such that we get a matrix\u0000Schr\"odinger-type form of it. We obtain parity and analytical properties of\u0000its fundamental solutions, which are needed to prove the main theorem. We\u0000construct a function made up by Rayleigh determinants factors, which is proven\u0000to be entire, of exponential type and in the Cartwright class and leads to the\u0000constraint on the location of resonances.","PeriodicalId":501373,"journal":{"name":"arXiv - MATH - Spectral Theory","volume":"26 1","pages":""},"PeriodicalIF":0.0,"publicationDate":"2024-07-24","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"141770797","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
期刊
arXiv - MATH - Spectral Theory
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