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Control-theoretic modeling of multi-species water quality dynamics in drinking water networks: Survey, methods, and test cases 饮用水网络中多物种水质动态的控制理论建模:调查、方法和测试案例
IF 9.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2023-01-01 DOI: 10.1016/j.arcontrol.2022.08.003
Salma M. Elsherif , Shen Wang , Ahmad F. Taha , Lina Sela , Marcio H. Giacomoni , Ahmed A. Abokifa

Chlorine is a widely used disinfectant and proxy for water quality (WQ) monitoring in water distribution networks (WDN). Chlorine-based WQ regulation and control aim to maintain pathogen-free water. Chlorine residual evolution within WDN is commonly modeled using the typical single-species decay and reaction dynamics that account for network-wide, spatiotemporal chlorine concentrations only. Prior studies have proposed more advanced and accurate descriptions via multi-species dynamics. This paper presents a host of novel state-space, control-theoretic representations of multi-species water quality dynamics. These representations describe decay, reaction, and transport of chlorine and a fictitious reactive substance to reflect realistic complex scenarios in WDN. Such dynamics are simulated over space- and time-discretized grids of the transport partial differential equation and the nonlinear reaction ordinary differential equation. To that end, this paper (i) provides a full description on how to formulate a high fidelity model-driven state-space representation of the multi-species water quality dynamics and (ii) investigates the applicability and performance of different Eulerian-based schemes (Lax–Wendroff, backward Euler, Crank–Nicolson, and Implicit Upwind) and Lagrangian-based schemes (Method of Characteristics) in contrast with EPANET and its EPANET-MSX extension. Numerical case studies reveal that the Implicit Upwind scheme, Method of Characteristics, and Lax–Wendroff scheme outperform other schemes with reliable results under reasonable assumptions and limitations.

氯是一种广泛使用的消毒剂,也是配水管网(WDN)水质监测的替代品。基于氯的WQ调节和控制旨在保持无病原体的水。WDN内的氯残留演变通常使用典型的单物种衰变和反应动力学来建模,这些动力学仅考虑网络范围内的时空氯浓度。先前的研究已经通过多物种动力学提出了更先进和准确的描述。本文提出了一系列新的状态空间,多物种水质动力学的控制理论表示。这些表示描述了氯和虚构的反应物质的衰变、反应和运输,以反映WDN中现实的复杂场景。在输运偏微分方程和非线性反应常微分方程的空间和时间离散网格上模拟了这种动力学。为此,本文(i)全面描述了如何建立多物种水质动力学的高保真度模型驱动的状态空间表示,(ii)研究了不同的基于欧拉的方案(Lax–Wendroff、后向欧拉、Crank–Nicolson和隐式上风)和基于拉格朗日的方案(特征方法)的适用性和性能具有EPANET及其EPANET-MSX扩展。数值实例研究表明,在合理的假设和限制下,隐式Upwind格式、特征方法和Lax–Wendroff格式优于其他结果可靠的格式。
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引用次数: 3
A frequency domain approach to Kalman filtering on Hilbert spaces: Application to Sturm–Liouville systems with pointwise measurement 希尔伯特空间上卡尔曼滤波的频域方法:在逐点测量的Sturm-Liouville系统中的应用
IF 9.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2023-01-01 DOI: 10.1016/j.arcontrol.2023.02.003
Anthony Hastir, Judicaël Mohet, Joseph J. Winkin

The problem of optimal state estimation via deterministic Kalman filtering in the time and in the frequency domains is considered. The frequency domain method based on spectral factorization, which was developed previously for linear quadratic optimal control, is extended here to Kalman filtering. For a class of Riesz-spectral systems, it is shown that the spectral factorization problem can be solved by symmetric extraction of poles and zeros, which leads to a tractable computational method in order to calculate the optimal output injection in the Kalman filter problem. Then the class of Sturm–Liouville operators is considered on the space of square integrable functions on a finite interval. According to the properties of such unbounded operators on that space, a set of interpolation Hilbert spaces is considered in a second time. Properties of Sturm–Liouville operators on these spaces are exhibited, together with properties of the C0semigroups that are generated by these operators. In addition, a characterization of approximate observability by means of point measurement operators is established for such systems. For the aforementioned Sturm–Liouville systems with pointwise measurement, the assumptions needed for applying the symmetric extraction method are shown to be satisfied, which entails that these systems are well-adapted for Kalman filtering with a pointwise measurement observation operator which is bounded on a well-chosen Hilbert state space. The great advantage of considering a new state space is pushed forward by this optimal state estimation problem, which would not make sense in the space of square integrable functions, notably in terms of Riccati equation. The main results are applied to the Kalman filtering of a diffusion system with mixed boundary conditions and pointwise measurement.

考虑了在时域和频域中通过确定性卡尔曼滤波进行最优状态估计的问题。将以前为线性二次型最优控制开发的基于谱分解的频域方法推广到卡尔曼滤波中。对于一类Riesz谱系统,证明了谱分解问题可以通过极点和零点的对称提取来解决,这导致了在卡尔曼滤波器问题中计算最优输出注入的一种易于处理的计算方法。然后在有限区间上的平方可积函数空间上考虑一类Sturm–Liouville算子。根据这种无界算子在该空间上的性质,第二次考虑了一组插值Hilbert空间。展示了这些空间上Sturm–Liouville算子的性质,以及由这些算子生成的C0−半群的性质。此外,利用点测量算子建立了这类系统的近似可观测性特征。对于上述具有逐点测量的Sturm–Liouville系统,应用对称提取方法所需的假设被证明是满足的,这意味着这些系统很好地适用于具有逐点观测算子的卡尔曼滤波,该算子在精心选择的希尔伯特状态空间上有界。这个最优状态估计问题推动了考虑新状态空间的巨大优势,这在平方可积函数的空间中是没有意义的,尤其是在Riccati方程中。将主要结果应用于具有混合边界条件和逐点测量的扩散系统的卡尔曼滤波。
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引用次数: 1
Advanced control using decomposition and simple elements 使用分解和简单元素的高级控制
IF 9.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2023-01-01 DOI: 10.1016/j.arcontrol.2023.100903
Sigurd Skogestad
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引用次数: 3
A critical review of cyber-physical security for building automation systems 楼宇自动化系统的网络物理安全综述
IF 9.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2023-01-01 DOI: 10.1016/j.arcontrol.2023.02.004
Guowen Li , Lingyu Ren , Yangyang Fu , Zhiyao Yang , Veronica Adetola , Jin Wen , Qi Zhu , Teresa Wu , K.Selcuk Candan , Zheng O'Neill

Modern Building Automation Systems (BASs), as the brain that enable the smartness of a smart building, often require increased connectivity both among system components as well as with outside entities, such as the cloud, to enable low-cost remote management, optimized automation via outsourced cloud analytics, and increased building-grid integrations. As smart buildings move towards open communication technologies, providing access to BASs through the building's intranet, or even remotely through the Internet, has become a common practice. However, increased connectivity and accessibility come with increased cyber security threats. BASs were historically developed as closed environments with limited cyber-security considerations. As a result, BASs in many buildings are vulnerable to cyber-attacks that may cause adverse consequences, such as occupant discomfort, excessive energy usage, and unexpected equipment downtime. Therefore, there is a strong need to advance the state-of-the-art in cyber-physical security for BASs and provide practical solutions for attack mitigation in buildings. However, an inclusive and systematic review of BAS vulnerabilities, potential cyber-attacks with impact assessment, detection & defense approaches, and cyber resilient control strategies is currently lacking in the literature. This review paper fills the gap by providing a comprehensive up-to-date review of cyber-physical security for BASs at three levels in commercial buildings: management level, automation level, and field level. The general BASs vulnerabilities and protocol-specific vulnerabilities for the four dominant BAS protocols (i.e., BACnet, KNX, LonWorks, and Modbus) are reviewed, followed by a discussion on four attack targets and seven potential attack scenarios. The impact of cyber-attacks on BASs is summarized as signal corruption, signal delaying, and signal blocking. The typical cyber-attack detection and defense approaches are identified at the three levels. Cyber resilient control strategies for BASs under attack are categorized into passive and active resilient control schemes. Open challenges and future opportunities are finally discussed.

现代建筑自动化系统(BAS)作为实现智能建筑智能化的大脑,通常需要增加系统组件之间以及与外部实体(如云)的连接,以实现低成本的远程管理、通过外包云分析优化自动化,并增加建筑网格集成。随着智能建筑向开放通信技术迈进,通过建筑内部网,甚至通过互联网远程访问BAS已成为一种常见做法。然而,连接和可访问性的增加也带来了网络安全威胁的增加。BAS在历史上是作为封闭环境开发的,网络安全考虑有限。因此,许多建筑中的BAS容易受到网络攻击,这些攻击可能会造成不利后果,如居住者不适、过度能源使用和设备意外停机。因此,迫切需要提高BAS的网络物理安全技术,并为建筑物中的攻击缓解提供实用的解决方案。然而,对BAS漏洞、潜在网络攻击以及影响评估、检测和;防御方法和网络弹性控制策略目前在文献中缺乏。这篇综述论文填补了这一空白,从管理层、自动化层和现场层三个层面对商业建筑BAS的网络物理安全进行了全面的最新综述。审查了四种主要BAS协议(即BACnet、KNX、LonWorks和Modbus)的通用BAS漏洞和协议特定漏洞,然后讨论了四个攻击目标和七种潜在攻击场景。网络攻击对BAS的影响概括为信号破坏、信号延迟和信号阻塞。典型的网络攻击检测和防御方法分为三个层次。针对受到攻击的BAS的网络弹性控制策略分为被动和主动弹性控制方案。最后讨论了开放的挑战和未来的机遇。
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引用次数: 8
A survey on distributed online optimization and online games 分布式网络优化与网络游戏的调查
IF 9.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2023-01-01 DOI: 10.1016/j.arcontrol.2023.100904
Xiuxian Li , Lihua Xie , Na Li
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引用次数: 4
Dynamically adaptive networks for integrating optimal pressure management and self-cleaning controls 动态自适应网络集成最佳压力管理和自清洁控制
IF 9.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2023-01-01 DOI: 10.1016/j.arcontrol.2023.03.014
Bradley Jenks , Aly-Joy Ulusoy , Filippo Pecci , Ivan Stoianov

This paper investigates the problem of integrating optimal pressure management and self-cleaning controls in dynamically adaptive water distribution networks. We review existing single-objective valve placement and control problems for minimizing average zone pressure (AZP) and maximizing self-cleaning capacity (SCC). Since AZP and SCC are conflicting objectives, we formulate a bi-objective design-for-control problem where locations and operational settings of pressure control and automatic flushing valves are jointly optimized. We approximate Pareto fronts using the weighted sum scalarization method, which uses a previously developed convex heuristic to solve the sequence of parametrized single-objective problems. The resulting Pareto fronts suggest that significant improvements in SCC can be achieved for minimal trade-offs in AZP performance. Moreover, we demonstrate that a hierarchical design strategy is capable of yielding good quality solutions to both objectives. This hierarchical design considers pressure control valves first placed for the primary AZP objective, followed by automatic flushing valves placed to augment SCC conditions. In addition, we investigate an adaptive control scheme for dynamically transitioning between AZP and SCC controls. We demonstrate these control challenges on case networks with both interconnected and branched topology.

本文研究了动态自适应配水网络中的最优压力管理和自清洁控制的集成问题。我们回顾了现有的单目标阀门布置和控制问题,以最大限度地降低平均区域压力(AZP)和最大限度地提高自清洁能力(SCC)。由于AZP和SCC是相互冲突的目标,我们为控制问题制定了一个双目标设计,其中压力控制阀和自动冲洗阀的位置和操作设置是联合优化的。我们使用加权和标量化方法来近似Pareto前沿,该方法使用先前开发的凸启发式来解决参数化的单目标问题序列。由此产生的Pareto前沿表明,可以在AZP性能的最小权衡下实现SCC的显著改进。此外,我们证明了分层设计策略能够为这两个目标产生高质量的解决方案。这种分级设计考虑了压力控制阀首先用于主要AZP目标,然后是自动冲洗阀,用于增加SCC条件。此外,我们还研究了一种用于在AZP和SCC控制之间动态转换的自适应控制方案。我们在具有互连拓扑和分支拓扑的事例网络上展示了这些控制挑战。
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引用次数: 1
Sampled-data control systems with non-uniform sampling: A survey of methods and trends 非均匀抽样的抽样数据控制系统:方法和趋势的调查
IF 9.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2023-01-01 DOI: 10.1016/j.arcontrol.2023.03.004
Xian-Ming Zhang , Qing-Long Han , Xiaohua Ge , Boda Ning , Bao-Lin Zhang

The convergence of sensing, computing, communication and control elements drives the traditional point-to-point control systems towards networked control systems. Sampled-data control systems, which focus on the significant interplay between sampling and control, play a critical role in modern networked control systems, including intelligent transportation systems, smart grids, and advanced manufacturing systems. This paper presents a survey of methods and trends in non-uniform sampled-data control systems, where sampling and control actions are performed in an aperiodic manner. First, some fundamental issues of both continuous- and discrete-time sampled-data control systems are discussed. Next, main methods in both continuous-time and discrete-time domains are elaborated, respectively. Then, event-triggered sampling, under which sampling is executed only when the system needs attention, is examined. Typical triggering mechanisms in the existing literature are reviewed and classified into four types according to different threshold functions. Furthermore, two applications in terms of automated vehicle platoons and islanded microgrids are provided to demonstrate that sampled-data control methods are capable to support relevant practical application scenarios. Finally, several challenging issues are envisioned to direct future research.

传感、计算、通信和控制元件的融合推动传统的点对点控制系统向网络化控制系统发展。采样数据控制系统专注于采样和控制之间的重要相互作用,在现代网络控制系统中发挥着关键作用,包括智能交通系统、智能电网和先进制造系统。本文综述了非均匀采样数据控制系统的方法和趋势,其中采样和控制动作以非周期方式执行。首先,讨论了连续和离散采样数据控制系统的一些基本问题。接下来,分别阐述了连续时间域和离散时间域中的主要方法。然后,检查事件触发采样,在该采样下,仅当系统需要注意时才执行采样。综述了现有文献中典型的触发机制,并根据不同的阈值函数将其分为四类。此外,还提供了自动车队和孤岛微电网的两个应用,以证明采样数据控制方法能够支持相关的实际应用场景。最后,设想了几个具有挑战性的问题来指导未来的研究。
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引用次数: 13
Voltage regulation in distribution grids: A survey 配电网电压调节:一项调查
IF 9.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2023-01-01 DOI: 10.1016/j.arcontrol.2023.03.008
Priyank Srivastava , Rabab Haider , Vineet J. Nair , Venkatesh Venkataramanan , Anuradha M. Annaswamy , Anurag K. Srivastava

Environmental and sustainability concerns have caused a recent surge in the penetration of distributed energy resources into the power grid. This may lead to voltage violations in the distribution systems making voltage regulation more relevant than ever. Owing to this and rapid advancements in sensing, communication, and computation technologies, the literature on voltage control techniques is growing at a rapid pace in distribution networks. In particular, there is a paradigm shift from traditional offline centralized approaches to distributed ones leveraging increased and varied types of actuators, real-time sensing, fast and efficient computations, and an overall distributed situational awareness. This paper reviews state-of-the-art voltage control algorithms, summarizes the underlying methods, and classifies their coordination mechanisms into local, centralized, distributed, and decentralized. The underlying solution methodologies are further classified into two categories, open-loop and feedback-based. Two specific example workflows are provided to illustrate these solutions for voltage regulation.

对环境和可持续性的担忧导致分布式能源最近在电网中的渗透激增。这可能导致配电系统中的电压违规,使得电压调节比以往任何时候都更加重要。由于这一点以及传感、通信和计算技术的快速发展,有关电压控制技术的文献在配电网中迅速增长。特别是,从传统的离线集中式方法向分布式方法的范式转变利用了增加和多样化的执行器、实时传感、快速高效的计算和整体分布式态势感知。本文回顾了最先进的电压控制算法,总结了其基本方法,并将其协调机制分为局部、集中式、分布式和分散式。基础解决方案方法进一步分为两类,开环和基于反馈。提供了两个具体的示例工作流程来说明这些电压调节解决方案。
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引用次数: 2
Stochastic linear-quadratic optimal control problems — Recent developments 随机线性二次最优控制问题-最新进展
IF 9.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2023-01-01 DOI: 10.1016/j.arcontrol.2023.100899
Jingrui Sun , Jiongmin Yong
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引用次数: 0
Extremum seeking for infinite-dimensional systems 无穷维系统的极值寻求
IF 9.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Pub Date : 2023-01-01 DOI: 10.1016/j.arcontrol.2023.100908
Tiago Roux Oliveira , Miroslav Krstic

The last year was the centennial of the 1922 invention, in the context of maximizing the power transfer to an electric tram car, of the method for real-time model-free optimization called extremum seeking (ES). Forgotten after a few decades of practical use and attempts at theoretical study, ES returned to life when the stability of its operation for not only static input–output maps but for dynamic systems modeled by general nonlinear ordinary differential equations (ODEs) was proven in 1997. Then it is natural to ask “why limit the use and the theoretical advances of ES to ODE systems?” So many—if not the majority of physical systems—involve delays or are modeled by partial differential equations (PDEs); why not pursue the application of ES in the presence of delays and for PDE systems? With this tutorial paper, we show a small portion of the vast space of possibilities of designing ES algorithms for infinite-dimensional systems governed by transport hyperbolic PDEs as well as diffusion parabolic PDEs.

去年是 1922 年发明实时无模型优化方法 "极值寻优法(ES)"的一百周年。在经过几十年的实际应用和理论研究尝试后,ES 被遗忘了。1997 年,ES 不仅在静态输入输出图上,而且在以一般非线性常微分方程(ODE)为模型的动态系统上的运行稳定性得到了证明,这使 ES 重获新生。那么,人们自然会问:"为什么要将 ES 的使用和理论进展局限于 ODE 系统?那么,即使不是大多数物理系统,也有许多物理系统涉及延迟或由偏微分方程(PDE)建模;为什么不在存在延迟和偏微分方程系统的情况下继续应用 ES 呢?通过这篇教程论文,我们展示了为受输运双曲 PDE 和扩散抛物 PDE 控制的无限维系统设计 ES 算法的广阔可能性空间的一小部分。
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引用次数: 0
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Annual Reviews in Control
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