Pub Date : 2023-01-01DOI: 10.1016/j.arcontrol.2023.100925
Lucrezia Manieri, Alessandro Falsone, Maria Prandini
In this paper, we focus on the optimal operation of a multi-agent system affected by uncertainty. In particular, we consider a cooperative setting where agents jointly optimize a performance index compatibly with individual constraints on their discrete and continuous decision variables and with coupling global constraints. We assume that individual constraints are affected by uncertainty, which is known to each agent via a private set of data that cannot be shared with others. Exploiting tools from statistical learning theory, we provide data-based probabilistic feasibility guarantees for a (possibly sub-optimal) solution of the multi-agent problem that is obtained via a decentralized/distributed scheme that preserves the privacy of the local information. The generalization properties of the data-based solution are shown to depend on the size of each local dataset and on the complexity of the uncertain individual constraint sets. Explicit bounds are derived in the case of linear individual constraints. A comparative analysis with the cases of a common dataset and of local uncertainties that are independent is performed.
{"title":"Probabilistic feasibility in data-driven multi-agent non-convex optimization","authors":"Lucrezia Manieri, Alessandro Falsone, Maria Prandini","doi":"10.1016/j.arcontrol.2023.100925","DOIUrl":"https://doi.org/10.1016/j.arcontrol.2023.100925","url":null,"abstract":"<div><p>In this paper, we focus on the optimal operation of a multi-agent system affected by uncertainty. In particular, we consider a cooperative setting where agents jointly optimize a performance index compatibly with individual constraints on their discrete and continuous decision variables and with coupling global constraints. We assume that individual constraints are affected by uncertainty, which is known to each agent via a private set of data that cannot be shared with others. Exploiting tools from statistical learning theory, we provide data-based probabilistic feasibility guarantees for a (possibly sub-optimal) solution of the multi-agent problem that is obtained via a decentralized/distributed scheme that preserves the privacy of the local information. The generalization properties of the data-based solution are shown to depend on the size of each local dataset and on the complexity of the uncertain individual constraint sets. Explicit bounds are derived in the case of linear individual constraints. A comparative analysis with the cases of a common dataset and of local uncertainties that are independent is performed.</p></div>","PeriodicalId":50750,"journal":{"name":"Annual Reviews in Control","volume":"56 ","pages":"Article 100925"},"PeriodicalIF":9.4,"publicationDate":"2023-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.sciencedirect.com/science/article/pii/S1367578823000895/pdfft?md5=400ea0f3b2244fc3aeddd15afd97f00f&pid=1-s2.0-S1367578823000895-main.pdf","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"136697008","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2023-01-01DOI: 10.1016/j.arcontrol.2023.02.001
Alain Oustaloup , François Levron , Stéphane Victor , Luc Dugard
<div><p>The article Oustaloup et al. (2021) has shown that the Fractional Power Model (FPM), <span><math><mrow><mi>A</mi><mo>+</mo><mi>B</mi><msup><mrow><mi>t</mi></mrow><mrow><mi>m</mi></mrow></msup></mrow></math></span>, enables well representing the cumulated data of COVID infections, thanks to a nonlinear identification technique. Beyond this identification interval, the article has also shown that the model enables predicting the future values on an unusual prediction horizon as for its range. The objective of this addendum is to explain, via an autoregressive form, why this model intrinsically benefits from such a predictivity property, the idea being to show the interest of the FPM model by highlighting its <em>predictive specificity</em>, inherent to non-integer integration that conditions the model. More precisely, this addendum establishes a <em>predictive form with long memory</em><span> of the FPM model. This form corresponds to an autoregressive (AR) filter of infinite order. Taking into account the whole past through an indefinite linear combination of past values, a first predictive form, said to be with </span><em>long memory</em>, results from an approach using one of the formulations of non-integer differentiation. Actually, as this first predictive form is the one of the power-law, <span><math><msup><mrow><mi>t</mi></mrow><mrow><mi>m</mi></mrow></msup></math></span>, its adaptation to the FPM model, <span><math><mrow><mi>A</mi><mo>+</mo><mi>B</mi><msup><mrow><mi>t</mi></mrow><mrow><mi>m</mi></mrow></msup></mrow></math></span>, which generalizes the linear regression, <span><math><mrow><mi>A</mi><mo>+</mo><mi>B</mi><mi>t</mi></mrow></math></span>, is then straightforward: it leads to the <em>predictive form of the FPM model</em> that specifies the model in prediction. This predictive form with long memory shows that the <em>predictivity</em> of the FPM model is such that <em>any predicted value takes into account the whole past</em>, according to a weighted sum of all the past values. These values are taken into account through weighting coefficients, that, for <span><math><mrow><mi>m</mi><mo>></mo><mo>−</mo><mn>1</mn></mrow></math></span> and <em>a fortiori</em> for <span><math><mrow><mi>m</mi><mo>></mo><mn>0</mn></mrow></math></span>, correspond to an <em>attenuation of the past</em>, that the non-integer power, <span><math><mi>m</mi></math></span><span>, determines by itself. To confirm the specificity of the FPM model in considering the past, this model is compared with a model of another nature, also having three parameters, namely an exponential model (Liu et al. (2020); Sallahi et al. (2021)): whereas, for the FPM model, the past is taken into account </span><em>globally</em> through <em>all past instants</em>, for the exponential model, the past is taken into account only <em>locally</em> through <em>one single past instant</em>, the predictive form of the model having a <em>short memory</em> and corresponding to a
Oustaloup等人。(2021)已经表明,由于非线性识别技术,分数幂模型(FPM)A+Btm能够很好地表示新冠病毒感染的累积数据。除了这个识别区间,文章还表明,该模型能够在不寻常的预测范围内预测未来的值。本附录的目的是通过自回归形式解释为什么该模型本质上受益于这种预测性,其思想是通过强调其预测特异性来显示FPM模型的兴趣,这是制约模型的非整数积分所固有的。更准确地说,本附录建立了FPM模型的长记忆预测形式。这种形式对应于无限阶的自回归(AR)滤波器。通过对过去值的不确定线性组合来考虑整个过去,据说具有长记忆的第一种预测形式来自于使用非整数微分公式之一的方法。事实上,由于第一种预测形式是幂律的一种,tm,它对FPM模型A+Btm的适应,推广了线性回归A+Bt,因此是直接的:它导致了FPM模型的预测形式,在预测中指定了模型。这种具有长记忆的预测形式表明,FPM模型的预测性使得根据所有过去值的加权和,任何预测值都考虑了整个过去。通过加权系数来考虑这些值,即对于m>;−1,更进一步的是m>;0,对应于过去的衰减,该衰减由非整数幂m自己确定。为了证实FPM模型在考虑过去时的特异性,将该模型与另一种性质的模型进行了比较,该模型也有三个参数,即指数模型(Liu et al.(2020);Sallahi等人。(2021)):而对于FPM模型,过去通过所有过去瞬间被全局考虑,对于指数模型,过去仅通过一个过去瞬间被局部考虑,该模型的预测形式具有短记忆,对应于1阶AR滤波器。在这两个模型的预测中获得的比较结果显示了FPM模型的预测兴趣。
{"title":"Addendum: Predictive form of the FPM model","authors":"Alain Oustaloup , François Levron , Stéphane Victor , Luc Dugard","doi":"10.1016/j.arcontrol.2023.02.001","DOIUrl":"https://doi.org/10.1016/j.arcontrol.2023.02.001","url":null,"abstract":"<div><p>The article Oustaloup et al. (2021) has shown that the Fractional Power Model (FPM), <span><math><mrow><mi>A</mi><mo>+</mo><mi>B</mi><msup><mrow><mi>t</mi></mrow><mrow><mi>m</mi></mrow></msup></mrow></math></span>, enables well representing the cumulated data of COVID infections, thanks to a nonlinear identification technique. Beyond this identification interval, the article has also shown that the model enables predicting the future values on an unusual prediction horizon as for its range. The objective of this addendum is to explain, via an autoregressive form, why this model intrinsically benefits from such a predictivity property, the idea being to show the interest of the FPM model by highlighting its <em>predictive specificity</em>, inherent to non-integer integration that conditions the model. More precisely, this addendum establishes a <em>predictive form with long memory</em><span> of the FPM model. This form corresponds to an autoregressive (AR) filter of infinite order. Taking into account the whole past through an indefinite linear combination of past values, a first predictive form, said to be with </span><em>long memory</em>, results from an approach using one of the formulations of non-integer differentiation. Actually, as this first predictive form is the one of the power-law, <span><math><msup><mrow><mi>t</mi></mrow><mrow><mi>m</mi></mrow></msup></math></span>, its adaptation to the FPM model, <span><math><mrow><mi>A</mi><mo>+</mo><mi>B</mi><msup><mrow><mi>t</mi></mrow><mrow><mi>m</mi></mrow></msup></mrow></math></span>, which generalizes the linear regression, <span><math><mrow><mi>A</mi><mo>+</mo><mi>B</mi><mi>t</mi></mrow></math></span>, is then straightforward: it leads to the <em>predictive form of the FPM model</em> that specifies the model in prediction. This predictive form with long memory shows that the <em>predictivity</em> of the FPM model is such that <em>any predicted value takes into account the whole past</em>, according to a weighted sum of all the past values. These values are taken into account through weighting coefficients, that, for <span><math><mrow><mi>m</mi><mo>></mo><mo>−</mo><mn>1</mn></mrow></math></span> and <em>a fortiori</em> for <span><math><mrow><mi>m</mi><mo>></mo><mn>0</mn></mrow></math></span>, correspond to an <em>attenuation of the past</em>, that the non-integer power, <span><math><mi>m</mi></math></span><span>, determines by itself. To confirm the specificity of the FPM model in considering the past, this model is compared with a model of another nature, also having three parameters, namely an exponential model (Liu et al. (2020); Sallahi et al. (2021)): whereas, for the FPM model, the past is taken into account </span><em>globally</em> through <em>all past instants</em>, for the exponential model, the past is taken into account only <em>locally</em> through <em>one single past instant</em>, the predictive form of the model having a <em>short memory</em> and corresponding to a","PeriodicalId":50750,"journal":{"name":"Annual Reviews in Control","volume":"55 ","pages":"Pages 291-296"},"PeriodicalIF":9.4,"publicationDate":"2023-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"49762799","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2023-01-01DOI: 10.1016/j.arcontrol.2023.03.006
Amirhossein Taghvaei , Prashant G. Mehta
In this survey, we describe controlled interacting particle systems (CIPS) to approximate the solution of the optimal filtering and the optimal control problems. Part I of the survey is focussed on the feedback particle filter (FPF) algorithm, its derivation based on optimal transportation theory, and its relationship to the ensemble Kalman filter (EnKF) and the conventional sequential importance sampling–resampling (SIR) particle filters. The central numerical problem of FPF—to approximate the solution of the Poisson equation—is described together with the main solution approaches. An analytical and numerical comparison with the SIR particle filter is given to illustrate the advantages of the CIPS approach. Part II of the survey is focussed on adapting these algorithms for the problem of reinforcement learning. The survey includes several remarks that describe extensions as well as open problems in this subject.
{"title":"A survey of feedback particle filter and related controlled interacting particle systems (CIPS)","authors":"Amirhossein Taghvaei , Prashant G. Mehta","doi":"10.1016/j.arcontrol.2023.03.006","DOIUrl":"https://doi.org/10.1016/j.arcontrol.2023.03.006","url":null,"abstract":"<div><p><span>In this survey, we describe controlled interacting particle systems (CIPS) to approximate the solution of the optimal filtering and the optimal control problems. Part I of the survey is focussed on the feedback particle filter (FPF) algorithm, its derivation based on optimal transportation theory, and its relationship to the ensemble </span>Kalman filter (EnKF) and the conventional sequential importance sampling–resampling (SIR) particle filters. The central numerical problem of FPF—to approximate the solution of the Poisson equation—is described together with the main solution approaches. An analytical and numerical comparison with the SIR particle filter is given to illustrate the advantages of the CIPS approach. Part II of the survey is focussed on adapting these algorithms for the problem of reinforcement learning. The survey includes several remarks that describe extensions as well as open problems in this subject.</p></div>","PeriodicalId":50750,"journal":{"name":"Annual Reviews in Control","volume":"55 ","pages":"Pages 356-378"},"PeriodicalIF":9.4,"publicationDate":"2023-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"49762819","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2023-01-01DOI: 10.1016/j.arcontrol.2023.03.007
John Anthony Rossiter , Christos G. Cassandras , João Hespanha , Sebastian Dormido , Luis de la Torre , Gireeja Ranade , Antonio Visioli , John Hedengren , Richard M. Murray , Panos Antsaklis , Francoise Lamnabhi-Lagarrigue , Thomas Parisini
This article focuses on extending, disseminating and interpreting the findings of an IEEE Control Systems Society working group looking at the role of control theory and engineering in solving some of the many current and future societal challenges. The findings are interpreted in a manner designed to give focus and direction to both future education and research work in the general control theory and engineering arena, interpreted in the broadest sense. The paper is intended to promote discussion in the community and also provide a useful starting point for colleagues wishing to re-imagine the design and delivery of control-related topics in our education systems, especially at the tertiary level and beyond.
{"title":"Control education for societal-scale challenges: A community roadmap","authors":"John Anthony Rossiter , Christos G. Cassandras , João Hespanha , Sebastian Dormido , Luis de la Torre , Gireeja Ranade , Antonio Visioli , John Hedengren , Richard M. Murray , Panos Antsaklis , Francoise Lamnabhi-Lagarrigue , Thomas Parisini","doi":"10.1016/j.arcontrol.2023.03.007","DOIUrl":"https://doi.org/10.1016/j.arcontrol.2023.03.007","url":null,"abstract":"<div><p>This article focuses on extending, disseminating and interpreting the findings of an IEEE Control Systems Society working group looking at the role of control theory and engineering in solving some of the many current and future societal challenges. The findings are interpreted in a manner designed to give focus and direction to both future education and research work in the general control theory and engineering arena, interpreted in the broadest sense. The paper is intended to promote discussion in the community and also provide a useful starting point for colleagues wishing to re-imagine the design and delivery of control-related topics in our education systems, especially at the tertiary level and beyond.</p></div>","PeriodicalId":50750,"journal":{"name":"Annual Reviews in Control","volume":"55 ","pages":"Pages 1-17"},"PeriodicalIF":9.4,"publicationDate":"2023-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"49739179","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2023-01-01DOI: 10.1016/j.arcontrol.2023.100905
Daniel Landgraf , Andreas Völz , Felix Berkel , Kevin Schmidt , Thomas Specker , Knut Graichen
{"title":"Probabilistic prediction methods for nonlinear systems with application to stochastic model predictive control","authors":"Daniel Landgraf , Andreas Völz , Felix Berkel , Kevin Schmidt , Thomas Specker , Knut Graichen","doi":"10.1016/j.arcontrol.2023.100905","DOIUrl":"https://doi.org/10.1016/j.arcontrol.2023.100905","url":null,"abstract":"","PeriodicalId":50750,"journal":{"name":"Annual Reviews in Control","volume":"56 ","pages":"100905"},"PeriodicalIF":9.4,"publicationDate":"2023-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"49740292","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2023-01-01DOI: 10.1016/j.arcontrol.2023.100913
Nils Schlüter, Philipp Binfet, Moritz Schulze Darup
This article provides a comprehensive and illustrative presentation of the young field of encrypted control. In particular, we survey the evolution of encrypted controllers from their first appearance in 2015 until 2023 and derive a categorization into two generations mainly characterized by the utilized cryptographic methods. We further envision future developments and challenges of encrypted control. Throughout our presentation, we build less on technicalities but rather on intuitive tutorial-style explanations. This way, we intend to build a bridge from control engineering to cryptography and to make the interdisciplinary field of encrypted control more accessible.
{"title":"A brief survey on encrypted control: From the first to the second generation and beyond","authors":"Nils Schlüter, Philipp Binfet, Moritz Schulze Darup","doi":"10.1016/j.arcontrol.2023.100913","DOIUrl":"10.1016/j.arcontrol.2023.100913","url":null,"abstract":"<div><p>This article provides a comprehensive and illustrative presentation of the young field of encrypted control. In particular, we survey the evolution of encrypted controllers from their first appearance in 2015 until 2023 and derive a categorization into two generations mainly characterized by the utilized cryptographic methods. We further envision future developments and challenges of encrypted control. Throughout our presentation, we build less on technicalities but rather on intuitive tutorial-style explanations. This way, we intend to build a bridge from control engineering to cryptography and to make the interdisciplinary field of encrypted control more accessible.</p></div>","PeriodicalId":50750,"journal":{"name":"Annual Reviews in Control","volume":"56 ","pages":"Article 100913"},"PeriodicalIF":9.4,"publicationDate":"2023-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"138536647","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
This article provides an overview of certain direct data-driven control results, where control sequences are computed from (noisy) data collected during offline control experiments without an explicit identification of the system dynamics. For the case of noiseless datasets, we derive several closed-form data-driven expressions that solve a variety of optimal control problems for linear systems with quadratic cost functions of the state and input (including the linear quadratic regulator problem, the minimum energy control problem, and the linear quadratic control problem with terminal constraints), discuss their advantages and drawbacks with respect to alternative data-driven and model-based approaches, and showcase their effectiveness through a number of numerical studies. Interestingly, these results provide an alternative and explicit way of solving classic control problems that, for instance, does not require the solution of an implicit and recursive Riccati equation as in the model-based setting. For the case of noisy datasets, we show how the closed-form expressions derived in the noiseless setting can be modified to compensate for the bias induced by noise, and perform a sensitivity analysis to reveal favorable asymptotic robustness properties of the derived data-driven controls. We conclude the paper with some considerations and a discussion of outstanding questions and directions of future investigation.
{"title":"Closed-form and robust expressions for data-driven LQ control","authors":"Federico Celi , Giacomo Baggio , Fabio Pasqualetti","doi":"10.1016/j.arcontrol.2023.100916","DOIUrl":"https://doi.org/10.1016/j.arcontrol.2023.100916","url":null,"abstract":"<div><p>This article provides an overview of certain direct data-driven control results, where control sequences are computed from (noisy) data collected during offline control experiments without an explicit identification of the system dynamics. For the case of noiseless datasets, we derive several closed-form data-driven expressions that solve a variety of optimal control problems for linear systems with quadratic cost functions of the state and input (including the linear quadratic regulator problem, the minimum energy control problem, and the linear quadratic control problem with terminal constraints), discuss their advantages and drawbacks with respect to alternative data-driven and model-based approaches, and showcase their effectiveness through a number of numerical studies. Interestingly, these results provide an alternative and explicit way of solving classic control problems that, for instance, does not require the solution of an implicit and recursive Riccati equation as in the model-based setting. For the case of noisy datasets, we show how the closed-form expressions derived in the noiseless setting can be modified to compensate for the bias induced by noise, and perform a sensitivity analysis to reveal favorable asymptotic robustness properties of the derived data-driven controls. We conclude the paper with some considerations and a discussion of outstanding questions and directions of future investigation.</p></div>","PeriodicalId":50750,"journal":{"name":"Annual Reviews in Control","volume":"56 ","pages":"Article 100916"},"PeriodicalIF":9.4,"publicationDate":"2023-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://www.sciencedirect.com/science/article/pii/S1367578823000809/pdfft?md5=463fb3655a95addad737fb886b7dcabc&pid=1-s2.0-S1367578823000809-main.pdf","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"134656417","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"OA","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2023-01-01DOI: 10.1016/j.arcontrol.2023.05.001
Iury Bessa , Vicenç Puig , Reinaldo M. Palhares
Reconfiguration blocks are structures that have been successfully employed for fault-tolerant control. In this regard, the technique known as fault hiding usually inserts the reconfiguration blocks between the faulty system and the nominal controller to recover the system properties without modifying the controller. In addition to fault hiding, novel applications to reconfiguration blocks have been recently proposed, including to networked and cyber-secure control. This paper presents the key concepts related to the use of reconfiguration blocks and fault hiding. In addition, it presents an overview of the existing structures of reconfiguration blocks and the main methodologies to design those blocks for fault hiding. Moreover, it revises the main applications of reconfiguration blocks, including the emerging applications out of the fault-tolerant control scope. Finally, this paper also discusses the main challenges and further research directions related to this topic.
{"title":"Reconfiguration blocks and fault hiding: Design, applications, and challenges","authors":"Iury Bessa , Vicenç Puig , Reinaldo M. Palhares","doi":"10.1016/j.arcontrol.2023.05.001","DOIUrl":"10.1016/j.arcontrol.2023.05.001","url":null,"abstract":"<div><p>Reconfiguration blocks are structures that have been successfully employed for fault-tolerant control. In this regard, the technique known as fault hiding usually inserts the reconfiguration blocks between the faulty system and the nominal controller to recover the system properties without modifying the controller. In addition to fault hiding, novel applications to reconfiguration blocks have been recently proposed, including to networked and cyber-secure control. This paper presents the key concepts related to the use of reconfiguration blocks and fault hiding. In addition, it presents an overview of the existing structures of reconfiguration blocks and the main methodologies to design those blocks for fault hiding. Moreover, it revises the main applications of reconfiguration blocks, including the emerging applications out of the fault-tolerant control scope. Finally, this paper also discusses the main challenges and further research directions related to this topic.</p></div>","PeriodicalId":50750,"journal":{"name":"Annual Reviews in Control","volume":"56 ","pages":"Article 100896"},"PeriodicalIF":9.4,"publicationDate":"2023-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"42625157","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2023-01-01DOI: 10.1016/j.arcontrol.2023.04.005
Rui Fu, Qingyun Wang
Thermodynamics historically developed out of a desire to quantify the maximal efficiency of early thermodynamic heat engines, especially through the work of French physicist Sadi Carnot. However, the more practical problem about quantifying the limits of power output that can be delivered from the system remained unclear due to the fact that quasistatic process requires infinite operation time, resulting in a vanishing power output. Recent advances in the field of stochastic thermodynamics appear to link the theory and practice, which enables us to mathematically analyze the maximal power and also control design of a thermodynamic heat engine on the microscopic scale. This review aims at summarizing and categorizing previous research on the optimal performance of two kinds of finite-time stochastic thermodynamic engines (a Carnot-like heat engine and the heat engine with a single heat bath) both in the linear and nonlinear response regimes. Thus, this is to be expected, estimated bounds for maximal power output and optimal control can provide physical insights and guidelines for engineering design. We start by reviewing the optimal performance for the Carnot-like engine that alternates between two heat baths of different constant temperatures. Then we discuss the fundamental bounds of the power output for the heat engine with a single periodic heat bath. In each setting, we provide a comprehensive analysis of the maximal power and efficiency both in the linear and nonlinear regimes. Finally, several challenges and future research directions are concluded.
{"title":"Stochastic control of thermodynamic heat engines","authors":"Rui Fu, Qingyun Wang","doi":"10.1016/j.arcontrol.2023.04.005","DOIUrl":"10.1016/j.arcontrol.2023.04.005","url":null,"abstract":"<div><p><span><span>Thermodynamics historically developed out of a desire to quantify the maximal efficiency of early thermodynamic heat engines, especially through the work of French physicist Sadi Carnot. However, the more practical problem about quantifying the limits of </span>power output<span> that can be delivered from the system remained unclear due to the fact that quasistatic process requires infinite operation time, resulting in a vanishing power output. Recent advances in the field of stochastic thermodynamics appear to link the theory and practice, which enables us to mathematically analyze the maximal power and also control design of a thermodynamic heat engine on the microscopic scale. This review aims at summarizing and categorizing previous research on the optimal performance of two kinds of finite-time stochastic thermodynamic engines (a Carnot-like heat engine and the heat engine with a single heat bath) both in the linear and </span></span>nonlinear response regimes. Thus, this is to be expected, estimated bounds for maximal power output and optimal control can provide physical insights and guidelines for engineering design. We start by reviewing the optimal performance for the Carnot-like engine that alternates between two heat baths of different constant temperatures. Then we discuss the fundamental bounds of the power output for the heat engine with a single periodic heat bath. In each setting, we provide a comprehensive analysis of the maximal power and efficiency both in the linear and nonlinear regimes. Finally, several challenges and future research directions are concluded.</p></div>","PeriodicalId":50750,"journal":{"name":"Annual Reviews in Control","volume":"56 ","pages":"Article 100894"},"PeriodicalIF":9.4,"publicationDate":"2023-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"45854254","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
Pub Date : 2023-01-01DOI: 10.1016/j.arcontrol.2023.03.005
Timm Faulwasser , Ruchuan Ou , Guanru Pan , Philipp Schmitz , Karl Worthmann
The fundamental lemma by Jan C. Willems and co-workers is deeply rooted in behavioral systems theory and it has become one of the supporting pillars of the recent progress on data-driven control and system analysis. This tutorial-style paper combines recent insights into stochastic and descriptor-system formulations of the lemma to further extend and broaden the formal basis for behavioral theory of stochastic linear systems. We show that series expansions – in particular Polynomial Chaos Expansions (PCE) of -random variables, which date back to Norbert Wiener’s seminal work – enable equivalent behavioral characterizations of linear stochastic systems. Specifically, we prove that under mild assumptions the behavior of the dynamics of the -random variables is equivalent to the behavior of the dynamics of the series expansion coefficients and that it entails the behavior composed of sampled realization trajectories. We also illustrate the short-comings of the behavior associated to the time-evolution of the statistical moments. The paper culminates in the formulation of the stochastic fundamental lemma for linear time-invariant systems, which in turn enables numerically tractable formulations of data-driven stochastic optimal control combining Hankel matrices in realization data (i.e. in measurements) with PCE concepts.
Jan C.Willems及其同事的基本引理深深植根于行为系统理论,它已成为数据驱动控制和系统分析最新进展的支柱之一。这篇教程风格的论文结合了对引理的随机和广义系统公式的最新见解,以进一步扩展和拓宽随机线性系统行为理论的形式基础。我们证明了级数展开——特别是L2随机变量的多项式混沌展开(PCE),可以追溯到Norbert Wiener的开创性工作——能够实现线性随机系统的等效行为特征。具体地,我们证明了在温和的假设下,L2随机变量的动力学行为等价于级数展开系数的动力学行为,并且它包含由采样的实现轨迹组成的行为。我们还说明了与统计矩的时间演变相关的行为的缺点。本文的高潮是线性时不变系统的随机基本引理的公式化,这反过来又使得数据驱动的随机最优控制的数值可处理公式化成为可能,该公式将实现数据(即测量)中的Hankel矩阵与PCE概念相结合。
{"title":"Behavioral theory for stochastic systems? A data-driven journey from Willems to Wiener and back again","authors":"Timm Faulwasser , Ruchuan Ou , Guanru Pan , Philipp Schmitz , Karl Worthmann","doi":"10.1016/j.arcontrol.2023.03.005","DOIUrl":"https://doi.org/10.1016/j.arcontrol.2023.03.005","url":null,"abstract":"<div><p>The fundamental lemma by Jan C. Willems and co-workers is deeply rooted in behavioral systems theory and it has become one of the supporting pillars of the recent progress on data-driven control and system analysis. This tutorial-style paper combines recent insights into stochastic and descriptor-system formulations of the lemma to further extend and broaden the formal basis for behavioral theory of stochastic linear systems. We show that series expansions – in particular Polynomial Chaos Expansions (PCE) of <span><math><msup><mrow><mi>L</mi></mrow><mrow><mn>2</mn></mrow></msup></math></span>-random variables, which date back to Norbert Wiener’s seminal work – enable equivalent behavioral characterizations of linear stochastic systems. Specifically, we prove that under mild assumptions the behavior of the dynamics of the <span><math><msup><mrow><mi>L</mi></mrow><mrow><mn>2</mn></mrow></msup></math></span>-random variables is equivalent to the behavior of the dynamics of the series expansion coefficients and that it entails the behavior composed of sampled realization trajectories. We also illustrate the short-comings of the behavior associated to the time-evolution of the statistical moments. The paper culminates in the formulation of the stochastic fundamental lemma for linear time-invariant systems, which in turn enables numerically tractable formulations of data-driven stochastic optimal control combining Hankel matrices in realization data (i.e. in measurements) with PCE concepts.</p></div>","PeriodicalId":50750,"journal":{"name":"Annual Reviews in Control","volume":"55 ","pages":"Pages 92-117"},"PeriodicalIF":9.4,"publicationDate":"2023-01-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"49739387","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":2,"RegionCategory":"计算机科学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}