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Limits of Optimization. 优化的极限
IF 7.4 3区 计算机科学 Q2 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2024-01-01 Epub Date: 2023-04-06 DOI: 10.1007/s11023-023-09633-1
Cesare Carissimo, Marcin Korecki

Optimization is about finding the best available object with respect to an objective function. Mathematics and quantitative sciences have been highly successful in formulating problems as optimization problems, and constructing clever processes that find optimal objects from sets of objects. As computers have become readily available to most people, optimization and optimized processes play a very broad role in societies. It is not obvious, however, that the optimization processes that work for mathematics and abstract objects should be readily applied to complex and open social systems. In this paper we set forth a framework to understand when optimization is limited, particularly for complex and open social systems.

优化是指根据目标函数找到最佳的可用对象。数学和定量科学在将问题表述为优化问题,以及构建从对象集合中找到最优对象的巧妙过程方面取得了巨大成功。随着大多数人都能轻松使用计算机,优化和优化过程在社会中发挥着非常广泛的作用。然而,适用于数学和抽象对象的优化过程是否能轻易应用于复杂而开放的社会系统,这一点并不明显。在本文中,我们提出了一个框架,以了解优化何时会受到限制,尤其是对复杂和开放的社会系统而言。
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引用次数: 0
The Principle-at-Risk Analysis (PaRA): Operationalising Digital Ethics by Bridging Principles and Operations of a Digital Ethics Advisory Panel 风险原则分析 (PaRA):通过衔接数字道德顾问小组的原则与操作,实现数字道德的可操作性
IF 7.4 3区 计算机科学 Q2 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2023-12-18 DOI: 10.1007/s11023-023-09654-w
André T. Nemat, Sarah J. Becker, Simon Lucas, Sean Thomas, Isabel Gadea, Jean Enno Charton

Recent attempts to develop and apply digital ethics principles to address the challenges of the digital transformation leave organisations with an operationalisation gap. To successfully implement such guidance, they must find ways to translate high-level ethics frameworks into practical methods and tools that match their specific workflows and needs. Here, we describe the development of a standardised risk assessment tool, the Principle-at-Risk Analysis (PaRA), as a means to close this operationalisation gap for a key level of the ethics infrastructure at many organisations – the work of an interdisciplinary ethics panel. The PaRA tool serves to guide and harmonise the work of the Digital Ethics Advisory Panel at the multinational science and technology company Merck KGaA in alignment with the principles outlined in the company’s Code of Digital Ethics. We examine how such a tool can be used as part of a multifaceted approach to operationalise high-level principles at an organisational level and provide general requirements for its implementation. We showcase its application in an example case dealing with the comprehensibility of consent forms in a data-sharing context at Syntropy, a collaborative technology platform for clinical research.

最近,人们试图制定和应用数字伦理原则,以应对数字转型带来的挑战,但这给组织留下了可操作性方面的空白。要成功实施此类指导,组织必须找到方法,将高层次的伦理框架转化为符合其具体工作流程和需求的实用方法和工具。在此,我们介绍了标准化风险评估工具--"风险原则分析"(PaRA)--的开发情况,以此来弥补许多组织伦理基础架构的关键层面--跨学科伦理小组工作--在操作性方面的差距。PaRA 工具用于指导和协调跨国科技公司默克公司数字道德顾问小组的工作,使其与公司《数字道德规范》中概述的原则保持一致。我们研究了如何将这种工具作为多层面方法的一部分,在组织层面落实高层次原则,并提供了实施该工具的一般要求。我们在 Syntropy(一个临床研究合作技术平台)的一个案例中展示了该工具的应用,该案例涉及数据共享背景下同意书的可理解性。
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引用次数: 0
Computing Cultures: Historical and Philosophical Perspectives 计算文化:历史与哲学视角
IF 7.4 3区 计算机科学 Q2 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2023-12-13 DOI: 10.1007/s11023-023-09653-x
Juan Luis Gastaldi
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引用次数: 0
The Role of Naturalness in Concept Learning: A Computational Study 自然性在概念学习中的作用:一项计算研究
IF 7.4 3区 计算机科学 Q2 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2023-11-29 DOI: 10.1007/s11023-023-09652-y
Igor Douven

This paper studies the learnability of natural concepts in the context of the conceptual spaces framework. Previous work proposed that natural concepts are represented by the cells of optimally partitioned similarity spaces, where optimality was defined in terms of a number of constraints. Among these is the constraint that optimally partitioned similarity spaces result in easily learnable concepts. While there is evidence that systems of concepts generally regarded as natural satisfy a number of the proposed optimality constraints, the connection between naturalness and learnability has been less well studied. To fill this gap, we conduct a computational study employing two standard models of concept learning. Applying these models to the learning of color concepts, we examine whether natural color concepts are more readily learned than nonnatural ones. Our findings warrant a positive answer to this question for both models employed, thus lending empirical support to the notion that learnability is a distinctive characteristic of natural concepts.

本文在概念空间框架下研究了自然概念的可学习性。以前的工作提出,自然概念是由最优划分的相似空间的细胞表示的,其中最优性是根据许多约束来定义的。其中最优划分的相似空间导致容易学习的概念的约束。虽然有证据表明,通常被认为是自然的概念系统满足了许多提出的最优性约束,但自然性和可学习性之间的联系却没有得到很好的研究。为了填补这一空白,我们使用两个标准的概念学习模型进行了计算研究。将这些模型应用于颜色概念的学习,我们研究了自然颜色概念是否比非自然颜色概念更容易学习。我们的研究结果为所采用的两个模型提供了一个积极的答案,从而为可学习性是自然概念的独特特征这一概念提供了实证支持。
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引用次数: 0
Encoding Ethics to Compute Value-Aligned Norms 编码伦理以计算与价值一致的规范
IF 7.4 3区 计算机科学 Q2 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2023-11-22 DOI: 10.1007/s11023-023-09649-7
Marc Serramia, Manel Rodriguez-Soto, Maite Lopez-Sanchez, Juan A. Rodriguez-Aguilar, Filippo Bistaffa, Paula Boddington, Michael Wooldridge, Carlos Ansotegui

Norms have been widely enacted in human and agent societies to regulate individuals’ actions. However, although legislators may have ethics in mind when establishing norms, moral values are only sometimes explicitly considered. This paper advances the state of the art by providing a method for selecting the norms to enact within a society that best aligns with the moral values of such a society. Our approach to aligning norms and values is grounded in the ethics literature. Specifically, from the literature’s study of the relations between norms, actions, and values, we formally define how actions and values relate through the so-called value judgment function and how norms and values relate through the so-called norm promotion function. We show that both functions provide the means to compute value alignment for a set of norms. Moreover, we detail how to cast our decision-making problem as an optimisation problem: finding the norms that maximise value alignment. We also show how to solve our problem using off-the-shelf optimisation tools. Finally, we illustrate our approach with a specific case study on the European Value Study.

规范在人类社会和代理社会中被广泛制定,以规范个人的行为。然而,尽管立法者在制定规范时可能考虑到伦理,但道德价值只是有时被明确考虑。本文通过提供一种方法来选择在一个最符合这种社会的道德价值观的社会中制定的规范,从而提高了技术水平。我们调整规范和价值观的方法以伦理学文献为基础。具体来说,从文献对规范、行为和价值观之间关系的研究中,我们通过所谓的价值判断功能正式定义了行为和价值观之间的关系,通过所谓的规范促进功能正式定义了规范和价值观之间的关系。我们表明,这两个函数都提供了计算一组规范的值对齐的方法。此外,我们详细介绍了如何将决策问题视为优化问题:找到最大化价值一致性的规范。我们还展示了如何使用现成的优化工具来解决我们的问题。最后,我们用欧洲价值研究的具体案例来说明我们的方法。
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引用次数: 0
A Pragmatic Theory of Computational Artefacts 计算人工制品的语用理论
IF 7.4 3区 计算机科学 Q2 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2023-11-22 DOI: 10.1007/s11023-023-09650-0
Alessandro G. Buda, Giuseppe Primiero

Some computational phenomena rely essentially on pragmatic considerations, and seem to undermine the independence of the specification from the implementation. These include software development, deviant uses, esoteric languages and recent data-driven applications. To account for them, the interaction between pragmatics, epistemology and ontology in computational artefacts seems essential, indicating the need to recover the role of the language metaphor. We propose a User Levels (ULs) structure as a pragmatic complement to the Levels of Abstraction (LoAs)-based structure defining the ontology and epistemology of computational artefacts. ULs identify a flexible hierarchy in which users bear their own semantic and normative requirements, possibly competing with the logical specification. We formulate a notion of computational act intended in its pragmatic sense, alongside pragmatic versions of implementation and correctness.

一些计算现象本质上依赖于实用的考虑,并且似乎破坏了规范与实现的独立性。其中包括软件开发、越轨使用、深奥的语言和最近的数据驱动应用程序。为了解释它们,在计算人工制品中,语用学、认识论和本体论之间的相互作用似乎是必不可少的,这表明需要恢复语言隐喻的作用。我们提出了一个用户层次(ULs)结构,作为基于抽象层次(LoAs)结构的实用补充,该结构定义了计算工件的本体和认识论。ul确定了一个灵活的层次结构,其中用户承担自己的语义和规范需求,可能与逻辑规范竞争。我们在其语用意义上制定了计算行为的概念,以及实现和正确性的语用版本。
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引用次数: 0
Democratizing AI from a Sociotechnical Perspective 从社会技术角度实现人工智能民主化
IF 7.4 3区 计算机科学 Q2 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2023-11-18 DOI: 10.1007/s11023-023-09651-z
Merel Noorman, Tsjalling Swierstra

Artificial Intelligence (AI) technologies offer new ways of conducting decision-making tasks that influence the daily lives of citizens, such as coordinating traffic, energy distributions, and crowd flows. They can sort, rank, and prioritize the distribution of fines or public funds and resources. Many of the changes that AI technologies promise to bring to such tasks pertain to decisions that are collectively binding. When these technologies become part of critical infrastructures, such as energy networks, citizens are affected by these decisions whether they like it or not, and they usually do not have much say in them. The democratic challenge for those working on AI technologies with collectively binding effects is both to develop and deploy technologies in such a way that the democratic legitimacy of the relevant decisions is safeguarded. In this paper, we develop a conceptual framework to help policymakers, project managers, innovators, and technologists to assess and develop approaches to democratize AI. This framework embraces a broad sociotechnical perspective that highlights the interactions between technology and the complexities and contingencies of the context in which these technologies are embedded. We start from the problem-based and practice-oriented approach to democracy theory as developed by political theorist Mark Warren. We build on this approach to describe practices that can enhance or challenge democracy in political systems and extend it to integrate a sociotechnical perspective and make the role of technology explicit. We then examine how AI technologies can play a role in these practices to improve or inhibit the democratic nature of political systems. We focus in particular on AI-supported political systems in the energy domain.

人工智能(AI)技术为执行影响公民日常生活的决策任务提供了新的方法,例如协调交通、能源分配和人群流动。他们可以对罚款或公共资金和资源的分配进行分类、排序和优先排序。人工智能技术有望给这类任务带来的许多变化,都与具有集体约束力的决策有关。当这些技术成为关键基础设施(如能源网络)的一部分时,无论公民喜欢与否,他们都会受到这些决定的影响,而且他们通常没有太多发言权。对于那些致力于具有集体约束力的人工智能技术的人来说,民主挑战是既要开发和部署技术,又要保障相关决策的民主合法性。在本文中,我们开发了一个概念框架,以帮助政策制定者、项目经理、创新者和技术专家评估和开发使人工智能民主化的方法。这个框架包含了一个广泛的社会技术视角,强调了技术与这些技术所嵌入的环境的复杂性和偶然性之间的相互作用。我们从政治理论家马克·沃伦提出的以问题为基础、以实践为导向的民主理论入手。我们在此方法的基础上描述了可以增强或挑战政治制度中的民主的实践,并将其扩展到整合社会技术视角,并使技术的作用明确。然后,我们研究人工智能技术如何在这些实践中发挥作用,以改善或抑制政治制度的民主性质。我们特别关注能源领域的人工智能支持的政治系统。
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引用次数: 0
Online Altruism: What it is and how it Differs from Other Kinds of Altruism 网络利他主义:它是什么以及它与其他类型的利他主义的区别
IF 7.4 3区 计算机科学 Q2 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2023-10-28 DOI: 10.1007/s11023-023-09648-8
Katherine Lou, Luciano Floridi

Altruism is a well-studied phenomenon in the social sciences, but online altruism has received relatively little attention. In this article, we examine several cases of online altruism, and analyse the key characteristics of the phenomenon, in particular comparing and contrasting it against models of traditional donor behaviour. We suggest a novel definition of online altruism, and provide an in-depth, mixed-method study of a significant case, represented by the r/Assistance subreddit. We argue that online altruism can be characterized by its differing experiences compared to traditional giving, from a giver’s point of view, and unique mechanisms and actions made possible by the internet. These findings explain why people give to anonymous strangers online and provide a new perspective on altruism that is important in building a more altruistic internet and society.

在社会科学中,利他主义是一个被充分研究的现象,但网络利他主义却很少受到关注。在本文中,我们研究了几个在线利他主义的案例,并分析了这种现象的关键特征,特别是将其与传统捐赠行为模型进行了比较和对比。我们提出了一个新的在线利他主义的定义,并提供了一个深入的,混合的方法研究一个重要的案例,代表的r/援助子reddit。我们认为,从给予者的角度来看,网络利他主义的特点在于其与传统捐赠的不同体验,以及互联网使其成为可能的独特机制和行为。这些发现解释了为什么人们会在网上给匿名陌生人捐款,并为利他主义提供了一个新的视角,这对建立一个更加利他的互联网和社会很重要。
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引用次数: 0
The Ethics of Online Controlled Experiments (A/B Testing) 在线控制实验的伦理(A/B测试)
3区 计算机科学 Q2 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2023-09-22 DOI: 10.1007/s11023-023-09644-y
Andrea Polonioli, Riccardo Ghioni, Ciro Greco, Prathm Juneja, Jacopo Tagliabue, David Watson, Luciano Floridi
Abstract Online controlled experiments, also known as A/B tests, have become ubiquitous. While many practical challenges in running experiments at scale have been thoroughly discussed, the ethical dimension of A/B testing has been neglected. This article fills this gap in the literature by introducing a new, soft ethics and governance framework that explicitly recognizes how the rise of an experimentation culture in industry settings brings not only unprecedented opportunities to businesses but also significant responsibilities. More precisely, the article (a) introduces a set of principles to encourage ethical and responsible experimentation to protect users, customers, and society; (b) argues that ensuring compliance with the proposed principles is a complex challenge unlikely to be addressed by resorting to a one-solution response; (c) discusses the relevance and effectiveness of several mechanisms and policies in educating, governing, and incentivizing companies conducting online controlled experiments; and (d) offers a list of prompting questions specifically designed to help and empower practitioners by stimulating specific ethical deliberations and facilitating coordination among different groups of stakeholders.
在线控制实验,也被称为A/B测试,已经变得无处不在。虽然我们已经深入讨论了大规模运行实验的许多实际挑战,但A/B测试的道德维度却被忽视了。本文通过引入一个新的软伦理和治理框架来填补这一空白,该框架明确认识到,在工业环境中,实验文化的兴起不仅给企业带来了前所未有的机会,而且还带来了重大的责任。更准确地说,条款(a)引入了一套原则,鼓励道德和负责任的实验,以保护用户、客户和社会;(b)认为确保遵守拟议的原则是一项复杂的挑战,不太可能通过采取一种解决办法来解决;(c)讨论了若干机制和政策在教育、管理和激励公司进行在线控制实验方面的相关性和有效性;(d)提供了一系列特别设计的问题,通过激发具体的道德审议和促进不同利益相关者群体之间的协调,帮助和授权从业者。
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引用次数: 0
Yet Another Impossibility Theorem in Algorithmic Fairness 算法公平性中的另一个不可能定理
IF 7.4 3区 计算机科学 Q2 COMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE Pub Date : 2023-09-08 DOI: 10.1007/s11023-023-09645-x
Fabian Beigang
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引用次数: 0
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Minds and Machines
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