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Theorizing the functions and patterns of agency in the policymaking process 理论化决策过程中机构的功能和模式
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2025-01-11 DOI: 10.1007/s11077-024-09563-4
Giliberto Capano, Maria Tullia Galanti, Karin Ingold, Evangelia Petridou, Christopher M. Weible

Theories of the policy process understand the dynamics of policymaking as the result of the interaction of structural and agency variables. While these theories tend to conceptualize structural variables in a careful manner, agency (i.e. the actions of individual agents, like policy entrepreneurs, policy leaders, policy brokers, and policy experts) is left as a residual piece in the puzzle of the causality of change and stability. This treatment of agency leaves room for conceptual overlaps, analytical confusion and empirical shortcomings that can complicate the life of the empirical researcher and, most importantly, hinder the ability of theories of the policy process to fully address the drivers of variation in policy dynamics. Drawing on Merton’s concept of function, this article presents a novel theorization of agency in the policy process. We start from the assumption that agency functions are a necessary component through which policy dynamics evolve. We then theorise that agency can fulfil four main functions – steering, innovation, intermediation and intelligence – that need to be performed, by individual agents, in any policy process through four patterns of action – leadership, entrepreneurship, brokerage and knowledge accumulation – and we provide a roadmap for operationalising and measuring these concepts. We then demonstrate what can be achieved in terms of analytical clarity and potential theoretical leverage by applying this novel conceptualisation to two major policy process theories: the Multiple Streams Framework (MSF) and the Advocacy Coalition Framework (ACF).

政策过程理论将政策制定的动态理解为结构变量和代理变量相互作用的结果。虽然这些理论倾向于以谨慎的方式将结构性变量概念化,但代理(即个体代理人的行为,如政策企业家、政策领导人、政策经纪人和政策专家)在变化和稳定的因果关系的谜题中被留下作为残余部分。这种对机构的处理为概念上的重叠、分析上的混乱和经验上的缺陷留下了空间,这可能使经验研究者的生活复杂化,最重要的是,阻碍了政策过程理论充分解决政策动态变化驱动因素的能力。本文借鉴默顿的功能概念,提出了一种新的政策过程代理理论。我们从假设机构职能是政策动态演变的必要组成部分开始。然后,我们从理论上推断,代理可以履行四项主要职能——指导、创新、中介和情报——在任何政策过程中,这些职能都需要由个体代理通过四种行动模式——领导、创业、中介和知识积累——来履行。我们为这些概念的运作和衡量提供了路线图。然后,我们通过将这一新颖的概念应用于两个主要的政策过程理论:多流框架(MSF)和倡导联盟框架(ACF),展示了在分析清晰度和潜在理论杠杆方面可以实现的目标。
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引用次数: 0
Policy integration in urban policies as multi-level policy mixes 作为多层次政策混合的城市政策整合
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2025-01-06 DOI: 10.1007/s11077-024-09562-5
María José Dorado-Rubín, María José Guerrero-Mayo, Clemente Jesús Navarro-Yáñez

This paper analyses policy integration in the field of urban policies. Specifically, the policy framework on sustainable urban development promoted by various international organisations is analysed as an exemplar combining multi-sectoriality in its substantive dimension (policy goals in different policy subsystems) and integration in its procedural dimension (integration between policy actions across policy subsystems involved). It is assumed that urban policies often take the form of multi-level policy mixes, and that integration involves a process of collective action between different policy subsystems. Based on the literature on policy integration and actor-centred institutionalism frameworks, it is postulated that in the absence of clear indications about the integrated strategy and policy integration capacities in the policy frame, the collective action dilemmas that this strategy entails in local projects will prevail, reducing the possibility of policy integration. The implementation of the urban dimension of the European Union's cohesion policy in Spain between 1994 and 2013 is analysed a total of 82 urban projects, where the integrated strategy is a central element but understood as multi-sectorial objectives rather than a complementarity between policy subsystems. Empirical results show a high level of diversity of objectives across policy sectors and a very low level of integration; specifically, a curvilinear pattern in the relationship between these two aspects. The results highlight the need to include policy instruments and capacities in the policy frame to address the collective action dilemmas that policy integration implies, especially if the policy frame calls for a broad multi-sectorial agenda across different policy subsystems.

本文对城市政策领域的政策整合进行了分析。具体而言,各国际组织推动的可持续城市发展政策框架作为一个范例进行了分析,该框架结合了实质性方面的多部门性(不同政策子系统的政策目标)和程序方面的一体化(涉及政策子系统的政策行动之间的一体化)。假设城市政策往往采取多层次政策混合的形式,一体化涉及不同政策子系统之间的集体行动过程。根据有关政策整合和以行为者为中心的制度主义框架的文献,假设在政策框架中缺乏关于综合战略和政策整合能力的明确指示的情况下,该战略在地方项目中所带来的集体行动困境将占优,从而降低了政策整合的可能性。本文分析了1994年至2013年间欧盟凝聚力政策在西班牙城市层面的实施情况,共分析了82个城市项目,其中综合战略是核心要素,但被理解为多部门目标,而不是政策子系统之间的互补。实证结果表明,各政策部门的目标高度多样化,一体化程度很低;具体来说,这两个方面的关系呈曲线模式。研究结果突出表明,需要将政策工具和能力纳入政策框架,以解决政策一体化所带来的集体行动困境,特别是如果政策框架要求跨不同政策子系统制定广泛的多部门议程。
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引用次数: 0
(Not) just policy success: Incorporating justice in policy evaluation. (不)仅仅是政策成功:将公正纳入政策评估。
IF 3.7 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2025-01-01 Epub Date: 2025-09-18 DOI: 10.1007/s11077-025-09588-3
Nynke van Uffelen, Nihit Goyal, Amanda Martinez-Reyes

Despite the recognition that policy evaluations are inherently normative as they are shaped by political and social values, justice is rarely addressed systematically in policy evaluation practice or research. By overlooking structural inequities and failing to scrutinize power dynamics, this omission risks hindering accountability, legitimizing injustice, and inhibiting policy learning. To help bridge this gap, we build on the policy success heuristic, which is a multidimensional approach for assessing programmatic, process, and political outcomes of public policy. Drawing on the philosophical literature on justice, we link three prominent categories-distributive, procedural, and recognition justice-with the dimensions of policy success. Based on this linkage, we propose a reflective framework that uniquely integrates justice principles into each dimension of the policy success heuristic. The framework can be applied ex-ante or ex-post to assess whether a policy is, or is likely to be, not only successful but also just, contributing to navigating the is/ought distinction at the heart of policy evaluation.

尽管人们认识到政策评估本质上是规范性的,因为它们受到政治和社会价值观的影响,但在政策评估实践或研究中很少系统地解决正义问题。由于忽视结构性不平等,未能仔细审查权力动态,这种疏忽可能会阻碍问责,使不公正合法化,并阻碍政策学习。为了帮助弥合这一差距,我们以政策成功启发法为基础,这是一种多维度的方法,用于评估公共政策的规划、过程和政治结果。根据关于正义的哲学文献,我们将三个突出的类别——分配正义、程序正义和承认正义——与政策成功的维度联系起来。基于这种联系,我们提出了一个反思框架,将正义原则独特地整合到政策成功启发式的每个维度中。该框架可以在事前或事后应用,以评估一项政策是否成功,或者是否可能成功,不仅是成功的,而且是公正的,有助于在政策评估的核心定位是/应该的区别。
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引用次数: 0
Reactions to policy action: socio-political conditions of backlash to climate change policy. 对政策行动的反应:反对气候变化政策的社会政治条件。
IF 3.8 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2025-01-01 Epub Date: 2025-05-29 DOI: 10.1007/s11077-025-09578-5
James Patterson, Ksenia Anisimova, Jasmin Logg-Scarvell, Cille Kaiser

Public policymaking on issues requiring ambitious yet socially and economically costly action can face backlash from target groups and wider audiences, threatening policy adoption and durability. As an abrupt negative reaction to policy action, backlash is challenging to study and requires distinctive analytical approaches. This is especially pressing for climate change mitigation policy, which faces growing yet dispersed empirical experiences of backlash. We develop a framework to study the socio-political conditions (economic, cultural, practical) under which backlash to climate policy occurs to enable comparative empirical analysis. We posit that backlash arises from significant incongruence between policy action and its socio-political context across one or more of these dimensions. We illustrate this approach using three cases of backlash to carbon pricing policy in Canada, France, and Mexico, revealing different ways in which incongruence can arise. Our analysis highlights the need for configurational explanations and a policy-in-context perspective when studying contentious reactions to policy action.

在需要采取雄心勃勃但在社会和经济上代价高昂的行动的问题上,公共政策的制定可能面临目标群体和更广泛受众的强烈反对,从而威胁到政策的采纳和持久性。作为对政策行动的突然负面反应,反弹的研究具有挑战性,需要独特的分析方法。这对于减缓气候变化的政策来说尤其紧迫,因为它面临着越来越多但分散的反对经验。我们开发了一个框架来研究社会政治条件(经济、文化、实践),在这些条件下,对气候政策的反弹发生,从而能够进行比较实证分析。我们认为,反弹是由政策行动与其社会政治背景在一个或多个维度之间的显著不一致引起的。我们用加拿大、法国和墨西哥对碳定价政策的反弹三个案例来说明这种方法,揭示了产生不一致的不同方式。我们的分析强调,在研究对政策行动的有争议的反应时,需要配置解释和政策上下文视角。
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引用次数: 0
Hijacking or helping?-How political actors use the COVID-19 pandemic in the climate discourse to advocate their policy beliefs and preferences. 劫机还是帮忙?-政治行为者如何在气候话语中利用COVID-19大流行来倡导他们的政策信念和偏好。
IF 3.7 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2025-01-01 Epub Date: 2025-09-08 DOI: 10.1007/s11077-025-09587-4
Marlene Kammerer, Jack Baker, Lukas Paul Fesenfeld, Maiken Maier, Simon Montfort, Karin Ingold

Many of today's challenges, such as climate change, war, or health crises, are highly interlinked and intertwined. Actors in the public discourse sometimes use the term "polycrisis" to describe this "causal entanglement of crises". This article investigates whether this entanglement is visible in the media discourse and whether political actors strategically (mis-)use simultaneous and overlapping crises to influence policymaking in favor of their policy beliefs and preferences. Specifically, it studies how the outbreak of the COVID-19 pandemic in 2020 influenced the climate discourse at that time and whether and how political actors included the pandemic as "narrative strategy" to advocate their climate policy beliefs and preferences. To answer this question, this article scrutinizes the climate media discourse in 2020 in Germany and Switzerland and employs a logistic regression model combined with a descriptive and qualitative analysis of the climate discourse in the two countries. Our results show that in both countries primarily pro-environment actors use COVID-19-related arguments as narrative strategy to increase public attention for the need of a more ambitious climate policy, while pro-economy actors follow a strategy of decreasing the salience of the climate issue (i.e., not linking the issues), potentially reducing public pressure for more ambitious climate mitigation.

今天的许多挑战,如气候变化、战争或卫生危机,都是高度相互联系和交织在一起的。公共话语中的行动者有时使用“多重危机”一词来描述这种“危机的因果纠缠”。本文调查了这种纠缠是否在媒体话语中可见,以及政治行为者是否在战略上(错误地)使用同时发生和重叠的危机来影响政策制定,以支持他们的政策信念和偏好。具体而言,它研究了2020年COVID-19大流行的爆发如何影响当时的气候话语,以及政治行为者是否以及如何将大流行作为“叙事策略”来倡导其气候政策信念和偏好。为了回答这个问题,本文仔细研究了2020年德国和瑞士的气候媒体话语,并采用逻辑回归模型,结合对两国气候话语的描述性和定性分析。我们的研究结果表明,在这两个国家,主要支持环境的行为者使用与covid -19相关的论点作为叙事策略,以增加公众对更雄心勃勃的气候政策需求的关注,而支持经济的行为者则采取降低气候问题重要性的策略(即不将这些问题联系起来),这可能会减少公众对更雄心勃勃的气候缓解的压力。
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引用次数: 0
Why perfect policy coherence is unattainable (and may be ill-advised). 为什么完美的政策一致性是不可能实现的(而且可能是不明智的)。
IF 3.7 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2025-01-01 Epub Date: 2025-08-05 DOI: 10.1007/s11077-025-09582-9
Paul Cairney

Classic studies of 'perfect' policymaking use an ideal-type to identify and reflect on policymaking in the real world. I use this approach to review studies that seek policy coherence, show how policy theory insights help to identify real-world dynamics, and prompt debate on what would constitute perfection. The ideal-type 'perfect policy coherence' initially helps to identify barriers to policymaking integration and the production and delivery of a coherent policy mix. It has the following elements. There is high and consistent attention to a problem, and solving that problem is the highest strategic priority. There are effective means to produce evidence-informed policy and manage competing beliefs and interests. There is a perfect means to coordinate policy implementation. The strategy works as intended. There are clear and agreed measures of success, and meeting targets signals substantive progress. The policy strategy and mix are credible and durable. I use the ideal-type to show that fragmentation and incoherence are inevitable in the real world. I argue that this 'coherence gap' - between ideal-type and real-world policymaking - is not all bad, then compare competing - 'top down' and 'bottom up' - ways to seek integration and coherence.

关于“完美”政策制定的经典研究使用理想类型来识别和反思现实世界中的政策制定。我用这种方法来回顾那些寻求政策一致性的研究,展示政策理论见解如何帮助识别现实世界的动态,并引发关于什么是完美的辩论。理想类型的“完美政策连贯性”最初有助于确定政策制定、整合以及制定和提供连贯的政策组合的障碍。它具有以下元素。对一个问题有高度和持续的关注,解决这个问题是最高的战略优先事项。制定循证政策和管理相互竞争的信念和利益是有有效手段的。有一个完善的手段来协调政策的执行。该策略按预期发挥了作用。有明确和商定的成功衡量标准,实现目标标志着实质性进展。政策策略和组合是可信和持久的。我用理想类型来说明碎片和不连贯在现实世界中是不可避免的。我认为这种“一致性差距”——在理想类型和现实世界的政策制定之间——并非全是坏事,然后比较相互竞争的——“自上而下”和“自下而上”——寻求整合和一致性的方式。
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引用次数: 0
Analyzing industrial policy portfolios 产业政策组合分析
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2024-12-07 DOI: 10.1007/s11077-024-09559-0
Carmen Heinrich, Christoph Knill, Yves Steinebach

Industrial policy has regained political attention due to the challenges associated with global market integration, technological changes, and the need for sustainable transformation. However, the lack of a consistent understanding of industrial policy hampers systematic comparisons. This paper develops a novel concept of industrial policy portfolios that captures different dimensions of industrial policy outputs across countries and over time. We illustrate this approach by comparing the policy dynamics in the United States and Germany over the last four decades and show that despite similar dynamics of policy growth, the countries display pronounced variation in the areas and instruments they prioritized.

由于与全球市场一体化、技术变革和可持续转型相关的挑战,产业政策重新获得了政治关注。然而,缺乏对产业政策的一致理解阻碍了系统的比较。本文提出了一个新的产业政策组合概念,该概念涵盖了不同国家和不同时期产业政策产出的不同维度。我们通过比较美国和德国在过去四十年中的政策动态来说明这种方法,并表明尽管政策增长的动态相似,但两国在其优先考虑的领域和工具上表现出明显的差异。
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引用次数: 0
The future as developmental construct in the work of Harold Lasswell 哈罗德-拉斯韦尔作品中作为发展建构的未来
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2024-11-26 DOI: 10.1007/s11077-024-09557-2
Ríán Derrig

This review commentary offers reflections on some of the key themes of Douglas Torgerson’s refreshing, perceptive and timely study of the work of Harold Lasswell, The Policy Sciences of Harold Lasswell: Contextual Orientation and the Critical Dimension. The commentary attempts to connect those themes to our present with the aim of making a very small contribution to the work demanded by the challenge posed by Torgerson in the final pages of his book – the pursuit of a ‘strategic developmental construct’ inspired by ‘the critical agenda’. To that end, the commentary examines ideas of the future instantiated in the recent United Nations ‘Summit of the Future’, and concludes by reflecting on possible political risks posed by different styles of hermeneutic method.

道格拉斯-托格森(Douglas Torgerson)对哈罗德-拉斯韦尔(Harold Lasswell)作品的研究令人耳目一新,具有敏锐的洞察力,非常及时:背景取向与批判维度》。这篇评论试图将这些主题与我们的当下联系起来,目的是为托格森在其书的最后几页提出的挑战--在 "批判议程 "的启发下追求 "战略发展建构"--所要求的工作做出微薄的贡献。为此,本评论探讨了最近联合国 "未来峰会 "上提出的未来理念,最后反思了不同诠释学方法可能带来的政治风险。
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引用次数: 0
On Torgerson’s Lasswells 关于托格森的拉斯韦尔
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2024-11-25 DOI: 10.1007/s11077-024-09555-4
James Farr, Nick Dorzweiler

In The Policy Sciences of Harold Lasswell, Douglas Torgerson offers a timely interpretation of Harold Lasswell as a progenitor of critical policy studies and champion of radical democracy. In this essay, we consider several concepts central to Torgerson’s interpretation of Lasswell, including “latent,” “manifest,” and “context,” in order to call attention to the hermeneutic labor required to produce any image of a “stable” Lasswell. We investigate two lesser-known aspects of Lasswell’s career – his teaching at the Chicago Workers School and his NBC radio program Human Nature in Action – to illustrate the degree to which Lasswell’s democratic commitments often blended liberal and elitist tendencies, in sometimes uneasy fashion. We ultimately suggest that despite (or perhaps because of) Lasswell’s irreducible complexities, if not inconsistencies, he remains uniquely relevant to understanding our current era in which propaganda and insecurity remain central concerns.

道格拉斯-托格森(Douglas Torgerson)在《哈罗德-拉斯韦尔的政策科学》(The Policy Sciences of Harold Lasswell)一书中对哈罗德-拉斯韦尔进行了及时的解读,将其视为批判性政策研究的鼻祖和激进民主的拥护者。在这篇文章中,我们考虑了托格森对拉斯韦尔诠释的几个核心概念,包括 "潜在"、"显现 "和 "语境",以唤起人们对塑造 "稳定 "的拉斯韦尔形象所需的诠释工作的关注。我们研究了拉斯韦尔职业生涯中两个鲜为人知的方面--他在芝加哥工人学校的教学和他在美国全国广播公司(NBC)的广播节目《行动中的人性》(Human Nature in Action)--以说明拉斯韦尔的民主承诺常常以有时令人不安的方式融合了自由主义和精英主义的倾向。我们最终认为,尽管(或许正因为)拉斯韦尔具有不可复制的复杂性(如果不是前后矛盾的话),但他对于理解我们这个宣传和不安全仍然是核心问题的时代仍然具有独特的意义。
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引用次数: 0
Emancipatory policy sciences or interpretative revisionism: some thoughts on Douglas Torgerson’s The Policy Sciences of Harold Lasswell 解放政策科学还是解释修正主义:对道格拉斯-托格森《哈罗德-拉斯韦尔的政策科学》的一些思考
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2024-11-21 DOI: 10.1007/s11077-024-09556-3
Hengameh Saberi

In the Policy Sciences of Harold Lasswell, Douglas Torgerson asks an important question–whether the logic of policy sciences can inspire democratic hope for social betterment. His response is refreshing and psychoanalytically-informed optimism, whereas a jurisprudential detour of the NHS’s legacy as the most important application of policy sciences in another discipline calls for agnosticism. Revisiting the application of policy sciences in international law suggests that the very logic of policy sciences, under the influence of a defective form of naturalism, disables its potential for inclusive democracy.

在《哈罗德-拉斯韦尔的政策科学》一书中,道格拉斯-托格森提出了一个重要问题--政策科学的逻辑能否激发民主对社会进步的希望。他的回答是令人耳目一新的、有精神分析学依据的乐观主义,而作为政策科学在另一学科中最重要的应用,对国家医疗服务体系遗产的法学迂回则要求我们采取不可知论。重新审视政策科学在国际法中的应用表明,在有缺陷的自然主义影响下,政策科学的逻辑本身就削弱了其实现包容性民主的潜力。
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引用次数: 0
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