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Beyond evidence-based policymaking? Exploring knowledge formation and source effects in US migration policymaking 超越循证决策?探索美国移民决策中的知识形成和来源效应
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2024-02-22 DOI: 10.1007/s11077-024-09523-y
Andrea Pettrachin, Leila Hadj Abdou

Several scholars have observed persistent gaps between policy responses to complex, ambiguous and politicized problems (such as migration, climate change and the recent Covid-19 pandemic) and evidence or ‘facts’. While most existing explanations for this ‘evidence-policy gap’ in the migration policy field focus on knowledge availability and knowledge use by policymakers, this article shifts the focus to processes of knowledge formation, exploring the questions of what counts as ‘evidence’ for migration policymakers and what are the sources of information that shape their understandings of migration policy issues. It does so, by developing a network-centred approach and focusing on elite US policy-makers in the field of irregular and asylum-seeking migration. This ‘heuristic case’ is used to challenge existing explanations of the ‘evidence-policy gap’ and to generate new explanations to be tested in future research. Our findings—based on qualitative and quantitative data collected in 2015–2018 through 57 elite interviews analysed applying social network analysis and qualitative content analysis—challenge scholarly claims about policymakers’ lack of access to evidence about migration. We also challenge claims that migration-related decision-making processes are irrational or merely driven by political interests, showing that policymakers rationally collect information, select sources and attribute different relevance to ‘evidence’ acquired. We instead highlight that knowledge acquisition processes by elite policymakers are decisively shaped by dynamics of trust and perceptions of political and organizational like-mindedness among actors, and that political and ideological factors determine what qualifies as 'evidence' in the first place.

一些学者注意到,对复杂、模糊和政治化问题(如移民、气候变化和最近的 Covid-19 大流行病)的政策回应与证据或 "事实 "之间始终存在差距。对于移民政策领域的这种 "证据与政策之间的差距",现有的解释大多侧重于政策制定者对知识的掌握和使用,而本文则将重点转向知识的形成过程,探讨对于移民政策制定者而言,什么是 "证据",以及影响他们对移民政策问题的理解的信息来源是什么。为此,文章采用了以网络为中心的方法,重点关注美国非正常移民和寻求庇护移民领域的精英决策者。这一 "启发式案例 "被用来挑战现有的 "证据与政策差距 "的解释,并产生新的解释,以便在未来的研究中进行检验。我们的研究结果基于 2015-2018 年通过 57 次精英访谈收集的定性和定量数据,并运用社会网络分析和定性内容分析进行了分析,这些结果对有关决策者缺乏移民证据的学术主张提出了质疑。我们还挑战了与移民相关的决策过程非理性或仅受政治利益驱动的说法,表明决策者理性地收集信息、选择信息来源,并对所获得的 "证据 "赋予不同的相关性。相反,我们强调精英决策者的知识获取过程受到参与者之间的信任动态以及对政治和组织志同道合的看法的决定性影响,而且政治和意识形态因素首先决定了什么才是 "证据"。
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引用次数: 0
Media actors as policy entrepreneurs: a case study of “No Jab, No Play” and “No Jab, No Pay” mandatory vaccination policies in Australia 作为政策企业家的媒体行为者:澳大利亚 "不戳不打 "和 "不戳不付 "强制疫苗接种政策的案例研究
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2024-02-08 DOI: 10.1007/s11077-024-09522-z
Katie Attwell, Adam Hannah, Shevaun Drislane, Tauel Harper, Glenn C. Savage, Jordan Tchilingirian

The media’s central role in the policy process has long been recognised, with policy scholars noting the potential for news media to influence policy change. However, scholars have paid most attention to the news media as a conduit for the agendas, frames, and preferences of other policy actors. Recently, scholars have more closely examined media actors directly contributing to policy change. This paper presents a case study to argue that specific members of the media may display the additional skills and behaviours that characterise policy entrepreneurship. Our case study focuses on mandatory childhood vaccination in Australia, following the entrepreneurial actions of a deputy newspaper editor and her affiliated outlets. Mandatory childhood vaccination policies have grown in strength and number in recent years across the industrialised world in response to parents refusing to vaccinate their children. Australia’s federal and state governments have been at the forefront of meeting vaccine refusal with harsh consequences; our case study demonstrates how media actors conceived and advanced these policies. The experiences, skills, attributes, and strategies of Sunday Telegraph Deputy Editor Claire Harvey facilitated her policy entrepreneurship, utilising many classic hallmarks from the literature and additional opportunities offered by her media role. Harvey also subverted the classic pathway of entrepreneurship, mobilising the public ahead of policymakers to force the latter’s hand.

媒体在政策制定过程中的核心作用早已得到认可,政策学者们注意到新闻媒体影响政策变化的潜力。然而,学者们最关注的是新闻媒体作为其他政策参与者的议程、框架和偏好的渠道。最近,学者们对直接推动政策变革的媒体行为者进行了更深入的研究。本文通过一个案例研究来论证,特定的媒体成员可能会表现出政策企业家所特有的额外技能和行为。我们的案例研究聚焦于澳大利亚的强制性儿童疫苗接种,关注一位报纸副主编及其附属机构的创业行动。近年来,为了应对家长拒绝为孩子接种疫苗的情况,工业化国家的儿童强制疫苗接种政策力度越来越大,数量也越来越多。澳大利亚联邦政府和州政府一直走在前列,以严厉的后果来应对拒绝接种疫苗的行为;我们的案例研究展示了媒体行为者是如何构思和推进这些政策的。星期日电讯报》副主编克莱尔-哈维(Claire Harvey)的经验、技能、特质和策略促进了她的政策创业,她利用了文献中的许多经典特征以及媒体角色提供的额外机会。哈维还颠覆了企业家精神的经典路径,先于政策制定者动员公众,迫使后者出手。
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引用次数: 0
Designing policies that could work: understanding the interaction between policy design spaces and organizational responses in public sector 设计行之有效的政策:了解公共部门政策设计空间与组织反应之间的互动关系
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2024-02-01 DOI: 10.1007/s11077-024-09521-0
Giliberto Capano, Benedetto Lepori

The goal of this paper is to contribute toward bridging the gap between policy design and implementation by focusing on domains, such as education, healthcare and community services, where policy implementation is largely left to the autonomous decision of public service providers, which are strategic actors themselves. More specifically, we suggest that two characteristics of policy design spaces in which policies are designed, i.e., the level of ideational coherence and the prevailing function of the adopted policy instruments, generate systematic patterns of responses in terms of the extent of compliance with policy goals, the presence of strategic gaming and possible defiance. We illustrate our model through a contrastive case study of the introduction of performance-based funding in the higher education sector in four European countries (France, Italy, Norway, and the United Kingdom). Our analysis displays that policy designs chosen by governments to steer public systems have different trade-offs in terms of responses of the public organizations involved that are essential to effectively implement governmental policies. The model we are proposing provides therefore a framework to understand how these interactions unfold in specific contexts, what are their effects on the achievement of policy goals and how policymakers could exploit their degrees of freedom in policy design to reduce unwanted effects.

本文的目标是通过关注教育、医疗保健和社区服务等领域,为缩小政策设计与实施之间的差距做出贡献,在这些领域中,政策的实施在很大程度上取决于作为战略行动者的公共服务提供者的自主决定。更具体地说,我们认为,政策设计空间的两个特点,即意识形态的一致性水平和所采用政策工具的普遍功能,会在政策目标的遵从程度、战略博弈的存在以及可能的反抗等方面产生系统的反应模式。我们通过对四个欧洲国家(法国、意大利、挪威和英国)高等教育部门引入绩效拨款的对比案例研究来说明我们的模式。我们的分析表明,政府为引导公共系统而选择的政策设计,对相关公共组织的反应有着不同的权衡,而这些反应对有效实施政府政策至关重要。因此,我们提出的模型提供了一个框架,可用于了解这些互动在具体情况下是如何展开的,它们对实现政策目标有哪些影响,以及政策制定者如何利用政策设计中的自由度来减少不必要的影响。
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引用次数: 0
Mobilising international embeddedness to resist radical policy change and dismantling: the case of Brazil under Jair Bolsonaro (2019–2022) 调动国际嵌入性抵制激进的政策变革和解体:雅伊尔-博尔索纳罗领导下的巴西案例(2019-2022 年)
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2024-01-08 DOI: 10.1007/s11077-023-09519-0
Laura Trajber Waisbich
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引用次数: 0
Advancing the multiple streams framework for decision-making: the case of integrating ethics into the Norwegian oil fund strategy 推进多流决策框架:将伦理纳入挪威石油基金战略的案例
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2023-12-12 DOI: 10.1007/s11077-023-09518-1
Camilla Bakken Øvald

This article applies a modified Multiple Streams Framework (MSF) to an in-depth case study of the contentious issue of integrating ethics into the Norwegian oil fund strategy. By exploring how ethical investment guidelines evolved from a discredited and allegedly unrealistic idea into policy consensus and, ultimately, a global exemplar, the study contributes to the literature in two ways. First, it contributes to the ongoing theoretical refinement of the MSF perspective by illustrating how the framework proves valuable in examining both agenda-setting and decision-making processes. Specifically, it confirms the relevance of a two-phase model for a more rigorous analysis of the decision-making process. Second, while prior literature defines the output of agenda-setting as a ready proposal, it is demonstrated that this outcome may not necessarily signify a fully developed policy proposal. To account for a broader range of scenarios, this article suggests redefining the output of the agenda-setting process as a policy commitment, rather than a worked-out proposal ready for negotiations in the political stream. Acknowledging the uncertainty and ambiguity in the decision-making process highlights the significance of developments in the problem and policy streams that past literature has not given due attention. Consequently, the article proposes a revised two-phase model to enhance the conceptualisation of decision-making within the MSF.

本文运用修改后的 "多流框架"(MSF),对将道德规范纳入挪威石油基金战略这一颇具争议的问题进行了深入的案例研究。通过探讨道德投资准则是如何从一个声名狼藉、据称不切实际的想法演变为政策共识,并最终成为全球典范的,本研究从两个方面为相关文献做出了贡献。首先,本研究说明了 MSF 框架在审查议程设置和决策过程中的价值,从而为 MSF 观点的不断理论完善做出了贡献。具体而言,它证实了两阶段模型对于更严格地分析决策过程的相关性。其次,虽然之前的文献将议程设置的结果定义为一个现成的建议,但事实证明,这一结果并不一定意味着一个完全成熟的政策建议。为了考虑到更广泛的情况,本文建议将议程制定过程的产出重新定义为政策承诺,而不是准备好在政治流中进行谈判的成熟提案。承认决策过程中的不确定性和模糊性凸显了问题流和政策流发展的重要性,而过去的文献并未给予应有的重视。因此,文章提出了一个经过修订的两阶段模型,以加强 MSF 内部决策的概念化。
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引用次数: 0
How foes become allies: the shifting role of business in climate politics 敌人如何成为盟友:商业在气候政治中的角色转变
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2023-11-16 DOI: 10.1007/s11077-023-09517-2
Irja Vormedal, Jonas Meckling

Firms often oppose costly public policy reforms—but under what conditions may they come to support such reforms? Previous scholarship has taken a predominantly static approach to the analysis of business positions. Here, we advance a dynamic theory of change in business policy positions that explains how business may shift from opposing to supporting new regulation over the course of multiple rounds of policymaking. We identify three sets of drivers and causal mechanisms behind business repositioning related to political, policy, and market change. We argue that political mechanisms can shift opposition to “strategic support” for reform, whereas policy and market mechanisms may shift opposition or strategic support toward “sincere support.” We examine the reconfiguration of business interests and policy positions in the context of three decades of US climate politics, focusing on the oil and gas, electricity, and auto sectors. Our dynamic theory of business positions moves beyond the dualism that views business as either opposing or supporting public interest regulation. We thus advance our understanding of why initial business opposition can incrementally turn into strategic or sincere support for policy reform.

企业经常反对代价高昂的公共政策改革——但在什么条件下他们会支持这些改革呢?以前的学术研究主要采用静态方法来分析商业职位。在这里,我们提出了一个企业政策立场变化的动态理论,解释了企业如何在多轮政策制定过程中从反对到支持新法规。我们确定了与政治、政策和市场变化相关的业务重新定位背后的三组驱动因素和因果机制。我们认为,政治机制可以将反对转变为对改革的“战略支持”,而政策和市场机制可以将反对或战略支持转变为“真诚支持”。我们研究了三十年来美国气候政治背景下商业利益和政策立场的重新配置,重点关注石油和天然气、电力和汽车行业。我们对企业立场的动态理论超越了将企业视为反对或支持公共利益监管的二元论。因此,我们进一步理解了为什么最初的商业反对可以逐渐转变为对政策改革的战略或真诚支持。
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引用次数: 0
Finding, distinguishing, and understanding overlooked policy entrepreneurs 发现、区分和理解被忽视的政策企业家
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2023-11-06 DOI: 10.1007/s11077-023-09515-4
Gwen Arnold, Meghan Klasic, Changtong Wu, Madeline Schomburg, Abigail York

Scholars have spent decades arguing that policy entrepreneurs, change agents who work individually and in groups to influence the policy process, can be crucial in introducing policy innovation and spurring policy change. How to identify policy entrepreneurs empirically has received less attention. This oversight is consequential because scholars trying to understand when policy entrepreneurs emerge, and why, and what makes them more or less successful, need to be able to identify these change agents reliably and accurately. This paper explores the ways policy entrepreneurs are currently identified and highlights issues with current approaches. We introduce a new technique for eliciting and distinguishing policy entrepreneurs, coupling automated and manual analysis of local news media and a survey of policy entrepreneur candidates. We apply this technique to the empirical case of unconventional oil and gas drilling in Pennsylvania and derive some tentative results concerning factors which increase entrepreneurial efficacy.

几十年来,学者们一直认为,政策企业家,即个人和集体工作以影响政策过程的变革推动者,在引入政策创新和刺激政策变革方面至关重要。如何从经验上识别政策企业家受到的关注较少。这种监督是重要的,因为学者们试图了解政策企业家何时出现,为什么以及是什么让他们或多或少成功,需要能够可靠准确地识别这些变革推动者。本文探讨了目前确定政策企业家的方式,并强调了当前方法中的问题。我们引入了一种新的技术来吸引和区分政策企业家,结合对当地新闻媒体的自动和手动分析以及对政策企业家候选人的调查。我们将这一技术应用于宾夕法尼亚州非常规石油和天然气钻探的实证案例,并得出了一些关于提高创业效率因素的初步结果。
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引用次数: 1
Agenda-setting in nascent policy subsystems: issue and instrument priorities across venues 新生政策子系统的议程设置:跨场所的问题和工具优先事项
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2023-10-21 DOI: 10.1007/s11077-023-09514-5
Nicole Lemke, Philipp Trein, Frédéric Varone

The “policy subsystem” has long been a key concept in our understanding of how policies on a given topic are produced. However, we know much less about policymaking in nascent policy subsystems. This article draws on the theories of agenda-setting and venue shopping to argue that the similarity and convergence of policy subsystems’ agendas across different institutional venues and over time are features that distinguish more nascent policy subsystems from their more established, mature counterparts. In simple terms, policy venues’ agendas converge when policy actors begin to discuss the same issues and instruments instead of talking past one another. The article illustrates this argument using textual data on Germany’s emerging Artificial Intelligence (AI) policy: print media debates, parliamentary debates, and a government consultation from the period between November 2017 and November 2019. The insights from our analysis show that actors emphasize somewhat different policy issues and instruments related to AI in different venues. Nevertheless, the longitudinal analysis suggests that the debate does seem to converge across different venues, which indicates the formation of a subsystem-specific policy agenda regarding AI.

长期以来,“策略子系统”一直是我们理解如何生成给定主题上的策略的关键概念。然而,我们对新兴政策子系统的政策制定知之甚少。本文借鉴了议程设置和场所购买理论,认为政策子系统议程在不同制度场所和时间上的相似性和趋同性是区分新兴政策子系统与成熟政策子系统的特征。简而言之,当政策参与者开始讨论相同的问题和工具,而不是各执一词时,政策场所的议程就会趋同。本文使用德国新兴人工智能(AI)政策的文本数据来说明这一论点:2017年11月至2019年11月期间的印刷媒体辩论、议会辩论和政府咨询。从我们的分析中得出的见解表明,在不同的场合,参与者强调的与人工智能相关的政策问题和工具有所不同。然而,纵向分析表明,辩论似乎在不同的场所汇聚,这表明形成了一个关于人工智能的子系统特定政策议程。
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引用次数: 0
Female members of parliament, right-wing parties, and the inclusiveness of immigration policy: evidence from 26 European countries 议会女性成员、右翼政党和移民政策的包容性:来自26个欧洲国家的证据
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2023-10-18 DOI: 10.1007/s11077-023-09516-3
Shouzhi Xia

While prior studies have examined various factors that affect immigration policymaking across Europe, little attention has been paid to the impact of the gender structure within parliament. It has been found that female parliamentarians are more concerned with the interests of women, children, and other marginalized groups than their male colleagues. Consequently, they are more likely to prioritize the rights of immigrants who represent an important social minority in European settings. Leveraging a panel data set spanning 26 European states from 2007 to 2019, the paper shows that an increase in the share of women parliamentarians is indeed associated with the liberalization of immigration policy. The results remain significant when employing historical female enrollment as an instrumental variable. Notably, the growth of the right-wing parties (including mainstream and radical right parties) in parliament would undercut the positive impact of female parliamentarians. The paper sheds some light on European immigration policymaking and female political representation.

虽然之前的研究考察了影响欧洲各地移民政策制定的各种因素,但很少有人关注议会中性别结构的影响。调查发现,女议员比男议员更关心妇女、儿童和其他边缘群体的利益。因此,他们更有可能优先考虑移民的权利,因为移民在欧洲社会中是一个重要的少数群体。利用2007年至2019年跨越26个欧洲国家的面板数据集,该论文表明,女性议员比例的增加确实与移民政策的自由化有关。当使用历史女性入学人数作为工具变量时,结果仍然显着。值得注意的是,右翼政党(包括主流和激进右翼政党)在议会中的增长将削弱女性议员的积极影响。这篇论文揭示了欧洲移民政策制定和女性政治代表的一些问题。
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引用次数: 0
When active representation is not enough: ethnic minority street-level workers in a divided society and policy entrepreneurship 当积极的代表还不够时:少数民族街头工人在一个分裂的社会和政策创业
IF 5.3 3区 管理学 Q1 PUBLIC ADMINISTRATION Pub Date : 2023-08-18 DOI: 10.1007/s11077-023-09513-6
H. Nouman, N. Cohen
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引用次数: 1
期刊
Policy Sciences
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