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Place-based and sectoral patterns in urban experimentation: Implications for deep transitions research 城市实验中的地方和部门模式:对深度转型研究的影响
IF 5.7 2区 经济学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-10-13 DOI: 10.1016/j.eist.2024.100922
Wikke Novalia , Megan Farrelly , Rob Raven
Transforming critical infrastructure systems, such as water and energy, is crucial to achieving global sustainability and climate change targets in many cities. Whilst experimentation has been studied extensively in urban sustainability scholarships, there have been no large-N cross-sector comparative studies. Existing research is potentially blind to different patterns of urban experiments across multiple sectors. This is particularly relevant to advancing deep transitions thinking, which has increasingly foregrounded the notion of multi-system alignment across socio-technical domains. Our research aims to fill this knowledge gap using a database to characterise urban experiments across water and energy domains while integrating sectoral and place-based perspectives. We analysed 40 experiments across Melbourne and Adelaide, Australia. Our results show that on a collective level, these experiments skew towards technological interventions, while their transfer and impact trajectories are underpinned by distinct territorial and sectoral logics. We show that cross-sectoral analysis can reveal plurality in urban experiments across multiple systems and places while offering a more refined understanding of multi-system alignment requirements for deep transitions.
改造水和能源等关键基础设施系统对于许多城市实现全球可持续发展和气候变化目标至关重要。虽然城市可持续发展奖学金对实验进行了广泛研究,但还没有大范围的跨部门比较研究。现有的研究可能对多个部门的不同城市实验模式视而不见。这与推进深度转型思维尤为相关,因为深度转型思维日益强调跨社会技术领域的多系统协调概念。我们的研究旨在填补这一知识空白,利用一个数据库来描述跨水和能源领域的城市实验,同时整合部门和地方视角。我们分析了澳大利亚墨尔本和阿德莱德的 40 项实验。我们的研究结果表明,从整体上看,这些实验偏向于技术干预,而其转移和影响轨迹则以不同的地域和部门逻辑为基础。我们表明,跨部门分析可以揭示城市实验在多个系统和地方的多元性,同时提供对深度转型的多系统协调要求的更精细理解。
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引用次数: 0
Hybrid entrepreneurship in just transitions: Dealing with dilemmas facing ‘the other’ 公正过渡时期的混合创业:应对 "他人 "面临的困境
IF 5.7 2区 经济学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-10-13 DOI: 10.1016/j.eist.2024.100924
Rick Colbourne , Lalarukh Ejaz , Vadim Grinevich , Saima Husain , D'Arcy O'Farrell
The aim of the paper is to investigate the role of hybrid entrepreneurship in developing justice and diversity responses to sustainability transitions that are complicated by contexts of ambiguous socio-technological shifts and manifested in material and ethical dilemmas for ‘the other’, i.e., those deemed different. Based on analysis of two original case studies featuring the other—the Nisichawayasihk Cree Nation indigenous community in Canada and the Karachi Down Syndrome Program in Pakistan—we identify the conditions for engaging minority communities in strong collaborative and participatory cross-stakeholder processes to deal with dilemmas posed by sustainability transitions. We centre on issues of social inclusion and social equity. We illuminate how hybrid entrepreneurship practices enable, structure and manage collective learning within and outside hybrid ventures to facilitate equitable transitions. Finally, we propose how to co-create actions that amplify marginalized voices to influence institutions.
本文旨在研究混合创业在制定可持续发展转型的正义和多样性应对措施中的作用,这种转型因模棱两可的社会技术变革背景而变得复杂,并表现为 "他人"(即那些被认为与众不同的人)的物质和道德困境。基于对两个以 "他者 "为主题的原创案例研究--加拿大尼西卡瓦西赫克克里族原住民社区和巴基斯坦卡拉奇唐氏综合症项目--的分析,我们确定了让少数民族社区参与到强有力的合作和参与性跨利益相关方进程中的条件,以应对可持续性转型带来的困境。我们以社会包容和社会公平问题为中心。我们阐明了混合创业实践如何促成、组织和管理混合企业内外的集体学习,以促进公平过渡。最后,我们提出了如何共同创造行动,放大边缘化的声音以影响机构。
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引用次数: 0
The influence of disruptive events on energy-related household practices: Results of a longitudinal study in the Netherlands 破坏性事件对与能源有关的家庭行为的影响:荷兰纵向研究的结果
IF 5.7 2区 经济学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-10-12 DOI: 10.1016/j.eist.2024.100920
Véronique Vasseur , Julia Backhaus
Household energy use relates to our socio-cultural identity, our socio-economic status and the socio-cultural and material contexts in which we live. Around the world, households experienced dramatic changes in light of the COVID-19 pandemic and the drastic increase of energy prices following the Russian invasion of Ukraine. Habits and routines were disrupted, reinterpreted, reorganized and renegotiated, albeit under constraints and in most cases involuntarily. This paper analyses how the practice of ‘keeping warm’ responds to disruptive events ranging from a small-scale and short-lived experiment to much more drastic and far-reaching geopolitical events. Following an initial study challenging households to reduce temperatures inside their homes during October/November 2018, the same households were revisited for follow-up questioning two and a half years after the start of the COVID-19 pandemic in Europe and six months after the attack of Russian armed forces on Ukraine. Quantitative and qualitative data were collected before, during, and three months as well as three years after the original ‘heating challenge’. The final follow-up survey took place in August 2022 and turned the initial short-lived Living Lab-based experiment into a longitudinal study.
The experimental exploration of possibilities to reduce household energy use through the disruption of routinized practices in Living Labs enables an analysis of the effects of disruptive events, including the role of values, social norms, habits and routines (Sahakian et al., 2021). But what happens, when experiments get serious and large-scale upheaval affecting many challenges and changes meanings, thus contributing to changes in social norms and practices? This research explores lasting-changes in energy-related household practices following voluntary disruptive experimentation and subsequent involuntary disruptions. Compared to the macro-systemic disruptions experienced during the COVID-19 pandemic and the more recent energy crisis, the disruptions induced through the initial ‘heating challenge’ are of a much smaller magnitude. Our findings show that reductions in energy use are possible when routinized practices are disrupted through voluntary experimentation. In addition, our results indicate that the meanings tied up with indoor comfort had changed due to the initial experiment and that participants who initially experimented in an interactive community setting had learned more about how to connect, share experiences and reflections to adapt to other, also large-scale disruptions collaboratively.
家庭能源使用与我们的社会文化身份、社会经济地位以及我们生活的社会文化和物质环境有关。在世界各地,由于 COVID-19 的流行和俄罗斯入侵乌克兰后能源价格的急剧上涨,家庭经历了巨大的变化。习惯和常规被打乱、重新解释、重组和重新协商,尽管是在受限的情况下,而且在大多数情况下是非自愿的。本文分析了 "保暖 "习俗如何应对各种破坏性事件,从小规模、短暂的实验到更为剧烈、影响深远的地缘政治事件。在 2018 年 10 月/11 月期间进行了一项挑战家庭降低室内温度的初步研究后,在欧洲 COVID-19 大流行开始两年半后和俄罗斯武装部队袭击乌克兰六个月后,再次访问了相同的家庭,进行了后续调查。在最初的 "供暖挑战 "之前、期间、三个月后以及三年后收集了定量和定性数据。最后的跟踪调查于 2022 年 8 月进行,将最初以生活实验室为基础的短暂实验变成了一项纵向研究。通过在生活实验室中打破常规做法,对减少家庭能源使用的可能性进行实验性探索,可以分析破坏性事件的影响,包括价值观、社会规范、习惯和常规的作用(Sahakian 等人,2021 年)。但是,当实验发生严重和大规模的动荡,影响到许多挑战并改变意义,从而导致社会规范和实践发生变化时,会发生什么呢?本研究探讨了在自愿破坏性实验和随后的非自愿破坏之后,与能源相关的家庭实践发生的持久变化。与 COVID-19 大流行和最近的能源危机期间所经历的宏观系统破坏相比,最初的 "供暖挑战 "所引发的破坏规模要小得多。我们的研究结果表明,通过自愿尝试来打破常规做法,是有可能减少能源使用量的。此外,我们的研究结果表明,与室内舒适度相关的意义已经因为最初的实验而发生了变化,而且最初在互动社区环境中进行实验的参与者已经更多地了解了如何联系、分享经验和反思,以共同适应其他同样大规模的干扰。
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引用次数: 0
Scalar orientation of policies and technology legitimacy: The case of decarbonization in Norway 政策的规模导向与技术合法性:挪威的去碳化案例
IF 5.7 2区 经济学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-10-09 DOI: 10.1016/j.eist.2024.100919
Teis Hansen , Jens Hanson , Tuukka Mäkitie , Håkon Normann , Markus Steen
This paper suggest that we need to better understand the relationship between policy rationales and their scalar orientation. The former refers to the underlying motivations for proposing policies. The latter refers to two dimensions: the geography of challenges that policy seek to address, and the geography of effects that policy seek to instigate. Such variations in the scalar orientation of national level climate and energy policy, may lead to differing rationales for (not) supporting technologies that can contribute to decarbonization, depending also on their alignment with broader context structures. In this way, scalar orientation of policy rationales may have significant implications for technology legitimacy. We develop a conceptual framework that distinguishes four types of scalar orientation in local/global challenges and effects. Empirically, we analyse how shifting scalar orientation of policy rationales in Norway has influenced legitimacy for LNG in shipping, offshore wind in the energy sector, and CCS for various user sectors.
本文认为,我们需要更好地理解政策依据及其标度取向之间的关系。前者指的是提出政策的根本动机。后者指的是两个方面:政策所要应对的挑战的地理位置,以及政策所要促成的效果的地理位置。国家层面的气候和能源政策在尺度取向上的这种差异,可能会导致(不)支持有助于去碳化的技术的理由不同,这也取决于这些技术是否与更广泛的背景结构相一致。因此,政策依据的尺度取向可能会对技术合法性产生重大影响。我们建立了一个概念框架,区分了地方/全球挑战和影响中的四种规模导向。通过实证研究,我们分析了挪威政策依据的尺度取向变化如何影响了航运业的液化天然气、能源业的海上风电以及各用户部门的二氧化碳捕获和储存技术的合法性。
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引用次数: 0
Towards new perspectives of stakeholder engagement in sustainability transitions: Bringing the supranational level into view 从新的角度看待利益攸关方参与可持续性转型:将超国家层面纳入视野
IF 5.7 2区 经济学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-10-08 DOI: 10.1016/j.eist.2024.100921
Luka Gudek, Kristiaan P.W. Kok, Jacqueline E.W. Broerse
Although stakeholder engagement is a well-discussed topic within sustainability transitions research, it is underexplored in the context of supranational actors, such as the EU, despite the apparent relevance. Through the case study of the European citizen and stakeholder consultations around European Green Deal (EGD), this paper investigates the implications of stakeholder engagement conducted on a supranational level. By applying a transitions-based engagement framework, gaps are highlighted in the existing knowledge of the particular supranational dynamics in engagement for sustainability transitions. The goals of engagement are entangled and point to the complexity of supranational organisations, as well as specific challenges these organisations face in engagement processes. These include challenges of overcoming scale, relevance for the citizens, as well as legitimizing their own role as a transitions actor. These distinctly supranational challenges of engagement in transitions highlight several new avenues for research. In order to play a more effective role in transitions, supranational organisations must overcome these challenges.
尽管利益相关者参与是可持续性转型研究中一个讨论较多的话题,但在超国家行为者(如欧盟)的背景下,利益相关者参与尽管具有明显的相关性,但却未得到充分探讨。本文通过对欧洲公民和利益相关者围绕欧洲绿色交易(EGD)进行磋商的案例研究,探讨了在超国家层面开展利益相关者参与的意义。通过应用基于过渡的参与框架,本文强调了现有知识中关于超国家参与可持续性过渡的特殊动态的差距。参与的目标错综复杂,表明了超国家组织的复杂性,以及这些组织在参与过程中面临的具体挑战。这些挑战包括克服规模、与公民的相关性,以及使自身作为转型参与者的角色合法化。这些超国家参与过渡的挑战凸显了几条新的研究途径。为了在过渡时期发挥更有效的作用,超国家组织必须克服这些挑战。
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引用次数: 0
Harnessing social innovation for a just transition: A case study of tea industrialization in China's era of ecological civilization 利用社会创新实现公正转型:中国生态文明时代的茶叶产业化案例研究
IF 5.7 2区 经济学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-09-28 DOI: 10.1016/j.eist.2024.100917
Ping Huang , Vanesa Castán Broto , Linda Westman
The narrative of 'just transition' has gained significant traction in arenas of transition research and policymaking. Social innovation can play a central role in delivering a just transition, fostering social change and providing social arrangements that enable adjustment to change. Engaging with the ‘shapeshifting’ nature of social innovation, this research conceptualizes social innovation at the core of the just transition. Through an in-depth empirical case of tea industrialization in Enshi, China, this research explores how a locally born social innovation, Enshi Yulu, has gained momentum in advancing a just transition in-the-making in a new era of ecological civilization. The empirical analysis reveals that the key to the empowerment of Enshi Yulu in driving a just transition in Enshi city lies in the introduction of updated forms of the social innovation at opportune moments. This finding underscores the importance of comprehending the context- and time-sensitive nature of social innovation in navigating the directionality of transition towards more just outcomes. The core analytical question lies not in characterizing the ultimate shape of social innovation, but in understanding how certain initiatives come to be understood as social innovation and with what implications.
公正过渡 "的说法在过渡研究和决策领域获得了极大的支持。社会创新可以在实现公正过渡、促进社会变革和提供社会安排以适应变革方面发挥核心作用。本研究结合社会创新的 "变形 "特性,将社会创新概念化为公正转型的核心。本研究通过对中国恩施州茶叶产业化的深入实证案例,探讨了恩施玉露这一在当地诞生的社会创新,如何在生态文明新时代的公正转型中获得发展动力。实证分析表明,恩施雨露之所以能推动恩施市的公正转型,关键在于适时引入社会创新的更新形式。这一发现强调了理解社会创新的背景和时间敏感性在引导向更公正结果过渡的方向性中的重要性。核心分析问题不在于描述社会创新的最终形态,而在于理解某些举措如何被理解为社会创新,以及会产生什么影响。
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引用次数: 0
The potential of innovation contests in articulating demand for system-level transformation: The case of the Helsinki Energy Challenge 创新竞赛在明确系统转型需求方面的潜力:赫尔辛基能源挑战赛案例
IF 5.7 2区 经济学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-09-27 DOI: 10.1016/j.eist.2024.100916
Matti Pihlajamaa, Ville Valovirta
As local authorities and providers of services and infrastructures, cities can advance sustainability transformations through instruments like public procurement. However, a disconnect exists between broad (supra)national sustainability challenges and public procurers’ local needs. We examine innovation contests as a tool for articulating societal challenges as local demands for innovation. We study Helsinki Energy Challenge, where the city of Helsinki, Finland, sought solutions for decarbonizing its heating system, offering a million-euro reward. We explore how innovation contest-related activities contribute to articulating demand for system innovation locally and their influence on participants’ problem-solving approaches. The case demonstrates how innovation contests could localise demand for sustainable solutions and direct innovation processes toward a societal challenge, while supporting solutions’ broader scalability. We identify six demand articulation activities: expressing strategic intent, scoping, boundary-setting, user-producer interaction, evaluation, and embedding. We enhance understanding of demand articulation processes for system innovation and the potential of innovation contests for transformative innovation missions.
作为地方当局以及服务和基础设施的提供者,城市可以通过公共采购等手段推进可持续性转型。然而,广泛的(超)国家可持续性挑战与公共采购者的地方需求之间存在脱节。我们将创新竞赛作为一种工具,将社会挑战与地方创新需求结合起来。我们对赫尔辛基能源挑战赛进行了研究,芬兰赫尔辛基市在该比赛中寻求供热系统去碳化的解决方案,并提供了一百万欧元的奖励。我们探讨了与创新竞赛相关的活动如何促进当地对系统创新的需求,以及这些活动对参与者解决问题方法的影响。该案例展示了创新竞赛如何将对可持续解决方案的需求本地化,并将创新过程引向社会挑战,同时支持解决方案更广泛的可扩展性。我们确定了六项需求衔接活动:表达战略意图、范围界定、边界设定、用户-生产者互动、评估和嵌入。我们加深了对系统创新需求阐明过程的理解,以及对创新竞赛在变革性创新任务中的潜力的理解。
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引用次数: 0
Transition imaginaries: Expectations of the state project of an electric vehicle in Poland 过渡想象:对波兰电动汽车国家项目的期望
IF 5.7 2区 经济学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-09-25 DOI: 10.1016/j.eist.2024.100912
Aleksandra Lis-Plesińska , Rafał Szymanowski , Marek W. Jaskólski
We present the concept of “transition imaginary”, defined as a discursive effect of the relational work of the state to strategically select and reconfigure landscape pressures through national sociotechnical imaginaries for the sake of legitimizing particular transition projects. Using the case study of the Polish project of an electric vehicle (EV) IZERA, we illustrate a model that helps understand how landscape pressures are reinterpreted in relation to national sociotechnical imaginaries with the active role of state actors in this process. State actors use various forms of representation to publicly express expectations about its benefits and meanings to consolidate the social base for it and propose concrete forms of intervention to bring them into existence. By applying the strategic-relational approach to state power developed by Bob Jessop, we unpack sustainable transitions as state projects of political power and a geographically specific modality of state capitalism.
我们提出了 "转型想象 "的概念,将其定义为国家通过国家社会技术想象对景观压力进行战略选择和重构的关系工作所产生的话语效果,目的是使特定的转型项目合法化。通过对波兰电动汽车(EV)IZERA 项目的案例研究,我们阐述了一个模型,该模型有助于理解景观压力如何在国家社会技术想象中被重新诠释,以及国家行为者在这一过程中的积极作用。国家行为者利用各种形式的表述,公开表达对其利益和意义的期望,以巩固其社会基础,并提出具体的干预形式,使其得以实现。通过应用鲍勃-杰索普(Bob Jessop)提出的国家权力战略关系方法,我们将可持续转型理解为国家政治权力项目和国家资本主义的一种特定地理模式。
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引用次数: 0
The uphill battle for reinventing post-industrial regions: The case of Greater Manchester's ‘clean growth’ mission 重塑后工业地区的艰苦斗争:大曼彻斯特的 "清洁增长 "使命
IF 5.7 2区 经济学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-09-23 DOI: 10.1016/j.eist.2024.100915
Matt Ziembla , Elvira Uyarra , Jonatan Pinkse
In this paper we enrich the concept of place-based leadership. Building on social movement theory, our analysis of the clean growth mission development in Greater Manchester (UK) reveals the role of place-based leadership in mobilising and coordinating framing processes that linked the global climate change problem with local challenges, articulated local benefits of its resolution, and provided justification for local change efforts. We draw on theories of the policy process (i.e. Multiple Streams Framework) to shed light on how place-based leaders frame problems and solutions strategically to engender policy change. While framing processes had an impact on local policy agendas, we do not find evidence of accelerated implementation, pointing to the important distinctions between problem ownership and solution ownership in the context of wicked problems. Our findings contribute to the ongoing debate on the role of multi-level governance and localised agency in problem-based policymaking for sustainable regional development.
本文丰富了地方领导力的概念。在社会运动理论的基础上,我们对英国大曼彻斯特地区清洁增长任务的发展进行了分析,揭示了地方领导在动员和协调框架制定过程中的作用,这些框架将全球气候变化问题与地方挑战联系起来,阐明了解决该问题的地方利益,并为地方变革努力提供了理由。我们借鉴了政策过程理论(即多流框架),以阐明地方领导者如何战略性地制定问题和解决方案,从而推动政策变革。虽然框架制定过程对地方政策议程产生了影响,但我们并没有发现加速实施的证据,这表明在恶性问题的背景下,问题所有权和解决方案所有权之间存在重要区别。我们的研究结果有助于当前关于多层次治理和地方机构在基于问题的决策中的作用的讨论,从而促进可持续区域发展。
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引用次数: 0
Networked sustainable business model innovation and sustainable energy transitions: A case study of incumbent Chinese manufacturers in 2010–2022 网络化可持续商业模式创新与可持续能源转型:2010-2022年中国现有制造商案例研究
IF 5.7 2区 经济学 Q1 ENVIRONMENTAL SCIENCES Pub Date : 2024-09-22 DOI: 10.1016/j.eist.2024.100911
Akihisa Mori, Keyue Zhang
The sustainability transition literature has paid scant attention to incumbent generation equipment manufacturers, constituting a complementary element in electricity systems. To fill this research gap, this study develops the concept of networked sustainable business model innovation (SBMI) as an analytical framework to explore how incumbent manufacturers change business models in response to changes in incumbent power generators and how these changes influence transitions in electricity systems. Based on case studies of three major Chinese incumbent power generation equipment manufacturers, our findings reveal that the networked SBMI by incumbent power generators and power generation equipment manufacturers can accelerate transitions to RES-E-based electricity systems in the segments where incumbent power generation equipment manufacturers have the capabilities to reorient and gain a competitive edge in the market. However, incumbent power generators can resume coal power projects unless incumbent power generation equipment manufacturers completely scrap coal power equipment production capacities.
可持续转型文献很少关注构成电力系统补充要素的现有发电设备制造商。为了填补这一研究空白,本研究提出了网络化可持续商业模式创新(SBMI)的概念,并将其作为一个分析框架,以探讨现有制造商如何根据现有发电设备制造商的变化改变商业模式,以及这些变化如何影响电力系统的转型。基于对中国三大在位发电设备制造商的案例研究,我们的发现揭示了在位发电商和发电设备制造商的网络化 SBMI 能够在在位发电设备制造商有能力调整方向并获得市场竞争优势的细分市场中加速向基于可再生能源的电力系统转型。然而,除非現有的發電設備製造商完全取消煤電設備的生產能力,否 則現有發電商仍可恢復煤電項目。
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引用次数: 0
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Environmental Innovation and Societal Transitions
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