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Latent class analysis of post-acute sequelae of SARS-CoV-2 infection. 对 SARS-CoV-2 感染后急性后遗症的潜伏类分析。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-08-01 Epub Date: 2024-11-16 DOI: 10.1080/10543406.2024.2424844
Xiaowu Sun, Jonathan P DeShazo, Laura Anatale-Tardiff, Manuela Di Fusco, Kristen E Allen, Thomas M Porter, Henriette Coetzer, Santiago M C Lopez, Laura Puzniak, Joseph C Cappelleri

Symptoms post-SARS-CoV-2 infection may persist for months and cause significant impairment and impact to quality of life. Acute symptoms of SARS-CoV-2 infection are well studied, yet data on clusters of symptoms over time, or post-acute sequelae of SARS-CoV-2 infection (PASC), are limited. We aim to characterize PASC phenotypes by identifying symptom clusters over a six-month period following infection in individuals vaccinated (boosted and not) and those unvaccinated. Subjects with ≥1 self-reported symptom and positive RT-PCR for SARS-CoV-2 at CVS Health US test sites were recruited between January and April 2022. Patient-reported outcomes symptoms, health-related quality of life (HRQoL), work productivity and activity impairment (WPAI) were captured at 1 month, 3 months, and 6 months post-acute infection. Phenotypes of PASC were determined based on subject matter knowledge and balanced consideration of statistical criteria (lower AIC, lower BIC, and adequate entropy) and interpretability. Generalized estimation equation approach was used to investigate relationship between QoL, WPAI and number of symptoms and identified phenotypes, and relationship between phenotypes and vaccination status as well. LCA identified three phenotypes that are primarily differentiated by number of symptoms. These three phenotypes remained consistent across time periods. Subjects with more symptoms were associated with lower HRQoL, and worse WPAI scores. Vaccinated individuals were more likely to be in the low symptom burden latent classes at all time points compared to unvaccinated individuals.

感染 SARS-CoV-2 后的症状可能会持续数月之久,对生活质量造成严重损害和影响。对 SARS-CoV-2 感染的急性症状研究较多,但有关长期症状群或 SARS-CoV-2 感染急性后遗症(PASC)的数据却很有限。我们的目的是通过识别已接种疫苗(加强型和非加强型)和未接种疫苗的人在感染后六个月内的症状群,来描述 PASC 的表型。2022 年 1 月至 4 月期间,在美国 CVS Health 检测点招募了自我报告症状≥1 次且 SARS-CoV-2 RT-PCR 阳性的受试者。采集急性感染后 1 个月、3 个月和 6 个月的患者报告结果,包括症状、健康相关生活质量 (HRQoL)、工作效率和活动障碍 (WPAI)。PASC 的表型是根据主题知识以及对统计标准(较低的 AIC、较低的 BIC 和足够的熵)和可解释性的平衡考虑确定的。采用广义估计方程法研究了 QoL、WPAI 和症状数量与已确定表型之间的关系,以及表型与疫苗接种状况之间的关系。LCA 确定了三种主要由症状数量区分的表型。这三种表型在不同时期保持一致。症状较多的受试者与较低的 HRQoL 和较差的 WPAI 分数有关。与未接种疫苗的人相比,接种疫苗的人在所有时间点都更有可能属于低症状负担潜伏类。
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引用次数: 0
Meaningful within-patient change for clinical outcome assessments: model-based approach versus cumulative distribution functions. 临床结果评估的有意义的患者内部变化:基于模型的方法与累积分布函数。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-08-01 Epub Date: 2023-11-20 DOI: 10.1080/10543406.2023.2281575
Jinma Ren, Andrew G Bushmakin, Paul R Cislo, Lucy Abraham, Joseph C Cappelleri, Robert H Dworkin, John T Farrar

Objectives: The FDA recommends the use of anchor-based methods and empirical cumulative distribution function (eCDF) curves to establish a meaningful within-patient change (MWPC) for a clinical outcome assessment (COA). In practice, the estimates obtained from model-based methods and eCDF curves may not closely align, although an anchor is used with both. To help interpret their results, we investigated and compared these approaches.

Methods: Both repeated measures model (RMM) and eCDF approaches were used to estimate an MWPC on a target COA. We used both real-life (ClinicalTrials.gov: NCT02697773) and simulated data sets that included 688 patients with up to six visits per patient, target COA (range 0 to 10), and an anchor measure on patient global assessment of osteoarthritis from 1 (very good) to 5 (very poor). Ninety-five percent confidence intervals for the MWPC were calculated by the bootstrap method.

Results: The distribution of the COA score changes affected the degree of concordance between RMM and eCDF estimates. The COA score changes from simulated normally distributed data led to greater concordance between the two approaches than did COA score changes from the actual clinical data. The confidence intervals of MWPC estimate based on eCDF methods were much wider than that by RMM methods, and the point estimate of eCDF methods varied noticeably across visits.

Conclusions: Our data explored the differences of model-based methods over eCDF approaches, finding that the former integrates more information across a diverse range of COA and anchor scores and provides more precise estimates for the MWPC.

目的:FDA推荐使用基于锚定的方法和经验累积分布函数(eCDF)曲线来建立临床结果评估(COA)的有意义患者内变化(MWPC)。实际上,尽管锚点与模型方法同时使用,但从基于模型的方法获得的估计值与eCDF曲线可能不会紧密对齐。为了帮助解释他们的结果,我们调查并比较了这些方法。方法:采用重复测量模型(RMM)和eCDF方法估计目标COA的MWPC。我们使用了真实的数据集(ClinicalTrials.gov: NCT02697773)和模拟数据集,包括688名患者,每位患者最多6次就诊,目标COA(范围0到10),以及患者骨关节炎总体评估的锚点测量,从1(非常好)到5(非常差)。采用自举法计算了MWPC的95%置信区间。结果:COA评分变化的分布影响RMM与eCDF估计的一致性程度。模拟正态分布数据的COA评分变化比实际临床数据的COA评分变化导致两种方法之间的一致性更大。基于eCDF方法的MWPC估计置信区间远宽于RMM方法,并且eCDF方法的点估计在不同的访问中差异显著。结论:我们的数据探讨了基于模型的方法与eCDF方法的差异,发现前者在不同范围的COA和锚点分数中整合了更多信息,并为MWPC提供了更精确的估计。
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引用次数: 0
Considering endpoints for comparative tolerability of cancer treatments using patient report given the estimand framework. [特刊 PRO]根据估计值框架,利用患者报告考虑癌症治疗耐受性比较终点。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-08-01 Epub Date: 2024-02-15 DOI: 10.1080/10543406.2024.2313060
John Devin Peipert, Monique Breslin, Ethan Basch, Melanie Calvert, David Cella, Mary Lou Smith, Gita Thanarajasingam, Jessica Roydhouse

Regulatory agencies are advancing the use of systematic approaches to collect patient experience data, including patient-reported outcomes (PROs), in cancer clinical trials to inform regulatory decision-making. Due in part to clinician under-reporting of symptomatic adverse events, there is a growing recognition that evaluation of cancer treatment tolerability should include the patient experience, both in terms of the overall side effect impact and symptomatic adverse events. Methodologies around implementation, analysis, and interpretation of "patient" reported tolerability are under development, and current approaches are largely descriptive. There is robust guidance for use of PROs as efficacy endpoints to compare cancer treatments, but it is unclear to what extent this can be relied-upon to develop tolerability endpoints. An important consideration when developing endpoints to compare tolerability between treatments is the linkage of trial design, objectives, and statistical analysis. Despite interest in and frequent collection of PRO data in oncology trials, heterogeneity in analyses and unclear PRO objectives mean that design, objectives, and analysis may not be aligned, posing substantial challenges for the interpretation of results. The recent ICH E9 (R1) estimand framework represents an opportunity to help address these challenges. Efforts to apply the estimand framework in the context of PROs have primarily focused on efficacy outcomes. In this paper, we discuss considerations for comparing the patient-reported tolerability of different treatments in an oncology trial context.

监管机构正在推动在癌症临床试验中使用系统方法收集患者体验数据,包括患者报告的结果 (PRO),以便为监管决策提供信息。部分由于临床医生对症状性不良事件的报告不足,越来越多的人认识到癌症治疗耐受性评估应包括患者体验,包括总体副作用影响和症状性不良事件。围绕 "患者 "报告的耐受性的实施、分析和解释的方法正在开发中,目前的方法主要是描述性的。将 PROs 作为疗效终点来比较癌症治疗方法有可靠的指导,但在多大程度上可用于开发耐受性终点还不清楚。在制定终点以比较不同治疗方法的耐受性时,一个重要的考虑因素是将试验设计、目标和统计分析联系起来。尽管人们对肿瘤试验中的PRO数据很感兴趣,也经常收集PRO数据,但分析的异质性和PRO目标的不明确意味着设计、目标和分析可能并不一致,这给结果的解释带来了巨大挑战。最近出台的 ICH E9 (R1) 估计指标框架为帮助应对这些挑战提供了机会。将估计值框架应用于 PRO 的工作主要集中在疗效结果上。在本文中,我们将讨论在肿瘤试验中比较患者报告的不同治疗方法耐受性的注意事项。
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引用次数: 0
The impact of different data handling strategies in exploratory and confirmatory factor analysis of diary measures: an evaluation using simulated and real-world asthma nighttime symptoms diary data. 日记测量的探索性和确认性因素分析中不同数据处理策略的影响:使用模拟和真实世界的哮喘夜间症状日记数据进行评估。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-08-01 Epub Date: 2024-02-14 DOI: 10.1080/10543406.2024.2310312
Gerasimos Dumi, Dara O'Neill, Christina Daskalopoulou, Tom Keeley, Stephanie Rhoten, Dharmraj Sauriyal, Piper Fromy

Background: Daily diaries are an important modality for patient-reported outcome assessment. They typically comprise multiple questions, so understanding their underlying structure is key to appropriate analysis and interpretation. Structural evaluation of such measures poses challenges due to the high volume of repeated measurements. Potential strategies include selecting a single day, averaging item-level observations over time, or using all data while accounting for its multilevel structure.

Method: The above strategies were evaluated in a simulated dataset via exploratory and confirmatory factor modelling by comparing their impact on various estimates (i.e., inter-item correlations, factor loadings, model fit). Each strategy was additionally explored using real-world data from an observational study (the Asthma Nighttime Symptoms Diary).

Results: Both single day and item average strategies resulted in biased factor loadings. The former displayed lower overall bias (single day: 0.064; item average: 0.121) and mean square error (single day: 0.007; item average: 0.016) but greater frequency of incorrect factor number identification compared with the latter (single day: 46.4%; item average: 0%). Increased estimated inter-item correlations were apparent in the item-average method. Non-trivial between- and within-person variance highlighted the utility of a multilevel approach. However, convergence issues and Heywood cases were more common under the multilevel approach (90.2% and 100.0%, respectively).

Conclusions: Our findings suggest that a multilevel approach can enhance our insight when evaluating the structural properties of daily diary data; however, implementation challenges still remain. Our work offers guidance on the impact of data handling decisions in diary assessment.

背景:每日日记是患者报告结果评估的一种重要方式。它们通常由多个问题组成,因此了解其基本结构是进行适当分析和解释的关键。由于重复测量的数量较多,对此类测量结果进行结构评估是一项挑战。可能的策略包括选择单日、平均一段时间内的项目级观察结果,或使用所有数据并考虑其多层次结构:通过探索性和确认性因子建模,在模拟数据集中对上述策略进行了评估,比较了它们对各种估计值(即项目间相关性、因子载荷、模型拟合度)的影响。此外,还利用一项观察性研究(哮喘夜间症状日记)的实际数据对每种策略进行了探讨:结果:单日策略和项目平均策略都导致因子载荷出现偏差。前者显示出较低的总体偏差(单日:0.064;项目平均:0.121)和均方误差(单日:0.007;项目平均:0.016),但与后者相比,错误因子数识别的频率更高(单日:46.4%;项目平均:0%)。在项目平均法中,估计的项目间相关性明显增加。人与人之间和人与人之间的非微小差异凸显了多层次方法的实用性。然而,在多层次方法中,收敛问题和海伍德案例更为常见(分别为 90.2% 和 100.0%):我们的研究结果表明,在评估每日日记数据的结构特性时,多层次方法可以提高我们的洞察力;但是,实施过程中仍然存在挑战。我们的工作为日记评估中数据处理决策的影响提供了指导。
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引用次数: 0
Applying latent profile analysis to identify adolescents and young adults with chronic conditions at risk for poor health-related quality of life. 应用潜在特征分析来识别患有慢性疾病的青少年和年轻成年人与健康相关的生活质量较差的风险。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-08-01 Epub Date: 2023-05-14 DOI: 10.1080/10543406.2023.2210684
Suwei Wang, Cara J Arizmendi, Dandan Chen, Li Lin, Dan V Blalock, I-Chan Huang, David Thissen, Darren A DeWalt, Wei Pan, Bryce B Reeve

The impact of chronic diseases on health-related quality of life (HRQOL) in adolescents and young adults (AYAs) is understudied. Latent profile analysis (LPA) can identify profiles of AYAs based on their HRQOL scores reflecting physical, mental, and social well-being. This paper will (1) demonstrate how to use LPA to identify profiles of AYAs based on their scores on multiple HRQOL indicators; (2) explore associations of demographic and clinical factors with LPA-identified HRQOL profiles of AYAs; and (3) provide guidance on the selection of adult or pediatric versions of Patient-Reported Outcomes Measurement Information System® (PROMIS®) in AYAs. A total of 872 AYAs with chronic conditions completed the adult and pediatric versions of PROMIS measures of anger, anxiety, depression, fatigue, pain interference, social health, and physical function. The optimal number of LPA profiles was determined by model fit statistics and clinical interpretability. Multinomial regression models examined clinical and demographic factors associated with profile membership. As a result of the LPA, AYAs were categorized into 3 profiles: Minimal, Moderate, and Severe HRQOL Impact profiles. Comparing LPA results using either the pediatric or adult PROMIS T-scores found approximately 71% of patients were placed in the same HRQOL profiles. AYAs who were female, had hypertension, mental health conditions, chronic pain, and those on medication were more likely to be placed in the Severe HRQOL Impact Profile. Our findings may facilitate clinicians to screen AYAs who may have low HRQOL due to diseases or treatments with the identified risk factors without implementing the HRQOL assessment.

慢性疾病对青少年健康相关生活质量(HRQOL)的影响研究不足。潜在特征分析(LPA)可以根据青少年的 HRQOL 分数(反映身体、精神和社会福祉)识别他们的特征。本文将(1)展示如何使用 LPA 根据亚健康人群在多个 HRQOL 指标上的得分来识别亚健康人群的特征;(2)探讨人口统计学和临床因素与 LPA 识别的亚健康人群 HRQOL 特征之间的关联;(3)为亚健康人群选择成人版或儿科版的患者报告结果测量信息系统 (Patient-Reported Outcomes Measurement Information System®, PROMIS®) 提供指导。共有 872 名患有慢性疾病的亚健康患者完成了成人版和儿科版 PROMIS 对愤怒、焦虑、抑郁、疲劳、疼痛干扰、社交健康和身体功能的测量。LPA 配置文件的最佳数量由模型拟合统计和临床可解释性决定。多项式回归模型检查了与个人档案成员资格相关的临床和人口学因素。根据 LPA 的结果,AYAs 被分为 3 个特征:轻度、中度和重度 HRQOL 影响特征。使用儿童或成人 PROMIS T 分数比较 LPA 结果发现,约 71% 的患者被归入相同的 HRQOL 档案。女性、患有高血压、精神疾病、慢性疼痛和正在服药的亚健康患者更有可能被归入严重 HRQOL 影响档案。我们的研究结果可帮助临床医生在不进行 HRQOL 评估的情况下,筛选出那些因疾病或治疗而导致 HRQOL 低下的亚健康人群。
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引用次数: 0
PROpwr: a Shiny R application to analyze patient-reported outcomes data and estimate power. PROpwr:一个 Shiny R 应用程序,用于分析患者报告的结果数据并估算功率。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-08-01 Epub Date: 2024-06-13 DOI: 10.1080/10543406.2024.2365966
Jinxiang Hu, Xiaohang Mei, Sam Pepper, Yu Wang, Bo Zhang, Colin Cernik, Byron Gajewski

Patient Reported Outcomes (PROs) are widely used in quality of life (QOL) studies, health outcomes research, and clinical trials. The importance of PRO has been advocated by health authorities. We propose this R shiny web application, PROpwr, that estimates power for two-arm clinical trials with PRO measures as endpoints using Item Response Theory (GRM: Graded Response Model) and simulations. PROpwr also supports the analysis of PRO data for convenience of estimating the effect size. There are seven function tabs in PROpwr: Frequentist Analysis, Bayesian Analysis, GRM power, T-test Power Given Sample Size, T-test Sample Size Given Power, Download, and References. PROpwr is user-friendly with point-and-click functions. PROpwr can assist researchers to analyze and calculate power and sample size for PRO endpoints in clinical trials without prior programming knowledge.

患者报告结果(PROs)被广泛应用于生活质量(QOL)研究、健康结果研究和临床试验中。患者报告结果的重要性已得到卫生部门的重视。我们提出了这款 R 闪网络应用程序 PROpwr,它可以使用项目反应理论(GRM:分级反应模型)和模拟来估算以患者报告结果为终点的双臂临床试验的功率。PROpwr 还支持对 PRO 数据进行分析,以方便估计效应大小。PROpwr 中有七个功能选项卡:频繁分析、贝叶斯分析、GRM 功率、给定样本量的 T 检验功率、给定功率的 T 检验样本量、下载和参考文献。PROpwr 具有点选功能,使用方便。PROpwr 可帮助研究人员在没有编程知识的情况下,分析和计算临床试验中PRO终点的功率和样本量。
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引用次数: 0
Incorporating patient-reported outcomes in dose-finding clinical trials with continuous patient enrollment. 将患者报告结果纳入连续入组的剂量测定临床试验。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-08-01 Epub Date: 2023-07-26 DOI: 10.1080/10543406.2023.2236216
Anaïs Andrillon, Lucie Biard, Shing M Lee

Dose-finding clinical trials in oncology estimate the maximum tolerated dose (MTD), based on toxicity obtained from the clinician's perspective. While the collection of patient-reported outcomes (PROs) has been advocated to better inform treatment tolerability, there is a lack of guidance and methods on how to use PROs for dose assignments and recommendations. The PRO continual reassessment method (PRO-CRM) has been proposed to formally incorporate PROs into dose-finding trials. In this paper, we propose two extensions of the PRO-CRM, which allow continuous enrollment of patients and longer toxicity observation windows to capture late-onset or cumulative toxicities by using a weighted likelihood to include the partial toxicity follow-up information. The TITE-PRO-CRM uses both the PRO and the clinician's information during the trial for dose assignment decisions and at the end of the trial to estimate the MTD. The TITE-CRM + PRO uses clinician's information solely to inform dose assignments during the trial and incorporates PRO at the end of the trial for the estimation of the MTD. Simulation studies show that the TITE-PRO-CRM performs similarly to the PRO-CRM in terms of dose recommendation and assignments during the trial while almost halving trial duration in case of an accrual of two patients per observation window. The TITE-CRM + PRO slightly underperforms compared to the TITE-PRO-CRM, but similar performance can be attained by requiring larger sample sizes. We also show that the performance of the proposed methods is robust to higher accrual rates, different toxicity hazards, and correlated time-to-clinician toxicity and time-to-patient toxicity data.

肿瘤学的剂量探索临床试验根据从临床医生角度获得的毒性来估算最大耐受剂量(MTD)。虽然收集患者报告的结果(PROs)可以更好地了解治疗耐受性,但在如何使用PROs进行剂量分配和推荐方面缺乏指导和方法。有人提出了PRO持续再评估法(PRO-CRM),将PRO正式纳入剂量测定试验。在本文中,我们提出了 PRO-CRM 的两个扩展方案,通过使用加权似然法纳入部分毒性随访信息,允许患者连续入组,并延长毒性观察窗口期,以捕捉晚发或累积毒性。TITE-PRO-CRM 在试验期间使用 PRO 和临床医生的信息来决定剂量分配,并在试验结束时估算 MTD。TITE-CRM + PRO 仅在试验期间使用临床医生的信息为剂量分配提供依据,并在试验结束时结合 PRO 估算 MTD。模拟研究表明,TITE-PRO-CRM 在试验期间的剂量推荐和分配方面的表现与 PRO-CRM 相似,而在每个观察窗口增加两名患者的情况下,试验持续时间几乎缩短了一半。与 TITE-PRO-CRM 相比,TITE-CRM + PRO 略逊一筹,但通过要求更大的样本量,也能达到类似的效果。我们还表明,所提方法的性能对更高的应计率、不同的毒性危害以及相关的医师毒性时间和患者毒性时间数据都是稳健的。
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引用次数: 0
Providing meaningful interpretation of performance outcome measures by co-calibration with patient-reported outcomes through the Rasch model: illustration with multiple sclerosis measures. 通过Rasch模型与患者报告的结果进行共校准,为表现结果测量提供有意义的解释:多发性硬化症测量的例证。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-08-01 Epub Date: 2023-11-26 DOI: 10.1080/10543406.2023.2280557
Antoine Regnault, Juliette Meunier, Anna Ciesluk, Wenting Cheng, Bing Zhu

Performance outcome (PerfO) measures are based on tasks performed by patients in a controlled environment, making their meaningful interpretation challenging to establish. Co-calibrating PerfO and patient-reported outcome (PRO) measures of the same target concept allow for interpretation of the PerfO with the item content of the PRO. The Rasch model applied to the discretized PerfO measure together with the PRO items allows expressing parameters related to the PerfO measure in the PRO metric for it to be linked to the PRO responses. We applied this approach to two PerfO measures used in multiple sclerosis (MS) for walking and manual ability: the Timed 25-Foot Walk (T25FW) and the 9-Hole Peg Test (9HPT). To determine meaningful interpretation of these two PerfO measures, they were co-calibrated with two PRO measures of closely related concepts, the MS walking scale - 12 items (MSWS-12) and the ABILHAND, using the data of 2,043 subjects from five global clinical trials in MS. The probabilistic relationships between the PerfO measures and the PRO metrics were used to express the response pattern to the PRO items as a function of the unit of the PerfOs. This example illustrates the promises of the co-calibration approach for the interpretation of PerfO measures but also highlights the challenges associated with it, mostly related to the quality of the PRO metric in terms of coverage of the targeted concept. Co-calibration with PRO measures could also be an adequate solution for interpretation of digital sensor measures whose meaningfulness is also often questioned.

绩效结果(PerfO)测量基于患者在受控环境中执行的任务,因此很难对其进行有意义的解释。共同校准PerfO和相同目标概念的患者报告结果(PRO)测量值允许用PRO的项目内容解释PerfO。将Rasch模型应用于离散化的PerfO测量和PRO项目,允许在PRO度量中表示与PerfO测量相关的参数,以便将其与PRO响应相关联。我们将这种方法应用于两种用于多发性硬化症(MS)步行和手动能力的PerfO测量:定时25英尺步行(T25FW)和9孔Peg测试(9HPT)。为了确定这两个PerfO测量值的有意义的解释,他们使用来自5个全球MS临床试验的2043名受试者的数据,与两个密切相关概念的PRO测量值,MS步行量表-12项(MSWS-12)和ABILHAND共同校准。PerfO测量值和PRO指标之间的概率关系被用来表达对PRO项目的反应模式,作为PerfOs单位的函数。这个例子说明了解释PerfO测量的协同校准方法的前景,但也突出了与之相关的挑战,主要与PRO度量在目标概念的覆盖范围方面的质量有关。与PRO测量的共同校准也可以是解释数字传感器测量的适当解决方案,其意义也经常受到质疑。
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引用次数: 0
The 2009 FDA PRO guidance, Potential Type I error, Descriptive Statistics and Pragmatic estimation of the number of interviews for item elicitation. 2009 年 FDA PRO 指南、潜在的 I 类错误、描述性统计和项目征询访谈次数的实用估算。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-08-01 Epub Date: 2024-11-24 DOI: 10.1080/10543406.2024.2420642
Josh Fleckner, Chris Barker

A statistical methodology named "capture recapture", a Kaplan-Meier Summary Statistic, and an urn model framework are presented to describe the elicitation, then estimate both the number of interviews and the total number of items ("codes") that will be elicited during patient interviews, and present a summary graphical statistic that "saturation" has occurred. This methodology is developed to address a gap in the FDA 2009 PRO and 2012 PFDD guidance for determining the number of interviews (sample size). This estimate of the number of interviews (sample size) uses a two-step procedure. The estimate of the total number of items is then used to estimate the number of interviews to elicit all items. A framework called an urn model is a framework for describing the elicitation and demonstrate the algorithm for declaring saturation "first interview with zero new codes". A caveat emptor is that due to independence assumptions, the urn model is not used as a method for estimating probabilities. The URN model provides a framework to demonstrate that an algorithm such as "first interview with zero new codes" may establish that all codes have been elicited. The limitations of the Urn model, capture recapture, and Kaplan-Meier are summarized. The statistical methods and the estimates supplement but do not replace expert judgement and declaration of "saturation." A graphical summary statistic is presented to summarize "saturation," after expert declaration for two algorithms. An example of a capture-recapture estimate, using simulated data is provided. The example suggests that the estimate of total number of codes may be accurate when prepared as early as the second interview. A second simulation is presented with an URN model, under a strong assumption of independence that an algorithm such as 'first interview with zero new codes" may fail to identify all codes. Potential errors in declaration of saturation are presented. Recommendations are presented for additional research and the use of the algorithm "first interview with zero new codes."

本文介绍了一种名为 "捕获再捕获 "的统计方法、Kaplan-Meier 统计摘要和瓮模型框架,用于描述诱导过程,然后估算访谈次数和患者访谈期间将诱导出的项目("代码")总数,并以图形统计摘要的方式说明 "饱和 "已经发生。此方法的开发是为了弥补 FDA 2009 PRO 和 2012 PFDD 指南在确定访谈次数(样本大小)方面的不足。对访谈次数(样本量)的估算采用两步程序。首先估算项目总数,然后使用估算的项目总数估算获取所有项目的访谈次数。一个称为 "urn 模型 "的框架可用于描述诱导过程,并演示宣布 "首次访谈无新代码 "为饱和的算法。需要注意的是,由于存在独立性假设,瓮模型不能用作估计概率的方法。瓮模型提供了一个框架,可以证明 "首次访谈无新代码 "这样的算法可以确定所有代码都已引出。本文总结了瓮模型、捕获再捕获和 Kaplan-Meier 的局限性。统计方法和估算结果是对专家判断和 "饱和 "声明的补充,但不能取代专家判断和 "饱和 "声明。在专家宣布两种算法的 "饱和度 "后,提出了一个图解统计摘要。提供了一个使用模拟数据进行捕获-再捕获估算的例子。该示例表明,如果早在第二次访谈时就做好准备,对代码总数的估计可能是准确的。在 "第一次访谈无新代码 "等算法可能无法识别所有代码的独立性假设下,使用 URN 模型进行了第二次模拟。还介绍了在宣布饱和时可能出现的错误。提出了关于进一步研究和使用 "首次访谈零新代码 "算法的建议。
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引用次数: 0
Introduction to the special issue Advances in statistical methods for the assessment of patient-centered outcomes. 特刊导论以患者为中心的结果评估的统计方法进展。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-08-01 Epub Date: 2025-05-15 DOI: 10.1080/10543406.2025.2472801
Jessica Roydhouse, Nunzio Camerlingo, Joseph C Cappelleri
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引用次数: 0
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Journal of Biopharmaceutical Statistics
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