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Implementation of the ICH E9 (R1) addendum in vaccine efficacy studies: the hypothetical and principal stratum strategies. 在疫苗效力研究中实施ICH E9 (R1)附录:假设和主要阶层策略。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-10-02 DOI: 10.1080/10543406.2025.2547588
Silvia Noirjean, Daniele Bottigliengo, Elisa Cinconze, Ali Charkhi, Toufik Zahaf, Fan Li, Andrea Callegaro

Over the past decades, the primary interest in vaccine efficacy evaluation has mostly been on the effect observed in trial participants complying with the protocol requirements (per protocol analysis). The ICH E9 (R1) addendum provides a structured framework to formulate the clinical questions of interest and formalize them as estimands. In this paper, the estimand framework is retrospectively implemented in a human papillomavirus (HPV) phase 3 trial, where the vaccine efficacy was originally estimated on the per protocol set. We focus on two strategies for dealing with the presence of intercurrent events: the hypothetical and the principal stratum strategies. We address the interpretation of these two estimands, their estimation as well as articulation of the underlying identifiability assumptions. Finally, we leverage the results of the HPV application to formulate general considerations regarding the implementation of the ICH E9 (R1) addendum in vaccine efficacy studies.

在过去的几十年里,对疫苗效力评价的主要兴趣主要集中在在遵守方案要求的试验参与者身上观察到的效果(根据方案分析)。ICH E9 (R1)附录提供了一个结构化框架,用于制定感兴趣的临床问题并将其形式化为评估。在本文中,评估框架回顾性地在人乳头瘤病毒(HPV) 3期试验中实施,其中疫苗效力最初是在每个方案集上估计的。我们重点讨论了处理交互事件的两种策略:假设层策略和主要层策略。我们解决这两个估计的解释,他们的估计以及潜在的可识别性假设的表述。最后,我们利用HPV应用的结果来制定关于在疫苗功效研究中实施ICH E9 (R1)附录的一般考虑。
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引用次数: 0
A practical analysis procedure on generalizing comparative effectiveness in the randomized clinical trial to the real-world trial-eligible population. 将随机临床试验的比较有效性推广到现实世界中符合试验条件的人群的实用分析程序。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-10-01 Epub Date: 2025-04-30 DOI: 10.1080/10543406.2025.2489282
Kuan Jiang, Xin-Xing Lai, Shu Yang, Ying Gao, Xiao-Hua Zhou

When evaluating the effectiveness of a drug, a randomized controlled trial (RCT) is often considered the gold standard due to its ability to balance effect modifiers through randomization. While RCT assures strong internal validity, its restricted external validity poses challenges in extending treatment effects to the broader real-world population due to possible heterogeneity in covariates. In this paper, we introduce a procedure to generalize the RCT findings to the real-world trial-eligible population based on the adaption of existing statistical methods. We utilized the augmented inversed probability of sampling weighting (AIPSW) estimator for the estimation and omitted variable bias framework to assess the robustness of the estimate against the assumption violation caused by potentially unmeasured confounders. We analyzed an RCT comparing the effectiveness of lowering hypertension between Songling Xuemaikang Capsule (SXC) - a traditional Chinese medicine (TCM), and Losartan as an illustration. Based on current evidence, the generalization results indicated that by adjusting covariates distribution shift, although SXC is less effective in lowering blood pressure than Losartan on week 2, there is no statistically significant difference among the trial-eligible population at weeks 4-8. In addition, sensitivity analysis further demonstrated that the generalization is robust against potential unmeasured confounders.

当评估一种药物的有效性时,随机对照试验(RCT)通常被认为是金标准,因为它能够通过随机化来平衡效果调节剂。虽然RCT保证了强大的内部效度,但由于协变量可能存在异质性,其有限的外部效度给将治疗效果扩展到更广泛的现实世界人群带来了挑战。在本文中,我们介绍了一种基于现有统计方法的程序,将RCT结果推广到现实世界中符合试验条件的人群。我们利用增广抽样加权逆概率(AIPSW)估计器进行估计,并省略变量偏差框架来评估估计对潜在未测量混杂因素造成的假设违反的鲁棒性。我们分析了一项比较中药松龄血脉康胶囊(SXC)与氯沙坦降高血压疗效的随机对照试验。基于目前的证据,泛化结果表明,通过调整协变量分布移位,尽管在第2周时,SXC的降压效果低于氯沙坦,但在第4-8周时,在符合试验条件的人群中,差异无统计学意义。此外,敏感性分析进一步表明,对于潜在的未测量混杂因素,泛化是稳健的。
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引用次数: 0
An improved biomarker-guided adaptive patient enrichment design for oncology trials. 一种改进的生物标志物引导的肿瘤试验适应性患者富集设计。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-10-01 Epub Date: 2025-04-23 DOI: 10.1080/10543406.2025.2489292
Zhenwei Zhou, Zhaoyang Teng, Jian Zhu, Rui Sammi Tang

The use of biomarkers to guide adaptive enrichment designs in oncology trials presents a promising strategy for increasing trial efficiency and improving the chance of identifying efficacious treatment in the right population. With a well-defined biomarker, such designs can enhance study power and reduce costs by adapting the trial focus to promising populations. However, existing adaptive enrichment designs may not have sufficiently flexible interim decision-making rules, testing procedures, and sample size re-estimation, limiting their full potential. In this research, we propose an improved biomarker-guided adaptive enrichment design that supports dynamic interim decision-making based on treatment effects observed in biomarker-positive, biomarker-negative, and overall populations. The design includes options for early stopping for efficacy or futility in both biomarker-positive and overall populations and incorporates sample size re-estimation using an improved conditional power method to optimize study power. Simulation results show that the proposed design maintains strong control of type I error and delivers high statistical power, with a high probability of correct interim decisions in cases where treatment is effective in either the biomarker-positive or overall population. This novel framework provides a more flexible and efficient approach to conducting oncology trials with heterogenous populations, ensuring that the most appropriate patient populations are selected as the trial progresses.

使用生物标志物来指导肿瘤试验中的适应性富集设计,为提高试验效率和提高在适当人群中识别有效治疗的机会提供了一种有前途的策略。有了定义明确的生物标志物,这种设计可以通过调整试验重点以适应有希望的人群来提高研究能力并降低成本。然而,现有的适应性富集设计可能没有足够灵活的临时决策规则、测试程序和样本量重新估计,限制了它们的全部潜力。在这项研究中,我们提出了一种改进的生物标志物引导的适应性富集设计,该设计支持基于在生物标志物阳性、生物标志物阴性和总体人群中观察到的治疗效果的动态中期决策。该设计包括在生物标志物阳性人群和总体人群中早期停药的疗效或无效选择,并结合使用改进的条件功率法重新估计样本量以优化研究功率。仿真结果表明,所提出的设计保持了对I型错误的强控制,并提供了高统计功率,在治疗对生物标志物阳性或总体人群有效的情况下,具有高概率的正确临时决策。这种新颖的框架提供了一种更灵活和有效的方法来进行异质性人群的肿瘤试验,确保随着试验的进行选择最合适的患者群体。
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引用次数: 0
Reimagining optimization of clinical trials efficiency through use of statistical innovation, technology and non-standard data sources. 通过使用统计创新、技术和非标准数据源,重新设想临床试验效率的优化。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-10-01 Epub Date: 2025-04-10 DOI: 10.1080/10543406.2025.2489289
Kannan Natarajan, Demissie Alemayehu

With the ever-growing cost of conducting traditional clinical trials and evolving regulatory paradigms, the need to deliver new medicines with speed and efficiency has become increasingly urgent. There are complex and innovative design approaches, emerging technologies, and abundant data sources that can be leveraged to address these challenges. However, their potential is not fully realized due to operational constraints and regulatory hurdles. We review the vast array of tools and technologies that are available, discuss their capabilities and limitations, and propose strategies for maximizing the efficiency of clinical trials through effective deployment of existing and new approaches.

随着开展传统临床试验的成本不断增加和监管模式不断演变,快速高效地提供新药的需求变得越来越迫切。可以利用复杂而创新的设计方法、新兴技术和丰富的数据源来应对这些挑战。然而,由于操作限制和监管障碍,它们的潜力尚未充分实现。我们回顾了大量可用的工具和技术,讨论了它们的能力和局限性,并提出了通过有效部署现有和新方法来最大化临床试验效率的策略。
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引用次数: 0
Penalized Bayesian methods for product ranking using both positive and negative references. 惩罚贝叶斯方法的产品排名使用正面和负面的参考。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-10-01 Epub Date: 2025-06-10 DOI: 10.1080/10543406.2025.2489287
Clement Laloux, Bruno Boulanger, Philippe Bastien, Bradley P Carlin, Arnaud Monseur, Carole Guillou, Daiane Garcia Mercurio, Hussein Jouni

Product ranking according to pre-specified criteria is essential for developing new technologies, allowing identification of more preferable candidates for further development. Such ranking often builds on the results of a network meta-analysis, where the relative or absolute performances of the various products are synthesized across multiple clinical studies, each of which considered only a subset of the products. Ranking involving both a negative and a positive reference enables the scientist to directly compare tested products against known benchmarks. Here, more preferable candidates are those products that approach the positive reference while remaining distant from the negative reference. We provide a new metric to quantify this multivariate distance following Bayesian meta-analysis. Our method does not simply rely on point estimates to perform the comparisons, but also accounts for their uncertainties via their posterior distributions. For each product, posterior probabilities of being comparable to the positive reference are computed, and subsequently penalized by the posterior probability of performing worse than the negative reference. Each product is then compared to a hypothetical product about which we have no knowledge, as captured by a uniform distribution. The result is a prospective metric that is directly interpretable as the improvement of any product beyond this state of ignorance. We illustrate our approach using a case study, in which the goal is to rank 16 antiperspirant products. Here, the FDA-recommended summary statistic (a measure of the relative sweat reduction between each product and no treatment) intrinsically features both positive and negative references. We then offer a brief simulation study to check our metric's performance in less complex, idealized settings where the true ranking is known. Our results indicate that our Bayesian approach is a novel and useful addition to the statistical ranking toolkit.

根据预先指定的标准对产品进行排名对于开发新技术至关重要,可以确定更可取的候选产品以进行进一步开发。这种排名通常建立在网络荟萃分析的结果之上,其中各种产品的相对或绝对性能是在多个临床研究中综合的,每个临床研究只考虑产品的一个子集。包括消极和积极参考的排名使科学家能够直接将测试产品与已知基准进行比较。在这里,更可取的候选者是那些接近积极参考而远离消极参考的产品。我们根据贝叶斯元分析提供了一种新的度量来量化这种多变量距离。我们的方法不是简单地依靠点估计来进行比较,而是通过它们的后验分布来解释它们的不确定性。对于每个产品,计算与正面参考相媲美的后验概率,然后通过比负面参考表现更差的后验概率进行惩罚。然后将每个产品与我们不知道的假设产品进行比较,该假设产品由均匀分布捕获。结果是一个前瞻性指标,可以直接解释为任何产品超越这种无知状态的改进。我们用一个案例研究来说明我们的方法,其中的目标是对16种止汗产品进行排名。在这里,fda推荐的汇总统计数据(衡量每种产品与未处理产品之间的相对排汗量)本质上既有积极的参考,也有消极的参考。然后,我们提供了一个简短的模拟研究,以检查我们的指标在不太复杂的理想设置中的性能,其中真实排名是已知的。我们的结果表明,我们的贝叶斯方法是统计排名工具包的一个新颖而有用的补充。
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引用次数: 0
The role of regulatory flexibility in the review and approval process of rare disease drug development. 监管灵活性在罕见病药物开发审查和批准过程中的作用。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-10-01 Epub Date: 2025-04-11 DOI: 10.1080/10543406.2025.2489290
Shein-Chung Chow, Anne Pariser, Steven Galson

The role of regulatory flexibility in the review and approval process of rare disease drug and biologics development was recently studied by a Consensus Committee of the National Academy of Sciences, Engineering and Medicine (NASEM 2024). In this article, regulatory flexibility is referred to as the exercise of scientific judgement by the regulatory agencies such as the United States Food and Drug Administration (FDA), in the review and oversight of a wide range of products, diseases and circumstances (see e.g. 21CFR Subpart E). This flexibility is intended to assist the sponsors in obtaining substantial evidence regarding safety and effectiveness of a test treatment under investigation. Applying general scientific principles, regulatory flexibility should be transparent, objective, and applied without undermining the integrity, quality and scientific validity of clinical investigation of the test treatment under study. This article attempts to provide an overview regarding the application of regulatory flexibility in rare disease drug and biologic development, which could also be applied to drug products for normal conditions. In addition, some innovative strategies and approaches which reflect regulatory flexibility and current thinking are proposed. Statistical considerations regarding the implementation of regulatory flexibility and/or current thinking in support of the demonstration of the safety and efficacy in drug development are discussed.

美国国家科学、工程和医学院共识委员会(NASEM 2024)最近研究了监管灵活性在罕见病药物和生物制剂开发审查和批准过程中的作用。在本文中,监管灵活性被称为美国食品和药物管理局(FDA)等监管机构在审查和监督广泛的产品、疾病和情况时行使科学判断(参见例如21CFR子部分E)。这种灵活性旨在帮助申办者获得有关正在研究的试验治疗的安全性和有效性的实质性证据。根据一般科学原则,监管灵活性应该是透明、客观的,并且在应用时不损害所研究的试验治疗的临床研究的完整性、质量和科学有效性。本文试图提供关于监管灵活性在罕见病药物和生物开发中的应用的概述,这也可以应用于正常条件下的药物产品。此外,还提出了一些反映监管灵活性和当前思维的创新策略和方法。讨论了关于实施监管灵活性和/或支持药物开发中安全性和有效性论证的当前想法的统计考虑。
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引用次数: 0
Joint modeling of longitudinal endpoints and its applications to trial planning, monitoring and analysis. 纵向端点联合建模及其在试验计划、监测和分析中的应用。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-10-01 Epub Date: 2025-04-20 DOI: 10.1080/10543406.2025.2489280
Liangcai Zhang, George Capuano, Vladimir Dragalin, John Jezorwski, Kim Hung Lo, Fei Chen

In the context of clinical trial practices, the study power and sample size are typically determined based on the expected treatment effects on the primary endpoint collected over time. The utilization of longitudinal modeling for the primary endpoint offers a flexible approach that has the potential to reduce the sample size and duration of the trial, thereby improving operational efficiency and costs. Joint modeling of multiple endpoints presents a unique opportunity to understand how the primary endpoint evolves over time with other clinically important endpoints, and has the potential to increase precision of estimates and therefore increase study power when designing a study at planning stage and enhance understanding and interpretation of the data at a multi-dimensional level at the analysis stage. This approach enables a comprehensive evaluation of clinical evidence from various perspectives, rather than relying solely on isolated pieces of information. Joint modeling of multiple longitudinal endpoints would also help trial monitoring process as the trial accumulates clinical evidence of efficacy data, and there is a high demand in developing tools for statistical learning the treatment benefits on the go especially when the endpoint(s) is not well-established yet in some therapeutic indications. In this article, we will illustrate the use of joint modeling of longitudinal endpoints and its applications to study design, analysis, and trial monitoring practices. Simulation studies suggest that the potential efficiency gain would be achieved via leveraging information within endpoint over time and/or between endpoints. We developed an R shiny application to aid in and support identifying promising efficacy signals from endpoints under investigation during the trial monitoring. The implementation of the joint models and the added values will be discussed through case studies and/or simulation studies.

在临床试验实践的背景下,研究能力和样本量通常是根据长期收集的主要终点的预期治疗效果来确定的。对主要终点的纵向建模提供了一种灵活的方法,有可能减少样本量和试验持续时间,从而提高操作效率和成本。多个终点的联合建模提供了一个独特的机会,可以了解主要终点如何随着时间的推移与其他临床重要终点一起演变,并且有可能提高估计的精度,从而在计划阶段设计研究时增加研究能力,并在分析阶段加强对多维水平数据的理解和解释。这种方法能够从不同的角度对临床证据进行综合评估,而不是仅仅依赖于孤立的信息。多个纵向终点的联合建模也将有助于试验监测过程,因为试验积累了疗效数据的临床证据,并且在开发用于统计学习治疗益处的工具方面有很高的需求,特别是在某些治疗适应症的终点尚未建立时。在本文中,我们将说明纵向端点的联合建模及其在研究设计、分析和试验监测实践中的应用。模拟研究表明,通过利用端点内的信息和/或端点之间的信息,可以获得潜在的效率增益。我们开发了一个R shiny应用程序,以帮助和支持在试验监测期间从调查的端点识别有希望的疗效信号。联合模型的实施和附加价值将通过案例研究和/或模拟研究进行讨论。
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引用次数: 0
Statistical innovation for next generation pharmaceutical development. 下一代药物开发的统计创新。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-10-01 Epub Date: 2025-04-16 DOI: 10.1080/10543406.2025.2490327
Zhaoyang Teng, Shibing Deng
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引用次数: 0
Double machine learning methods for estimating average treatment effects: a comparative study. 估计平均治疗效果的双机器学习方法:比较研究。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-10-01 Epub Date: 2025-04-21 DOI: 10.1080/10543406.2025.2489281
Xiaoqing Tan, Shu Yang, Wenyu Ye, Douglas E Faries, Ilya Lipkovich, Zbigniew Kadziola

Observational cohort studies are increasingly being used for comparative effectiveness research to assess the safety of therapeutics. Recently, various doubly robust methods have been proposed for average treatment effect estimation by combining the treatment model and the outcome model via different vehicles, such as matching, weighting, and regression. The key advantage of doubly robust estimators is that they require either the treatment model or the outcome model to be correctly specified to obtain a consistent estimator of average treatment effects, and therefore lead to a more accurate and often more precise inference. However, little work has been done to understand how doubly robust estimators differ due to their unique strategies of using the treatment and outcome models and how machine learning techniques can be combined to boost their performance, which we call double machine learning estimators. Here, we examine multiple popular doubly robust methods and compare their performance using different treatment and outcome modeling via extensive simulations and a real-world application. We found that incorporating machine learning with doubly robust estimators such as the targeted maximum likelihood estimator gives the best overall performance. Practical guidance on how to apply doubly robust estimators is provided.

观察性队列研究越来越多地被用于比较有效性研究,以评估治疗方法的安全性。近年来,人们通过匹配、加权、回归等不同手段,将治疗模型与结果模型相结合,提出了多种双稳健的平均治疗效果估计方法。双鲁棒估计器的主要优点是,它们需要正确指定治疗模型或结果模型,以获得平均治疗效果的一致估计量,从而导致更准确且通常更精确的推断。然而,由于双鲁棒估计器使用治疗和结果模型的独特策略,以及如何结合机器学习技术来提高其性能,我们称之为双机器学习估计器,因此很少有研究了解双鲁棒估计器的不同之处。在这里,我们研究了多种流行的双鲁棒方法,并通过广泛的模拟和现实世界的应用,使用不同的处理和结果建模来比较它们的性能。我们发现,将机器学习与双重鲁棒估计器(如目标最大似然估计器)相结合,可以获得最佳的整体性能。给出了如何应用双鲁棒估计的实用指导。
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引用次数: 0
Inverse probability weighted Bayesian dynamic borrowing for estimation of marginal treatment effects with application to hybrid control arm oncology studies. 反概率加权贝叶斯动态借用估计边际治疗效果及其在混合对照肿瘤研究中的应用。
IF 1.2 4区 医学 Q4 PHARMACOLOGY & PHARMACY Pub Date : 2025-10-01 Epub Date: 2025-04-28 DOI: 10.1080/10543406.2025.2489285
Matthew A Psioda, Nathan W Bean, Brielle A Wright, Yuelin Lu, Alejandro Mantero, Antara Majumdar

We propose an approach for constructing and evaluating the performance of inverse probability weighted robust mixture priors (IPW-RMP) which are applied to the parameters in treatment group-specific marginal models. Our framework allows practitioners to systematically study the robustness of Bayesian dynamic borrowing using the IPW-RMP to enhance the efficiency of inferences on marginal treatment effects (e.g. marginal risk difference) in a target study being planned. A key assumption motivating our work is that the data generation processes for the target study and external data source (e.g. historical study) will not be the same, likely having different distributions for key prognostic factors and possibly different outcome distributions even for individuals who have identical prognostic factors (e.g. different outcome model parameters). We demonstrate the approach using simulation studies based on both binary and time-to-event outcomes, and via a case study based on actual clinical trial data for a solid tumor cancer program. Our simulation results show that when the distribution of risk factors does in fact differ, the IPW-RMP provides improved performance compared to a standard RMP (e.g. increased power and reduced bias of the posterior mean point estimator) with essentially no loss of performance when the risk factor distributions do not differ. Thus, the IPW-RMP can safely be used in any situation where a standard RMP is appropriate.

我们提出了一种构造和评估逆概率加权鲁棒混合先验(IPW-RMP)性能的方法,该方法应用于特定处理组边缘模型的参数。我们的框架允许从业者使用IPW-RMP系统地研究贝叶斯动态借用的鲁棒性,以提高正在计划的目标研究中对边际治疗效果(例如边际风险差异)的推断效率。激励我们工作的一个关键假设是,目标研究和外部数据源(例如历史研究)的数据生成过程将不相同,关键预后因素可能具有不同的分布,甚至对于具有相同预后因素的个体(例如不同的结果模型参数)也可能具有不同的结果分布。我们使用基于二进制和事件时间结果的模拟研究,并通过基于实体瘤癌症项目实际临床试验数据的案例研究来演示该方法。我们的模拟结果表明,当风险因素的分布确实不同时,与标准RMP相比,IPW-RMP提供了更好的性能(例如,增加了后验均值点估计器的功率和减少了偏差),而在风险因素分布不不同时基本上没有性能损失。因此,IPW-RMP可以安全地用于任何适合标准RMP的情况。
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引用次数: 0
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Journal of Biopharmaceutical Statistics
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