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The Quest for a Sound Conception of Copyright's Derivative Work Right 对著作权衍生作品权合理概念的探索
Pub Date : 2012-08-29 DOI: 10.2139/SSRN.2138479
Pamela Samuelson
The Copyright Act of 1976 confers on authors an exclusive right to prepare derivative works. It defines this term as “a work based upon one or more preexisting works,” giving nine examples to illustrate the concept and ending with “or any other form in which a work may be recast, transformed, or adapted.” This right has been unproblematic in cases involving the nine exemplary derivatives and close analogues, but highly problematic in some cases construing the last clause. This Article shows that the exclusive right to prepare derivative works is narrower in scope than critics have feared. The legislative history reveals that the definition was intended to clarify the scope of this right, which was accomplished through the nine examples, which have key characteristics in common, illustrating the types of derivatives meant to be covered by this right. To be consistent with the text of the statute, the legislative history, and the constitutional purpose of copyright, the derivative work should only be infringed under the last clause of the definition only if the plaintiff’s claim involves one of the exemplary derivatives or close analogues. The Article also considers numerous provisions and doctrines of U.S. copyright law that limit the reach of the derivative work right, thereby promoting the constitutional purpose of copyright and policies favoring ongoing innovation and competition, free expression interests of subsequent authors, and privacy and autonomy interests of users. The Article considers a handful of derivative use cases that have given overbroad interpretations to the derivative work right and explains why these decisions are unsound.
1976年的《版权法》赋予作者制作衍生作品的专有权。它将这一术语定义为“基于一部或多部已有作品的作品”,给出了9个例子来说明这一概念,并以“或任何其他形式的作品可以被重铸、转换或改编”结尾。这项权利在涉及九种示例性衍生品和接近类似物的情况下没有问题,但在解释最后一条款的某些情况下却有很大问题。本文表明,制作衍生作品的专有权的范围比批评者所担心的要窄。立法历史表明,该定义旨在澄清这一权利的范围,这是通过九个例子来实现的,这些例子具有共同的关键特征,说明了这一权利所涵盖的衍生品的类型。为了与成文法文本、立法历史和著作权的宪法目的相一致,只有当原告的要求涉及示范性的衍生作品或相近的类似物之一时,衍生作品才应根据定义的最后一条被侵权。该条还考虑了限制衍生作品权利范围的美国版权法的许多条款和原则,从而促进了版权的宪法目的和有利于持续创新和竞争的政策,后续作者的自由表达利益,以及用户的隐私和自治利益。本文考虑了一些衍生用例,这些用例对衍生作品权利进行了过于宽泛的解释,并解释了为什么这些决定是不合理的。
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引用次数: 14
PIA Requirements and Privacy Decision-Making in US Government Agencies 美国政府机构的PIA要求和隐私决策
Pub Date : 2012-07-22 DOI: 10.1007/978-94-007-2543-0_10
K. Bamberger, D. Mulligan
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引用次数: 11
Contingent Loyalty and Restricted Exit: Commentary on the Restatement of Employment Law 偶然忠诚与限制退出:《劳动法重述》评析
Pub Date : 2012-05-15 DOI: 10.2139/ssrn.2060621
Catherine L. Fisk, A. Barry
Chapter 8 of the American Law Institute’s Restatement of Employment Law proposes bad law in every sense of the word when it restricts job mobility of current and former employees by imposing a general duty of loyalty and providing for enforcement of non-compete agreements. Its rules are vague and confusing on crucial issues where clarity and precision are needed. In allowing employers to prevent current and former employees from engaging in competitive employment, Chapter 8 is out of sync with the assumptions underlying the at will rule articulated in Chapter 2 of the Restatement, which insists that employment is an at will relationship that either side can terminate in order to pursue more lucrative opportunities with other contracting partners. It is also out of sync with the norms of many contemporary employment relationships in which employees are expected to bring their knowledge and skills to every job and to depart, perhaps after a relatively short-term period of employment, with enhanced knowledge and skills. The only legitimate interests employers have in restraining competition by current or former employees are protected by the law of misappropriation of trade secrets, by the torts of interference with contract and interference with prospective business advantage, and by the corporate opportunity doctrine for managerial employees who owe a fiduciary duty to the firm. The duty of loyalty, as stated in the Restatement and as applied by courts, adds no legitimate protection to employers and is simply anticompetitive. More important, in allowing employers to resort to contract and tort liability to restrict labor market mobility, the Restatement ignores a substantial body of empirical research showing that legal restrictions on mobility are bad for employees, bad for firms, and bad for the economy as a whole. Courts should approach provisions of Chapter 8 skeptically. If they do, the Restatement may fail in its aspirations to shape the law, but at least it will not fail in the ALI’s goal of improving the law.
美国法律协会的《就业法重述》(Restatement of Employment Law)第8章提出,当法律通过强制规定一般的忠诚义务和强制执行竞业禁止协议来限制现任和前任雇员的工作流动性时,从任何意义上讲,法律都是不好的。在需要明确和精确的关键问题上,它的规则含糊不清,令人困惑。在允许雇主阻止现任和前任雇员参与竞争性就业方面,第8章与重述第2章所阐述的随意规则的假设不同步,后者坚持认为雇佣是一种随意关系,任何一方都可以终止,以便与其他合同伙伴一起追求更有利可图的机会。这也与许多当代雇佣关系的规范不同步,在这种关系中,员工被期望把他们的知识和技能带到每一份工作中,也许在工作相对较短的一段时间后,他们会带着增强的知识和技能离开。雇主在限制现任或前任雇员竞争方面的唯一合法利益受到盗用商业秘密法、干扰合同和干扰潜在商业利益的侵权行为以及对公司负有受托责任的管理雇员的公司机会原则的保护。《重述》中所述及法院所适用的忠诚义务,并未给雇主增加任何合法保护,而只是反竞争的。更重要的是,在允许雇主诉诸合同和侵权责任来限制劳动力市场流动性方面,《重述》忽视了大量实证研究,这些研究表明,对流动性的法律限制对雇员、对公司、对整个经济都不利。法院应该对第八章的规定持怀疑态度。如果他们这样做,《重述》可能会在塑造法律的愿望上失败,但至少它不会在美国律师协会改善法律的目标上失败。
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引用次数: 0
Heuristics and Biases in Public Finance and Tax Law: Outline of a Behavioral Approach in Brazil 公共财政和税法中的启发式和偏见:巴西行为方法概述
Pub Date : 2012-03-08 DOI: 10.2139/ssrn.2018313
A. Carvalho
The purpose of this work is to analyze how public expenditure is evaluated considering the behavior of individuals and agents with concern to legal rules in public finance As a matter of fact, the rules pursue the preferences from individuals and for this reason they sometimes represent judgments based on the human behavior. Some scholars call this “behavioral public finance” and they illustrate how budgetary and tax rules are able to influence the behavior and judgment of individuals (and also how this may be sometimes misinterpreted because of heuristics and biases). I argue that this trend can be inferred by some legal rules in a particular country – v. g., Brazilian experience in public finance and tax law. In its Constitution, it is possible to observe several rules that reflect a specific and diverse value in public expenditure as a result of some heuristics and biases, e. g., a minimum mandatory spending. There are also some taxes that could be studied under this approach in order to achieve an efficient tax policy. Beyond this constitutional analysis, the same phenomenon occurs in the budget with respect to some budgetary techniques, i. e., Congressmen use politics which is over the budget-making process to protect some expenditure over others by the same process of heuristics and biases, which sometimes could be used by some politicians as a “reelection tool”.
这项工作的目的是分析如何考虑个人和代理人对公共财政法律规则的行为来评估公共支出。事实上,这些规则追求个人的偏好,因此它们有时代表基于人类行为的判断。一些学者称之为“行为公共财政”,他们说明了预算和税收规则如何能够影响个人的行为和判断(以及这有时可能会因为启发式和偏见而被误解)。我认为,这种趋势可以通过特定国家的一些法律规则推断出来,例如,巴西在公共财政和税法方面的经验。在其《宪法》中,由于一些启发和偏见,例如最低限度的强制性支出,有可能遵守若干规则,这些规则反映了公共支出的具体和多样化价值。在这种方法下也可以研究一些税收,以实现有效的税收政策。除了这种宪法分析之外,在预算中也出现了同样的现象,即国会议员利用超越预算制定过程的政治,通过同样的启发式和偏见过程来保护一些支出,而不是其他支出,这有时可能被一些政治家用作“连任工具”。
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引用次数: 0
In Search of Copyright’s Lost Ark: Interpreting the Right to Distribute in the Internet Age 寻找版权的失落方舟:互联网时代的发行权解读
Pub Date : 2012-02-15 DOI: 10.2139/SSRN.1679514
Peter S. Menell
Prior to the emergence of peer-to-peer technology, the Copyright Act’s distribution right was largely dormant. Most enforcement actions were premised upon violations of the reproduction right. The relatively few cases invoking the distribution right involved arcane scenarios. During the past several years, direct enforcement of the Copyright Act against file sharers has brought the scope of the distribution right to center stage. Whereas the 1909 Act expressly protected the rights to “publish” and “vend,” the 1976 Act speaks of a right to “distribute.” Interpreting “distribute” narrowly, some courts have held that copyright owners must prove that a sound recording placed in a peer-to-peer share folder was actually downloaded to establish violation of the distribution right. Other courts hold that merely making a sound recording available violates the distribution right. The ramifications for copyright enforcement in the Internet age are substantial. Under the narrow interpretation, the relative anonymity of peer-to-peer transmissions in combination with privacy concerns make enforcement costly and difficult. A broad interpretation exposes millions of peer-to-peer users to potentially crushing statutory damages. Drawing upon the historical development of copyright law and the legislative history of the Copyright Act of 1976, this article explains why Congress selected the term “distribute” in its last omnibus revision of copyright law, shows unequivocally that Congress intended to encompass broadly the 1909 Act rights to “publish” and “vend” within the right to distribute, and rejects the position that Congress required proof of “actual distribution” to prove violation of the distribution right. This critical legislative history has been notably absent from treatise accounts and briefing on the liability standard in the file sharing cases, leaving courts without a compass to navigate this statutory terrain. This article traces the origins of the key legislative terms to elucidate the scope of the distribution right in the Internet age.
在对等技术出现之前,《版权法》的发行权基本上处于休眠状态。大多数执法行动是以侵犯复制权为前提的。调用发行权的相对较少的案例涉及神秘的场景。在过去的几年中,针对文件共享者的《版权法》的直接执行使发行权的范围成为人们关注的焦点。1909年的法案明确保护了“出版”和“出售”的权利,而1976年的法案则提到了“发行”的权利。对“分发”一词的狭义解释是,一些法院认为,版权所有人必须证明放置在点对点共享文件夹中的录音确实被下载,才能构成对发行权的侵犯。其他法院认为,仅仅提供录音就侵犯了发行权。在互联网时代,版权执法的后果是巨大的。在狭义解释下,点对点传输的相对匿名性加上对隐私的担忧,使得执法成本高昂且困难重重。宽泛的解释会使数百万的p2p用户面临潜在的毁灭性法定损害赔偿。本文根据版权法的历史发展和1976年版权法的立法历史,解释了国会在其最后一次版权法综合修订中选择“发行”一词的原因,明确表明国会打算将1909年法案中“出版”和“销售”的权利广泛包含在发行权中,并反对国会要求证明“实际发行”的立场证明侵犯了发行权。这一重要的立法历史在文件共享案件中的责任标准的论述和简报中明显缺失,使法院没有指南针来导航这一法定领域。本文追溯了网络时代分销权范围界定的关键立法术语的起源。
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引用次数: 8
The Role of Private Intellectual Property Rights in Markets for Labor and Ideas: Screen Credit and the Writers Guild of America, 1938-2000 《私人知识产权在劳动力和思想市场中的作用:1938-2000年美国电影制片人协会和编剧协会》
Pub Date : 2011-05-24 DOI: 10.15779/Z38K353
Catherine L. Fisk
This history of screen credit and the Writers Guild of America focuses on the union’s administration of private intellectual property rights to facilitate the labor market for writers and the market for ideas, scripts, and treatments for film and TV. Screen credit is one of the very few forms of intellectual property in the modern economy that is designed by workers for workers and without the involvement of the corporations that control most intellectual property policy. Based on research in the archives of the Writers Guild not available to the public, this article argues that the Guild survived conditions that might lead to de-unionization because of the value it provides writers and employers in managing markets for labor and ideas. In particular, the Writers Guild administers two private intellectual property rights systems – the screen credit system and the script registry – that facilitate transactions between writers and producers. The experience of the Guild suggests that under the right circumstances unions can support innovation by creative private intellectual property rights systems to address structural problems in labor markets for talented short-term workers and the start-up enterprises that hire them.
美国编剧协会的历史聚焦于工会对私有知识产权的管理,以促进作家的劳动力市场以及电影和电视的创意、剧本和处理市场。银幕信用是现代经济中为数不多的知识产权形式之一,它是由工人为工人设计的,没有控制大部分知识产权政策的公司参与。基于对美国作家协会档案的研究,本文认为,美国作家协会在可能导致工会解体的情况下幸存下来,是因为它为作家和雇主提供了管理劳动力和思想市场的价值。编剧协会特别管理着两种私人知识产权制度——银幕信用制度和剧本登记制度——这两种制度促进了编剧和制片人之间的交易。美国工会协会的经验表明,在适当的情况下,工会可以通过创造性的私人知识产权制度来支持创新,以解决劳动力市场中有才能的短期工人和雇用他们的初创企业的结构性问题。
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引用次数: 24
Making Good Use of Adaptive Management 善用适应性管理
Pub Date : 2011-04-01 DOI: 10.2139/SSRN.1808106
H. Doremus, W. L. Andreen, Alejandro E. Camacho, D. Farber, Robert L. Glicksman, D. Goble, B. Karkkainen, Daniel J. Rohlf, A. Tarlock, Sandra B. Zellmer, S. Jones, Ling-Yee Huang
Over the last two decades, natural resource scientists, managers, and policymakers have increasingly endorsed “adaptive management” of land and natural resources. Indeed, this approach, based on adaptive implementation of resource management and pollution control laws, is now mandated in a variety of contexts at the federal and state level. Yet confusion remains over the meaning of adaptive management, and disagreement persists over its usefulness or feasibility in specific contexts. This white paper is intended to help legislators, agency personnel, and the public better understand and use adaptive management. Adaptive management is not a panacea for the problems that plague natural resource management woes. It is appropriate in some contexts, but not in others. Drawing on key literature as well as case studies, we offer an explanation of adaptive management, including a discussion of its benefits and challenges; a roadmap for deciding whether or not to use it in a particular context; and best practices for obtaining its benefits while avoiding its potential pitfalls. Following these recommendations should simultaneously improve the ability of resource managers to achieve management goals determined by society and the ability of citizens to hold managers accountable to those goals.
在过去的二十年里,自然资源科学家、管理者和政策制定者越来越支持土地和自然资源的“适应性管理”。事实上,这种基于资源管理和污染控制法律的适应性实施的方法,现在在联邦和州一级的各种情况下都是强制性的。然而,对适应性管理的含义仍然存在困惑,对其在特定背景下的有用性或可行性仍然存在分歧。本白皮书旨在帮助立法者、机构人员和公众更好地理解和使用适应性管理。适应性管理并不是解决困扰自然资源管理问题的灵丹妙药。它在某些情况下是合适的,但在其他情况下则不合适。根据关键文献和案例研究,我们对适应性管理进行了解释,包括对其好处和挑战的讨论;决定是否在特定上下文中使用它的路线图;以及在避免潜在缺陷的同时获得好处的最佳实践。遵循这些建议应同时提高资源管理者实现社会确定的管理目标的能力,以及公民要求管理者对这些目标负责的能力。
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引用次数: 33
The Role of Patent Law in Knowledge Codification 专利法在知识编纂中的作用
Pub Date : 2010-09-13 DOI: 10.15779/Z38NM27
D. Burk
Recent studies of knowledge production have increasingly recognized the role of codified knowledge in the operation of social organizations. Much of the knowledge resident in organizations exists as tacit knowledge, that is, as knowledge that goes unrecorded.Typically such knowledge is carried as the personal expertise of employees, passed along to other employees if at all either orally or by practice convention. Such knowledge is frequently a major asset of the organization, and is often critical to the organizations continued operations. However, individualized tacit knowledge is at continual risk: the death or departure or disaffection of key personnel can deprive the organization of the asset, placing the continued operation of the organization in jeopardy.Organizations can guard against such risks by attempting to codify tacit knowledge, that is, by reducing tacit knowledge to a stable coded form that exists independently of individual personnel. Codification of knowledge not only facilitates transmission and retention of knowledge within an organization, it also facilitates barter and exchange of information between organizations of knowledge, effectively sustaining knowledge commodification. However, codification is costly as it requires the development and transmission of codes, as well as supporting processes of recordation and the preservation of coded materials. Additionally, the use of codes implies the existence of sufficient tacit knowledge for users to understand and employ the codes. Thus, while codification may alter the measure of tacit knowledge, codification is never complete, and some equilibrium between tacit and codified knowledge is always maintained.The literature on knowledge production has to date recognized only in passing the role of intellectual property in this process. This paper applies the insights of knowledge production to the features of intellectual property regimes, both to flesh out the analysis of tacit knowledge codification, and to illuminate the role of intellectual property in the firm. Patents, for example, constitute an explicitly codified form of technical knowledge, providing a stable common code for technical know-how, partially ameliorating the risks associated with loss of tacit knowledge. Thus, aside from the usual justifications for patents in terms of incentive or disclosure, patenting may help to secure knowledge against loss or dissipation. However, considerable technical know-how will always remain in tacit form, unpatented and uncodified. As with all codes, the use of patents assumes an attendant constellation of tacit knowledge regarding the interpretation and application of the information in the patent. The degree of codification equilibrium between patents and tacit know-how has clear implications for integral components of entrepreneurship including employee mobility, outsourcing, strategic alliances, and other aspects of firm operations. Patents provide a common code for evaluation
最近关于知识生产的研究越来越认识到编纂知识在社会组织运作中的作用。组织中的许多知识以隐性知识的形式存在,也就是说,作为未被记录的知识。通常,这些知识是作为员工的个人专业知识携带的,如果有的话,可以口头或通过惯例传递给其他员工。这些知识通常是组织的主要资产,并且通常对组织的持续运作至关重要。然而,个性化的隐性知识处于持续的风险之中:关键人员的死亡、离职或不满可能会剥夺组织的资产,使组织的持续运作处于危险之中。组织可以通过尝试编纂隐性知识来防范这种风险,也就是说,通过将隐性知识减少为独立于个人人员存在的稳定的编码形式。知识的法典化不仅促进了知识在组织内的传播和保留,还促进了知识组织之间的信息易货和交换,有效地维持了知识商品化。但是,编纂费用很高,因为它需要编制和传送代码,以及支持记录和保存编码材料的过程。此外,代码的使用意味着存在足够的隐性知识,以便用户理解和使用代码。因此,虽然法典化可能改变隐性知识的度量,但法典化永远不会完成,并且在隐性知识和法典化知识之间始终保持某种平衡。迄今为止,关于知识生产的文献只承认了知识产权在这一过程中的作用。本文将知识生产的见解应用于知识产权制度的特征,既充实了隐性知识法典化的分析,又阐明了知识产权在企业中的作用。例如,专利构成了一种明确编纂的技术知识形式,为技术诀窍提供了一种稳定的公共代码,部分地改善了与隐性知识损失相关的风险。因此,除了通常在激励或披露方面为专利辩护之外,专利可能有助于保护知识免受损失或消散。然而,相当多的技术诀窍将始终以默示的形式存在,没有专利,也没有编纂。与所有代码一样,专利的使用假定了与专利中信息的解释和应用相关的隐性知识星座。专利和隐性知识之间的法典化平衡程度对企业家精神的组成部分,包括员工流动、外包、战略联盟和公司运营的其他方面具有明确的影响。专利为评估发明提供了共同的代码,为企业之间的谈判创造了沟通标准。专利制度的法典化也为随之而来的隐性知识提供了重要的稳定性。关于现有技术、干涉实践和侵权的专利理论都解决了隐性知识和成文知识的平衡问题。通过作为一种编纂机制,专利可以促进员工流动和企业业务派生。对专利获取和执行制度的任何改变都必须考虑到这些影响。
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引用次数: 29
Scapegoating the Vulnerable: Preventive Detention of Immigrants in America’s ‘War on Terror’ 把弱势群体当作替罪羊:美国“反恐战争”中对移民的预防性拘留
Pub Date : 2010-08-16 DOI: 10.1016/S1059-4337(05)38002-1
Asli U. Bali
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引用次数: 2
First Amendment Defenses in Trade Secrecy Cases 第一修正案在商业秘密案件中的辩护
Pub Date : 2010-06-12 DOI: 10.4337/9780857933072.00021
Pamela Samuelson
Only rarely do defendants in trade secrecy cases raise First Amendment defenses to misappropriation claims. In a few cases, however, such defenses have not only been raised, but have been successful. These successes have been controversial. Some commentators and at least one court have opined that First Amendment defenses should never succeed in trade secret cases because trade secrets are property and property rights trump the First Amendment. Yet, other commentators and at least one court have argued that enjoining the use or disclosure of trade secrets is a prior restraint on speech that is presumptively unconstitutional. This article explores a middle ground. It explains why First Amendment defenses are so uncommon in trade secrecy cases, among them that trade secrecy law has some limiting doctrines (or "weaknesses") that mediate tensions that might otherwise occur between trade secrecy law and the First Amendment as applied to the use or disclosure of information. The article discusses at length the DVD CCA v. Bunner case in which an online activist was sued for trade secret misappropriation for posting DeCSS on the Internet because that code embodied information that DVD CCA asserted had been misappropriated by reverse engineering in breach of a shrinkwrap license. It refutes the California Supreme Court's analysis of First Amendment defenses as well as showing the inconsistency of this decision with other trade secrecy-First Amendment rulings. It argues that in ordinary trade secrecy cases, where disputes typically concern private uses and disclosures of information by firms that have wrongfully obtained it, no presumption of unconstitutionality is appropriate. However, when a third party, such as a journalist, obtains information that he or she knows has been obtained in breach of confidence and seeks to publicly disclose it because of its newsworthiness, First Amendment interests are implicated, and courts should take First Amendment defenses seriously. The article concludes with a discussion of First Amendment due process issues, such as the need for de novo review of constitutionally relevant facts.
在商业秘密案件中,被告很少会以宪法第一修正案为理由来抗辩侵权。然而,在少数情况下,这种辩护不仅被提出,而且还取得了成功。这些成功一直备受争议。一些评论员和至少一家法院认为,在商业秘密案件中,第一修正案的辩护永远不会成功,因为商业秘密是财产,而财产权高于第一修正案。然而,其他评论员和至少一家法院辩称,禁止使用或披露商业秘密是对言论的一种预先限制,这被推定为违宪。本文探索了一个中间地带。它解释了为什么第一修正案辩护在商业保密案件中如此罕见,其中商业保密法有一些限制性原则(或“弱点”),这些原则调解了在适用于信息的使用或披露时,商业保密法和第一修正案之间可能出现的紧张关系。本文详细讨论了DVD CCA诉Bunner案,在该案中,一名网络活动家因在互联网上发布DeCSS而被起诉盗用商业秘密,因为该代码包含了DVD CCA声称已被逆向工程盗用的信息,违反了盒式包装许可。它驳斥了加州最高法院对第一修正案辩护的分析,并表明这一决定与其他商业秘密第一修正案裁决不一致。它认为,在普通的商业秘密案件中,纠纷通常涉及公司非法获取信息的私人使用和披露,因此不应推定其违宪。然而,当一个第三方,如记者,获得了他或她知道是在违反保密的情况下获得的信息,并因为其新闻价值而试图公开披露它时,第一修正案的利益就受到了牵连,法院应该认真对待第一修正案的辩护。文章最后讨论了第一修正案的正当程序问题,例如需要重新审查与宪法有关的事实。
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引用次数: 0
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University of California, Davis law review
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