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Catastrophic failure mechanism of rock masses system and earthquake prediction based on percolation theory 岩体系统的突变破坏机理及基于渗流理论的地震预测
Pub Date : 2022-10-01 DOI: 10.1016/j.rockmb.2022.100009
Zhaoxing Lv , Yangsheng Zhao , Zijun Feng

The failure of rocks is a complicated process as the mechanical properties of the rock are governed by loading history and cumulative ruptures. The geometric aspects of fractures, such as the size and shape of the fractures, the spatial distribution of the fracture networks, and the relations among these aspects also depend on the loads acting on rock mass. In general, the fractures are randomly generated in space which is difficult to be described using mathematical methods. In this paper, the failure processes of rock have been analyzed using the percolation theory. The results indicate that the failure process of rock is a transition from a stable state to an unstable state. This phenomenon is essentially consistent with the phase transition in the percolation theory. Based on this consistency, a theoretical model of percolation for earthquake prediction is proposed. A large number of seismic data provided strong evidence in support of the reliability and applicability of this model.

岩石的破坏是一个复杂的过程,岩石的力学特性受加载历史和累积破裂的影响。裂缝的几何方面,如裂缝的大小和形状、裂缝网络的空间分布以及这些方面之间的关系也取决于作用在岩体上的荷载。一般来说,裂缝在空间上是随机产生的,很难用数学方法来描述。本文运用渗流理论对岩石的破坏过程进行了分析。结果表明,岩石的破坏过程是由稳定状态向不稳定状态过渡的过程。这一现象与渗流理论中的相变基本一致。基于这种一致性,提出了一种用于地震预报的渗流理论模型。大量的地震资料有力地证明了该模型的可靠性和适用性。
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引用次数: 1
Lithology-controlled stress variations of Longmaxi shale – Example of an appraisal wellbore in the Changning area 龙马溪页岩岩性控制应力变化——以长宁地区某评价井为例
Pub Date : 2022-10-01 DOI: 10.1016/j.rockmb.2022.100002
Xiaodong Ma , Shihuai Zhang , Xiaowen Zhang , Jiandong Liu , Juan Jin , Wei Cheng , Weidong Jiang , Guangming Zhang , Zhaowei Chen , Mark D. Zoback

The Longmaxi shale is an extensive, prolific unconventional play in southwestern China. Its development in the Changning area is affected by ineffective hydraulic fracturing (HF) stimulation, fault reactivation and casing damage. It is suspected that the stress contrast within and between the shale reservoirs and the formations above and below matters to hydraulic fracture propagation and reservoir stimulation. To this end, the Longmaxi shale in the Changning area deserves a dedicated quantification of the in situ stress state and its variations. In this study, we re-visit the available data from one of the play’s first appraisal wellbores (X01) for an integrated geomechanics study, focusing on profiling the stress across the Longmaxi and its adjacent formations. Combining geophysical logs and other stress indicators, we re-interpret its stress profile in the context of lithological variations. The resulting stress variations are modeled primarily through a viscoplastic stress relaxation framework, compared with the results via the frictional equilibrium and an elastic theory (the Extended Eaton model). We offer some discussions on the differences and similarities of these stress profiling methods, and examine their applicability to Longmaxi shale in the Changning area. Our objective is to connect the lithology-controlled stress variations to the first-order complexities (HF ineffectiveness and fault reactivation) that have been observed in the area to date.

龙马溪页岩是中国西南地区广泛、高产的非常规油气藏。长宁地区水力压裂增产效果不佳、断层再激活、套管损坏等因素影响了其开发。据推测,页岩储层内部和储层之间的应力对比关系到水力裂缝扩展和储层改造。为此,有必要对长宁地区龙马溪页岩地应力状态及其变化进行专门的定量研究。在这项研究中,我们重新访问了该区第一口评价井(X01)的现有数据,进行了综合地质力学研究,重点研究了龙马溪组及其邻近地层的应力剖面。结合地球物理测井和其他应力指标,在岩性变化的背景下重新解释了其应力剖面。与摩擦平衡和弹性理论(扩展伊顿模型)的结果相比,由此产生的应力变化主要通过粘塑性应力松弛框架进行建模。讨论了这些应力剖面方法的异同,并考察了它们在长宁地区龙马溪页岩中的适用性。我们的目标是将岩性控制的应力变化与迄今为止在该地区观察到的一阶复杂性(高频无效和断层再激活)联系起来。
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引用次数: 12
Analysis of a constant height hydraulic fracture driven by a power-law fluid 幂律流体驱动的等高度水力裂缝分析
Pub Date : 2022-10-01 DOI: 10.1016/j.rockmb.2022.100003
E.V. Dontsov

The focus of this study is to analyze a parametric space for the problem of a constant height hydraulic fracture driven by a power-law fluid. The interplay of physical mechanisms related to toughness, fluid resistance, and leak-off is considered, but the model is restricted to local elasticity for simplicity. The problem of a semi-infinite constant height fracture is first analyzed: limiting solutions are obtained analytically and their locations inside the dimensionless parametric space are obtained. Then, the problem of a finite constant height fracture is investigated. Similarly, limiting vertex solutions are first outlined and then their locations in the parametric space are quantified. Results demonstrate that the effect of the power-law factor is relatively mild, as it does not significantly distort the parametric spaces. At the same time, there are quantitative differences, which are also determined by the obtained results. Numerical examples highlighting the effect of fracture regime on morphology of multiple fractures are presented at the end.

本文的研究重点是分析幂律流体驱动的等高度水力裂缝问题的参数空间。考虑了与韧性、流体阻力和泄漏相关的物理机制的相互作用,但为简单起见,该模型仅限于局部弹性。首先分析了半无限常高断裂问题,得到了其极限解及其在无量纲参数空间中的位置。然后,研究了有限等高断裂问题。类似地,首先概述极限顶点解,然后量化它们在参数空间中的位置。结果表明,幂律因子的影响相对温和,因为它没有显著扭曲参数空间。同时,也存在着数量上的差异,这也是由所得结果所决定的。最后给出了数值算例,突出了断裂状态对多重断裂形态的影响。
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引用次数: 13
Cross-fault Newton force measurement for Earthquake prediction 地震预报中的跨断层牛顿力测量
Pub Date : 2022-10-01 DOI: 10.1016/j.rockmb.2022.100006
Manchao He , Shulin Ren , Zhigang Tao

Earthquake prediction is a common scientific challenge for academics worldwide. This dilemma originates from the lack of precursory indicators that meet the sufficient and necessary conditions of earthquake occurrence, which may be the root cause of the failure of earthquake prediction. In light of this, a double-block catastrophic mechanics theory for earthquakes based on cross-fault Newton force measurement is proposed herein. Based on this theory and laboratory physical model tests of seismic Newton force monitoring, a new academic thought is envisioned “the sufficient and necessary condition for earthquake occurrence is the change of Newton force, and the sudden drop of Newton force on the fault surface can be used as a predictor of earthquake disaster.” Several equipment systems have been independently developed, and the technology has been successfully applied to engineering practice. This concept has currently been proven in small-scale double-block catastrophic events such as landslides. Based on the double-block catastrophic mechanics theory, landslides and earthquakes have the similar nature but different scales. According to the on-site monitoring of landslides, it is verified that the sudden drop of Newton force can be used as a predictor of landslide disaster which successfully solves the problem of short-term landslide prediction. The introduction of cross-fault Newton force measurement technology and idea has laid a foundation for improving the method and level of international earthquake monitoring and solving the world-class scientific problem of short-term earthquake prediction.

地震预测是全球学术界共同面临的科学挑战。这种困境的根源在于缺乏满足地震发生充分必要条件的前兆指标,这可能是地震预报失败的根本原因。基于此,本文提出了基于断层间牛顿力测量的双块地震灾变力学理论。在此理论基础上,结合地震牛顿力监测的实验室物理模型试验,提出了“地震发生的充分必要条件是牛顿力的变化,断层表面牛顿力的突然下降可以作为地震灾害的预测指标”的新理论思路。自主开发了多个设备系统,该技术已成功应用于工程实践。这一概念目前已在小规模双块灾难性事件(如滑坡)中得到证实。根据双块体灾变力学理论,滑坡与地震性质相似,但规模不同。通过对滑坡的现场监测,验证了牛顿力的突然下降可以作为滑坡灾害的预报指标,成功地解决了滑坡的短期预报问题。跨断层牛顿力测量技术和思想的引入,为提高国际地震监测的方法和水平,解决世界一流的地震短期预报科学难题奠定了基础。
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引用次数: 3
The future of rock mechanics lies with China: Inaugural editorial for Rock Mechanics Bulletin 岩石力学的未来在中国:《岩石力学公报》首篇社论
Pub Date : 2022-10-01 DOI: 10.1016/j.rockmb.2022.100010
Manchao He (President)
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引用次数: 4
Advances in development of shear-flow testing apparatuses and methods for rock fractures: A review 岩石断裂剪切流试验装置和方法的研究进展
Pub Date : 2022-10-01 DOI: 10.1016/j.rockmb.2022.100005
Yujing Jiang , Bo Li , Changsheng Wang , Zhenyu Song , Bingming Yan

Understanding the mechanical and hydraulic properties of fractured rocks and their coupled processes is of great significance for the exploration, design, construction, operation, and maintenance of many rock engineering projects such as hydropower development, oil and gas extraction, and underground waste disposal. With the rapid advancement of global and national strategies such as the “Paris Agreement” and the “Belt and Road Initiative”, more and more projects are developed in the complex geological environment with varying geological structures. Shear failure and rock instability are prone to occur in fractured rock masses under the coupled effects of high stress, high pore pressure, and engineering disturbance, which are main sources for engineering disasters such as roof collapse and caving, water and mud inrushes, and induced earthquakes. To solve these problems, extensive research on the coupled shear-flow behavior of fractures has been conducted. However, due to the complex mechanical, hydraulic and geometrical characteristics of single fractures and fracture networks, a large number of outstanding issues related to the impact of the coupled processes on the engineering characteristics of rock masses are still unsolved. The relevant experimental apparatuses and methods remain to be further developed. Therefore, in this review, we analyze and summarize the existing shear-flow experimental apparatuses, classify apparatus configurations, specimen shapes, and testing principles, and compare their advantages and disadvantages. We also summarize the main scientific findings obtained from various experimental apparatuses, aiming to provide a reference for developing new shear-flow experimental apparatuses and conducting related scientific research in the future.

了解裂隙岩石的力学和水力特性及其耦合过程,对水电开发、油气开采、地下垃圾处置等岩石工程项目的勘探、设计、施工、运营和维护具有重要意义。随着“巴黎协定”、“一带一路”等全球和国家战略的快速推进,越来越多的项目在地质构造复杂、地质环境多变的地区开发。在高应力、高孔隙压力和工程扰动的耦合作用下,裂隙岩体容易发生剪切破坏和岩体失稳,是顶板垮落、水泥涌流、诱发地震等工程灾害的主要来源。为了解决这些问题,人们对裂缝的剪切-流动耦合特性进行了广泛的研究。然而,由于单裂隙和裂隙网络具有复杂的力学、水力和几何特性,耦合过程对岩体工程特性影响的大量突出问题仍未得到解决。相关的实验装置和方法有待进一步发展。因此,本文对现有的剪切流实验设备进行了分析和总结,对设备配置、试件形状和测试原理进行了分类,并比较了它们的优缺点。总结了各种实验仪器的主要科学发现,旨在为今后开发新型剪切流实验仪器及开展相关科学研究提供参考。
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引用次数: 8
Heat advection and forced convection in a lattice code – Implementation and geothermal applications 热平流和强迫对流在晶格代码-实现和地热应用
Pub Date : 2022-10-01 DOI: 10.1016/j.rockmb.2022.100004
Christine Detournay , Branko Damjanac , Maurilio Torres , Peter Cundall , Laryssa Ligocki , Ivan Gil

A three-dimensional thermo-hydro-mechanical numerical model has recently been enhanced with thermal capabilities to study the response of geothermal reservoirs to stimulation and production. In this paper, we present an effort to consider three relevant thermal mechanisms in an existing lattice code initially designed for hydraulic fracturing: a) thermal advection in the fluid; b) heat transfer by forced convection from the rock to the fluid; and c) accurate thermal conduction in the rock matrix considering the thermal boundary layer effect. A numerical implementation of the new coupled advection-forced convection logic as well as the coupling with the existing conduction logic in the commercial code XSite is summarized. The numerical solution is compared to analytical solutions for simple simulation cases. The new simulation capability is applied in a large-scale geothermal example to illustrate its performance.

最近,一种三维热-水-力学数值模型与热能力相结合,用于研究地热储层对增产和生产的响应。在本文中,我们提出了在现有的最初为水力压裂设计的晶格代码中考虑三种相关热机制的努力:a)流体中的热平流;B)岩石到流体的强制对流传热;c)考虑热边界层效应的岩石基质的精确热传导。总结了新的耦合平流强制对流逻辑的数值实现,以及与商业代码XSite中现有传导逻辑的耦合。在简单的仿真情况下,将数值解与解析解进行了比较。通过大型地热实例验证了该方法的有效性。
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引用次数: 6
Three-dimensional failure behavior and cracking mechanism of rectangular solid sandstone containing a single fissure under triaxial compression 含单裂隙矩形实心砂岩在三轴压缩下的三维破坏行为及开裂机理
Pub Date : 2022-10-01 DOI: 10.1016/j.rockmb.2022.100008
Sheng-Qi Yang , Wen-Ling Tian , P.G. Ranjith , Xiang-Ru Liu , Miao Chen , Wu Cai

In actual rock engineering, fissures play an important role in determining the mechanical parameters of rock mass, whereas it is very difficult to construct fissures in cylindrical specimens. Therefore, the pre-fissured rectangular rock specimens were constructed innovatively. Moreover, a series of triaxial compression experimental results on the failure mechanical behavior of rectangular solid sandstone specimens containing a single fissure were reported. The lateral strain in different directions was monitored and the experimental results show that elastic modulus and axial strain increase non-linearly with confining pressure, and the average Poisson’ s ratio parallel to fissure (μ2) is larger than that vertical to fissure (μ3). The cohesion, Hoek-Brown parameters of peak strength show similar trends with that of crack damage threshold to the fissure angle (α), and the parameters of the peak strength are larger than those of crack damage threshold. However, the internal friction angles of the peak strength and crack damage threshold are almost equal. Based on the geometries and properties of cracks, ten typical crack types are identified. Cracks vertical to pre-existing fissures occur in specimens under uniaxial compression, whereas cracks parallel to pre-existing fissures occur under triaxial compression. Finally, X-ray micro-computed tomography (CT) observations are conducted to analyze the internal damage mechanism of sandstone specimens with respect to various fissure angles. Reconstructed 3-D CT images indicate obvious effects of confining pressure and fissure angle on the crack system of sandstone specimens. This research elucidates the fundamental nature of rock failure under triaxial compression.

在实际的岩石工程中,裂隙是决定岩体力学参数的重要因素,而在圆柱形试样中构造裂隙是非常困难的。为此,创新性地构建了预裂矩形岩样。此外,还报道了含单裂隙矩形实心砂岩试件破坏力学行为的一系列三轴压缩试验结果。对不同方向的侧向应变进行了监测,结果表明:弹性模量和轴向应变随围压呈非线性增加,平行于裂隙的平均泊松比(μ2)大于垂直于裂隙的平均泊松比(μ3);黏聚力、峰值强度Hoek-Brown参数与裂纹损伤阈值参数随裂纹角(α)的变化趋势相似,且峰值强度参数大于裂纹损伤阈值参数。而峰值强度内摩擦角与裂纹损伤阈值基本相等。根据裂纹的几何形状和性质,确定了十种典型的裂纹类型。试件在单轴压缩下出现垂直于原有裂缝的裂缝,而在三轴压缩下出现平行于原有裂缝的裂缝。最后,通过x射线显微计算机断层扫描(CT)观察,分析砂岩试件在不同裂隙角度下的内部损伤机制。三维CT重建图像显示围压和裂隙角度对砂岩试件裂纹系统有明显影响。本研究阐明了三轴压缩下岩石破坏的基本性质。
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引用次数: 8
Stress path constraints on veined rock deformation 脉状岩石变形的应力路径约束
Pub Date : 2022-10-01 DOI: 10.1016/j.rockmb.2022.100001
Junlong Shang

Although rock mechanical behaviour has a long record of study, attempts to understand the role of fractures on rock deformation still have unresolved issues. Due to technical and/or economic challenges, natural rock fractures are often dealt with crudely, without detailed consideration of fracture geometry and heterogeneity in many geoscience applications. Veined rocks that are ubiquitous in the upper Earth crust fall in that category where sustained efforts are needed to offer key information for rock mechanics and geomechanics applications. Following on from a recent study on the rupture of veined rocks (DOI: 10.1029/2019JB019052), we further examine stress path constraints on the deformation of veined rocks (i.e., stress-path-dependent behaviour of veined rocks) under polyaxial conditions. The Discrete Element Method is used to establish a calcite veined model where constant mean stress (σm) and constant least principal stress (σ3) paths that are representative in the subsurface activities are considered. The results reveal the stress-path dependency of brittleness for models under different loading paths. Models tested under constant-σm conditions exhibit no brittleness, compared to cases where constant-σ3 is applied. Sliding along the strike of an inclined vein is evident under constant-σm deformation, irrespective of the level of stress. Shear bands along the dominated (inclined) veins exhibit apparent particle trajectory anisotropy for the constant-σm deformations which is demonstrated by the evident colour contrast of the adjacent rock matrix and the displacement dispersion of the particles forming the shear bands. We envisage that the reactivation of veins is of relevance to Enhanced Geothermal Systems (EGS) development in terms of seismicity mitigation and multiphysics control of fracture and reservoir permeability.

尽管岩石力学行为的研究已经有了很长的记录,但试图理解裂缝对岩石变形的作用仍然存在未解决的问题。由于技术和/或经济方面的挑战,在许多地球科学应用中,天然岩石裂缝通常被粗略地处理,而没有详细考虑裂缝的几何形状和非均质性。在地壳上部普遍存在的脉状岩石属于这一类,需要持续努力为岩石力学和地质力学应用提供关键信息。根据最近对脉状岩石破裂的研究(DOI: 10.1029/2019JB019052),我们进一步研究了多轴条件下脉状岩石变形的应力路径约束(即脉状岩石的应力路径依赖行为)。采用离散元法建立方解石脉状模型,考虑具有代表性的平均应力(σm)和最小主应力(σ3)路径。结果揭示了不同加载路径下模型脆性的应力路径依赖性。在-σm条件下测试的模型没有脆性,而在-σ3条件下测试的模型没有脆性。在-σm恒定变形条件下,无论应力水平如何,沿倾斜矿脉走向的滑动都是明显的。在-σ - m恒定变形条件下,沿主导(倾斜)脉体的剪切带表现出明显的颗粒轨迹各向异性,这可以从相邻岩石基质明显的颜色对比和形成剪切带的颗粒的位移弥散中得到证明。我们设想,在地震活动缓解和裂缝和储层渗透率的多物理场控制方面,矿脉的重新激活与增强型地热系统(EGS)的开发有关。
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引用次数: 2
Effect of permeants on fracture permeability in granite under hydrothermal conditions 热液条件下渗透物对花岗岩裂缝渗透率的影响
Pub Date : 2022-10-01 DOI: 10.1016/j.rockmb.2022.100007
Achmad Hafidz, Naoki Kinoshita, Hideaki Yasuhara

Flow-through experiments were conducted with three permeants to determine the effect of pH, temperature, and cation concentrations on changes in permeability. Granite with a single fracture was used for each sample. Changes in the permeant concentrations due to pressure dissolution, free-face dissolution, and precipitation were identified by measuring the element concentrations before and after the experiments. In addition, the mineral transformation was analyzed by SEM-EDX. The results of the flow-through experiments showed a reduction in permeability in almost all the samples. This decrease in permeability may have been caused by the interaction between pressure dissolution and free-face dissolution, which occurred in the high pH water experiment, or between pressure dissolution and precipitation, which occurred in the saturated mineral water and simulated seawater experiments. When pressure dissolution and free-face dissolution occurred in the samples, the pH and temperature were seen to greatly affect the decrease in permeability, namely, the permeability decreased significantly with increasing pH and temperature. This remarkable decrease in permeability could have taken place because the dissolution rate constant of the mineral increased with the increasing pH and temperature. Moreover, when pressure dissolution and precipitation occurred in the samples, the cation concentrations and temperature were seen to greatly affect the changes in permeability, namely, the permeability decreased significantly with increasing cation concentrations and decreasing temperature.

用三种渗透剂进行了渗流实验,以确定pH、温度和阳离子浓度对渗透率变化的影响。每个样品都使用了单个断裂的花岗岩。通过测量实验前后的元素浓度,确定了压力溶解、自由面溶解和沉淀对渗透浓度的影响。此外,用SEM-EDX分析了矿物的转变。渗流实验结果表明,几乎所有样品的渗透率都降低了。渗透率的降低可能是高pH水实验中压力溶解与自由面溶解的相互作用,或者是饱和矿泉水和模拟海水实验中压力溶解与沉淀的相互作用。当样品发生压力溶解和自由面溶解时,pH和温度对渗透率的降低影响较大,即渗透率随pH和温度的升高而显著降低。这种显著的渗透性下降可能是因为矿物的溶解速率常数随着pH和温度的增加而增加。此外,当样品发生压力溶解和沉淀时,阳离子浓度和温度对渗透率的变化影响较大,即随着阳离子浓度的增加和温度的降低,渗透率显著降低。
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引用次数: 2
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Rock Mechanics Bulletin
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