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Comparative study on heat extraction performance of three enhanced geothermal systems 三种增强型地热系统抽热性能对比研究
Pub Date : 2023-04-01 DOI: 10.1016/j.rockmb.2023.100041
Xiaotian Wu , Yingchun Li , Chun'an Tang

Enhanced geothermal systems (EGSs) in this study are classified as fracturing-EGS (F-EGS), pipe-EGS (P-EGS) and excavation-EGS (E-EGS) according to reservoir stimulation strategies. However, the heat extraction performances of three EGSs employing different stimulation strategies are not fully understood. Here, we define the region where the pore pressure increment calculated by a hydraulic fracturing process is higher than rock tensile strength as the stimulation region for establishing a more accurate F-EGS model, and then compare three geothermal systems to select a appropriate reservoir stimulation strategy. We find that the F-EGS model assuming an entire stimulated region significantly exaggerates the heat extraction results. The optimal conditions for P-EGS are low injection rates and short operation times, which is suiTablefor seasonal heating or multi-energy co-generation projects including a thermal recovery phase. Theoretically, E-EGS has better geothermal extraction performance than F-EGS based on existing model assumptions, but its construction feasibility and economics need further exploration. H2O is more suiTableas a heat exchange fluid in E-EGS than supercritical CO2. This study provides a reference for geothermal mining simulation and reservoir stimulation strategy selection.

本研究中的强化地热系统(EGS)根据储层增产策略分为压裂EGS(F-EGS)、管道EGS(P-EGS)和开挖EGS(E-EGS)。然而,采用不同刺激策略的三种EGS的热提取性能尚不完全清楚。在这里,我们将水力压裂过程计算的孔隙压力增量高于岩石抗拉强度的区域定义为刺激区域,以建立更准确的F-EGS模型,然后比较三个地热系统,选择合适的储层刺激策略。我们发现,假设整个受激区域的F-EGS模型显著夸大了热提取结果。P-EGS的最佳条件是低注入率和短运行时间,这适用于季节性供暖或包括热回收阶段的多能源联合发电项目。理论上,基于现有模型假设,E-EGS比F-EGS具有更好的地热开采性能,但其建设可行性和经济性有待进一步探索。H2O比超临界CO2更适合作为E-EGS中的热交换流体。该研究为地热开采模拟和储层增产策略选择提供了参考。
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引用次数: 1
Rapid intelligent evaluation method and technology for determining engineering rock mass quality 工程岩体质量快速智能评价方法与技术
Pub Date : 2023-04-01 DOI: 10.1016/j.rockmb.2023.100038
Faquan Wu , Jie Wu , Han Bao , Zhongxi Bai , Lei Qiao , Fang Zhang , Bo Li , Fuan Si , Lei Yu , Shenggong Guan , Peng Sha , Deheng Kong , Zhenzhong Dai , Kun Chen , Yun Tian , Changqing Liu

The evaluation of engineering rock mass quality is fundamental work for the engineering activities of rock mass. The increasing scale of rock mass engineering necessitates higher intelligence, timeliness, and accuracy in engineering rock mass quality evaluation. As the core aspects of engineering rock mass quality evaluation, the structural characteristics, mechanical characteristics, and quality classification of rock mass have been innovated in recent years. The non-contact measurement technology for rock mass structure and rapid interpretation of rock mass structure information enables the intelligent extraction and analysis of rock mass structure parameters. The modular backpack laboratory system of rock mechanics provides an effective means to acquire rock mechanical parameters on-site conveniently. The theory of statistical mechanics of rock mass (SMRM) integrates various factors such as the rock mass properties, geological environment, and engineering disturbance, providing a theoretical basis for accurately evaluating the weakening and anisotropy of rock mass. The cloud computing platform established based on SMRM can provide technical support for the rapid calculation of rock mass parameters and instant evaluation of the rock mass quality. The development of intelligent evaluation method and technology is altering the conventional technical state of qualitative and semi-quantitative evaluation of engineering rock mass quality, supporting the realization of rock mass engineering construction with intellectualization and informatization.

工程岩体质量评价是岩体工程活动的基础性工作,随着岩体工程规模的不断扩大,对工程岩体质量的评价提出了更高的智能性、及时性和准确性。作为工程岩体质量评价的核心内容,岩体的结构特征、力学特征和质量分类近年来不断创新。岩体结构非接触测量技术和岩体结构信息的快速解释,实现了岩体结构参数的智能提取和分析。岩石力学模块化背包实验系统为现场方便地获取岩石力学参数提供了有效手段。岩体统计力学理论综合了岩体性质、地质环境、工程扰动等多种因素,为准确评价岩体的弱化和各向异性提供了理论依据。基于SMRM建立的云计算平台可以为岩体参数的快速计算和岩体质量的即时评价提供技术支持。智能评价方法和技术的发展正在改变工程岩体质量定性和半定量评价的传统技术状态,支持实现岩体工程建设的智能化和信息化。
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引用次数: 2
Polynomial chaos surrogate and bayesian learning for coupled hydro-mechanical behavior of soil slope 土坡水-力耦合特性的多项式混沌代理与贝叶斯学习
Pub Date : 2023-01-01 DOI: 10.1016/j.rockmb.2022.100023
Lulu Zhang , Fang Wu , Xin Wei , Hao-Qing Yang , Shixiao Fu , Jinsong Huang , Liang Gao

As rainfall infiltrates into soil slopes, the hydraulic and mechanical behaviors of soils are interacted. In this study, an efficient probabilistic parameter estimation method for coupled hydro-mechanical behavior in soil slope is proposed. This method integrates the Polynomial Chaos Expansion (PCE) method, the coupled hydro-mechanical modeling, and the Bayesian learning method. A coupled hydro-mechanical numerical model is established for the simulation of behaviors of unsaturated soil slope under rainfall infiltration, following by training a cheap-to-run PCE surrogate to replace it. Probabilistic estimation of soil parameters is conducted based on the Bayesian learning technique with the Markov Chain Monte Carlo (MCMC) simulation. A numerical example of an unsaturated slope under rainfall infiltration is presented to illustrate the proposed method. The effects of measurement durations and response types on parameter estimation are addressed. The result shows that with the increase of measurement duration, the uncertainties of soil parameters are significantly reduced. The uncertainties of hydraulic properties are reduced significantly using the pore water pressure data, while the uncertainties of soil strength parameters are reduced greatly using the measured displacement data.

当降雨渗入土壤边坡时,土壤的水力和力学行为相互作用。在这项研究中,提出了一种有效的土壤边坡水力-力学耦合行为的概率参数估计方法。该方法集成了多项式混沌展开(PCE)方法、水力-机械耦合建模和贝叶斯学习方法。建立了一个模拟降雨入渗条件下非饱和土边坡行为的水力-力学耦合数值模型,然后训练一个廉价的可运行PCE代理来代替它。基于贝叶斯学习技术和马尔可夫链蒙特卡罗(MCMC)模拟对土壤参数进行了概率估计。以降雨入渗作用下的非饱和边坡为例说明了该方法。讨论了测量持续时间和响应类型对参数估计的影响。结果表明,随着测量时间的增加,土壤参数的不确定性显著降低。利用孔隙水压力数据显著降低了水力特性的不确定性,而利用实测位移数据大大降低了土壤强度参数的不确定性。
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引用次数: 3
Uncertainties of landslide susceptibility prediction: Influences of different spatial resolutions, machine learning models and proportions of training and testing dataset 滑坡易感性预测的不确定性:不同空间分辨率、机器学习模型和训练与测试数据集比例的影响
Pub Date : 2023-01-01 DOI: 10.1016/j.rockmb.2023.100028
Faming Huang , Zuokui Teng , Zizheng Guo , Filippo Catani , Jinsong Huang

This study aims to reveal the impacts of three important uncertainty issues in landslide susceptibility prediction (LSP), namely the spatial resolution, proportion of model training and testing datasets and selection of machine learning models. Taking Yanchang County of China as example, the landslide inventory and 12 important conditioning factors were acquired. The frequency ratios of each conditioning factor were calculated under five spatial resolutions (15, 30, 60, 90 and 120 ​m). Landslide and non-landslide samples obtained under each spatial resolution were further divided into five proportions of training and testing datasets (9:1, 8:2, 7:3, 6:4 and 5:5), and four typical machine learning models were applied for LSP modelling. The results demonstrated that different spatial resolution and training and testing dataset proportions induce basically similar influences on the modeling uncertainty. With a decrease in the spatial resolution from 15 ​m to 120 ​m and a change in the proportions of the training and testing datasets from 9:1 to 5:5, the modelling accuracy gradually decreased, while the mean values of predicted landslide susceptibility indexes increased and their standard deviations decreased. The sensitivities of the three uncertainty issues to LSP modeling were, in order, the spatial resolution, the choice of machine learning model and the proportions of training/testing datasets.

本研究旨在揭示滑坡易发性预测中三个重要的不确定性问题的影响,即空间分辨率、模型训练和测试数据集的比例以及机器学习模型的选择。以中国延长县为例,得到了滑坡的清单和12个重要的制约因素。在五种空间分辨率(15、30、60、90和120​m) 。将在每个空间分辨率下获得的滑坡和非滑坡样本进一步划分为五个比例的训练和测试数据集(9:1、8:2、7:3、6:4和5:5),并将四个典型的机器学习模型应用于LSP建模。结果表明,不同的空间分辨率、训练和测试数据集比例对建模不确定性的影响基本相似。空间分辨率从15降低​m至120​m以及训练和测试数据集的比例从9:1到5:5的变化,建模精度逐渐降低,而预测滑坡易感指数的平均值增加,其标准差降低。三个不确定性问题对LSP建模的敏感性依次为空间分辨率、机器学习模型的选择和训练/测试数据集的比例。
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引用次数: 5
Performance of reliability-based design formats in geotechnical applications 岩土工程应用中基于可靠性的设计格式的性能
Pub Date : 2023-01-01 DOI: 10.1016/j.rockmb.2022.100025
Peiyuan Lin , Xian-Xun Yuan

Geotechnical design codes and guidelines are all switching from traditional factor of safety design to modern load and resistance factor design (LRFD) or partial factor design (PFD), in the belief that the latter two bring more flexibility and reliability consistency across various design scenarios, thus produce safe and cost-effective design outcomes. This paper first reviews the LRFD and PFD developed for geotechnical applications. A total of seven methods to calibrate the load and resistance factors are also introduced. The ability of the LRFD and PFD to produce designs with consistent reliability is examined and compared to that of a traditional factor of safety method using two examples of the bearing capacity of strip footings and the global stability of soil nail walls. Results showed that the framework of LRFD offers no apparent advantages over working stress design (WSD) in achieving more consistent reliability for geotechnical structures; the dispersion in design probabilities of failure could be five to seven orders of magnitude difference. The variation will be reduced to three orders if using the PFD. Neither reducing the variability in soil shear strength parameters nor allocating partial resistance factors with respect to soil types would efficiently harmonize the reliability levels when dealing with multiple soil layer conditions. In addition, the uniformity of reliability levels is insensitive to calibrations with or without presetting the load factors. This study provides insights into the LRFD and PFD frameworks currently developed for geotechnical applications.

岩土工程设计规范和指南都从传统的安全系数设计转向现代的荷载和阻力系数设计(LRFD)或分项系数设计(PFD),相信后两者在各种设计场景中带来了更大的灵活性和可靠性一致性,从而产生了安全和经济高效的设计结果。本文首先回顾了为岩土工程应用而开发的LRFD和PFD。还介绍了七种标定载荷和阻力系数的方法。通过条形基脚的承载力和土钉墙的整体稳定性这两个例子,检验了LRFD和PFD产生具有一致可靠性的设计的能力,并将其与传统安全系数方法的能力进行了比较。结果表明,与工作应力设计(WSD)相比,LRFD框架在实现岩土结构更一致的可靠性方面没有明显的优势;设计失效概率的分散可能是五到七个数量级的差异。如果使用PFD,变化将减少到三个订单。在处理多个土层条件时,既不能减少土壤抗剪强度参数的可变性,也不能根据土壤类型分配局部阻力系数,从而有效地协调可靠性水平。此外,可靠性水平的一致性对有或没有预先设置负载系数的校准不敏感。本研究深入了解了目前为岩土工程应用开发的LRFD和PFD框架。
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引用次数: 1
Determination of the crustal friction and state of stress in deep boreholes using hydrologic indicators 用水文指标测定深钻孔的地壳摩擦和应力状态
Pub Date : 2023-01-01 DOI: 10.1016/j.rockmb.2022.100024
Shihuai Zhang , Xiaodong Ma , Mark Zoback

We apply binary logistic regression to correlate fracture shear-slip criticality to hydraulic conductivity using data from four deep scientific boreholes in fractured crystalline rocks. In each borehole, an optimized decision boundary is obtained by maximizing the joint probability of classifying all fractures in consideration as critical or not. All four cases feature an optimized decision boundary close to the empirical rock friction (μ ​= ​0.6), corroborating the applicability of laboratory-derived friction coefficients to faults in situ. Utilizing this statistical technique, we demonstrate that one can determine the in situ stress orientation and relative magnitude based only on whether fractures of varied orientations are hydraulically conductive, or not. The stress inversion results are consistent with independent stress measurements in each of the four case studies.

我们应用二元逻辑回归,利用四个深层科学钻孔的数据,将断裂剪切滑移临界性与水力传导率相关联。在每个钻孔中,通过最大化将考虑的所有裂缝分类为关键裂缝或非关键裂缝的联合概率来获得优化决策边界。所有四种情况都具有一个接近经验岩石摩擦(μ​=​0.6),证实了实验室推导的摩擦系数对现场断层的适用性。利用这一统计技术,我们证明,只有根据不同方向的裂缝是否具有水力传导性,才能确定现场应力方向和相对大小。应力反演结果与四个案例研究中每个案例的独立应力测量结果一致。
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引用次数: 4
Resistance factors for design of slopes in a homogenous soil layer 均质土层中边坡设计的阻力系数
Pub Date : 2023-01-01 DOI: 10.1016/j.rockmb.2022.100022
Chenguang Wu , Jie Zhang , Mingliang Zhou , Lei Wang

Traditionally, the factor of safety (FOS) is widely used to account for uncertainties in the design of slopes within the framework of working stress design. As the uncertainties involved in the design of slopes vary, the same FOS may correspond to the different levels of reliability. In this study, the advanced first order reliability method is used to determine the resistance factors for design of slopes in a homogenous soil layer. It is found that the resistance factors depend on the target reliability index, the height of the slope, and the variability of the soil strength parameters. It is difficult to suggest a unique set of resistance factors for design of slopes. Analytic solutions are developed to determine the resistance factors for design of slopes assuming the random variables are normally distributed. An approximate method based on the concept of equivalent target reliability index is also suggested to determine the resistance factors for design of the slope when the soil strength parameters are lognormally distributed. The method suggested in this paper provides a practical way to perform load and resistance factors design of slopes.

传统上,安全系数(FOS)被广泛用于在工作应力设计框架内解释边坡设计中的不确定性。由于边坡设计中涉及的不确定性各不相同,相同的FOS可能对应不同的可靠性水平。在本研究中,采用先进的一阶可靠度方法来确定均质土层中边坡设计的阻力系数。研究发现,阻力系数取决于目标可靠度指数、边坡高度和土壤强度参数的变异性。很难为边坡设计提出一套独特的阻力系数。在假设随机变量正态分布的情况下,开发了分析解来确定边坡设计的阻力系数。当土体强度参数为对数正态分布时,还提出了一种基于等效目标可靠度指数概念的近似方法来确定边坡设计的阻力系数。本文提出的方法为边坡的荷载和阻力系数设计提供了一种实用的方法。
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引用次数: 3
A review of previous studies on the applications of fiber optic sensing technologies in geotechnical monitoring 综述了光纤传感技术在岩土工程监测中的应用研究进展
Pub Date : 2023-01-01 DOI: 10.1016/j.rockmb.2022.100021
Jiaxiao Ma , Huafu Pei , Honghu Zhu , Bin Shi , Jianhua Yin

Geotechnical engineering is characterized by many uncertainties, including soil material properties, environmental effects, and engineering design and construction, which bring a significant challenge to geotechnical monitoring. However, conventional sensors with several inherent limitations, such as electromagnetic interference, signal loss in long-distance transmission, and low durability in harsh environments cannot fully meet current monitoring needs. Recently, fiber optic sensing technologies have been successfully applied in geotechnical monitoring due to the significant advantages of anti-electromagnetic interference, stable signal long-distance transmission, high durability, high sensitivity, and lightweight, which can be considered an ideal replacement for conventional sensors. In this paper, the working principle of different fiber optic sensing technologies, the development of fiber optic-based sensors, and the recent application status of these sensing technologies for geotechnical monitoring were comprehensively reviewed and discussed in detail. Finally, the challenges and countermeasures of the sensing technologies in geotechnical monitoring were also presented and discussed.

岩土工程具有许多不确定性,包括土壤材料特性、环境影响以及工程设计和施工,这给岩土工程监测带来了重大挑战。然而,传统传感器具有一些固有的局限性,如电磁干扰、长距离传输中的信号损耗以及在恶劣环境中的低耐久性,无法完全满足当前的监测需求。近年来,光纤传感技术因其抗电磁干扰、信号远距离传输稳定、耐久性高、灵敏度高、重量轻等显著优点,已成功应用于岩土工程监测,是传统传感器的理想替代品。本文对不同光纤传感技术的工作原理、基于光纤的传感器的发展以及这些传感技术在岩土工程监测中的应用现状进行了全面回顾和详细讨论。最后,对遥感技术在岩土工程监测中面临的挑战和对策进行了探讨。
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引用次数: 12
Characterizing model uncertainty of upper-bound limit analysis on slopes using 3D rotational failure mechanism 基于三维旋转破坏机制的边坡上限分析模型不确定性表征
Pub Date : 2023-01-01 DOI: 10.1016/j.rockmb.2022.100026
X.Z. Li , H. Jiang , Q.J. Pan , L.H. Zhao

The slope stability assessment is a classical problem in geotechnical engineering. This topic have attracted many researcher’s attention and various theoretical models for predicting critical slope heights or safety factors in the light of the limit equilibrium (LE) method and the kinematical approach of limit analysis (LA) method. Meanwhile, a large number of experimental studies have been conducted to check the slope stability. Using centrifuge testing results, this paper aims to employ Bayesian method to characterize the model uncertainties of the classical three-dimensional rotational failure mechanism proposed by Michalowski and Drescher (2009) to predict critical slope heights in frictional soils, by incorporating the test uncertainties and parameter uncertainties. The obtained results show that the LA three-dimensional rotational failure mechanism overestimates the critical slope height compared with the LE method, and the experimental observational uncertainty has negligible influences on the posterior statistics of model uncertainty.

边坡稳定性评价是岩土工程中的一个经典问题。这一主题引起了许多研究人员的关注,并根据极限平衡法和极限分析法的运动学方法建立了各种预测临界边坡高度或安全系数的理论模型。同时,对边坡稳定性进行了大量的试验研究。利用离心试验结果,本文旨在采用贝叶斯方法来表征Michalowski和Drescher(2009)提出的经典三维旋转破坏机制的模型不确定性,通过结合试验不确定性和参数不确定性来预测摩擦土中的临界边坡高度。结果表明,与LE方法相比,LA三维旋转破坏机制高估了临界边坡高度,实验观测不确定性对模型不确定性的后验统计量的影响可以忽略不计。
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引用次数: 0
Catastrophic failure mechanism of rock masses system and earthquake prediction based on percolation theory 岩体系统的突变破坏机理及基于渗流理论的地震预测
Pub Date : 2022-10-01 DOI: 10.1016/j.rockmb.2022.100009
Zhaoxing Lv , Yangsheng Zhao , Zijun Feng

The failure of rocks is a complicated process as the mechanical properties of the rock are governed by loading history and cumulative ruptures. The geometric aspects of fractures, such as the size and shape of the fractures, the spatial distribution of the fracture networks, and the relations among these aspects also depend on the loads acting on rock mass. In general, the fractures are randomly generated in space which is difficult to be described using mathematical methods. In this paper, the failure processes of rock have been analyzed using the percolation theory. The results indicate that the failure process of rock is a transition from a stable state to an unstable state. This phenomenon is essentially consistent with the phase transition in the percolation theory. Based on this consistency, a theoretical model of percolation for earthquake prediction is proposed. A large number of seismic data provided strong evidence in support of the reliability and applicability of this model.

岩石的破坏是一个复杂的过程,岩石的力学特性受加载历史和累积破裂的影响。裂缝的几何方面,如裂缝的大小和形状、裂缝网络的空间分布以及这些方面之间的关系也取决于作用在岩体上的荷载。一般来说,裂缝在空间上是随机产生的,很难用数学方法来描述。本文运用渗流理论对岩石的破坏过程进行了分析。结果表明,岩石的破坏过程是由稳定状态向不稳定状态过渡的过程。这一现象与渗流理论中的相变基本一致。基于这种一致性,提出了一种用于地震预报的渗流理论模型。大量的地震资料有力地证明了该模型的可靠性和适用性。
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引用次数: 1
期刊
Rock Mechanics Bulletin
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