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The Role of Legal Presumptions in Patent Litigation 法律推定在专利诉讼中的作用
Pub Date : 2019-10-29 DOI: 10.2139/ssrn.3477505
Alice Guerra, Tapas Kundu
We formally analyze the effects of legal presumptions in patent litigation. We set up a novel contest model to study litigation outcomes, judgement errors, and resource dissipation under three alternative presumption criteria: a presumption that the patent is valid; a presumption that the patent is invalid; no presumption regarding validity. Our findings reveal that any legal presumption – either in favor of validity or invalidity – is preferable than a no-presumption criterion when there is high uncertainty about the patent’s objective merit.
我们正式分析了专利诉讼中法律假设的效果。我们建立了一个新的竞赛模型来研究三种不同推定标准下的诉讼结果、判断错误和资源耗散:专利有效推定;专利无效的推定;没有关于有效性的推定。我们的研究结果表明,当专利的客观价值存在高度不确定性时,任何法律推定——无论是有利于有效性还是无效性——都比无推定标准更可取。
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引用次数: 0
Unification, Disintegration or Optimization – Purposes of Modern Sales Law 统一、解体或优化——现代销售法的目的
Pub Date : 2019-09-27 DOI: 10.4337/9781786436153.00010
Lisa Spagnolo
This chapter focusses on purposes of modern sales law, the forces that influence utilization of uniform sales law, and challenges our perceptions about the suitability of domestic and uniform law in governing international sales. Part II examines the purposes and functions of modern sales law, and in particular, our expectations of it. To this end, the underlying aims behind sales law are briefly reviewed, especially that of international uniform sales law, including the CISG, the UNIDROIT Principles of International Commercial Contracts, and the INCOTERMS 2010. During this discussion, a contrast is drawn between the way in which domestic and uniform sales law express their aims, and how this alters expectations and the debate. Part II builds upon this to explain how each tends to be viewed by lawyers and business in practice. The final sections of Part II touch upon current rates of use of uniform sales law, as this is frequently overlooked by many engaged in the debate.

Parts III and IV then give shape to the theme of this book, that is, the forces behind uniformity and disintegration. The author posits that the pertinent question is not whether there is more or less uniformity in an absolute sense, but whether relevant forces tend to encourage optimal or inefficient choices of law. In other words, which factors might be influential improving decisions about whether to use uniform sales law, and which forces instead encourage poorly informed choices. Part III outlines a number of forces which promote uniformity in the sense of encouraging better informed decisions. It looks internally to the ability of businesses to take advantage of uniform sales laws to streamline their contract management costs, the flexibility inherent in uniform sales laws instruments to come together in different combinations to provide tailored solutions, the globalization of legal education, the establishment of a number of bodies whose aims are to assist in raising awareness of uniform law or promoting stability and development of uniform law, and the impact of Chinese economic influence.

Part IV then turns to forces which may exacerbate existing market distortions, including diversity of sources of uniform sales law, diverse interpretation of uniform sales law in national courts and tribunals, the dangers of uninformed debate in inflaming existing bias in decision making, and the potential effect of regionalism and nationalism. Part IV briefly revisits the benefits of diversity and uniformity in sales law, before the conclusion in Part V, in which the author challenges us to rethink how we evaluate the suitability of domestic law for international transactions.
本章重点讨论现代销售法的目的、影响统一销售法适用的力量,并挑战我们对国内法和统一法适用于国际销售的看法。第二部分考察了现代销售法的目的和功能,特别是我们对它的期望。为此,简要回顾了销售法背后的基本目标,特别是国际统一销售法,包括《销售公约》、《国际商事合同通则》和《2010年国际贸易术语解释通则》。在讨论过程中,我们对比了国内和统一销售法表达其目标的方式,以及这如何改变了预期和辩论。第二部分在此基础上解释了律师和企业在实践中如何看待这两种观点。第二部分的最后几节触及统一销售法的当前使用率,因为这经常被许多参与辩论的人所忽视。然后,第三和第四部分形成了本书的主题,即统一和分裂背后的力量。作者认为,相关的问题不在于绝对意义上是否有更多或更少的一致性,而在于相关力量是否倾向于鼓励最佳或低效的法律选择。换句话说,哪些因素可能会对是否使用统一销售法的决策产生影响,哪些因素会促使人们做出信息不充分的选择。第三部分概述了在鼓励更明智的决定的意义上促进统一的一些力量。它在内部关注企业利用统一销售法简化合同管理成本的能力,统一销售法工具以不同组合方式结合在一起提供量身定制的解决方案所固有的灵活性,法律教育的全球化,建立一些旨在帮助提高统一法意识或促进统一法稳定和发展的机构,以及中国经济影响力的影响。第四部分随后转向可能加剧现有市场扭曲的力量,包括统一销售法来源的多样性,国家法院和法庭对统一销售法的不同解释,在决策中煽动现有偏见的无知辩论的危险,以及区域主义和民族主义的潜在影响。在第五部分的结论之前,第四部分简要地回顾了销售法的多样性和统一性的好处,在第五部分中,作者挑战我们重新思考我们如何评估国内法对国际交易的适用性。
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引用次数: 0
Challenging a Third-Party Expert Determination 对第三方专家裁决提出异议
Pub Date : 2019-09-11 DOI: 10.2139/ssrn.3451751
D. Saidov
This paper analyses the process known as a ‘third-party expert determination’ (ED), where, by virtue of an ED clause in the contract, the parties agree to refer an issue, difference or dispute to an expert, whose decision is final and binding on them. In particular, it examines the validity of the oft-repeated proposition that the grounds for challenging ED are very limited, and argues that this oversimplifies the true state of the law, and that ideas of freedom of contract and party autonomy are insufficiently implemented in the law on ED. This paper proposes solutions that promote finality, which is vital to the effectiveness and reliability of the ED process, and that restrict room for judicial interference. Further, the paper demonstrates the increasing complexity of the law on ED and advocates approaches that are conducive to greater legal certainty.
本文分析了被称为“第三方专家裁决”(ED)的过程,其中,根据合同中的ED条款,双方同意将问题、分歧或争议提交给专家,专家的决定是最终的,对他们具有约束力。特别是,它审查了经常被重复的命题的有效性,即挑战经济审查的理由非常有限,并认为这过度简化了法律的真实状态,合同自由和当事人自治的思想在经济审查的法律中没有得到充分实施。本文提出了促进最终性的解决方案,这对经济审查过程的有效性和可靠性至关重要,并限制了司法干预的空间。此外,本文还论证了ED法律的日益复杂,并主张采取有助于提高法律确定性的方法。
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引用次数: 0
Depriving Right-Holders of Fundamental Rights and Freedoms Too Easily? Low Volume Vehicle Technical Association Inc v Brett and the Issue of Waiver under the New Zealand Bill of Rights Act 1990 过于轻易地剥夺权利人的基本权利和自由?低容量车辆技术协会诉布雷特案以及根据《1990年新西兰权利法案》发出的弃权
Pub Date : 2019-09-02 DOI: 10.26686/vuwlr.v51i1.6519
Rosa Laugesen
In Low Volume Vehicle Technical Association Inc v Brett, the New Zealand Court of Appeal grappled with the rare issue of whether a person can waive their right to freedom of expression under the New Zealand Bill of Rights Act 1990 (NZBORA). The Court, responding in the affirmative, concluded that Mr Brett had waived this right. This article critiques that decision. While the Court was right to find that Mr Brett could waive his right to freedom of expression, it failed to scrutinise the waiver to ensure that this relinquishment of a protected right in fact reflected Mr Brett's free choice. Had the Court considered a different approach to analysing Mr Brett's waiver – at the prima facie breach stage, instead of under s 5 of the NZBORA – proper scrutiny would have been achieved. That approach would have ensured that Mr Brett was not so easily deprived of his right.
在Low Volume Vehicle Technical Association Inc .诉Brett一案中,新西兰上诉法院处理了一个罕见的问题,即一个人是否可以根据《1990年新西兰权利法案》(NZBORA)放弃其言论自由权。法院的答复是肯定的,结论是布雷特先生放弃了这项权利。本文批评了这一决定。虽然法院认定布雷特先生可以放弃他的言论自由权是正确的,但它未能仔细审查这种放弃,以确保这种放弃受保护的权利实际上反映了布雷特先生的自由选择。如果法院考虑一种不同的方法来分析布雷特的豁免——在表面违约阶段,而不是在NZBORA第5条之下——就可以进行适当的审查。这种做法将确保布雷特的权利不会轻易被剥夺。
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引用次数: 0
Retaliation, Remedies, and Contracts 报复、救济和合同
Pub Date : 2019-08-12 DOI: 10.1093/ALER/AHZ006
Sergio Mittlaender, V. Buskens
Contracts commit individuals to a future course of action and create feelings of entitlement on the parties. In a contractual gap, parties’ duties and rights are not univocal, and while promisors will often feel entitled to breach, promisees will feel entitled to receive the promised performance. This divergence leads to disputes, aggrievement, and retaliatory behavior whenever one of the parties feels shortchanged. Remedies for breach are then apt not only to induce performance by promisors, but also to minimize promisees’ aggrievement, reduce retaliation, and thereby keep the peace in society. This article reports results from an experiment that investigates under what circumstances promisees retaliate to breach and to what extent expectation damages fulfill the function of crowding out retaliatory behavior. It reveals how norms of fairness play a fundamental role in shaping parties’ reactions to breach, as promisees did not punish any violation of a prior agreement. They rather punished breach when the promisor profited from it, and the outcome was an unfair distribution of the gains from trade. Neither loss of expectancy nor the inefficiency of the result induced retaliation. Expectation damages successfully crowded out retaliation by disappointed promisees, and thereby avoided high welfare losses from decentralized forms of punishment of perceived wrongs.
契约使个人对未来的行动方针作出承诺,并使当事人产生权利感。在合同缺口中,双方的义务和权利并不是明确的,虽然允诺者通常认为有权违约,但允诺者则认为有权获得承诺的履行。这种分歧会导致争端、协议和报复行为,每当一方感到受到欺骗时。违约救济不仅能促使允诺者履行承诺,而且能最大限度地减少允诺者的不满,减少报复,从而维护社会安宁。本文报告了一项实验的结果,该实验考察了在什么情况下承诺对违约进行报复以及期望损害赔偿在多大程度上实现了排挤报复行为的功能。它揭示了公平准则如何在塑造当事人对违约行为的反应方面发挥根本作用,因为承诺人不会惩罚任何违反事先协议的行为。当允诺者从中获利时,他们反而惩罚违约行为,其结果是贸易收益的不公平分配。期望的丧失和结果的低效都不会引起报复。期望损害成功地排挤了失望的承诺者的报复,从而避免了对觉察到的错误的分散惩罚形式造成的高额福利损失。
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引用次数: 2
Assignment and Novation: Are They the Same? 任务分配和创新:它们是一回事吗?
Pub Date : 2019-04-02 DOI: 10.2139/ssrn.3366794
Malek Oshani
There may be many reasons that rights and/or obligations under a contract would need to be shifted to another party. For instance, if you buy the assets of company X, the contracts to which company X is a party to are an integral part of that company and you will want all those contracts to be transferred to you. As part of that process, the terms “Assignment” and “Novation” are often used interchangeably. But they are not the same thing, each method is distinct. each of them has unique features that needs to be strictly considered when deciding which is the preferred option. This article explains the critical differences between the two.
合同项下的权利和/或义务需要转移给另一方的原因可能有很多。例如,如果你购买了X公司的资产,X公司参与的合同是该公司不可分割的一部分你希望所有这些合同都转让给你。作为这个过程的一部分,术语“分配”和“创新”经常互换使用。但它们不是一回事,每种方法都是不同的。它们中的每一个都有独特的功能,在决定哪一个是首选选项时需要严格考虑这些功能。本文解释了两者之间的关键区别。
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引用次数: 0
Sales in Global Supply Chains: A New Architecture of the International Sales Law 全球供应链中的销售:国际销售法的新架构
Pub Date : 2019-01-13 DOI: 10.2139/ssrn.3314982
F. Cafaggi
This chapter examines trading in the context of global supply chains. It begins by exploring the relationship between the different types of global chains and their transactional features as well as the regulatory techniques focussing on the combination of standardization and customisation of contracts in global chains. It then develops an argument, that sales contracts within global supply chains are very different from the more typical ‘isolated’ sales, by focussing on several areas: (non-)conformity of goods, monitoring of the seller’s performance, the buyer’s remedies for breach of contract, and post-contractual obligations. The chapter contends that, bearing in mind the increasing regulatory function of sales law in international trade, the international sales law regimes need to adjust their legal architecture to adequately accommodate the features of supply chains.
本章考察全球供应链背景下的贸易。它首先探索不同类型的全球链及其交易特征之间的关系,以及专注于全球链中合同的标准化和定制相结合的监管技术。然后,它提出了一个论点,即全球供应链中的销售合同与更典型的“孤立”销售有很大不同,因为它关注几个方面:(不)货物的符合性,对卖方履约的监控,买方违约的补救措施,以及合同后的义务。本章认为,考虑到销售法在国际贸易中日益增强的监管功能,国际销售法制度需要调整其法律架构,以充分适应供应链的特点。
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引用次数: 0
Smart Contracts & International Arbitration 智能合约与国际仲裁
Pub Date : 2018-11-24 DOI: 10.2139/SSRN.3290026
I. Shehata
The Increasing Growth of Conclusion of Smart Contracts on Ethereum raises numerous intriguing Legal Questions in respect of such Smart Contracts. The latter could be categorized into two Main Categories: (I) Weak Smart Contracts & (II) Strong Smart Contracts. Weak Smart Contracts are Smart Contracts which are Revocable or Relatively Irrevocable. On the other hand, Strong Smart Contracts are Smart Contracts which are Absolutely Irrevocable. Smart Contracts on Blockchains (i.e. Ethereum) usually take the form of Strong Smart Contracts. In this regard, this paper will focus solely on Strong Smart Contracts. First, we need to figure out whether there are Absolutely Irrevocable Agreements under Contract Law. If yes, then we need to explore how the National Courts and the Arbitral Tribunals have dealt with such Contracts in Practice. Second, most of the disputes that would arise out of Strong Smart Contracts would be dealing with cross-border transactions, and therefore arbitration would be normally the optimal dispute resolution mechanism for these disputes. Therefore, we need to determine the Legal Issues associated with the Arbitration of Disputes arising out of or in relation to Strong Smart Contracts. Precisely, we need to define the Safeguards that must be developed to ensure the Recognition and Enforcement of Arbitral Awards for these Disputes on an International Level under the New York Convention. Third, Arbitration itself could take the form of a Strong Smart Contract. Thus, we have to consider whether Strong Smart Arbitration Contracts are legally viable in the first place. Specifically, whether the Absolute Irrevocability of such Strong Smart Arbitration Contracts would constitute an Obstacle to the Recognition & Enforcement of such Agreements before the National Courts. Finally, we could lend our help to the Tech Community through 3 main efforts: (1) Survey the Current Initiatives proposed in the White Papers prepared by the Tech Community; (2) Assess how far the Tech Community is taking into consideration all the Potential Legal Dilemmas associated with Smart Contracts' Dispute Resolution & (3) Prescribe Possible Legal Solutions that would also make sense from in the eyes of the Tech Community.
以太坊智能合约缔结数量的不断增长,引发了许多关于此类智能合约的有趣法律问题。后者可以分为两大类:(I)弱智能合约和(II)强智能合约。弱智能合约是可撤销或相对不可撤销的智能合约。另一方面,强智能合约是绝对不可撤销的智能合约。区块链(即以太坊)上的智能合约通常采用强智能合约的形式。在这方面,本文将只关注强智能合约。首先,我们需要弄清楚合同法中是否存在绝对不可撤销协议。如果是,那么我们需要探讨国家法院和仲裁庭在实践中是如何处理此类合同的。其次,由强智能合约产生的大多数争议将涉及跨境交易,因此仲裁通常是这些争议的最佳争议解决机制。因此,我们需要确定与由强智能合约引起的或与之相关的争议仲裁相关的法律问题。确切地说,我们需要确定必须制定的保障措施,以确保根据《纽约公约》在国际一级承认和执行这些争端的仲裁裁决。第三,仲裁本身可以采取强智能合约的形式。因此,我们必须首先考虑强智能仲裁合同在法律上是否可行。具体而言,此类强智能仲裁合同的绝对不可撤销性是否会构成国家法院承认和执行此类协议的障碍。最后,我们可以透过以下三个主要工作向科技界提供帮助:(1)调查科技界在白皮书中提出的现行措施;(2)评估科技界在多大程度上考虑了与智能合约争议解决相关的所有潜在法律困境;(3)规定可能的法律解决方案,这些解决方案在科技界看来也是有意义的。
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引用次数: 1
International Contracts 国际合同
Pub Date : 2018-08-30 DOI: 10.2139/ssrn.3241806
Granit Kelmendi
Developing trade relations between states, improving transport and removing economic barriers between states reflects the fact that international contractual relations in the area sales are constantly growing. As a result, there is a need to provide a general understanding of the parties' legal rights and obligations in these contractual trade relations. Historically, states have made constant efforts to regulate their trade patterns through their customs and practices, despite these attempts, many cases were filed before arbitration and international courts, as a result of differences in traditions and customs between states. This was the reason why the unification and harmonization of legislation in this area was necessary. In this topic we summarize the meaning of the contracts, the international trade habits, the problems related to the formation of the sales contract under the Vienna Convention, we will summarize the elements of the contract fulfillment, the rights and obligations of the parties, sanctions for non-fulfillment of contracts, there is also a space in this paper that we have given to international organizations with a commercial character and membership of Kosovo in these organizations.
发展国与国之间的贸易关系,改善运输,消除国与国之间的经济壁垒,反映了区域销售的国际契约关系不断增长的事实。因此,有必要对这些合同贸易关系中各方的法律权利和义务提供一个大致的了解。从历史上看,各国一直在努力通过各自的风俗习惯来规范其贸易模式,但由于各国之间的传统和习俗存在差异,许多案件都是在仲裁和国际法院提起的。这就是为什么必须统一和协调这方面的立法的原因。在本主题中,我们总结了合同的含义,国际贸易习惯,与维也纳公约下的销售合同形成有关的问题,我们将总结合同履行的要素,当事人的权利和义务,对不履行合同的制裁,在本文中还有一个空间,我们给了具有商业性质的国际组织和科索沃在这些组织中的成员。
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引用次数: 1
Family, Contracts, Autonomy and Choice: A Comment on Dagan and Heller’s Choice Theory of Contracts 家庭、契约、自治与选择——评达根和海勒的契约选择理论
Pub Date : 2018-05-06 DOI: 10.1093/jrls/jly037
Sharon Shakargy
This paper is part of a book symposium dedicated to Dagan and Heller's "Choice Theory of Contracts". The paper focuses on the applications of the main argument of the book to family law, and offers seven short critiques of the argument in this regard.
这篇论文是专门讨论达根和海勒的“契约选择理论”的书籍研讨会的一部分。本文着重讨论了本书的主要论点在家庭法中的应用,并对这方面的论点提出了七个简短的批评。
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引用次数: 0
期刊
Law & Society: Private Law - Contracts eJournal
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