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Enhancing Early Systems R&D Capabilities with Systems —Theoretic Process Analysis 用系统理论过程分析增强早期系统研发能力
IF 1 4区 工程技术 Q4 INSTRUMENTS & INSTRUMENTATION Pub Date : 2025-04-08 DOI: 10.1002/inst.12531
Adam D. Williams

Systems engineering today faces a wide array of challenges, ranging from new operational environments to disruptive technological — necessitating approaches to improve research and development (R&D) efforts. Yet, emphasizing the Aristotelian argument that the “whole is greater than the sum of its parts” seems to offer a conceptual foundation creating new R&D solutions. Invoking systems theoretic concepts of emergence and hierarchy and analytic characteristics of traceability, rigor, and comprehensiveness is potentially beneficial for guiding R&D strategy and development to bridge the gap between theoretical problem spaces and engineering-based solutions. In response, this article describes systems–theoretic process analysis (STPA) as an example of one such approach to aid in early-systems R&D discussions. STPA—a ‘top-down’ process that abstracts real complex system operations into hierarchical control structures, functional control loops, and control actions—uses control loop logic to analyze how control actions (designed for desired system behaviors) may become violated and drive the complex system toward states of higher risk. By analyzing how needed controls are not provided (or out of sequence or stopped too soon) and unneeded controls are provided (or engaged too long), STPA can help early-system R&D discussions by exploring how requirements and desired actions interact to either mitigate or potentially increase states of risk that can lead to unacceptable losses. This article will demonstrate STPA's benefit for early-system R&D strategy and development discussion by describing such diverse use cases as cyber security, nuclear fuel transportation, and US electric grid performance. Together, the traceability, rigor, and comprehensiveness of STPA serve as useful tools for improving R&D strategy and development discussions. Leveraging STPA as well as related systems engineering techniques can be helpful in early R&D planning and strategy development to better triangulate deeper theoretical meaning or evaluate empirical results to better inform systems engineering solutions.

今天的系统工程面临着各种各样的挑战,从新的操作环境到颠覆性的技术——需要改进研究和开发(R&;D)工作的方法。然而,强调亚里士多德的论点“整体大于其部分的总和”似乎提供了一个创造新的研发解决方案的概念基础。调用涌现和层次的系统理论概念,以及可追溯性、严谨性和全面性的分析特征,对于指导研发战略和开发,以弥合理论问题空间和基于工程的解决方案之间的差距,具有潜在的益处。作为回应,本文描述了系统理论过程分析(STPA)作为这种方法的一个例子,以帮助早期系统研发讨论。stp是一种“自上而下”的过程,它将真实的复杂系统操作抽象为分层控制结构、功能控制回路和控制动作。它使用控制回路逻辑来分析控制动作(为期望的系统行为而设计的)是如何被违反的,并将复杂系统推向更高的风险状态。通过分析没有提供所需的控制(或顺序混乱或过早停止)以及提供不需要的控制(或进行得太久),STPA可以通过探索需求和期望的操作如何相互作用来减轻或潜在地增加可能导致不可接受损失的风险状态,从而帮助早期的系统研发讨论。本文将通过描述网络安全、核燃料运输和美国电网性能等不同用例,展示STPA对早期系统研发战略和开发讨论的好处。总之,STPA的可追溯性、严谨性和全面性作为改进研发战略和开发讨论的有用工具。利用STPA以及相关的系统工程技术可以帮助早期的研发计划和战略发展,以更好地三角化更深层次的理论意义或评估经验结果,以更好地为系统工程解决方案提供信息。
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引用次数: 0
Engineering a Cyber Resilient Product Line 设计具有网络弹性的产品线
IF 1 4区 工程技术 Q4 INSTRUMENTS & INSTRUMENTATION Pub Date : 2025-04-08 DOI: 10.1002/inst.12527
Patrice Williams, Paula Moss, Susan Bataller, Suzanne Hassell
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引用次数: 0
Effective and Efficient Preparation for the Unforeseeable 有效和高效地为不可预见的事情做准备
IF 1 4区 工程技术 Q4 INSTRUMENTS & INSTRUMENTATION Pub Date : 2025-04-08 DOI: 10.1002/inst.12523
S. W. Hinsley, M. J. Henshaw, C. E. Siemieniuch

This paper hypothesizes that a system-of-systems (SoS) that is not fit for purpose is so because it cannot implement the correct, timely, and complete transfers of material, energy, and information (MEI) between its constituents and with its external environment that are necessary to achieve a particular result. This research addresses the problem of maintaining a SoS fit for purpose after unpredictable changes in operation, composition, or external factors by creating a method, implemented as an engineering process, and supported by an analysis technique to enhance the affordance {“Features that provide the potential for interaction by affording the ability to do something” (Norman 1999)} of SoS constituents for MEI transfer and reveal potential undesirable transfers.

本文假设一个系统的系统(system-of-systems, SoS)之所以不适合目的,是因为它无法在其组成部分之间以及与外部环境之间实现正确、及时和完整的物质、能量和信息(MEI)传递,而这些传递是实现特定结果所必需的。本研究通过创建一种方法来解决在操作、组成或外部因素发生不可预测的变化后维持SoS适合目的的问题,该方法作为工程过程实施,并由分析技术支持,以增强SoS成分的功能(“通过提供做某事的能力提供交互潜力的特征”(Norman 1999)),以进行MEI转移并揭示潜在的不良转移。
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引用次数: 0
Systematic Identification and Analysis of Hazards for Automated Systems 自动化系统危险的系统识别与分析
IF 1 4区 工程技术 Q4 INSTRUMENTS & INSTRUMENTATION Pub Date : 2025-04-08 DOI: 10.1002/inst.12530
Lina Putze, Eckard Böde

The introduction of automation into technical systems promises many benefits, including performance increase, improved resource economy, and fewer harmful accidents. In particular, in the automotive sector, automated driving is seen as one key element in Vision Zero by eliminating common accident causes such as driving under the influence, reckless behavior, or distracted drivers. However, this is contrasted by new failure modes and hazards from the latest technologies. In this article, we address the problems of finding common sources of criticality for specific application classes and identifying and quantitatively assessing new sources of harm within particular automated driving systems.

在技术系统中引入自动化技术有许多好处,包括提高性能、改善资源经济性和减少有害事故。特别是在汽车领域,自动驾驶被视为 "零事故愿景 "的一个关键因素,它消除了常见的事故原因,如酒后驾驶、鲁莽行为或驾驶员分心。然而,与此形成鲜明对比的是最新技术带来的新故障模式和危害。在本文中,我们将探讨如何为特定应用类别找到共同的关键源,以及如何识别和定量评估特定自动驾驶系统中新的危害源。
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引用次数: 0
FROM THE EDITOR-IN-CHIEF 来自总编辑
IF 1 4区 工程技术 Q4 INSTRUMENTS & INSTRUMENTATION Pub Date : 2025-04-08 DOI: 10.1002/inst.12519
William Miller
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引用次数: 0
A Generic State-Machine Model of System Resilience 系统弹性的通用状态机模型
IF 1 4区 工程技术 Q4 INSTRUMENTS & INSTRUMENTATION Pub Date : 2025-04-08 DOI: 10.1002/inst.12520
Scott Jackson, Stephen Cook, Timothy L. J. Ferris
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引用次数: 0
An SoS Analytical Workbench Approach to Architectural Analysis and Evolution 体系结构分析和进化的SoS分析工作台方法
IF 1 4区 工程技术 Q4 INSTRUMENTS & INSTRUMENTATION Pub Date : 2025-04-08 DOI: 10.1002/inst.12521
Daniel DeLaurentis, Navindran Davendralingam, Karen Marais, Cesare Guariniello, Zhemei Fang, Payuna Uday

This article summarizes the development of a System of Systems Analytic Workbench (SoS AWB) that provides a set of computational tools to facilitate better-informed decision-making on evolving SoS architectures. The workbench motif is adopted since SoS practitioners typically generate archetypal technical queries that can be mapped to appropriate analysis methods best suited to provide outputs and insights directly relevant to posed questions. After an overview of the workbench framework, four distinct methods currently available for use are presented along with their distinctive aspects in the concept of use.

本文总结了系统分析工作台的系统(System of Systems Analytic Workbench, SoS AWB)的开发,它提供了一组计算工具,以促进在不断发展的SoS体系结构上做出更明智的决策。之所以采用工作台主题,是因为SoS从业者通常会生成原型技术查询,这些查询可以映射到最适合提供与提出的问题直接相关的输出和见解的适当分析方法。在概述了工作台框架之后,介绍了目前可用的四种不同的方法,以及它们在使用概念中的不同方面。
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引用次数: 0
Bringing Operational Perspectives into the Analysis of Engineered Resilient Systems 将操作视角引入工程弹性系统的分析
IF 1 4区 工程技术 Q4 INSTRUMENTS & INSTRUMENTATION Pub Date : 2025-04-08 DOI: 10.1002/inst.12524
Valerie B. Sitterle, Erika L. Brimhall, Dane F. Freeman, Santiago Balestrini-Robinson, Tommer R. Ender, Simon R. Goerger

Engineered Resilient Systems (ERS) is a Department of Defense (DoD) program focusing on the effective and efficient design and development of complex engineered systems across their lifecycle. An important area of focus is the evaluation of early-stage design alternatives in terms of their modeled operational performance and characteristics. The work in this paper ties together differentiated operational needs with requirements specification and maturation of previous analytical constructs toward a more operationally relevant viewpoint. We expand on the concept of Broad Utility as a high-level aggregated measure of robustness of fielded system capabilities with respect to operational requirements. The relation to requirements is more explicit, and systems are failing to achieve threshold requirements are penalized. The impact of this approach and how it offers a foundation from which to more fully explore sensitivity to Pre-Milestone A requirements are discussed.

工程弹性系统(ERS)是美国国防部(DoD)的一个项目,重点关注复杂工程系统在其整个生命周期内的有效和高效设计和开发。重点关注的一个重要领域是评估早期设计方案的建模操作性能和特征。本文中的工作将差异化的操作需求与需求规范以及之前的分析构造的成熟联系在一起,以实现与操作更相关的观点。我们扩展了Broad Utility的概念,将其作为与操作需求相关的现场系统功能健壮性的高级汇总度量。与需求的关系更加明确,系统未能达到阈值需求将受到惩罚。讨论了这种方法的影响,以及它如何为更充分地探索Pre-Milestone a需求的敏感性提供了基础。
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引用次数: 0
Versatile Test Reactor Open Digital Engineering Ecosystem 多功能试验反应堆开放数字工程生态系统
IF 1 4区 工程技术 Q4 INSTRUMENTS & INSTRUMENTATION Pub Date : 2025-04-08 DOI: 10.1002/inst.12529
Christopher Ritter, Jeren Browning, Peter Suyderhoud, Ross Hays, AnnMarie Marshall, Kevin Han, Taylor Ashbocker, John Darrington, Lee Nelson

Modern design of nuclear facilities represents unique challenges: enabling the design of complex advanced concepts, supporting geographically dispersed teams, and supporting first-of-a-kind system development. Errors made early in design can introduce silent errors. These errors can cascade causing unknown risk of complex engineering programs. The Versatile Test Reactor (VTR) Program uses digital-engineering principles for design, procurement, construction, and operation to reduce risk and improve efficiencies. Digital engineering is an integrated, model-based approach which connects proven digital tools such as building information management (BIM), project controls, and systems-engineering software tools into a cohesive environment.

The VTR team hypothesizes using these principals can lead to similar risk and cost reductions and schedule efficiencies observed in other engineering industries. This research investigates the use of a digital engineering ecosystem in the design of a 300-MWt sodium-cooled fast reactor. This ecosystem was deployed to over 200 engineers and used to deliver the conceptual design of the VTR. We conclude that initial results show significant reductions in user latency (1000x at peak use), the possibility of direct finite-element-analysis (FEA) integrations to computer-aided design (CAD) tools, and nuclear reactor system design descriptions (SDDs) that we can fully link throughout design in data-driven requirements-management software. These early results led to the VTR maintaining milestone performance during the COVID-19 pandemic.

核设施的现代设计代表着独特的挑战:能够设计复杂的先进概念,支持地理上分散的团队,并支持同类系统的首次开发。设计初期的错误可能会导致隐性错误。这些错误会导致复杂工程程序的未知风险。多功能试验反应堆(VTR)项目采用数字工程原理进行设计、采购、建造和操作,以降低风险并提高效率。数字工程是一种集成的、基于模型的方法,它将经过验证的数字工具(如建筑信息管理(BIM)、项目控制和系统工程软件工具)连接到一个有凝聚力的环境中。VTR团队假设,使用这些原则可以降低风险和成本,并提高其他工程行业的进度效率。本研究探讨了数字工程生态系统在300mwt钠冷快堆设计中的应用。该生态系统已部署给200多名工程师,并用于交付VTR的概念设计。我们得出的结论是,初步结果显示用户延迟显著减少(峰值使用时为1000倍),直接将有限元分析(FEA)集成到计算机辅助设计(CAD)工具的可能性,以及我们可以在数据驱动的需求管理软件中完全链接整个设计的核反应堆系统设计描述(sdd)。这些早期成果使VTR在COVID-19大流行期间保持了里程碑式的表现。
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引用次数: 0
Extending Formal Modeling for Resilient Systems Design 弹性系统设计的扩展形式化建模
IF 1 4区 工程技术 Q4 INSTRUMENTS & INSTRUMENTATION Pub Date : 2025-04-08 DOI: 10.1002/inst.12525
Azad M. Madni, Michael Sievers, Ayesha Madni, Edwin Ordoukhanian, Parisa Pouya

Resilience is a much-needed characteristic in systems that are expected to operate in uncertain environments for extended periods with a high likelihood of disruptive events. Resilience approaches today employ ad hoc methods and piece-meal solutions that are difficult to verify and test, and do not scale. Furthermore, it is difficult to assess the long-term impact of such ad hoc “resilience solutions.” This paper presents a flexible contract-based approach that employs a combination of formal methods for verification and testing and flexible assertions and probabilistic modelling to handle uncertainty during mission execution. A flexible contract (FC) is a hybrid modelling construct that facilitates system verification and testing while offering the requisite flexibility to cope with non-determinism. This paper illustrates the use of FCs for multi-UAV swarm control in, partially observable, dynamic environments. However, the approach is sufficiently general for use in other domains such as self-driving vehicle and adaptive power/energy grids.

对于长期在不确定环境中运行、极有可能发生破坏性事件的系统而言,恢复能力是一个亟需具备的特性。目前的复原力方法采用的是临时方法和零敲碎打的解决方案,难以验证和测试,也无法扩展。此外,很难评估这种临时性 "复原力解决方案 "的长期影响。本文介绍了一种基于灵活合约的方法,该方法结合了用于验证和测试的形式化方法以及灵活断言和概率建模,以处理任务执行过程中的不确定性。灵活合约(FC)是一种混合建模结构,既能促进系统验证和测试,又能提供应对非确定性所需的灵活性。本文说明了在部分可观测的动态环境中使用 FC 进行多无人机群控制的情况。不过,该方法具有足够的通用性,可用于其他领域,如自动驾驶汽车和自适应电力/能源网。
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引用次数: 0
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