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Ethics of Quantification and Randomised Control Trials in International Development: A Decolonial Analysis 国际发展中的量化伦理与随机对照试验:非殖民化分析
IF 6.1 1区 哲学 Q1 BUSINESS Pub Date : 2024-05-18 DOI: 10.1007/s10551-024-05684-1
Emily Cook-Lundgren, Emanuela Girei

In this article, we examine the ethical implications of randomised control trials (RCTs) as a practice of quantification in international development. Often referred to as the “gold standard” for the evaluation of development interventions, RCTs are lauded for their ability to generate supposedly objective, unbiased, and rigorous evidence to inform policy decisions for poverty alleviation. At the same time, critiques of quantification within and beyond development challenge claims of objectivity and neutrality, raising epistemological and ethical questions regarding the role of quantitative research, the numbers they produce, and the processes triggered by practices of quantification. Building on these critiques, this study develops a decolonial analysis of the RCT methodology. We argue that RCTs, by enacting the coloniality of being, knowledge, and power, serve to perpetuate global coloniality, and its core organising principle, namely colonial difference. The study contributes to ongoing conversations addressing the ethical stakes of knowledge production and (de)coloniality.

在本文中,我们将探讨随机对照试验(RCTs)作为国际发展量化实践的伦理意义。随机对照试验通常被称为评估发展干预措施的 "黄金标准",因其能够产生所谓客观、无偏见和严谨的证据,为扶贫决策提供依据而备受赞誉。与此同时,在发展领域内外对量化的批评挑战了客观性和中立性的说法,提出了有关量化研究的作用、其产生的数字以及量化实践所引发的过程的认识论和伦理问题。在这些批判的基础上,本研究对 RCT 方法进行了非殖民分析。我们认为,RCT 通过体现存在、知识和权力的殖民性,使全球殖民性及其核心组织原则(即殖民差异)永久化。这项研究有助于当前关于知识生产和(去)殖民化的伦理利害关系的对话。
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引用次数: 0
Digital Inclusion and Financial Inclusion: Evidence from Peer-to-Peer Lending 数字普惠与金融普惠:点对点借贷的证据
IF 6.1 1区 哲学 Q1 BUSINESS Pub Date : 2024-05-18 DOI: 10.1007/s10551-024-05689-w
Xiaoran Jia, Kiridaran Kanagaretnam

We explore whether digital inclusion, a public policy designed to provide high-speed internet infrastructure for historically digitally excluded populations, is associated with the social and ethical challenge of financial inclusion. Using evidence from a sizable P2P lender in the U.S., we document that digital inclusion is positively associated with P2P lending penetration and that this relation is more pronounced in counties with limited commercial bank loan penetration and higher minority populations. Our new evidence from cross-sectional tests suggests that digital inclusion plays a key role in financial inclusion, particularly in regions with more vulnerable and/or underserved populations. In consequence tests, we document that high-risk borrowing is less likely to be denied in counties with higher digital inclusion and that digital inclusion is positively associated with P2P lending efficiency in the form of more repeated borrowing, decreased funding time, and improved funding fulfillment. In addition, we show that the availability of alternative information, a plausible channel through which digital inclusion is related to financial inclusion, is positively associated with efficiency in P2P lending. Our findings indicate that digital inclusion can empower financial service providers and other stakeholders to collaboratively fulfill their ethical and social responsibilities to meet the financial needs of historically marginalized groups.

数字包容性是一项旨在为历史上被数字技术排斥的人群提供高速互联网基础设施的公共政策,我们探讨了数字包容性是否与金融包容性的社会和道德挑战相关联。利用美国一家颇具规模的 P2P 借贷机构提供的证据,我们发现数字包容性与 P2P 借贷渗透率呈正相关,而且这种关系在商业银行贷款渗透率有限和少数民族人口较多的县域更为明显。我们从横截面测试中获得的新证据表明,数字包容性在金融包容性方面发挥着关键作用,尤其是在弱势群体和/或服务不足人群较多的地区。在后果测试中,我们发现在数字包容性较高的县域,高风险借款被拒绝的可能性较低,而且数字包容性与 P2P 借贷效率呈正相关,表现为更多的重复借贷、融资时间缩短以及融资满足度提高。此外,我们还发现,替代信息的可用性与 P2P 网络借贷的效率呈正相关,而替代信息是数字包容性与金融包容性相关的一个可信渠道。我们的研究结果表明,数字包容性可以增强金融服务提供商和其他利益相关者的能力,使他们能够共同履行道德和社会责任,满足历史上被边缘化群体的金融需求。
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引用次数: 0
Mixed Feelings About Supervisors: The Effect of LMX Ambivalence on Supervisor-Directed Behaviors 对主管的复杂情感:LMX 矛盾心理对主管指导行为的影响
IF 6.1 1区 哲学 Q1 BUSINESS Pub Date : 2024-05-18 DOI: 10.1007/s10551-024-05710-2
Lixin Chen, Qingxiong Weng, Anastasiia Popelnukha, Hui Jiang

Integrating norms of reciprocity, affect theory of social exchange, and ambivalence literature, we investigated how leader-member exchange (LMX) ambivalence influences employees’ interpersonal behaviors toward supervisors. Study 1, with a time-lagged field method, revealed that LMX ambivalence was positively related to both employee-rated supervisor-directed helping and deviant behaviors and that such relationships were mediated by emotional ambivalence toward supervisors. We also confirmed the amplification effects of workplace gossip about supervisors (WGS). Specifically, while receiving more positive WGS (PWGS) or less negative WGS (NWGS) could strengthen the positive relationship between emotional ambivalence and supervisor-directed helping behaviors, receiving less PWGS or more NWGS would accentuate the positive effect of emotional ambivalence on supervisor-directed deviant behaviors. Study 2 replicated our results with a scenario-based method and offered evidence for the mediating effect of emotional ambivalence toward supervisors. Study 3 included supervisor-rated helping and deviant behavior and a subjective measure of emotional ambivalence and again confirmed the mediating role of emotional ambivalence. Our findings extend knowledge of the interpersonal consequences of LMX ambivalence.

结合互惠规范、社会交换情感理论和矛盾心理文献,我们研究了领导-成员交换(LMX)矛盾心理如何影响员工对主管的人际交往行为。研究 1 采用时滞现场法,发现 LMX 矛盾与员工评价的上司引导的帮助行为和偏差行为均呈正相关,且这种关系受对上司的情感矛盾的中介作用。我们还证实了关于主管的职场流言(WGS)的放大效应。具体来说,当收到更多积极的 WGS(PWGS)或更少消极的 WGS(NWGS)时,情绪矛盾与上司导向的帮助行为之间的正相关关系会得到加强;而收到更少的 PWGS 或更多的 NWGS 时,情绪矛盾与上司导向的偏差行为之间的正相关关系会得到加强。研究 2 采用基于情景的方法重复了我们的研究结果,并提供了证据证明对主管的情感矛盾具有中介效应。研究 3 包括上司评定的帮助行为和偏差行为以及情绪矛盾的主观测量,再次证实了情绪矛盾的中介作用。我们的研究结果扩展了对 LMX 矛盾心理的人际后果的认识。
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引用次数: 0
The Ethics of Commons Organizing: A Critical Reading 公共组织的伦理:批判性解读
IF 6.1 1区 哲学 Q1 BUSINESS Pub Date : 2024-05-13 DOI: 10.1007/s10551-024-05706-y
David Murillo, Pau Guinart, Daniel Arenas

In this article, we seek to explore the different normative claims made around commons organizing and how the advent of the digital commons introduces new ethical questions. We do so by unpacking and categorizing the specific ethical dimensions that differentiate the commons from other forms of organizing and by discussing them in the light of debates around the governance of participative organizations, the cornerstone of commons organizing (Ostrom in Governing the commons: the evolution of institutions for collective action. Cambridge University Press, Cambridge, 1990). Rather than contesting commons organizing or endorsing it blindly, our goal is to critically reflect on its deontological and instrumental assumptions, and analyze the arguments upholding that it possesses ethical qualities that render it fairer, more equitable and sustainable than other centralized or hierarchical models—as well as any forms of privatization. We conclude by assessing the definitional dislocation of the digital commons where, unlike traditional commons, extractability can be endless and generate unintended consequences such as commodification or alienation. Taking stock of recent debates around the digital commons, we open the debate for future possible research avenues on normative claims, particularly under rapidly changing technological conditions.

在本文中,我们试图探讨围绕公域组织提出的不同规范性主张,以及数字公域的出现如何带来新的伦理问题。为此,我们将对公域有别于其他组织形式的特定伦理维度进行解读和分类,并结合围绕参与式组织的治理这一公域组织的基石展开的讨论(奥斯特罗姆,《治理公域:集体行动机构的演变》,剑桥大学出版社,剑桥,1990 年)。剑桥大学出版社,剑桥,1990 年)。我们的目标不是质疑公地组织或盲目支持它,而是批判性地反思其义务论和工具论假设,并分析支持其具有伦理特质的论点,这些特质使其比其他集中式或等级制模式--以及任何形式的私有化--更公平、更平等、更可持续。最后,我们对数字公域的定义错位进行了评估,与传统公域不同,数字公域的可提取性可能是无止境的,并会产生诸如商品化或异化等意想不到的后果。通过对近期围绕数字公域的辩论进行总结,我们为未来可能的规范性主张研究途径展开了讨论,尤其是在快速变化的技术条件下。
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引用次数: 0
Can Consumers’ Altruistic Inferences Solve the CSR Initiative Puzzle? A Meta-analytic Investigation 消费者的利他推断能否解决企业社会责任倡议之谜?元分析调查
IF 6.1 1区 哲学 Q1 BUSINESS Pub Date : 2024-05-13 DOI: 10.1007/s10551-024-05704-0
François A. Carrillat, Carolin Plewa, Ljubomir Pupovac, Chloé Vanasse, Taylor Willmott, Renaud Legoux, Ekaterina Napolova

Research into consumer responses to corporate social responsibility (CSR) initiatives has expanded in the past four decades, yet the evidence thus far provided does not paint a cohesive picture. Results suggest both positive and negative consumer reactions to CSR, and unless such mixed findings can be reconciled, the outcome might be an amalgamation of disparate empirical results rather than a coherent body of knowledge. The current meta-analysis therefore tests whether the mixed findings might reflect consumers’ distinct, altruistic inferences across various contingency factors. On the basis of 337 effect sizes, involving 584,990 unique respondents, in 162 studies published between 1996 and 2021, this study reveals that altruistic inferences are central to the current CSR paradigm, such that they mediate the effects of CSR initiatives on consumer responses across multiple contingencies. The mediation by altruistic inferences is stronger (weaker) in conditions favorable to dispositional (situational) motive attributions. Furthermore, consumers respond more favorably to cause marketing or philanthropy rather than business-related CSR initiatives, when the initiative is environmental (vs. social), the firm’s offering is utilitarian (vs. hedonic), the CSR initiative takes place in self-expressive (vs. survival) cultures and in earlier (vs. later) periods. These findings offer several ethical implications, and they inform both practical recommendations and an agenda for further research directions.

在过去的四十年里,有关消费者对企业社会责任(CSR)倡议的反应的研究不断扩大,但迄今为止所提供的证据并没有描绘出一幅完整的图景。研究结果表明,消费者对企业社会责任的反应既有积极的,也有消极的,除非能够调和这些混合的研究结果,否则其结果可能是不同经验结果的混合体,而不是一个连贯的知识体系。因此,当前的荟萃分析检验了这些混合研究结果是否反映了消费者在各种偶然因素下的独特利他主义推断。根据 1996 年至 2021 年间发表的 162 项研究中涉及 584,990 名受访者的 337 个效应大小,本研究揭示了利他推断是当前企业社会责任范式的核心,因此,利他推断在企业社会责任倡议对消费者反应的影响中起着中介作用。在有利于倾向性(情景性)动机归因的条件下,利他主义推断的中介作用更强(更弱)。此外,在以下情况下,消费者会对事业营销或慈善事业做出更有利的反应,而不是与企业相关的企业社会责任倡议:倡议是环境性的(而不是社会性的)、企业提供的是功利性的(而不是享乐性的)、企业社会责任倡议发生在自我表现的(而不是生存的)文化中,以及发生在较早的(而不是较晚的)时期。这些发现具有若干伦理意义,并为进一步的研究方向提供了切实可行的建议和议程。
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引用次数: 0
Impact of Corporate Culture on Environmental Performance 企业文化对环境绩效的影响
IF 6.1 1区 哲学 Q1 BUSINESS Pub Date : 2024-05-12 DOI: 10.1007/s10551-024-05674-3
Mabel D. Costa, Solomon Opare

We examine the impact of corporate culture on environmental performance using a sample of 7199 firm-year observations over the period of 2002–2018. We find that stronger corporate culture improves environmental performance, measured by the amount of toxic chemical release (TCR). Our result is both statistically and economically significant. We also show that cultural norms of innovation, quality and teamwork as well as a technology-oriented corporate culture have a greater impact on enhancing environmental performance. Further analyses show that managerial competence and strong institutional ownership moderate the relationship between corporate culture and environmental performance. We introduce the decomposition of expected and unexpected components of TCR and document that firms with a strong corporate culture implement strategies to reduce the unexpected component of TCR in addition to the expected component of TCR. Finally, we document that strong corporate culture and environmental performance improve firms’ financial performance. Our results are robust to several sensitivity tests and procedures to mitigate endogeneity and self-selection problems. From a practical point of view, our findings suggest that a firm’s culture can determine its environmental sustainability and ethical practices.

我们使用 2002-2018 年间 7199 个企业年观测样本,研究了企业文化对环境绩效的影响。我们发现,以有毒化学品释放量(TCR)衡量,更强大的企业文化会提高环境绩效。我们的结果在统计学和经济学上都是显著的。我们还发现,创新、质量和团队合作的文化规范以及以技术为导向的企业文化对提高环境绩效的影响更大。进一步的分析表明,管理能力和强大的机构所有权会缓和企业文化与环境绩效之间的关系。我们引入了 TCR 预期成分和意外成分的分解,并记录了具有强大企业文化的企业在实施战略时,除了减少 TCR 的预期成分外,还减少了 TCR 的意外成分。最后,我们证明了强大的企业文化和环境绩效可以提高企业的财务绩效。我们的研究结果对若干敏感性测试和程序都是稳健的,可以缓解内生性和自我选择问题。从实用的角度来看,我们的研究结果表明,企业文化可以决定其环境可持续性和道德实践。
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引用次数: 0
The Banality of Organizational Wrongdoing: A Reading on Arendt’s Thoughtlessness Thesis 组织不法行为的平庸性:对阿伦特 "无思想论 "的解读
IF 6.1 1区 哲学 Q1 BUSINESS Pub Date : 2024-05-09 DOI: 10.1007/s10551-024-05701-3
Javier Hernández, Consuelo Araos

This paper proposes that Hannah Arendt’s book Eichmann in Jerusalem: A Report on the Banality of Evil furnishes both philosophical and empirical elements to understand not only the Nazi crimes but also cases of wrongdoing by and within current organizations. It is suggested that Arendt provides three relevant standpoints to how wrongdoing is banalized within organizations: a critique of bureaucratic administration, an account of the role of interactive socialization, and a reflection on the cognitive and meaning-attribution processes. Arendt originally connected these three dimensions to thoughtlessness, understood as a process of routinization in which organizations discourage critical thinking, personal responsibility, and reflection about the ultimate meaning and consequences of actions and decisions. As opposed to this, thoughtfulness is proposed as an approach based on meaningful pursuit within organizations to avoid some of the normative, cognitive, and routine elements that encourage, justify, and reproduce the banalization of misconduct.

本文认为,汉娜-阿伦特的著作《艾希曼在耶路撒冷》:关于邪恶平庸的报告》一书提供了哲学和实证要素,不仅有助于理解纳粹罪行,还有助于理解当前组织内部的不法行为案例。有人认为,阿伦特提供了三个相关的观点来说明组织内的不法行为是如何被平庸化的:对官僚行政的批判、对互动社会化作用的阐述以及对认知和意义归属过程的反思。阿伦特最初将这三个方面与不思进取联系起来,将其理解为一种常规化过程,在这一过程中,组织不鼓励批判性思维、个人责任以及对行动和决策的最终意义和后果的反思。与此相反,深思熟虑被认为是一种基于组织内部有意义的追求的方法,以避免一些规范、认知和常规因素,这些因素鼓励、证明和复制平庸化的不当行为。
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引用次数: 0
Boardroom Diversity and Carbon Emissions: Evidence from the UK Firms 董事会多样性与碳排放:来自英国公司的证据
IF 6.1 1区 哲学 Q1 BUSINESS Pub Date : 2024-05-08 DOI: 10.1007/s10551-024-05675-2
Ishwar Khatri

This study provides comprehensive evidence on the link between boardroom diversity and reduction of carbon emissions. Analyzing data from a sample of 344 UK-listed non-financial and unregulated firms over the period from 2005 to 2021, our findings indicate that task-oriented (i.e., tenure) and structural (i.e., insider/outsider) board diversity are important for reducing corporate carbon emissions while relational diversity does not appear to be useful. Furthermore, the study explores the role of external carbon governance, such as the Paris Agreement, on firms with weaker internal governance structures. The findings reveal that external governance plays a critical role in curbing emissions when internal governance is not effective. Overall, our research offers valuable insights for management and regulatory bodies on the interplay between various governance mechanisms internal and external to a firm. This knowledge could guide them in determining the right mix and degree of diversity in the boardroom to achieve environmental goals.

本研究提供了董事会多样性与减少碳排放之间联系的全面证据。通过分析 2005 年至 2021 年期间英国上市的 344 家非金融企业和不受监管企业的样本数据,我们的研究结果表明,任务导向型(即任期)和结构型(即内部人/外部人)的董事会多样性对减少企业碳排放非常重要,而关系型多样性似乎并无用处。此外,研究还探讨了外部碳治理(如《巴黎协定》)对内部治理结构较弱的公司的作用。研究结果表明,在内部治理不力的情况下,外部治理在抑制排放方面发挥着至关重要的作用。总之,我们的研究为管理和监管机构提供了关于企业内部和外部各种治理机制之间相互作用的宝贵见解。这些知识可以指导他们确定董事会的正确组合和多样性程度,以实现环保目标。
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引用次数: 0
Did Facebook Cheat?: A Test Case of Antitrust Ethics Facebook 作弊了吗?反垄断伦理测试案例
IF 6.1 1区 哲学 Q1 BUSINESS Pub Date : 2024-05-08 DOI: 10.1007/s10551-024-05694-z
Jonah Goldwater

Citing corporate concentration and lax enforcement since the Reagan era, the Biden administration has declared a new era of aggressive antitrust prosecution, bringing antimonopoly actions against tech giants such as Meta, Google, and Amazon. But what’s so bad about monopoly or corporate concentration? The standard answer appeals to economic consequences, such as higher prices or deadweight losses. This paper offers a different framework. It argues monopolizing can be a form of cheating, which is a wrong that attaches to means, not just ends; an athlete who cheats but loses still does wrong. In particular, this paper argues that certain market-controlling strategies constitute a form of cheating I call ‘structural cheating,’ best illustrated by the metaphor of creating an unlevel playing field: rather than compete fairly on merits such as product quality and price, a firm that acquires rivals biases the market in its favor, thereby entrenching a dominant position that effectively forces would-be competitors to compete uphill. By framing (alleged) antitrust violations as cheating, while using the FTC’s lawsuit against Facebook (now Meta) as a test case, this paper provides a needed corrective to those citing market success as evidence of merit or skill. A further upshot is the structural cheating account better explains the distinctively problematic features of social media market concentration than Heath’s Market Failures Approach. More generally, this paper provides a normative lens for analyzing fair market competition and shows why it’s not only winning or losing that counts in capitalism, but how one plays the game.

拜登政府以里根时代以来的企业集中和执法不严为由,宣布进入积极反垄断起诉的新时代,对 Meta、谷歌和亚马逊等科技巨头提起反垄断诉讼。但垄断或企业集中有什么不好呢?标准答案是经济后果,如价格上涨或自重损失。本文提供了一个不同的框架。本文认为,垄断可能是一种作弊行为,而作弊是一种附带于手段而不仅仅是目的的错误;运动员作弊但输掉比赛仍然是错误的。本文特别指出,某些控制市场的策略构成了一种我称之为 "结构性作弊 "的作弊形式,用创造一个不公平的竞争环境这一比喻最能说明问题:收购竞争对手的公司不是在产品质量和价格等优点上进行公平竞争,而是使市场向有利于自己的方向偏移,从而巩固自己的支配地位,这实际上迫使潜在的竞争者不得不上坡竞争。本文将(涉嫌)违反反垄断法的行为归结为作弊行为,并以美国联邦贸易委员会对 Facebook(现为 Meta)的诉讼为案例,对那些将市场成功作为优点或技能证据的人进行了必要的纠正。另一个结果是,与希斯的 "市场失灵法 "相比,"结构性作弊说 "能更好地解释社交媒体市场集中的明显问题特征。更广泛地说,本文为分析公平的市场竞争提供了一个规范性视角,并说明了为什么在资本主义中重要的不仅是输赢,而是如何玩游戏。
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引用次数: 0
Do Old Board Directors Promote Corporate Social Responsibility? 老董事会董事会促进企业社会责任吗?
IF 6.1 1区 哲学 Q1 BUSINESS Pub Date : 2024-05-07 DOI: 10.1007/s10551-024-05681-4
Han-Hsing Lee, Woan-lih Liang, Quynh-Nhu Tran, Quang-Thai Truong

This study investigates the influence of old directors on corporate social responsibility (CSR) using roughly 25,000 firm-year observations from 2001 to 2015 in the United States. We employ the widely used selection, optimization, and compensation (SOC) model from psychology to explain the CSR decisions of old directors. Our results indicate that firms with a higher percentage of old directors tend to have lower engagement in CSR activities. To address endogeneity, we adopt the difference-in-differences method and use the event of sudden deaths and unexpected retirements of old directors and find that our results remain robust. Our analysis also reveals that the negative impact of old directors on CSR is more significant in firms where directors receive fewer reputational spillover benefits from CSR initiatives and/or firms exhibiting poor corporate governance. In addition, this adverse impact of old directors comes from two effects: a reduction in efforts to enhance CSR strengths and an increase in inaction to address CSR concerns. Overall, these findings suggest that the CSR decision-making process of old directors involves assessing the costs and benefits of CSR engagements, consistent with our hypothesis derived from the SOC model.

本研究利用 2001 年至 2015 年美国约 25,000 个公司年的观测数据,调查了老董事对企业社会责任(CSR)的影响。我们采用心理学中广泛使用的选择、优化和补偿(SOC)模型来解释老董事的企业社会责任决策。我们的研究结果表明,老董事比例较高的公司参与企业社会责任活动的程度往往较低。为了解决内生性问题,我们采用了差分法,并使用了老董事突然死亡和意外退休的事件,发现我们的结果仍然稳健。我们的分析还显示,在董事从企业社会责任活动中获得的声誉溢出效益较少的公司和/或公司治理较差的公司中,老董事对企业社会责任的负面影响更为显著。此外,老董事的负面影响还来自两个方面:一是减少提升企业社会责任优势的努力,二是增加解决企业社会责任问题的不作为。总之,这些研究结果表明,老董事的企业社会责任决策过程涉及评估企业社会责任参与的成本和收益,这与我们从 SOC 模型中得出的假设是一致的。
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引用次数: 0
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Journal of Business Ethics
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