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The Application of Teachings by the International Court of Justice, 2016–2022 国际法院的教学应用,2016-2022
Pub Date : 2023-08-22 DOI: 10.1163/18757413_02601005
Sondre Torp Helmersen
This article examines the application of teachings by the International Court of Justice between 2016 and 2022. The Court did not cite teachings in its majority opinions during this period. It did cite works from the International Law Commission, which suggests that these are considered different from teachings and possibly have more weight. Judges cited teachings in their individual opinions. Judge Cançado Trindade stands out as a judge with a particularly high citation rate. Teachings played a wide variety of functions in individual opinions, from the classical functions of aiding the interpretation of a treaty and the ascertainment of a rule of customary international law, to a range of other specialized functions such as the interpretation of other texts, in particular judicial decisions, methodological and historical points, and showing the purpose of a rule of instrument, in addition to providing reflections on the role of the international judiciary itself. The article also examines the demographics of the most-cited writers, finding that most of them are men from Western States. The article compares the judges’ practice with findings from prior to 2016 and other international courts and tribunals.
本文考察了国际法院在2016年至2022年期间的教学适用情况。在此期间,最高法院在其多数意见中没有引用教义。它确实引用了国际法委员会(International Law Commission)的著作,该委员会认为,这些著作与教义不同,可能更有分量。法官们在各自的意见中引用教义。坎帕拉多·特林达德法官以其特别高的引用率脱颖而出。教义在个别意见中发挥了各种各样的功能,从协助解释条约和确定习惯国际法规则的经典功能,到一系列其他专门功能,例如解释其他文本,特别是司法决定、方法和历史要点,以及显示文书规则的目的,此外还提供对国际司法机构本身作用的思考。这篇文章还研究了被引用最多的作家的人口统计数据,发现他们中的大多数是来自西部各州的男性。这篇文章将法官的做法与2016年之前以及其他国际法院和法庭的裁决进行了比较。
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引用次数: 0
The ILC’s First Reading Draft Articles on ‘Immunity of State Officials from Foreign Criminal Jurisdiction’ (2022) 国际法委员会关于“国家官员外国刑事管辖豁免”条款草案(2022年)的一读草案
Pub Date : 2023-08-22 DOI: 10.1163/18757413_02601009
M. Wood
In August 2022, the International Law Commission adopted, on first reading, a full set of 18 draft articles (with commentaries) on Immunity of State Officials from Foreign Criminal Jurisdiction. The Commission now awaits the written comments of States, and will then have to decide how to proceed with the topic. In detailing the present situation and the work leading up to it, the present article takes the story forward from a contribution to this Yearbook in 2018. After recalling briefly the controversies surrounding the immunities in question, the article begins by describing the working methods of the Commission and the status of its documentation, emphasizing the importance of having a clear understanding of such matters when invoking the Commission’s work. The further work of the Commission on the topic in the years 2019–2022, much of it quite technical, is described, in order to give a full picture. It is then shown that the draft articles on the category of high officials enjoying immunity ratione personae and on possible exceptions to the immunity of State officials ratione materiae remain hotly disputed, both as assertions of existing law or as ‘trends’ or proposals for new law. The article ends by charting a possible course for the Commission’s future work on the topic, suggesting that a radical reappraisal is required if an outcome generally acceptable to States is to be achieved.
2022年8月,国际法委员会一读通过了关于国家官员外国刑事管辖豁免的全套18条条款草案(附评注)。委员会现在正在等待各国的书面评论,然后必须决定如何着手处理这个专题。在详细介绍目前的情况和导致这种情况的工作时,本文从2018年为本年鉴撰写的一篇文章开始。在简要回顾有关豁免的争议之后,文章首先描述了委员会的工作方法及其文件的状况,强调在援引委员会的工作时对这些事项有明确了解的重要性。本文描述了委员会在2019-2022年期间关于该专题的进一步工作,其中大部分是技术性的工作,以便全面了解情况。报告指出,关于享有属人豁免的高级官员类别的条款草案和关于国家官员属事豁免的可能例外的条款草案,无论是作为现行法律的主张,还是作为新法律的"趋势"或建议,仍然存在激烈的争议。文章最后为委员会今后关于这个专题的工作指明了可能的方向,建议如果要取得各国普遍接受的结果,就需要进行彻底的重新评价。
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引用次数: 0
The International Court of Justice and Territorial Disputes: an Updated Systematization 国际法院与领土争端:一个更新的系统
Pub Date : 2023-08-22 DOI: 10.1163/18757413_02601004
David Hongler
Over the course of the past 75 years, the International Court of Justice (ICJ) has adjudicated a total of 17 territorial disputes, building a considerable body of case law along the way. While the Court has shed light on many legal issues concerning territorial sovereignty over the years, it has never clarified its approach to territorial disputes. Bridging the gap between a 2004 analysis by Brian Sumner, who identified a three-tiered hierarchical decision rule, and modern territorial doctrine, this study aims to provide an updated attempt at systematization of the Court’s approach in its case law concerning territorial disputes. Refining Sumner’s hierarchical decision rule, the findings – while overall congruent with the basic hierarchy identified in his work – suggest that the Court’s approach revolves around a hierarchy of three tiers of territorial titles (understood broadly as sources of the right to territory), namely, legal instruments, State succession and intangibility of boundaries, and independent effectivités. Equity infra legem is used as a last resort tool for interpretation of these titles, where they themselves yield no clear result. Another source of the right to territory, unilateral conduct constituting acquiescence and/or estoppel, is relied on outside of this hierarchy, often to support a decision based on another title. A review of the entirety of the Court’s case law reveals a relatively consistent yet multi-layered approach to territorial disputes.
在过去的75年里,国际法院(ICJ)共裁决了17起领土争端,并在此过程中建立了相当多的判例法体系。虽然多年来法院阐明了许多有关领土主权的法律问题,但它从未澄清其处理领土争端的方法。在布赖恩·萨姆纳(Brian Sumner)于2004年提出的三层分层决策规则分析与现代领土理论之间的差距上,本研究旨在为法院在涉及领土争端的判例法中采用的方法提供系统化的最新尝试。这些结论对Sumner的等级决定规则进行了改进,虽然总体上与他的工作中确定的基本等级一致,但表明法院的做法围绕着三层领土所有权的等级(广泛地理解为领土权利的来源),即法律文书、国家继承和边界的无形性以及独立的有效期限。法律基础上的权益被用作解释这些头衔的最后手段,而这些头衔本身并没有产生明确的结果。领土权利的另一个来源,即构成默许和/或禁止反悔的单方面行为,依赖于这一等级制度之外,通常是为了支持基于另一所有权的决定。纵观法院的全部判例法,我们可以发现,法院对领土争端采取了相对一致但又多层次的处理方式。
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引用次数: 0
Fact-Finding by Trade-off: Questions of Evidence and Its Interactions with Valuation in Compensation Cases before the International Court of Justice 权衡的事实发现:国际法院赔偿案件中的证据问题及其与估价的相互作用
Pub Date : 2023-08-22 DOI: 10.1163/18757413_02601007
K. Nakajima
This article discusses the evidentiary issues that arise at the compensation phase of the proceedings in the International Court of Justice (‘the Court’), with special reference to the intersection of the rules of evidence and the law of State responsibility concerning reparations. It identifies a sequence of interactions between the two sets of norms throughout the compensation phase and even the prior merits stage. Various notions and approaches indicated by the Court that fall into either of the two sets of rules, such as the reversal of the burden of proof, lowering the standards of proof, equitable considerations and the global sum, should thus be read in conjunction with each other and not in isolation. Such an interplay aims ultimately to bring about a financial outcome that may afford minimum satisfaction to both parties in a dispute, even at the sacrifice of the coherence of judicial reasoning to some extent. In particular, the trade-off between the questions of proof and the reduction of the amount of compensation is seen as a practical adjustment of the financial outcome that could otherwise be unacceptable for the responsible State in the situation of evidentiary uncertainties. The remedies brought to the injured party might be minimal, but an invented alternative to nothing, which could have been the case had the rules of evidence and compensation been ordinarily applied.
本文讨论了在国际法院(“法院”)诉讼的赔偿阶段所产生的证据问题,特别提到了有关赔偿的证据规则和国家责任法的相互关系。它在整个补偿阶段,甚至在先前的优点阶段,确定了两组规范之间的一系列相互作用。因此,法院所指出的属于这两套规则中的任何一套的各种概念和办法,例如颠倒举证责任、降低举证标准、公平考虑和总金额,应相互联系起来加以理解,而不是孤立地加以理解。这种相互作用的最终目的是带来一种经济结果,使争端双方都能得到最低限度的满意,甚至在某种程度上牺牲司法推理的连贯性。特别是,在举证问题和减少赔偿数额之间的权衡被视为对财务结果的实际调整,否则在证据不确定的情况下,责任国可能无法接受这种调整。向受害方提供的补救措施可能是最少的,但这是一种发明的替代办法,而不是什么都没有,如果通常适用证据和赔偿规则,情况可能就是这样。
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引用次数: 0
Revisiting the Standard of Proof for Charges of Exceptional Gravity before the International Court of Justice 重新审视国际法院对特别重大指控的证明标准
Pub Date : 2023-08-22 DOI: 10.1163/18757413_02601008
Amanda Bills
The International Court of Justice has consistently required a stricter standard of proof for ‘charges of exceptional gravity’. The Bosnia Genocide and Croatia Genocide cases saw the Court require the high standard of ‘fully conclusive’ evidence across all elements of the allegations of genocide. Despite the difficulties associated with obtaining the necessary evidence of the intent of the perpetrators to destroy, in whole or in part, a protected group to establish the commission of genocide, the Court allowed little flexibility in the application of that standard in what may have been a departure from its previous cases relating to grave charges. The Court emphasized the gravity of the allegations and the high stigmatization attached to a finding of responsibility for genocide, suggesting a strong emphasis on the consequences of a finding of responsibility for the wrongdoing State over other interests that may also have been present in the proceedings. The Court has yet to explain the rationale for the high standard of proof applied to charges of exceptional gravity in international judicial proceedings, or why it required a particularly stringent standard of proof in the Genocide cases. This raises questions about the Court’s approaches to the standard of proof and the process by which it balances different interests in judicial proceedings. As States seek out the Court’s jurisdiction for serious breaches of international law – including, for example, the pending Rohingya Genocide case – the Court’s strict approach to the standard of proof risks imposing a high bar to the enforcement of these obligations.
国际法院一贯要求对“特别严重的指控”采取更严格的举证标准。在波斯尼亚种族灭绝和克罗地亚种族灭绝案件中,法院要求对种族灭绝指控的所有要素提供高标准的“完全确凿”证据。尽管很难取得必要的证据,证明犯罪者有意全部或部分摧毁一个受保护群体,以确立灭绝种族罪,但法院在适用这一标准方面几乎没有给予任何灵活性,因为这可能与其以往有关重大指控的案件有所不同。法院强调了指控的严重性和对种族灭绝责任的调查结果的高度污名化,这表明强烈强调了对不法行为国的责任的调查结果对诉讼程序中可能存在的其他利益的影响。法院尚未解释在国际司法程序中对非常严重的指控适用高证明标准的理由,或为什么在种族灭绝案件中需要特别严格的证明标准。这就使人们对法院处理证明标准的方法和在司法程序中平衡不同利益的程序产生疑问。随着各国就严重违反国际法的行为寻求法院的管辖权,例如,包括未决的罗兴亚种族灭绝案,法院对举证标准的严格做法可能会对执行这些义务设置很高的门槛。
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引用次数: 0
The Legitimacy of the International Court of Justice from the Vantage Point of UN Members 从联合国成员国的角度看国际法院的合法性
Pub Date : 2023-08-22 DOI: 10.1163/18757413_02601006
Zuzanna Godzimirska
Significant scholarly commentary exists on the legal aspects of the relationship between the International Court of Justice and the UN General Assembly. Legal scholars have mused about the role of General Assembly resolutions in the jurisprudence of the Court and dissected the General Assembly’s (mis)use of requests for advisory opinions from the Peace Palace. Yet one essential aspect of the interaction between the two institutions tends to be overlooked. Each fall, UN Members meet in the hall of the General Assembly to offer their comments on the annual Report of the ICJ. The debate constitutes one of few occasions on which UN Members get the opportunity to express views on the Court’s activities and exercise of authority. Taking government statements issued in General Assembly debates over the past thirty years as its point of departure, the article teases out factors that, in the eyes of UN Members, contribute to or detract from the Court’s legitimacy. The article finds that four sets of sources affect UN Members’ assessments of the institution: 1) the Court’s outreach efforts and access to its various outputs, 2) diversity, representativeness, and the quality of its jurisprudence, 3) independence and impartiality of its judges, and 4) its efficiency, flexibility, and transparency. In so doing, the article contributes novel and empirically grounded perspectives to ongoing debates about the legitimacy of the principal judicial organ of the UN from the vantage point of its primary constituents, UN Members.
关于国际法院与联合国大会之间关系的法律方面存在着重要的学术评论。法律学者对大会决议在法院判例中的作用进行了思考,并剖析了大会(错误地)使用和平宫咨询意见的请求。然而,这两个机构之间互动的一个重要方面往往被忽视。每年秋天,联合国成员国在联合国大会的大厅里开会,就国际法院的年度报告发表意见。这次辩论是联合国会员国有机会就法院的活动和行使权力发表意见的为数不多的场合之一。文章以过去三十年来各国政府在大会辩论中发表的声明为出发点,梳理了在联合国会员国看来有助于或减损法院合法性的因素。文章发现,四组来源影响联合国会员国对该机构的评估:1)法院的外联工作和获取其各种产出;2)法院判例的多样性、代表性和质量;3)法官的独立性和公正性;4)其效率、灵活性和透明度。在这样做的过程中,本文从联合国主要组成部分,即联合国会员国的有利位置,为正在进行的关于联合国主要司法机关合法性的辩论提供了新颖的、基于经验的视角。
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引用次数: 0
Opening the World Court to the International Community: an Empirical Analysis of Non-party Participation in the International Court of Justice 向国际社会开放国际法院:非当事方参与国际法院的实证分析
Pub Date : 2023-08-22 DOI: 10.1163/18757413_02601003
Paula Wojcikiewicz Almeida, Giulia Tavares Romay
Over the last decades, the participation of State and non-State actors (NSAs) in the process of international law-making has become one of the basic features of international law. As multifunctional actors, the role of international courts and tribunals (ICTs) encompasses the protection and development of the international community. Together with ICTs’ role in the promotion, recognition and application of community interest norms, the growing participation of State and NSAs in international dispute settlement mechanisms also plays an increasingly important role in ensuring and facilitating compliance and enforcement of community interest norms. Whereas the non-party participation of State and NSAs has only very exceptionally been recognized, their influence in international dispute settlement cannot be ignored. By applying empirical research methodology for mapping the practice of the International Court of Justice (ICJ) concerning the participation of State and NSAs under the ICJ Statute and Rules of Court, this paper addresses the existing mechanisms of non-party participation in both contentious cases and advisory proceedings. There is no doubt that ICJ procedural law remains outdated and disconnected from the contemporary developments characterizing the international community nowadays. Broadening the possibilities for participation by State and NSAs would imply the recognition of the plurilateral nature of international disputes. In this context, the paper also discusses the challenges and possible alternatives for expanding participation via teleological interpretation of the ICJ Statute and potential amendments to the Rules of Court and Practice Directions.
过去几十年来,国家和非国家行为体参与国际法的制定过程已成为国际法的基本特征之一。作为多功能行为体,国际法院和法庭(信通技术)的作用包括国际社会的保护和发展。随着信息通信技术在促进、承认和应用社区利益规范方面的作用,国家和国家安全局越来越多地参与国际争端解决机制,在确保和促进社区利益规范的遵守和执行方面也发挥着越来越重要的作用。虽然国家和国家安全机构的非当事方参与只是非常例外地得到承认,但它们在解决国际争端方面的影响不容忽视。本文运用实证研究方法对国际法院(ICJ)在《国际法院规约》和《法院规则》下国家和国家安全机构参与的实践进行了梳理,探讨了非当事方参与争议案件和咨询程序的现有机制。毫无疑问,国际法院的程序法仍然过时,与当今国际社会的当代发展脱节。扩大国家和国家安全机构参与的可能性意味着承认国际争端的诸边性质。在此背景下,本文还讨论了通过对《国际法院规约》的目的论解释以及对法院规则和实践指示的潜在修正来扩大参与的挑战和可能的替代方案。
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引用次数: 0
The International Maritime Organization’s Contribution to Regime Interaction: Past, Present, and Future 国际海事组织对制度互动的贡献:过去、现在和未来
Pub Date : 2022-12-23 DOI: 10.1163/18757413_02501003
Gabriela Argüello
On the occasion of the 25th anniversary of The Max Planck Yearbook of United Nations Law, this article revisits the International Maritime Organization’s (IMO) contribution to regime interaction in the fields of air pollution, climate change, ship waste management and rescue of migrants at sea. Particular attention is given to cooperation arrangements between international organizations and how their day-to-day activities contribute to or hinder legal development among legal regimes. These interactions are studied through the theoretical lenses of ‘relational interactions’ and ‘regime complexes’. The paper focuses on iterative and forward-looking cooperation arrangements and the characteristics of such interactions ranging from collaborative to conflictive. I illustrate how the IMO has made substantial contributions (beyond maritime law) to the law of the sea and international environmental law, but the contribution to refugee law has been more modest. While the IMO will continue to engage in regime interaction, legal scholarship should pay closer attention to institutional congestion in international law. Since the international legal system has no pre-established hierarchy, governance is horizontal and may be prone to conflicts. It is time to devise mechanisms that allow relational interactions while avoiding legal fragmentation and forum shifting risks.
在《马克斯·普朗克联合国法年鉴》出版25周年之际,本文回顾了国际海事组织(IMO)在空气污染、气候变化、船舶废物管理和海上移民救援等领域对制度互动的贡献。特别注意国际组织之间的合作安排以及它们的日常活动如何促进或阻碍各法律制度之间的法律发展。这些相互作用是通过“关系相互作用”和“制度复合体”的理论透镜来研究的。本文重点研究了迭代式和前瞻性的合作安排,以及这种互动从协作到冲突的特征。我说明了国际海事组织如何在海洋法和国际环境法方面做出了重大贡献(超越海事法),但在难民法方面的贡献却比较有限。虽然国际海事组织将继续参与制度互动,但法律学者应更加关注国际法中的制度拥堵问题。由于国际法律体系没有预先建立的等级制度,治理是横向的,可能容易发生冲突。现在是时候设计允许关系互动的机制,同时避免法律分裂和论坛转移风险。
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引用次数: 0
The Constitutional Dimension of the UN Charter Revisited: Almost One Quarter of a Century Later 重新审视《联合国宪章》的宪法层面:近四分之一世纪后
Pub Date : 2022-12-23 DOI: 10.1163/18757413_02501006
Pierre M. Dupuy
The question of whether the Charter of the United Nations can be considered as the constitution of the international legal order was first examined by the present author here 25 years ago. At that time, it was noted that this issue raises a number of conceptual and theoretical problems that need to be briefly recalled in this paper. 25 years later, however, the question is whether the practical behaviour of States and the actual impact of their references to the Charter as a “constitution” confirm the validity of this thesis, which, it should be noted, originated in doctrine and was first put forward by scholars from federal States, including, in the first instance, Germany and the United States. In accordance with the wishes of the editors of this yearbook, the present article was written before the outbreak of Russia’s aggression against Ukraine on 24 February 2022. As a consequence, the examination of State practice both in terms of the authority conferred on the UN Security Council (organic test) and the norms it was able to adopt during that period as well as the way in which the International Court of Justice itself dealt with the Charter (normative test) led to a very nuanced conclusion as to the relevance of the constitutionalist theory in positive law. They also raise the issue of the criteria for appreciating what is a « good theory » one of them being for sure that is should not lead to any kind of dogmatism. Whatever the case, the very broad condemnation of the Russian aggression in Ukraine from the outset, notably by the United Nations General Assembly meeting in special session, together with the reactions of several other international bodies as well as heads of State or Governments, make it possible to note that the United Nations Charter is indeed still considered, at least by more than three thirds of the members of the United Nations, as the cornerstone of the international legal order. Does this necessarily mean that this instrument should be qualified as a “constitution” in the technical sense that some domestic public laws and political traditions mean it? The question still deserves to be asked. Here again, it very much remains an issue of definition; but the term is probably less important than the actual reality.
《联合国宪章》是否可以被视为国际法律秩序的宪法的问题,本作者是在25年前在这里首次审查的。当时,有人指出,这个问题提出了一些概念和理论问题,需要在本文中简要回顾一下。然而,25年后的问题是,各国的实际行为和它们把《宪章》作为“宪法”的实际影响是否证实了这一论点的有效性。应当指出,这一论点起源于理论,最初是由联邦国家的学者提出的,其中首先包括德国和美国。根据本年鉴编者的意愿,本文是在2022年2月24日俄罗斯对乌克兰的侵略爆发之前编写的。因此,从赋予联合国安理会的权力(有机检验)和它在这一时期能够采用的规范以及国际法院本身处理《宪章》的方式(规范检验)两方面对国家实践的考察,得出了关于宪法主义理论在成文法中的相关性的非常微妙的结论。他们还提出了评价什么是“好理论”的标准问题,其中一个是肯定的,它不应该导致任何形式的教条主义。无论如何,从一开始就非常广泛地谴责俄罗斯对乌克兰的侵略,特别是联合国大会特别会议上的谴责,以及其他几个国际机构以及国家元首或政府首脑的反应,使人们有可能注意到,至少三分之三以上的联合国会员国确实仍然认为《联合国宪章》是国际法律秩序的基石。这是否一定意味着,从某些国内公法和政治传统的技术意义上说,这项文书应该被限定为“宪法”?这个问题仍然值得一问。这里,它仍然是一个定义的问题;但这个术语可能不如实际情况重要。
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引用次数: 0
Closing the Doors on Health Nationalism: The Non-emptiness of the Legal Duty to Cooperate in Pandemic Response under Lex Specialis 关上卫生民族主义的大门:特别法下流行病应对合作法律义务的非空性
Pub Date : 2022-12-23 DOI: 10.1163/18757413_02501021
R. Essawy
No one is safe until everyone is safe. Although this phrase has received wide consensus during COVID-19, this pandemic has witnessed a surge in health nationalism. States have imposed export restrictions on COVID-19-related medical supplies and vaccines seeking to preserve them for their own populations. This has adversely affected the availability of those necessary tools in other countries undermining their efforts in fighting the pandemic. Thus, it could be argued that States have violated their obligation to cooperate under Art. 44 of the 2005 World Health Organisation (WHO) International Health Regulations (IHR). Nevertheless, States’ export restrictions have been legally justified under the General Agreement on Trade and Tariffs (GATT). Does this mean that the duty to cooperate is an empty obligation that fails to counter health nationalism? It is the purpose of this paper to demonstrate otherwise using the principle of lex specialis derogat legi generali. Under this principle, the duty to cooperate in pandemic response under Art. 44 of the IHR prevails over States’ rights under gatt, rendering health nationalism legally unjustified.
所有人都安全了才算安全。虽然这句话在2019冠状病毒病期间得到了广泛共识,但这次大流行见证了卫生民族主义的激增。各国对与covid -19相关的医疗用品和疫苗实施了出口限制,试图为本国民众保留这些用品和疫苗。这对其他国家获得这些必要工具产生了不利影响,破坏了它们防治这一流行病的努力。因此,可以辩称,各国违反了2005年世界卫生组织《国际卫生条例》第44条规定的合作义务。然而,根据贸易和关税总协定(关贸总协定),各国的出口限制在法律上是合理的。这是否意味着合作的义务是一种空洞的义务,无法对抗卫生民族主义?本文的目的是利用特别法的一般法律的克减原则来证明这一点。根据这一原则,《国际卫生条例》第44条规定的合作应对大流行病的义务优先于关贸总协定规定的国家权利,因此卫生民族主义在法律上是不合理的。
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