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A Dynamic Model of Lawsuit Joinder and Settlement 诉讼竞合与和解的动态模型
Pub Date : 2009-07-01 DOI: 10.2139/ssrn.1446904
A. Daughety, Jennifer F. Reinganum
In this paper we examine a dynamic model of the process by which multiple related lawsuits may be filed and combined; we also examine actions a defendant may employ that may disrupt the formation of a joint suit. Our initial model involves two potential plaintiffs, with private information about the harm they have suffered, in a multi-period setting with positive costs of filing a suit. If two plaintiffs file, they join their suits to obtain a lower per-plaintiff trial cost and a higher likelihood of prevailing against the defendant. We find that some plaintiff types never file, some wait to see if another victim files and only then file, some file early and then drop their suits if not joined by another victim and, finally, some file and pursue their suits whether or not they are joined; thus, the equilibrium resembles a "bandwagon." We then consider the effect of allowing preemptive settlement offers by the defendant aimed at discouraging follow-on suits. Preemptive settlement results in a "gold rush" of cases into the first period. In general, plaintiffs (ex ante) strictly prefer that such preemptive settlements not be allowed, and computational results suggest this may be broadly true for defendants as well; however, the inability of defendants to commit to such a policy results in an equilibrium with preemptive settlement. Finally, we consider partial unawareness of victims as to the source of harm; this provides a role for plaintiffs' attorneys, who may seek additional victims to join a combined lawsuit. Confidential preemptive settlements in the case of partial unawareness restrict the plaintiff's attorney from seeking additional victims and therefore leads to higher preemptive settlement amounts. Moreover, the defendant strictly prefers to employ preemptive settlement if the fraction of unaware victims is sufficiently high.
在本文中,我们研究了多个相关诉讼可能被提起和合并的过程的动态模型;我们还审查被告可能采取的可能破坏共同诉讼形成的行动。我们最初的模型涉及两个潜在的原告,他们有关于他们所遭受的伤害的私人信息,在一个多时期的背景下,提起诉讼的成本是正的。如果两个原告提起诉讼,他们会联合诉讼,以获得更低的原告人均审判成本和更高的胜诉可能性。我们发现,有些原告类型从不提起诉讼,有些人等着看另一个受害者是否提起诉讼,然后才提起诉讼,有些人提前提起诉讼,但如果没有另一个受害者加入,他们就放弃了诉讼,最后,有些人提起诉讼,不管他们是否加入;因此,均衡类似于“潮流”。然后,我们考虑允许被告提出先发制人的和解提议以阻止后续诉讼的影响。先发制人的和解导致了第一期案件的“淘金热”。一般来说,原告(事前)严格倾向于不允许这种先发制人的和解,计算结果表明,这对被告来说也可能是普遍正确的;然而,被告无法承诺这样的政策导致了先发制人解决的平衡。最后,我们考虑受害者对伤害来源的部分不了解;这为原告律师提供了一个角色,他们可以寻求更多的受害者加入联合诉讼。在部分不知情的情况下,保密的先发制人的和解限制了原告律师寻求更多的受害者,因此导致更高的先发制人的和解金额。此外,如果不知情的受害者比例足够高,被告严格倾向于采用先发制人的解决方案。
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引用次数: 14
Quantitative Proof of Reputational Harm 名誉损害的定量证明
Pub Date : 2009-06-18 DOI: 10.2139/ssrn.1421604
Meiring de Villiers
Economists have advocated, and courts have accepted a decline in the stock price of a defamed corporation as an economic measure of its reputational harm. Although the economic rationale for this approach is sound and widely accepted, its legal foundations and consistency with the damages doctrines of defamation law have remained unexplored. This article presents an analysis of its legal basis. The analysis shows that the logic of common law precedent, supported by statutes and academic commentary, points to a measure of special damages for reputational harm based on stock market data.
经济学家主张,法院也接受了被诽谤公司的股价下跌作为衡量其声誉损害的经济指标。尽管这种做法的经济原理是健全的,并被广泛接受,但其法律基础及其与诽谤法损害赔偿原则的一致性仍未得到探讨。本文对其法律依据进行了分析。分析表明,在成文法和学术评论的支持下,普通法先例的逻辑指向了一种基于股市数据的名誉损害的特殊损害赔偿措施。
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引用次数: 4
Injuries, Damages and a Puzzle: Can an Effect Ever Precede its Cause 伤害、损害和一个谜:果能先于因吗
Pub Date : 2009-05-05 DOI: 10.1007/978-3-642-00612-8_45
Stathis Banakas
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引用次数: 0
Efficiency, Fairness, and the Economic Analysis of Tort Law 效率、公平与侵权法的经济学分析
Pub Date : 2009-04-29 DOI: 10.1017/CBO9780511575488.015
Mark A. Geistfeld
Throughout its history, the economic analysis of tort law has been largely limited to one question: How should tort rules be formulated so as to minimize the social cost of accidents? Throughout its history, the economic analysis of tort law has also been controversial. The two phenomena are related. It is highly controversial whether tort law should minimize accident costs to the exclusion of fairness concerns, which in turn has fostered the belief that the economic analysis of tort law is controversial.The most forceful critique has come from those who maintain that tort liability is best justified by the principle of corrective justice. This principle is based on an individual right that imposes an obligation or duty on another individual. A duty-holder who violates the correlative right has committed a wrong, creating a duty to repair or correct any wrongful losses suffered by the right-holder. This rights-based principle of justice purportedly rules out the economic analysis of tort law. Such sweeping claims about the irrelevancy of economic analysis must be understood in context. If the appropriate rationale for tort liability is a rights-based principle such as corrective justice, then the justification for a liability rule does not depend on whether it is allocatively efficient. Economic analysis is “ruled out” for being irrelevant to the rights-based justification for tort liability. Allocative efficiency does not need to be the norm of tort liability in order to make economic analysis relevant. Economic analysis is not limited to issues of allocative efficiency and cost minimization. It is an open question whether a rights-based tort system would employ economic analysis, and if so, how.To address this question, I specify the substantive content of an autonomy-based, individual right that is both allocatively inefficient and fully compatible with the relevant requirements of welfare economics. As I have argued at length elsewhere, such a right also provides a good description of tort law. Thus, the idea that economic analysis is incompatible with or irrelevant to a rights-based principle of justice is mistaken. I conclude by arguing that economic analysis is integral to any plausible rights-based tort system.
纵观其历史,侵权法的经济分析在很大程度上局限于一个问题:如何制定侵权规则以使事故的社会成本最小化?纵观其历史,侵权法的经济分析也一直存在争议。这两种现象是相互关联的。侵权法是否应该在排除公平考虑的情况下最大限度地减少事故成本,这是一个非常有争议的问题,这反过来又促进了侵权法的经济分析是有争议的。最有力的批评来自那些坚持认为侵权责任最好由纠正性正义原则来证明的人。这一原则是建立在个人权利的基础上的,这种权利对另一个人施加了义务或责任。侵犯相关权利的义务人犯了错误,就产生了赔偿或纠正权利人所遭受的不正当损失的义务。这种以权利为基础的正义原则据称排除了侵权法的经济分析。这种关于经济分析无关紧要的笼统主张,必须放在大背景中理解。如果侵权责任的适当理由是一种基于权利的原则,如纠正正义,那么责任规则的正当性并不取决于它是否具有配置效率。经济分析因与侵权责任的权利正当性无关而被“排除在外”。配置效率不需要成为侵权责任的规范,以使经济分析具有相关性。经济分析并不局限于分配效率和成本最小化的问题。一个以权利为基础的侵权制度是否会运用经济分析,如果运用,如何运用,这是一个悬而未决的问题。为了解决这个问题,我详细说明了以自治为基础的个人权利的实质内容,这种权利在分配上是低效的,而且完全符合福利经济学的相关要求。正如我在其他地方详细论述的那样,这种权利也为侵权法提供了一个很好的描述。因此,认为经济分析与以权利为基础的正义原则不相容或无关的观点是错误的。最后,我认为经济分析对于任何合理的基于权利的侵权制度都是不可或缺的。
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引用次数: 6
Fault at the Contract-Tort Interface 合同-侵权界面上的过错
Pub Date : 2009-04-27 DOI: 10.1017/CBO9780511780097.008
Roy Kreitner
The formative period in the history of contract and tort (in the second half of the nineteenth century) may be characterized by the cleavage of contract and tort around the concept of fault: tort modernized by moving from strict liability to a regime of “no liability without fault,” while contract moved toward strict liability. The opposing attitudes toward fault are puzzling at first glance. Nineteenth-century scholars of private law offered explanations for the opposition, reasoning that alternative ideas about fault account for the different character of state involvement in enforcing private law rights: tort law governs liabilities imposed by law on nonconsenting members of society (and thus, it should limit itself to fault-based conduct), while contract law governs bargained-for duties and liabilities of parties who exercise freedom of contract (and thus, liability voluntarily undertaken need not consider fault). These theories are problematic, especially because they cannot offer a complete account of contract or tort. Tort retains too much strict liability to be thought of as a regime of no liability without fault, and contract has too many fault-based rules to be conceived of through strict liability. While these justifications for the distinction between contract and tort were questioned in ensuing generations, they still structure much of the debate over the current boundary between contract and tort.
合同和侵权行为历史的形成时期(19世纪下半叶)可能以合同和侵权行为围绕过错概念的分裂为特征:侵权行为的现代化是从严格责任转向“无过错无责任”的制度,而合同则转向严格责任。对过错的对立态度乍一看令人费解。19世纪的私法学者对这种反对意见做出了解释,他们认为,关于过错的不同观点说明了国家参与执行私法权利的不同特征:侵权行为法管辖法律对不同意的社会成员施加的责任(因此,它应该将自己限制在基于过错的行为上),而合同法管辖行使合同自由的各方的协商义务和责任(因此,自愿承担的责任不需要考虑过错)。这些理论是有问题的,特别是因为它们不能提供一个完整的合同或侵权的解释。侵权行为保留了太多的严格责任,不能被认为是一种无过错无责任的制度,而合同有太多的基于过错的规则,不能通过严格责任来考虑。虽然这些区分合同和侵权行为的理由在随后的几代人中受到质疑,但它们仍然构成了当前关于合同和侵权行为界限的争论的大部分。
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引用次数: 2
Intent in Tort Law 侵权行为法中的意图
Pub Date : 2009-04-22 DOI: 10.2139/ssrn.1393300
Keith N. Hylton
This paper, prepared for the 2009 Monsanto Lecture in Tort Jurisprudence, explains intent standards in tort law on the basis of the incentive effects of tort liability rules. Intent rules serve a regulatory function by internalizing costs optimally. The intent standard for battery internalizes costs in a manner that discourages socially harmful acts and at the same time avoids discouraging socially beneficial activity. The intent standard for assault is more difficult to satisfy than that for battery because it is designed to provide a subsidy of a sort to the speech that is often intermixed with potentially threatening conduct. In addition to the optimal internalization goal, transaction costs play a role in the specification of intent requirements. The subtle difference between the intent requirements for trespass and battery can be explained on the basis of transaction costs.
本文是为2009年孟山都侵权法学讲座准备的,在侵权责任规则激励效应的基础上解释侵权法中的意图标准。意图规则通过最优地内部化成本来发挥监管功能。电池的意图标准将成本内部化,以阻止对社会有害的行为,同时避免阻碍对社会有益的活动。攻击的意图标准比殴打更难满足,因为它的目的是为经常与潜在威胁行为混在一起的言论提供某种补贴。除了最优内部化目标外,交易成本在意图需求的规范中也起着重要作用。非法侵入和故意侵犯的意图要求之间的细微差别可以从交易成本的角度来解释。
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引用次数: 8
Opinio Juris Volume 1/2009 法律意见第1/2009卷
Pub Date : 2009-03-12 DOI: 10.2139/SSRN.1358584
P. G. Monateri, Giovanni Comandé, Paul Nihoul, Francesco Donato Busnelli, Rémy Cabrillac
Comparer les comparaisons, Le probleme de la legitimite culturelle et le nomos du droit - Comparing Comparativisms, Nomos and Narrative as Cultural Legitimation. (P. G. Monateri) Doing Away with Inequality in Loss of Enjoyment of Life. (G. Comande) Les consommateurs sont-ils proteges dans l'environnement liberalise? Une analyse fondee sur l'etude du cadre reglementaire europeen relatif aux communications electroniques. - Are consumers protected in the liberalised environment? An analysis based on the European regulatory framework relating to electronic communications. (P. Nihoul) The Problem of Reproductive Cloning. (F. D. Busnelli) D'un code a l'autre, les difficultes d'une recodification - The difficulties of the recodification. (R. Cabrillac)
比较者之比较,文化合法性问题与权利之比较——比较主义、文化合法性与叙事之比较。(P. G. Monateri)消除丧失生活乐趣的不平等。(G. Comande)“环境自由化”是什么意思?我分析了欧洲与电子通讯有关的管理制度。-消费者在开放环境下是否受到保障?基于与电子通信有关的欧洲监管框架的分析。(P. Nihoul)生殖性克隆的问题。(F. D.布斯内利)编码是真实的,再编码的困难更少。(r . Cabrillac)
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引用次数: 0
Economic Criteria for Criminalization: Why Do We Need the Criminal Law? 刑事定罪的经济标准:我们为什么需要刑法?
Pub Date : 2009-03-01 DOI: 10.2139/ssrn.1150689
K. Svatikova
The main purpose of this paper is the identification of criteria that justify the choice of (costly) criminal law enforcement over administrative or tort law to address harmful activities. Specifically, using a Law and Economics approach, this paper demonstrates when and why criminal law should be used and what the comparative advantages of criminal law are over other legal alternatives. By not exclusively focusing on the distinction between tort and crime, but also on the use of criminal law vis-a-vis administrative law, this paper will provide some contributing remarks to existing literature. Based on the analysis in this paper, it is argued that criminalization of an act should occur in areas where: (1) harm (or benefit to the criminal) is large and/or immaterial and/or diffuse and/or remote; (2) prosecution of a violation creates stigma; (3) the probability of detection is low; and/or (4) criminalization carries an educative role. Under these circumstances, ceteris paribus, criminal law is justified as the most efficient instrument to internalize the social cost of harms.
本文的主要目的是确定证明选择(昂贵的)刑事执法而不是行政或侵权法来解决有害活动的标准。具体来说,本文运用法律和经济学的方法,论证了何时以及为什么应该使用刑法,以及刑法相对于其他法律选择的比较优势。本文不仅关注侵权与犯罪之间的区别,而且还关注刑法与行政法的使用,本文将对现有文献提供一些有益的评论。基于本文的分析,我们认为,一种行为的刑事化应该发生在以下领域:(1)对罪犯的伤害(或利益)很大且/或无关紧要且/或分散且/或遥远;(2)对违法行为的起诉造成耻辱;(3)被发现的概率低;和/或(4)定罪具有教育作用。在这种情况下,其他条件不变,刑法有理由成为将伤害的社会成本内在化的最有效工具。
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引用次数: 5
Reforming Personal Injury Claims Settlement: Paying More Attention to Emotional Dimension Promotes Victim Recovery 改革人身伤害理赔:重视情感维度促进受害人康复
Pub Date : 2009-02-26 DOI: 10.2139/ssrn.1333214
A. Akkermans
The Dutch Ministry of Justice commissioned the VU University Amsterdam to investigate the needs, expectations and experiences of victims and their relatives with regard to the settlement of personal injury losses. This study shows that most victims are concerned with needs of a non-pecuniary nature in addition to financial compensation. Even if the most important reason for taking action is financial in nature, non-pecuniary needs play an important role. Much goes wrong, however, when it comes to meeting those needs. Nevertheless, in contrast to what is often assumed, civil liability law has certain characteristics which actually make it quite suitable for meeting the non-pecuniary needs of victims. This positive potential is not realized, however, due to the fact that the current practice of handling personal injury claims focuses almost exclusively on financial compensation. This is all the more problematic as the failure to meet these non-pecuniary needs is not only experienced as frustrating, but also constitutes an impediment to recovery, while in the field of personal injury the law holds that recovery takes precedence over compensation. The study concludes that by paying insufficient attention to the non-pecuniary needs of claimants, current liability law fails to pursue its own restitutionary goals. This state of affairs calls for reform of the claims settlement process, to which end some tentative suggestions are made.
荷兰司法部委托阿姆斯特丹自由大学调查受害者及其亲属在解决人身伤害损失方面的需要、期望和经验。这项研究表明,除了经济赔偿外,大多数受害者还关心非金钱性质的需求。即使采取行动的最重要原因本质上是经济上的,非金钱需求也起着重要作用。然而,当涉及到满足这些需求时,很多事情都出错了。然而,与通常的假设相反,民事责任法具有某些特征,实际上使其非常适合满足受害者的非金钱需要。然而,由于目前处理人身伤害索赔的做法几乎完全侧重于经济赔偿,这种积极的潜力尚未实现。这就更成问题了,因为不能满足这些非金钱的需要不仅使人感到沮丧,而且还构成了赔偿的障碍,而在人身伤害方面,法律规定赔偿优先于赔偿。该研究的结论是,由于对索赔人的非金钱需求关注不足,现行责任法未能追求其自身的赔偿目标。这种情况要求改革理赔程序,为此提出了一些初步建议。
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引用次数: 20
Legal Liability for Dam Failures 大坝溃坝的法律责任
Pub Date : 2009-01-20 DOI: 10.2139/SSRN.1330511
D. Binder
Although major dams are not designed or intended to fail, the unexpected may occur with tragic consequences. In the unlikely event of such a tragedy, the legal system has a full panoply of remedies available to compensate the victims and their families for the losses incurred. While each state is a separate jurisdiction free to adopt its own legal rules, regulations and theories of relief, the states will generally utilize the common-law theories of negligence and strict liability in awarding relief. Many steps can be taken to minimize the risks of failure.Potential damages include the traditional common law compensatory awards for loss of life/wrongful death, personal injury, loss of earnings, medical expenses, emotional distress, and property damages. There is also an additional risk of punitive damages being awarded if defendant's wrongful conduct is viewed as intentional, egregious, willful, wanton or reckless.
虽然大型水坝的设计或目的不是为了失败,但意外可能会带来悲剧性的后果。在不太可能发生这种悲剧的情况下,法律制度有一整套的补救办法来赔偿受害者及其家属所遭受的损失。虽然每个州都是一个独立的司法管辖区,可以自由地采用自己的法律规则、条例和救济理论,但各州在给予救济时通常会使用过失和严格责任的普通法理论。可以采取许多步骤来尽量减少失败的风险。如果被告的不法行为被认为是故意的、过分的、故意的、肆意的或鲁莽的,还存在额外的惩罚性损害赔偿的风险。
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引用次数: 0
期刊
Torts & Products Liability Law
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