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Torts and Innovation 侵权与创新
Pub Date : 2008-11-01 DOI: 10.4337/9780857930545.00011
Gideon Parchomovsky, Alex Stein
This Essay exposes and analyzes a hitherto overlooked cost of tort law: its adverse effect on innovation. Tort liability for negligence, defective products, and medical malpractice is determined by reference to custom. We demonstrate that courts' reliance on custom and conventional technologies as the benchmark of liability chills innovation and distorts its path. Specifically, recourse to custom taxes innovators and subsidizes replicators of conventional technologies. We explore the causes and consequences of this phenomenon and propose two possible ways to modify tort law in order to make it more welcoming to innovation.
本文揭示并分析了侵权法的一个迄今被忽视的成本:它对创新的不利影响。过失、缺陷产品和医疗事故的侵权责任参照惯例确定。我们证明,法院对习惯和传统技术作为责任基准的依赖阻碍了创新并扭曲了其路径。具体来说,对关税的追索权向创新者征税,并补贴传统技术的复制者。我们探讨了这一现象的原因和后果,并提出了两种可能的方式来修改侵权法,以使其更欢迎创新。
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引用次数: 33
When is a Willful Breach 'Willful'? The Link Between Definitions and Damages 什么时候故意违约是“故意的”?定义与损害之间的联系
Pub Date : 2008-10-20 DOI: 10.1017/CBO9780511780097.011
Richard Craswell
The existing literature on willful breach has not been able to define what should count as "willful." I argue here that any definition we adopt has implications for just how high damages should be raised in those cases where a breach qualifies as willful. As a result, both of these issues -- the definition of "willful," and the measure of damages for willful breach -- need to be considered simultaneously. Specifically, if a definition of "willful" excludes all breachers who behaved efficiently, then in theory we can raise the penalty on the remaining inefficient breachers to any arbitrarily high level ("throw the book at them"). But if, instead, a given definition of willful would catch even some efficient breachers in its net, the damages assessed against willful breachers should be more limited. In that case, damages for willful breach might still justifiably be raised, but they should be raised only to the level that is economically efficient.
现有的关于故意违约的文献没有能够定义什么应该算作“故意”。我在此认为,我们所采用的任何定义都暗示着,在违约行为被认定为故意的情况下,应该提出多高的损害赔偿。因此,这两个问题——“故意”的定义和故意违约的损害赔偿措施——需要同时考虑。具体来说,如果“故意”的定义排除了所有行为有效的违规者,那么从理论上讲,我们可以将对剩余的低效违规者的惩罚提高到任意高的水平(“严惩他们”)。但是,如果对“故意”一词的特定定义甚至能将一些有效的违规者纳入其中,那么针对“故意”违规者的损害评估就应该更加有限。在这种情况下,仍然可以合理地提高故意违约的损害赔偿,但只应提高到经济上有效的水平。
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引用次数: 26
Peligro!: Failure to Warn of a Product's Inherent Risk in Spanish Should Constitute a Product Defect Peligro !未用西班牙语警告产品的内在风险应构成产品缺陷
Pub Date : 2008-08-27 DOI: 10.2139/ssrn.1260010
Keith E. Sealing
The genesis of this article lies in a simple realization I had one day while driving behind a work vehicle in Atlanta, Georgia. The truck in question was pulling a wood chipper, a device which takes large tree branches, runs them through rapidly turning sharpened steel blades, and chips them into pieces small enough to be used as mulch. Obviously, any worker's body part accidentally sucked into this maelstrom would undergo a similar fate. Thus, the chipper had a warning label urging caution and instructing workers to avoid putting their hands into the device while it was operating. However, the warning was in English and only English. I realized that day there was a very good chance that some of the workers operating the chipper could not read English. There has been a surprisingly small number of cases arguing that, where a warning label is required, an English-only warning label is sufficient. In this article I argue that warning labels should be in both English and Spanish at least where (i) the product is sold or used in a geographic area of dense Hispanic population; (ii) the product has been marketed toward Hispanics, such as on Spanish-language cable television or (iii) the product is used in an industry with a large percentage of Hispanic workers, such as the migrant farm industry.
这篇文章的起源是我在佐治亚州亚特兰大市开车时的一个简单的认识。事发卡车当时正拉着一台碎木机,这种设备可以将大树枝通过快速转动的锋利钢刀片,然后将它们切成足够小的碎片,用作护根物。显然,任何工人的身体部位不小心被吸入这个漩涡都会经历类似的命运。因此,削片机有一个警告标签,提醒工人小心,并指示工人在操作时避免把手伸进设备。然而,警告是用英文写的,而且只有英文。那天我意识到,很有可能一些操作削片机的工人不懂英语。令人惊讶的是,很少有案例认为,在要求使用警告标签的情况下,仅使用英文警告标签就足够了。在这篇文章中,我认为警告标签至少应该是英语和西班牙语的(I)产品在西班牙裔人口密集的地理区域销售或使用;(ii)该产品已向西班牙裔销售,例如在西班牙语有线电视上销售;或(iii)该产品用于西班牙裔工人占很大比例的行业,例如移民农场产业。
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引用次数: 0
ESOP Debt and Post-Transaction Value ESOP债务和交易后价值
Pub Date : 2008-07-30 DOI: 10.2139/ssrn.1189882
Kevin Kreitzman
Leveraged Employee Stock Ownership Plan ("ESOP") transactions originated in the 1950s, yet there are still unresolved valuation issues that arise from a complex set of operating expenses, financing structures and contingent claims that are unique to leveraged ESOPs. Although complex, these transactions provide no exceptions to general financial economic principles and can be evaluated using existing standards and methodologies. Existing valuation practices have supported transactions executed at stock prices that are expected to decline, sometimes dramatically, immediately after the transaction is closed. Such a situation, in which the current stock price exceeds an expected future price, is illogical and contrary to financial economic valuation models and theories. When this occurs, either the pre-transaction price or the expected post-transaction price (or both) are wrong.
杠杆员工持股计划(“ESOP”)交易起源于20世纪50年代,但由于杠杆ESOP特有的一系列复杂的运营费用、融资结构和或有债权,至今仍有未解决的估值问题。这些交易虽然复杂,但对一般金融经济原则没有例外,可以用现有的标准和方法加以评价。现有的估值实践支持在交易结束后股价预计会立即下跌(有时会大幅下跌)的情况下执行的交易。这种当前股票价格超过预期未来价格的情况是不合逻辑的,与金融经济估值模型和理论背道而驰。当这种情况发生时,要么是交易前的价格,要么是交易后的预期价格(或两者都是)是错误的。
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引用次数: 0
Technology & Torts: A Theory of Memory Costs, Nondurable Precautions and Interference Effects 技术与侵权:记忆成本、非持久预防和干扰效应的理论
Pub Date : 2008-07-17 DOI: 10.2139/ssrn.1162106
B. Depoorter, J. D. De Mot
This Article examines the influence of nondurable precaution technologies on the expansion of tort awards. We provide four contributions to the literature. First, we present a general, formal model on durable and non-durable precaution technology that focuses on memory costs. Second, because liability exposure creates interference, we argue that tort law perpetuates the expansion of awards. Third, because plaintiffs do not consider the social costs of interference effects, private litigation induces socially excessive suits. Fourth, while new harm-reducing technologies likely increase accident rates, such technologies also raise the ratio of trial costs to harm, leaving undetermined the overall effect of new technologies on the rate of litigation.
本文考察了非持久预防技术对侵权赔偿扩大的影响。我们提供了四种文献贡献。首先,我们提出了一个关于持久和非持久预防技术的一般、正式模型,该模型关注内存成本。其次,由于责任暴露产生了干涉,我们认为侵权法使赔偿的扩大永久化。第三,由于原告不考虑干涉效应的社会成本,私人诉讼导致社会过度诉讼。第四,虽然新的减少伤害的技术可能会增加事故率,但这些技术也会提高审判成本与伤害的比率,从而使新技术对诉讼率的总体影响无法确定。
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引用次数: 2
Testimony to Joint Hearing on Paying with Their Lives: The Status of Compensation for 9/11 Health Effects 在“用生命支付:9/11健康影响的赔偿现状”联合听证会上的证词
Pub Date : 2008-04-02 DOI: 10.2139/SSRN.1115025
Theodore H. Frank
This is my statement to the Subcommittee on Immigration, Citizenship, Refugees, Border Security, and International Law and the Subcommittee on Constitution, Civil Rights, and Civil Liberties of the Committee on the Judiciary of the United States House of Representatives, April 1, 2008, regarding proposals to expand the September 11 Victim Compensation Fund of 2001. The September 11 Victim Compensation Fund of 2001 (VCF) was a uniquely successful short-term administrative program to compensate victims of the September 11 terrorist attacks while limiting litigation against innocent third parties who had also been victimized by the attacks. Unfortunately, The James Zadroga 9/11 Health and Compensation Act of 2007 (H.R. 3543) in its current form fails to protect innocent third parties from unfair litigation, does not have the advantages that made the VCF successful, and magnifies the disadvantages and fairness problems of the VCF.
这是我于2008年4月1日向美国众议院司法委员会移民、公民身份、难民、边境安全和国际法小组委员会以及宪法、公民权利和公民自由小组委员会提交的关于扩大2001年“9·11”受害者赔偿基金的提案的声明。2001年9月11日受害者赔偿基金(VCF)是一个独特的成功的短期行政计划,它既补偿了9月11日恐怖袭击的受害者,又限制了对同样受到袭击的无辜第三方的诉讼。不幸的是,詹姆斯·扎德罗加2007年9/11健康和赔偿法案(H.R. 3543)目前的形式未能保护无辜的第三方免受不公平诉讼,没有使VCF成功的优势,并放大了VCF的缺点和公平问题。
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引用次数: 0
Regulating Information in Contractual Relationships 规范契约关系中的信息
Pub Date : 2008-04-01 DOI: 10.2139/SSRN.1123640
Gregory Klass
While much has been written about how individual rules of contract law impact parties' sharing of information, we do not yet have a general theory of the legal regulation of information in contractual relationships. In his recent article, Taking Information Seriously: Misrepresentation and Nondisclosure in Contract Law and Elsewhere, 92 Va. L. Rev. 565 (2006), Richard Craswell starts in on the project of providing one. This essay critically examines Craswell's arguments and discusses what such a general theory should look like. One of my central theses is that such a theory should keep apart two regulatory approaches: the use of scientific methods to study the informational effects of individual transaction elements, and interpretive approaches, which take as their object the meaning and veracity of such elements. The essay also discusses legal liability for implicit misrepresentations and the role of everyday interpretive norms in the law of misrepresentation in general. The essay first summarizes what I take to be Craswell's central claims about information sharing, summarized by his rejection of the quantized view of information. I then discuss the similarities and differences between the two contract doctrines that are most obviously designed to regulate information sharing: nondisclosure and misrepresentation. This lays the groundwork for a detailed analysis of Craswell's claims about the law of misrepresentation. Craswell uses Grice's theory of conversational implicature to explain of how separate pieces of information can be bundled together in a single speech act. I argue that Craswell wrongly assumes (contrary to Grice's theory) that it is difficult to divorce implicit misrepresentations from the potentially beneficial speech acts that contain them. This error leads Craswell to overstate the similarities between misrepresentation and nondisclosure. The last part of the essay distinguishes two regulatory approaches, which I label causal-predictive and interpretive. Causal-predictive regulation, which Craswell advocates broader use of, employs the methods of behavioral economics to mandate how transactions should be structured. The law of misrepresentation, I argue, uses a fundamentally different method, one that focuses not on causation but on meaning and veracity. I make some general observations about the proper scope of these different regulatory approaches, their relative merits, and the prospects for combining them in the ways Craswell recommends.
虽然关于合同法的个别规则如何影响当事人的信息共享已经写了很多,但我们还没有一个关于合同关系中信息的法律监管的一般理论。在他最近的文章《认真对待信息:合同法和其他地方的虚假陈述和不披露,92 Va. L. Rev. 565(2006)》中,Richard Craswell开始了提供一个项目。本文批判性地考察了克拉斯韦尔的论点,并讨论了这样一个一般理论应该是什么样子。我的中心论点之一是,这种理论应该区分两种监管方法:使用科学方法研究单个交易要素的信息效应,以及以这些要素的意义和准确性为对象的解释方法。本文还讨论了隐性虚假陈述的法律责任以及日常解释规范在一般虚假陈述法中的作用。这篇文章首先总结了我认为是Craswell关于信息共享的核心主张,总结起来就是他对信息量化观点的拒绝。然后,我讨论了两种契约理论之间的异同,这两种契约理论显然是为了规范信息共享而设计的:不披露和虚假陈述。这为详细分析克拉斯韦尔关于失实陈述法的主张奠定了基础。Craswell使用Grice的会话含义理论来解释如何在单个言语行为中捆绑不同的信息片段。我认为,Craswell错误地假设(与Grice的理论相反),很难将隐含的虚假陈述与包含它们的潜在有益的言语行为分离开来。这个错误导致Craswell夸大了虚假陈述和不披露之间的相似之处。本文的最后一部分区分了两种调节方法,我将其标记为因果预测和解释。Craswell提倡更广泛地使用因果预测监管,它采用行为经济学的方法来规定交易应该如何组织。我认为,虚假陈述法使用了一种完全不同的方法,它关注的不是因果关系,而是意义和真实性。我对这些不同监管方法的适当范围、它们的相对优点以及以Craswell推荐的方式将它们结合起来的前景进行了一些一般性的观察。
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引用次数: 0
Some Reflections on Labor and Employment Ramifications of Diocesan Bankruptcy Filings 教区破产申请对劳工及就业的影响
Pub Date : 2008-03-01 DOI: 10.2139/ssrn.1108231
D. L. Gregory
Sexual abuse of children by Roman Catholic clergy is perhaps the greatest scandal in the history of the Catholic Church in the United States. On September 7, 2007, the Roman Catholic Diocese of San Diego, California, announced a $198 million settlement with 144 claimants. In mid July, the Archdiocese of Los Angeles announced a $660 million settlement with 508 claimants, following a November, 2006 settlement with 86 claimants for an additional $114 million. Five prominent Catholic dioceses in the United States have filed for bankruptcy since 2004, facing (and, perhaps, seeking to avoid) enormous liability for tort damages caused by clergy sexual abuse. There is a burgeoning law review literature examining many different dimensions of the situation. However, no article, thus far, has focused on the labor and employment ramifications of the crisis. In this article, I study the five diocesan bankruptcy cases. I also discuss the status of labor and employment relations with the Church as employer, in light of secular case law, canon law, and Church teaching. I then present an overview of labor and employment relations consequences of diocesan bankruptcy, including, paradoxically, the possible resurgence of unionization and collective bargaining by, inter alia, school teachers in primary and secondary Catholic schools.
罗马天主教神职人员对儿童的性虐待可能是美国天主教会历史上最大的丑闻。2007年9月7日,加州圣地亚哥罗马天主教教区宣布与144名原告达成1.98亿美元的和解。7月中旬,洛杉矶大主教管区宣布与508名原告达成6.6亿美元的和解,此前在2006年11月与86名原告达成了额外的1.14亿美元和解。自2004年以来,美国五个著名的天主教教区已经申请破产,面临(也许是为了避免)由神职人员性侵犯造成的巨大侵权损害赔偿责任。有一个新兴的法律评论文献研究的情况下,许多不同的维度。然而,到目前为止,还没有一篇文章关注这场危机对劳工和就业的影响。本文以五个教区破产案例为研究对象。我也根据世俗的判例法、教会法和教会的教导,讨论作为雇主的教会的劳动和雇佣关系的地位。然后,我概述了教区破产对劳工和雇佣关系的影响,包括,矛盾的是,工会化和集体谈判的可能复苏,特别是天主教中小学的学校教师。
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引用次数: 0
Restitution's Realism 返还的现实主义
Pub Date : 2008-03-01 DOI: 10.2139/ssrn.1104384
Hanoch Dagan
In The Law and Ethics of Restitution (LER) I offered an account of the foundations of (significant parts of) the American law of restitution. I argued that this body of law can, and therefore should, be read as a contextual application of our commitments to autonomy, utility, and community in various situations of benefit-based liability or benefit-based recovery. LER shows that, because different restitutionary doctrines involve differing categories of interpersonal relationships, they invoke different interpretations and different balances of these values. And yet, maybe unsurprisingly, LER also demonstrates, at least at a high level of generality, how these core liberal values serve (or should serve) as the normative underpinnings of the law of restitution in its entirety. Since LER's publication in 2004, a number of review essays and book reviews have appeared. Reviewers have suggested interesting insights and several intriguing critiques. I appreciate these challenges, and have addressed them in this essay to rethink and, in some cases, defend some of LER's main propositions more successfully. I am obviously unable to cover all the points raised in these reviews or do justice to all their subtleties, and have confined my discussion to several recurrent themes focusing on LER's jurisprudential premises. These premises are legal realist, at least according to my reconstruction of this school's lessons. Some of the critics argue that LER fails because it is too infused with realism; others complain that LER is not loyal enough to the realist legacy. In this essay, I discuss both sides. Before embarking in a dialogue with my kind critics, however, I outline my understanding of legal realism, explain the ways in which LER is indeed an exercise in legal realism, and provide a summary of LER's analysis of the law of mistakes, on which many of my reviewers have focused.
在《赔偿的法律与伦理》(LER)一书中,我对美国赔偿法律的基础(重要部分)进行了阐述。我认为,这一法律体系可以,因此也应该,被解读为我们在各种基于利益的责任或基于利益的赔偿的情况下对自治、效用和社区的承诺的上下文应用。LER表明,由于不同的恢复教义涉及不同的人际关系类别,它们调用不同的解释和这些价值的不同平衡。然而,也许并不令人意外的是,《赔偿法》也证明了,至少在较高的普遍性水平上,这些核心自由主义价值观是如何作为(或应该作为)整个归还法的规范性基础的。自《LER》2004年出版以来,出现了许多评论文章和书评。评论家们提出了一些有趣的见解和一些有趣的批评。我欣赏这些挑战,并在本文中解决了这些问题,以重新思考,在某些情况下,更成功地捍卫LER的一些主要主张。显然,我无法涵盖这些评论中提出的所有观点,也无法公正地对待它们的微妙之处,我的讨论仅限于几个反复出现的主题,重点是LER的法理前提。这些前提是法律现实主义的,至少根据我对这所学校课程的重建。一些评论家认为,LER之所以失败,是因为它太过现实主义;其他人则抱怨LER对现实主义遗产不够忠诚。在这篇文章中,我讨论了这两个方面。然而,在开始与我的友好批评者对话之前,我概述了我对法律现实主义的理解,解释了LER确实是法律现实主义的一种实践的方式,并提供了LER对错误法则的分析的总结,这是我的许多评论者所关注的。
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引用次数: 0
Third Party Losses in a Comparative Perspective: Three Short Lectures in Honour of W.H.V. Rogers 比较视角下的第三方损失:纪念W.H.V.罗杰斯的三场简短讲座
Pub Date : 2007-12-20 DOI: 10.18352/ulr.48
C. van Dam, E. Engelhard, I. Giesen
In honour of Horton Rogers, as the holder of the rotational G.J. Wiarda chair at Utrecht University, a symposium was held on 13 June 2007 concerning the right of third parties to compensation in cases of injury – one of the most provoking themes in tort law and the law of damages. The key question was to what extent relatives and the employer of an injured victim should be compensated for their pecuniary losses and the loss of earnings caused by the primary victim’s injuries. In three contributions an account of the state of the law was provided with regard to three European jurisdictions (English law, German law and Dutch law) and the so-called ‘Principles on European Tort Law’ and ‘Principles on European Law on Liability for Damages’. These contributions show that all three national law systems have rights for relatives and employers to recover, in some form, but with substantial differences between the (rules governing) the amount of compensation and as to the nature of these rights. Both sets of European principles demonstrate great differences as well. In each contribution further reflections are given on what would be the better position to take. These three contributions are brought together in this article in which also the state of the law is critically discussed.
为纪念乌得勒支大学G.J. Wiarda轮值主席霍顿·罗杰斯,2007年6月13日举行了一场关于第三方在伤害案件中获得赔偿的权利的研讨会,这是侵权法和损害赔偿法中最具争议的主题之一。关键的问题是,受伤受害者的亲属和雇主应在多大程度上赔偿主要受害者的伤害所造成的经济损失和收入损失。在三篇文章中,介绍了三个欧洲司法管辖区(英国法、德国法和荷兰法)的法律状况,以及所谓的“欧洲侵权法原则”和“欧洲损害赔偿责任法原则”。这些贡献表明,所有三个国家的法律制度都有亲属和雇主以某种形式获得赔偿的权利,但在赔偿数额和这些权利的性质方面(有关规则)存在重大差异。这两套欧洲原则也显示出巨大的差异。在每一篇文章中,都进一步思考了采取何种立场会更好。这三个贡献汇集在这篇文章中,其中也对法律的状态进行了批判性的讨论。
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引用次数: 0
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