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The biometric habeas data in the digital and algorithmic era in the European Union 欧盟数字和算法时代的生物特征人身保护数据
Pub Date : 2023-12-01 DOI: 10.51799/2763-8685v3n2001
Simona Fanni
The advent of artificial intelligence and of the Big Data has affected the use of biometric data in the digital and algorithmic era, posing some critical challenges, especially in relation to the risk of surveillance, data scraping and profiling. In this context, the emergence of a novel “informationally projected corporality” requires law to rethink its approach to data protection and to define an Habeas Data for this transformation, and, in this sense, the European Union (EU) has been demonstrating to be a global leader. Under this premise, the purpose of this paper is to explore the relevant primary and secondary EU law sources, in order to provide a critical assessment of their role with respect to the challenges related to the protection of biometric data in the digital and algorithmic era. In light of this reflection, the paper develops some final considerations. In particular, it takes the view that the EU, so far, has defined a significant framework for the protection of the regional Habeas Data with respect to biometric data. However, the most pioneering change is still to come. In this respect, the paper suggest that the AI Act Proposal has the potential for bridging the current legal landscape and the future horizons of EU law and its biometric Habeas Data. Some reference is made to justiciability and to the role that the Court of Justice of the European Union (ECJ) may play, also by promoting judicial dialogue with the European Court of Human Rights (ECtHR). From the methodological viewpoint, an in-depth analysis of the relevant EU law sources and of the relevant case law of the ECJ was carried out, and some critical comparison with the jurisprudence of the ECtHR was made. Moreover, scholarship in English, Spanish and Italian was widely explored.
人工智能和大数据的出现影响了生物识别数据在数字和算法时代的使用,带来了一些严峻的挑战,特别是与监视、数据搜刮和貌相风险有关的挑战。在此背景下,一种新的 "信息投射体 "的出现要求法律重新思考其数据保护的方法,并为这一转变定义一个哈贝马斯数据,在这个意义上,欧盟(EU)已显示出全球领导者的风范。在此前提下,本文的目的是探讨相关的主要和次要欧盟法律来源,以便对其在数字和算法时代与生物识别数据保护相关的挑战方面的作用进行批判性评估。根据这一思考,本文提出了一些最终考虑。特别是,本文认为欧盟迄今已为保护生物识别数据方面的地区人身保护数据确定了一个重要框架。然而,最具开创性的变革还在后面。在这方面,本文认为《人工智能法提案》有可能在欧盟法律及其生物识别人身保护数据的现有法律格局和未来视野之间架起一座桥梁。本文在一定程度上提到了可诉性以及欧盟法院(ECJ)可能发挥的作用,包括促进与欧洲人权法院(ECtHR)的司法对话。从方法论的角度来看,对相关欧盟法律渊源和欧洲法院的相关判例法进行了深入分析,并与欧洲人权法院的判例进行了一些批判性比较。此外,还广泛研究了英语、西班牙语和意大利语的学术研究。
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引用次数: 0
Artificial intelligence, algorithmic recommendation and decision-making in European Union law: analysis of the regulatory challenge and legal certainty 欧盟法律中的人工智能、算法推荐和决策:监管挑战和法律确定性分析
Pub Date : 2023-12-01 DOI: 10.51799/2763-8685v3n2005
Júlio César Parente Patrocínio, Débora Barreto Santana de Andrade
The concept of artificial intelligence has been developed since the beginning of computing in the 1950s, and, since the 2010s, it has advanced more quickly, contributing to various applications. Artificial intelligence applications bring benefits and uses to various social sectors and activities. It improves optimisation and efficiency of factories and companies, diagnosis and treatment of diseases and disabilities, automating activities, operation of social networks and e-commerce platforms, and viability of autonomous cars. It is also present in the operationalization of banks, pharmacies, military forces, education system, among many others. However, along with benefits, artificial intelligence has also generated risks for society and, consequently, litigation. These disputes have been submitted to courts in different countries, generating discussions about specific regulations. In this sense, this article aims to analyse cases involving artificial intelligence in using data, biometric monitoring, algorithmic recommendation and decision-making discussed in European judicial and administrative lawsuits, as well as study the three main European Union regulations which approach that theme: the General Data Protection Regulation, the Digital Services Act, and the Artificial Intelligence Act Proposal.
自 20 世纪 50 年代计算机出现以来,人工智能的概念就一直在发展,自 2010 年代以来,人工智能的发展更加迅速,促进了各种应用。人工智能的应用为各个社会领域和活动带来了益处和用途。它提高了工厂和公司的优化和效率、疾病和残疾的诊断和治疗、活动的自动化、社交网络和电子商务平台的运营以及自动驾驶汽车的可行性。在银行、药房、军队、教育系统等许多领域,人工智能也在发挥作用。然而,在带来好处的同时,人工智能也给社会带来了风险,并因此引发了诉讼。这些争议已提交给不同国家的法院,并引发了关于具体法规的讨论。从这个意义上说,本文旨在分析欧洲司法和行政诉讼中讨论的涉及人工智能使用数据、生物识别监控、算法推荐和决策的案例,并研究欧盟涉及该主题的三大法规:《通用数据保护条例》、《数字服务法》和《人工智能法提案》。
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引用次数: 0
About the lack of direct horizontal effect of Directives in European Union Law 关于欧盟法律中指令缺乏直接横向效力的问题
Pub Date : 2023-12-01 DOI: 10.51799/2763-8685v3n2011
Nuno Cunha Rodrigues
The article aims to shed light on the distinction between Regulations and Directives as normative acts of European Union Law (derived). Based on these concepts, the principle of direct effect of European Union Law and the notion of direct applicability are clarified. These concepts do not have the same dimension in all European Union acts. The CJEU's case law recognizes the direct applicability of the Regulations (i.e. a direct vertical and horizontal effect). In the case of Directives, that jurisprudence only supports the possibility of vertical direct effect in relations between individuals and the State or public authorities in accordance with which individuals can invoke norms of a directive that are sufficiently clear, precise and unconditional in the context of relations legal-public. The CJEU does not recognize the possibility of a direct horizontal effect of Directives, which would be exercised in relationships between individuals (private legal relationships).
本文旨在阐明作为欧盟法规范性法案(派生)的《条例》和《指令》之间的区别。在这些概念的基础上,阐明了欧盟法律的直接效力原则和直接适用性概念。这些概念在所有欧盟法案中的含义并不相同。欧盟法院的判例法承认条例的直接适用性(即直接的纵向和横向效力)。就指令而言,该判例仅支持在个人与国家或公共当局之间的关系中产生纵向直接效力的可能性,根据这种可能性,个人可以在法律与公共关系中援引足够清晰、准确和无条件的指令规范。欧盟法院不承认指令在个人之间的关系(私人法律关系)中具有横向直接效力的可能性。
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引用次数: 0
EU green deal: between ecological transition and the struggle for power maintenance 欧盟绿色协议:生态转型与权力维护之争
Pub Date : 2023-12-01 DOI: 10.51799/2763-8685v3n2010
Gaia Hasse
Environmental, social, humanitarian, and economic crises are part of the contemporary world. The exceeding of Earth's limits manifests in various ways, including climate change, whose effects are already impacting various regions of the planet. Although this issue has been discussed for decades and subject to extensive international legal regulation, there are areas with significant potential for mitigation and adaptation to climate change that remain relatively unexplored. While traditional international trade arrangements are insufficient to promote well-being and the preservation of life on Earth, there is fertile ground for collaboration between international trade and climate change regimes. The European Green Deal, launched as a political project for ecological transition, has economic and trade-related objectives and implications. That stated, the overall objective of this research is to uncover the inconsistencies of the European Green Deal concerning ecological law parameters and its implications for global trade. This is a bibliographical research with descriptive purpose, deductive approach, and axiological interpretation. From the analysis of the European Green Deal based on selected parameters of ecological law, it was found that, although it reflects progress in the implementation of ecological law, the political project serves as a mechanism for maintaining power, reproducing the dominant capitalist logic, which diminishes its own transformative potential in the transition to an ecological paradigm.
环境、社会、人道主义和经济危机是当代世界的一部分。超过地球极限的表现形式多种多样,其中包括气候变化,其影响已经波及地球上的各个地区。虽然这个问题已经讨论了几十年,并受到广泛的国际法律监管,但在减缓和适应气候变化方面,仍有一些领域具有巨大潜力,但相对而言,这些领域仍未得到开发。虽然传统的国际贸易安排不足以促进福祉和保护地球上的生命,但国际贸易与气候变化制度之间存在着合作的沃土。作为生态转型政治项目启动的欧洲绿色协议,具有与经济和贸易相关的目标和影响。因此,本研究的总体目标是揭示欧洲绿色协议在生态法律参数方面的不一致之处及其对全球贸易的影响。这是一项具有描述目的、演绎方法和公理解释的文献研究。通过根据选定的生态法参数对《欧洲绿色协议》进行分析,我们发现,虽然该协议反映了在实施生态法方面取得的进展,但这一政治项目充当了维持权力的机制,复制了占主导地位的资本主义逻辑,削弱了其自身在向生态范式过渡中的变革潜力。
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引用次数: 0
Development of artificial intelligence in the AI-Mandamus project: elements of developed know-how 人工智能--Mandamus 项目中的人工智能开发:已开发的专门技术要素
Pub Date : 2023-12-01 DOI: 10.51799/2763-8685v3n2004
Cristina Mendes Bertoncini Corrêa, Debora Bonat, Fabiano Hartmann Peixoto
This paper aims to identify and examine elements of the development and application of Artificial Intelligence (AI) solutions in the context of the Brazilian Judiciary (PJ). The primary focus is on the AI-Mandamus project, a result of the collaboration between the University of Brasília and the Court of Justice of Roraima (TJRR), which aims to generate and issue certain types of judicial orders (warrants) for compliance with determinations made by TJRR judges. The AI-Mandamus was conceived after studies on judicial logistics conducted by the Lab DR.IA at the University of Brasília, in response to one of the bottlenecks identified in the judicial process: the generation, issuance, and execution of judicial orders (warrants). This paper will provide context and applications of AI in the Brazilian justice system, detailing part of the development of AI-Mandamus, which consists of two AI robots that read judicial documents and generate orders, integrating with the central system for their execution. The exploratory methodology of the study was based on primary sources generated during the development of the tool, supplemented by secondary sources to support the decisions of the development team. The relevance of the participation of legal experts in all stages of AI development was demonstrated, as well as its significance as a mechanism for improvements in the forensic routine.
本文旨在确定和研究巴西司法机构(PJ)开发和应用人工智能(AI)解决方案的要素。该项目是巴西利亚大学与罗赖马法院(TJRR)合作的成果,旨在生成和签发某些类型的司法命令(授权令),以遵守罗赖马法院法官做出的决定。AI-Mandamus 是巴西利亚大学 DR.IA 实验室针对司法程序中的一个瓶颈问题--司法命令(授权令)的生成、签发和执行--进行司法物流研究后构想出来的。本文将介绍人工智能在巴西司法系统中的背景和应用,详细介绍 AI-Mandamus 的部分开发情况,该系统由两个人工智能机器人组成,可阅读司法文件并生成命令,并与中央系统集成以执行命令。该研究的探索方法以工具开发过程中产生的原始资料为基础,辅以二手资料以支持开发团队的决策。研究表明了法律专家参与人工智能开发各个阶段的相关性,以及其作为改进法医例行工作机制的重要意义。
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引用次数: 0
Data protection in Mercosur: current situation, perspectives and project 南方共同市场的数据保护:现状、前景和项目
Pub Date : 2023-12-01 DOI: 10.51799/2763-8685v3n2003
Brenda Luciana Maffei, Nadia Guillermina Jimenez
The purpose of this paper is to present the "state of the art" of data protection in MERCOSUR and indicate the possibilities for a future draft Decision that harmonizes the region protection level. To achieve this objective, we will proceed to: (i) Indicate the relevance of the subject related to data protection, (ii) Mention the main characteristics of the European Union General Data Protection Regulation (since it is the most advanced in the matter and because UE is, like MERCOSUR, an integration process, although in a more advanced level), (iii) Analyze the initiatives that were created from MERCOSUR to create a decision that regulates data protection in the block. To this end, the minutes of Sub-Working Group No. 13 will be analyzed, (iv) Carry out a brief comparative analysis of the various levels of protection existing among the 4 MERCOSUR States parties (Argentina, Brazil, Paraguay, Uruguay), (vi) Indicate the importance of regulation at the regional level (equal degree of protection for the member States of MERCOSUR). Based on these points, it is concluded that, given the importance of the topic related to data protection, a new MERCOSUR regulations draft is necessary and, in this sense, the present paper gives some proposals that could be incorporated into this eventual project. The methodology used in this work is essentially exploratory and qualitative. However, it also uses aspects of the descriptive methodology, for which an analysis of previous works that addressed the issue is made, as well as an analysis of regulations related to the subject.
本文的目的是介绍南方共同市场数据保护的 "现状",并指出未来制定一项统一地区保护 水平的决定草案的可能性。为实现这一目标,我们将从以下几个方面着手(i) 指出与数据保护有关的主题的相关性,(ii) 提及《欧盟通用数据保护条例》的主要特 点(因为它在这一问题上是最先进的,而且欧盟与南共市一样,也在进行一体化进程,尽 管是在更先进的水平上),(iii) 分析南共市为制定一项规范本区数据保护的决定而提出的倡议。为此,将对第 13 工作小组的会议记录进行分析,(iv) 对南方共同市场 4 个缔约国(阿根廷、巴西、巴拉圭、乌拉圭)现有的各种保护水平进行简短的比较分析,(vi) 指出区域一级监管的重要性(南方共同市场成员国享有同等程度的保护)。基于以上几点,我们得出结论,鉴于数据保护相关主题的重要性,有必要起草一份新的南方共同市场法规草案。这项工作所使用的方法基本上是探索性和定性的。不过,本文也使用了描述性方法的一些方面,对以前涉及该问题的著作进行了分析,并对与该主题有关的法规进行了分析。
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引用次数: 0
Solidarity and the protection of migrants under European Union law 欧洲联盟法律规定的团结和对移民的保护
Pub Date : 2023-12-01 DOI: 10.51799/2763-8685v3n2009
Gabriel Braga Guimarães
The management of migration flows in the European Union (EU) faces significant challenges due to the substantial increase in migrants and refugees. The lack of cohesion and modernization in the common migration policy weakens the protection of their rights. In this context, solidarity plays a vital role in addressing legal demands, particularly in EU Law, where it serves as a fundamental principle. This study aims to analyze the legal concept of solidarity within EU Law, with a specific focus on the protection of migrant rights. Adopting a theoretical approach, the research utilizes documental and bibliographical analysis. The study is divided into two parts. The first part examines solidarity in the context of international law and EU law, considering its challenges and significance in state-to-state relations. The second part explores solidarity as a fundamental principle for safeguarding the rights of migrants in the EU. It investigates the role and operationalization of solidarity within specific legal frameworks. The findings reveal that the unique social, political, and economic circumstances of each state or group of states present significant obstacles to the effective implementation of solidarity and the protection of migrant rights. The future of common migration policies in the EU remains uncertain. Therefore, it is crucial to harmonize regulatory instruments, enhance migration management, and address the socio-political and economic challenges to ensure adequate protection for migrant rights. This study emphasizes the need for a more cohesive and comprehensive approach to managing migration flows within the EU, aiming to guarantee the fundamental rights of migrants and refugees. Overcoming existing obstacles and promoting the effective implementation of solidarity are essential in improving migration policies and strengthening mechanisms for the protection of human rights.
由于移民和难民人数大幅增加,欧洲联盟(欧盟)的移民流管理面临重大挑战。共同移民政策缺乏凝聚力和现代化,削弱了对他们权利的保护。在这种情况下,团结在解决法律需求方面发挥着至关重要的作用,尤其是在欧盟法律中,团结是一项基本原则。本研究旨在分析欧盟法律中的团结这一法律概念,并特别关注对移民权利的保护。研究采用理论方法,利用文献和书目分析。研究分为两个部分。第一部分从国际法和欧盟法的角度研究团结问题,考虑其在国与国关系中的挑战和意义。第二部分探讨团结作为保障欧盟移民权利的基本原则。它调查了团结在具体法律框架中的作用和可操作性。研究结果表明,每个国家或国家集团独特的社会、政治和经济环境对有效实施团结和保护移民权利构成了重大障碍。欧盟共同移民政策的前景仍不明朗。因此,协调监管工具、加强移民管理、应对社会政治和经济挑战,对于确保充分保护移民权利至关重要。本研究强调,有必要采取更具凝聚力和更全面的方法来管理欧盟内部的移民潮,以保障移民和难民的基本权利。克服现有障碍,促进团结互助的有效落实,对于改善移民政策和加强人权保护机制至关重要。
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引用次数: 0
Protection of neurodata in the European Union: impacts of emerging (neuro)technologieson the (neuro)privacy of the data subject 欧盟的神经数据保护:新兴(神经)技术对数据主体(神经)隐私的影响
Pub Date : 2023-12-01 DOI: 10.51799/2763-8685v3n2006
Sofia Frischenbruder Sulzbach
The commercialization of technologies that interface with the human brain has caught attention of the international community, as they allow the collection of data from dimensions that, until now, were considered unobservable by the general public: brain activity data, commonly referred to as "neurodata". The insertion of such devices in the consumer market is especially relevant in the current technological context, in which Artificial Intelligence (AI) systems allow the processing of raw neurodata (inputs) and the generation of decoded neurodata (outputs) on the cognitive, affective and/or conative state of the subjects to which they refer. This new factual reality presents legal challenges regarding the protection of neurodata in the European Union (EU), raising questions as to whether neurodata qualifies as personal data for the purposes of applying the General Data Protection Regulation (GDPR) - and, consequently, as to the nature of information relating to emotions, memories, thoughts, and intentions. Focusing on these issues, this paper aims to investigate the degree of protection that the GDPR gives to neurodata in the EU today. To this end, the hypothetical-deductive method is used, starting from the hypothesis that neurodata is not formally included in the traditional GDPR model of "personal data" and "sensitive personal data". To achieve the general objective, the work is divided into two main parts: (1) the first investigates key concepts involving the subject, to explore the research hypothesis raised; while (2) the second is dedicated to the impacts that the processing has on the data subject. The results show that there is a legal gap regarding neurodata, as it is a sui generis type of personal data, that deserves multidisciplinary and specialized study in the context of emerging (neuro)technologies for the protection of the data subject's (neuro)privacy.
与人脑接口技术的商业化引起了国际社会的关注,因为这些技术可以收集到迄今为止仍被公众认为无法观察到的数据:大脑活动数据,通常被称为 "神经数据"。在当前的技术背景下,人工智能(AI)系统可以处理原始的神经数据(输入),并生成解码后的神经数据(输出),这些神经数据涉及主体的认知、情感和/或意志状态。这一新的事实给欧盟(EU)神经数据的保护带来了法律上的挑战,提出了神经数据是否属于适用《通用数据保护条例》(GDPR)的个人数据的问题,以及与情绪、记忆、思想和意图有关的信息的性质问题。本文以这些问题为重点,旨在研究《一般数据保护条例》对当今欧盟国家神经数据的保护程度。为此,本文采用了假设-演绎法,从神经数据未被正式纳入传统 GDPR 模型中的 "个人数据 "和 "敏感个人数据 "这一假设出发。为实现总体目标,研究工作分为两个主要部分:(1) 第一部分研究涉及主体的关键概念,以探讨提出的研究假设;(2) 第二部分专门研究数据处理对数据主体的影响。研究结果表明,神经数据在法律上存在空白,因为它是一种特殊的个人数据,值得在新兴(神经)技术背景下进行多学科的专门研究,以保护数据主体的(神经)隐私。
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引用次数: 0
Justiça e redes sociais: modelos comparados de regulamentação da liberdade de expressão dos Magistrados entre tutela dos direitos fundamentais e estado de direito 司法与社会网络:在保护基本权利和法治之间规范治安法官言论自由的比较模式
Pub Date : 2023-12-01 DOI: 10.51799/2763-8685v3n2008
N. Posenato
Digital communication has transformed the traditional ways information is produced and disseminated, including the judicial process and the actions of its protagonists, such as the judge. Starting with a brief consideration of the positive effects of the new communication modalities, in terms of judicial transparency and access to legal information, and in negative terms, taking into account the phenomenon of the “Judgment by the Media” this study seeks to compare some recent and innovative regulations regarding the use of social networks by judges, adopted at regional and national level, study seeks to compare some recent and innovative regulations for judges’ use of social media, adopted at both regional and national levels. In particular, it aims to highlight the relationship and the necessary balance between limiting the magistrate’s freedom of expression and affirming some fundamental principles of the rule of law, such as the independence and impartiality of the judiciary.
数字通信改变了信息生产和传播的传统方式,包括司法程序及其主角(如法官)的行动。本研究首先从司法透明度和获取法律信息的角度简要探讨了新传播方式的积极影响,然后从 "媒体判决 "现象的负面影响入手,试图比较近期在地区和国家层面通过的关于法官使用社交网络的一些创新规定。特别是,它旨在强调限制法官的言论自由与确认法治的一些基本原则(如司法机构的独立性和公正性)之间的关系和必要平衡。
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引用次数: 0
Elis Regina, digital necromancy, and negative presumption: a study of bill n° 3592/23 in dialogue with the European Union 埃利斯-雷吉纳、数字巫术和消极推定:与欧盟对话的第 3592/23 号法案研究
Pub Date : 2023-12-01 DOI: 10.51799/2763-8685v3n2007
Pedro Odebrecht Khauaja
The purpose of this paper is to analyze Brazilian Bill of Rights n° 3592/23, especially the context that motivated it, namely, the recreation of the image of the singer Elis Regina via Artificial Intelligence for use in a car commercial, and its potential legal consequences, if approved. In addition, it also proposes to analyze legally the legal instrument built by this project and by the discussions that circulate around it, which can be called "presumption of refusal to use the image after death", due to the current regulations on digital inheritance and use of Artificial Intelligence technologies. Finally, it proposes a dialogue between this Brazilian legal movement and the current regulatory landscape on the subject in the European Union, focusing on the rules for using Artificial Intelligence, Copyright and Image. For this research, a case study was conducted based on the institutional responses to the commercial that used the image of Elis Regina, with support from hypothetical-deductive analytical methods. Then, a comparative approach was carried out, with bibliographic review and theoretical study. The paper is divided into three parts: first, analyzing the phenomenon of "digital necromancy"; following with an analysis of the model case; and finally conducting a comparative theoretical study, to conclude that this Brazilian case offers an important opportunity for dialogue between Brazil and the European Union, possible due to common regulatory bases on the subject, and useful by proposing a new model for legally thinking about the dilemma of using an image after the death of individuals.
本文旨在分析巴西第 3592/23 号《权利法案》,特别是其动机背景,即通过人工智能再现歌手伊利斯-雷吉娜的形象,用于汽车广告,以及如果获得批准可能产生的法律后果。此外,本报告还建议从法律角度分析由该项目以及围绕该项目的讨论所构建的法律工具,由于目前有关数字遗产和使用人工智能技术的规定,该工具可被称为 "死后拒绝使用图像的推定"。最后,报告提出了巴西的这一法律运动与欧盟当前有关这一主题的法规之间的对话,重点是人工智能、版权和图像的使用规则。在这项研究中,以机构对使用伊利斯-雷吉娜形象的商业广告的反应为基础,在假设-演绎分析方法的支持下进行了案例研究。然后,通过文献综述和理论研究,进行了比较研究。本文分为三个部分:首先分析 "数字巫术 "现象;接着分析示范案例;最后进行比较理论研究,得出结论:巴西的这一案例为巴西和欧盟之间的对话提供了一个重要机会,由于在这一问题上有共同的监管基础,因此这一案例是可能的,并且提出了一个新的模式,有助于从法律角度思考在个人死亡后使用图像的两难处境。
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引用次数: 0
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Latin American Journal of European Studies
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