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Modelling and Predicting Population-Level Growth With Individual-Level Information. 基于个体水平信息的人口水平增长建模与预测。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-02-01 DOI: 10.1002/sim.70421
Tuuli Kauppala, Tuomo Susi, Sangita Kulathinal

The development of height, weight, and body mass index (BMI) in children has been the subject of considerable interest due to secular changes in growth patterns, such as increases in height and rising obesity rates. Predicting growth in a target population is particularly challenging when the population comprises of individuals with and without past growth data. In this study, we present three approaches for the joint prediction of height and weight in that situation. The predictive performance of each approach is evaluated using a range of measures that assess different properties of the prediction distributions. We also compare the approaches to interpret their clinical relevance, particularly in terms of prediction accuracy. The developed prediction approaches vary in their use of past growth data. We predict growth for a target population of children aged 4-11 years in 2021, residing in three municipalities in Finland. We employ longitudinal register data on height and weight, collected from children aged 2-11 years between 2014 and 2020 in these municipalities to construct a Bayesian hierarchical linear model (HLM) for growth prediction. Additionally, we estimate posterior unconditional distributions of height, weight, and BMI for within-sample model validation. The inclusion of individual-level data in the predictions reduced the divergence from observed measurements, particularly for weight and BMI. This is important given the skewed distribution of the measurements with increasing age. Incorporating individual-level information is also beneficial for child-specific predictions. Our study highlights the importance of multiple prediction checks to understand the flaws and strengths of each prediction approach.

由于生长模式的长期变化,如身高的增加和肥胖率的上升,儿童身高、体重和身体质量指数(BMI)的发展一直是人们相当感兴趣的主题。预测目标人口的增长尤其具有挑战性,因为该人口包括有或没有过去增长数据的个体。在这项研究中,我们提出了三种方法来联合预测这种情况下的身高和体重。每种方法的预测性能都使用一系列评估预测分布的不同属性的度量来评估。我们还比较了解释其临床相关性的方法,特别是在预测准确性方面。已开发的预测方法在使用过去的增长数据方面各不相同。我们预测,到2021年,居住在芬兰三个城市的4-11岁儿童的目标人口将出现增长。我们采用2014年至2020年在这些城市收集的2-11岁儿童身高和体重的纵向登记数据,构建贝叶斯层次线性模型(HLM)进行生长预测。此外,我们估计了样本内模型验证的身高、体重和BMI的后验无条件分布。在预测中纳入个人水平的数据减少了与观察到的测量结果的差异,特别是体重和BMI。这一点很重要,因为随着年龄的增长,测量结果的分布是倾斜的。结合个人层面的信息也有利于针对儿童的预测。我们的研究强调了多重预测检查的重要性,以了解每种预测方法的缺陷和优势。
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引用次数: 0
On Anticipation Effect in Stepped Wedge Cluster Randomized Trials. 阶梯形聚类随机试验的预期效应。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-02-01 DOI: 10.1002/sim.70380
Hao Wang, Xinyuan Chen, Katherine R Courtright, Scott D Halpern, Michael O Harhay, Monica Taljaard, Fan Li

In stepped wedge cluster randomized trials (SW-CRTs), the intervention is rolled out to clusters over multiple periods. A standard approach for analyzing SW-CRTs utilizes the linear mixed model, where the treatment effect is only present after the treatment adoption, under the assumption of no anticipation. This assumption, however, may not always hold in practice because stakeholders, providers, or individuals who are aware of the treatment adoption timing (especially when blinding is challenging or infeasible) can inadvertently change their behaviors in anticipation of the forthcoming intervention. We provide an analytical framework to address the anticipation effect in SW-CRTs and study its impact. We derive expectations of the estimators based on a collection of linear mixed models and demonstrate that when the anticipation effect is ignored, these estimators give biased estimates of the treatment effect. We also provide updated sample size formulas that explicitly account for anticipation effects, exposure-time heterogeneity, or both in SW-CRTs and illustrate their impact on study power. Through simulation studies and empirical analyses, we compare the treatment effect estimators with and without adjusting for anticipation, and provide some practical considerations.

在阶梯楔形随机试验(sw - crt)中,干预措施在多个时期内进行。分析sw - crt的标准方法是使用线性混合模型,在没有预期的假设下,治疗效果只有在采用治疗后才会出现。然而,这一假设在实践中可能并不总是成立,因为意识到治疗采用时机的利益相关者、提供者或个人(特别是当盲法具有挑战性或不可行时)可能会在预期即将到来的干预时无意中改变他们的行为。我们提供了一个分析框架来解决sw - crt中的预期效应并研究其影响。我们基于一组线性混合模型推导了估计器的期望,并证明当忽略预期效应时,这些估计器给出了治疗效果的有偏估计。我们还提供了更新的样本量公式,明确说明了sw - crt中的预期效应、暴露时间异质性或两者兼而有之,并说明了它们对研究能力的影响。通过模拟研究和实证分析,比较了考虑预期和不考虑预期的治疗效果估计量,并提出了一些实际考虑。
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引用次数: 0
Marginally Interpretable Spatial Logistic Regression With Bridge Processes. 具有桥过程的边际可解释空间逻辑回归。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-02-01 DOI: 10.1002/sim.70399
Changwoo J Lee, David B Dunson

In including random effects to account for dependent observations, the odds ratio interpretation of logistic regression coefficients is changed from population-averaged to subject-specific. This is unappealing in many applications, motivating a rich literature on methods that maintain the marginal logistic regression structure without random effects, such as generalized estimating equations. However, for spatial data, random effect approaches are appealing in providing a full probabilistic characterization of the data that can be used for prediction. We propose a new class of spatial logistic regression models that maintain both population-averaged and subject-specific interpretations through a novel class of bridge processes for spatial random effects. These processes are shown to have appealing computational and theoretical properties, including a scale mixture of normal representation. The new methodology is illustrated with simulations and an analysis of childhood malaria prevalence data in Gambia.

在包括随机效应来解释相关观察时,逻辑回归系数的比值比解释从群体平均变为特定主题。这在许多应用中是不吸引人的,激发了大量关于保持边际逻辑回归结构而没有随机效应的方法的文献,例如广义估计方程。然而,对于空间数据,随机效应方法在提供可用于预测的数据的完整概率特征方面很有吸引力。我们提出了一类新的空间逻辑回归模型,该模型通过一类新的空间随机效应桥接过程来维持人口平均和主题特定的解释。这些过程显示出具有吸引人的计算和理论性质,包括正常表示的比例混合。冈比亚儿童疟疾流行数据的模拟和分析说明了这种新方法。
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引用次数: 0
A Novel Method for Inserting Dose Levels Mid-Trial in Early-Phase Oncology Combination Studies. 早期肿瘤联合研究中期插入剂量水平的新方法。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-02-01 DOI: 10.1002/sim.70417
Matthew George, Ian Wadsworth, Pavel Mozgunov

The use of combination treatments in early-phase oncology trials is growing. The objective of these trials is to search for the maximum tolerated dose combination from a predefined set. However, cases in which the initial set of combinations does not contain one close to the target toxicity pose a significant challenge. Currently, solutions are typically ad hoc and may bring practical challenges. We propose a novel method for inserting dose levels mid-trial, which features a search for the contour partitioning the dose space into combinations with toxicity truly above and below the target toxicity. Establishing this contour with a degree of certainty suggests that no combination is close to the target toxicity, triggering an insertion. We examine our approach in a comprehensive simulation study applied to the PIPE design and two-dimensional Bayesian logistic regression model (BLRM), though any model-based or model-assisted design is an appropriate candidate. Our results demonstrate that, on average, the insertion method can increase the probability of selecting combinations close to the target toxicity, without increasing the probability of subtherapeutic or toxic recommendations.

在早期肿瘤试验中联合治疗的使用正在增加。这些试验的目的是从预先设定的剂量组中寻找最大耐受剂量组合。然而,在最初的一组组合中没有一种接近目标毒性的情况下,这构成了重大挑战。目前,解决方案通常是特别的,可能会带来实际挑战。我们提出了一种在试验中期插入剂量水平的新方法,其特点是搜索将剂量空间划分为毒性真正高于和低于目标毒性的组合的轮廓。以一定程度的确定性建立这个轮廓表明,没有任何组合接近目标毒性,触发插入。我们在应用于PIPE设计和二维贝叶斯逻辑回归模型(BLRM)的综合模拟研究中检查了我们的方法,尽管任何基于模型或模型辅助的设计都是合适的候选。我们的结果表明,平均而言,插入方法可以增加选择接近目标毒性的组合的概率,而不会增加亚治疗或毒性推荐的概率。
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引用次数: 0
Probabilistic Clustering Using Multivariate Growth Mixture Model in Clinical Settings-A Scleroderma Example. 概率聚类使用多变量生长混合模型在临床设置-硬皮病的例子。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-02-01 DOI: 10.1002/sim.70450
Ji Soo Kim, Yizhen Xu, Rachel S Wallwork, Laura K Hummers, Ami A Shah, Scott L Zeger

Background: Scleroderma (systemic sclerosis; SSc) is a chronic autoimmune disease known for wide heterogeneity in patients' disease progression in multiple organ systems. Our goal is to guide clinical care by real-time classification of patients into clinically interpretable subpopulations based on their baseline characteristics and the temporal patterns of their disease progression.

Methods: A Bayesian multivariate growth mixture model was fit to identify subgroups of patients from the Johns Hopkins Scleroderma Center Research Registry who share similar lung function trajectories. We jointly modeled forced vital capacity (FVC) and diffusing capacity for carbon monoxide (DLCO) as pulmonary outcomes for 289 patients with SSc and anti-topoisomerase 1 antibodies and developed a framework to sequentially update class membership probabilities for any given patient based on her accumulating data.

Results: We identified a "stable" group of 150 patients for whom both biomarkers changed little from the date of disease onset over the next 10 years, and a "progressor" group of 139 patients that, on average, experienced a clinically significant decline in both measures starting soon after disease onset. For any given patient at any given time, our algorithm calculates the probability of belonging to the progressor group using both baseline characteristics and the patient's longitudinal FVC and DLCO observations.

Conclusions: Our method calculates the probability of being a fast progressor at baseline when no FVC and DLCO are observed, then sequentially updates it as more information becomes available. This sequential integration of patient data and classification of her disease trajectory has the potential to improve clinical decisions and ultimately patient outcomes.

背景:硬皮病(系统性硬化症,简称SSc)是一种慢性自身免疫性疾病,在患者多器官系统的疾病进展中具有广泛的异质性。我们的目标是根据患者的基线特征和疾病进展的时间模式,将患者实时分类为临床可解释的亚群,从而指导临床护理。方法:采用贝叶斯多变量生长混合模型,从约翰霍普金斯硬皮病中心研究登记处确定具有相似肺功能轨迹的患者亚组。我们联合对289例SSc和抗拓扑异构酶1抗体患者的肺部预后进行了强制肺活量(FVC)和一氧化碳弥散量(DLCO)建模,并开发了一个框架,根据患者累积的数据,依次更新任何给定患者的类别隶属概率。结果:我们确定了一个由150名患者组成的“稳定”组,他们的两项生物标志物在接下来的10年里从疾病发病之日起几乎没有变化,以及一个由139名患者组成的“进展”组,平均而言,在疾病发病后不久,两项指标的临床显著下降。对于任何给定的患者,在任何给定的时间,我们的算法使用基线特征和患者的纵向FVC和DLCO观察来计算属于进展组的概率。结论:我们的方法计算在基线时未观察到FVC和DLCO时成为快速进展者的概率,然后在获得更多信息时依次更新它。这种对患者数据和疾病轨迹分类的顺序整合有可能改善临床决策和最终患者预后。
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引用次数: 0
Preference-Informed Cluster Randomized Design for Pragmatic Clinical Trials. 实用临床试验的偏好知情聚类随机设计。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-02-01 DOI: 10.1002/sim.70426
Yuwei Cheng, Adriana Tremoulet, Sonia Jain

Cluster randomized trials (CRTs), in which entire clusters of subjects are randomized to treatment arms, are widely used in pragmatic trials to evaluate interventions under real-world conditions. However, CRTs are particularly vulnerable to treatment non-adherence, especially when cluster-level preferences lead subjects in clusters to deviate from their assigned treatment. Such deviations can reduce power, introduce bias, and compromise generalizability if not properly addressed. This research is directly motivated by a planned multi-center trial in Kawasaki Disease patients with high risk for coronary artery abnormalities, in which institutional treatment preferences influence both willingness to participate and adhere. To address this issue, we propose a Bayesian hierarchical model under a Preference-Informed Cluster Randomized Design (PICRD). This model explicitly incorporates cluster-level treatment switching into the analysis rather than excluding non-willing or non-adherent clusters. We conduct a simulation study to evaluate the performance of the PICRD model across a range of treatment effect sizes and switching proportions. Results demonstrate that the PICRD model consistently outperforms per-protocol analyses by maintaining higher power for the main treatment effect, producing narrower 95% credible intervals, and yielding more stable bias and root mean square error in the presence of substantial non-adherence. By explicitly modeling preference within a Bayesian hierarchical framework, the PICRD approach provides a flexible and robust solution for CRTs conducted in pragmatic settings when willingness to accept randomization assignment or adherence to randomization is often unrealistic.

聚类随机试验(CRTs)在实际试验中被广泛使用,以评估现实世界条件下的干预措施,其中整组受试者被随机分配到治疗组。然而,crt特别容易受到治疗依从性的影响,特别是当集群水平的偏好导致集群中的受试者偏离其指定的治疗时。如果处理不当,这种偏差会降低功率,引入偏差,并损害通用性。本研究的直接动机是一项计划在冠状动脉异常高危川崎病患者中进行的多中心试验,其中机构治疗偏好影响参与和坚持的意愿。为了解决这一问题,我们提出了一个偏好知情聚类随机设计(PICRD)下的贝叶斯分层模型。该模型明确地将集群水平的治疗转换纳入分析,而不是排除不愿意或不依附的集群。我们进行了一项模拟研究,以评估PICRD模型在一系列治疗效果大小和切换比例中的性能。结果表明,PICRD模型通过保持较高的主要治疗效果的功率,产生更窄的95%可信区间,并且在存在大量不依从性的情况下产生更稳定的偏差和均方根误差,始终优于每个方案分析。通过在贝叶斯层次框架内明确建模偏好,PICRD方法为在实际环境中进行的crt提供了灵活而稳健的解决方案,当愿意接受随机分配或坚持随机化通常是不现实的。
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引用次数: 0
A Concave Pairwise Fusion Approach to Heterogeneous Q-Learning for Dynamic Treatment Regimes. 基于凹对融合的动态治疗方案异构q -学习。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-02-01 DOI: 10.1002/sim.70415
Jubo Sun, Wensheng Zhu, Guozhe Sun

A dynamic treatment regime is a sequence of decision rules that map available history information to a treatment option at each decision point. The optimal dynamic treatment regime seeks to make these decisions to maximize the expected outcome of interest. Most existing methods assume population homogeneity. In many complex applications, ignoring latent heterogeneous structures may compromise estimation, highlighting the necessity of exploring heterogeneous structures during the estimation of optimal treatment regimes. We propose heterogeneous Q-learning that facilitates the estimation of optimal dynamic treatment regimes using a concave pairwise fusion penalized approach. The proposed method employs an alternating direction method of multipliers algorithm to solve the concave pairwise fusion penalized least squares problem in each stage. Simulation studies demonstrate that our proposed method outperforms the standard Q-learning method, and it is further illustrated through a real data analysis from the China Rural Hypertension Control Project (CRHCP) study group.

动态治疗方案是一系列决策规则,将可用的历史信息映射到每个决策点的治疗方案。最佳动态治疗方案寻求做出这些决定,以最大限度地提高预期结果的兴趣。大多数现有的方法都假定人口同质性。在许多复杂的应用中,忽略潜在的异质结构可能会损害估计,强调在估计最佳处理方案时探索异质结构的必要性。我们提出了异构q -学习,它有助于使用凹成对融合惩罚方法估计最优动态处理方案。该方法采用交替方向乘法器算法求解凹对融合惩罚最小二乘问题。仿真研究表明,我们提出的方法优于标准的q -学习方法,并通过中国农村高血压控制项目(CRHCP)研究组的真实数据分析进一步证明了这一点。
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引用次数: 0
Patient Retreat in Dose Escalation for Phase I Clinical Trials With Rare Diseases. 罕见病I期临床试验中剂量递增的患者撤退
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-02-01 DOI: 10.1002/sim.70409
Jialu Fang, Guosheng Yin

Phase I clinical trials aim to identify the maximum tolerated dose (MTD), a task that becomes challenging in rare disease due to limited patient recruitment. Traditional dose-finding designs, which assign one dose per patient, require a sufficient sample size that may be infeasible for rare disease trials. To address these limitations, we propose the patient retreat in dose escalation (PRIDE) scheme, which integrates intra-patient dose escalation and considers intra-patient correlations by incorporating random effects into a Bayesian hierarchical framework. We further introduce PRIDE-FA (flexible allocation), an extension of PRIDE with a flexible allocation strategy. By allowing retreated patients to be assigned to any dose level based on trial needs, PRIDE-FA improves resource efficiency, leading to greater reductions in required sample size and trial duration. This paper incorporates random effects into established dose-finding designs, including the calibration-free odds (CFO) design, the Bayesian optimal interval (BOIN) design, and the continual reassessment method (CRM) to account for intra-patient correlations when each patient may receive multiple doses. Simulation studies demonstrate that PRIDE and PRIDE-FA significantly improve the accuracy of MTD selection, reduce required sample size, and shorten trial duration compared to existing dose-finding methods. Together, PRIDE and PRIDE-FA provide a robust and efficient framework for phase I clinical trials with rare diseases.

I期临床试验旨在确定最大耐受剂量(MTD),由于患者招募有限,这一任务在罕见疾病中变得具有挑战性。传统的剂量发现设计,即为每个病人分配一个剂量,需要足够的样本量,这对于罕见病试验可能是不可行的。为了解决这些局限性,我们提出了患者剂量递增撤退(PRIDE)方案,该方案整合了患者内部剂量递增,并通过将随机效应纳入贝叶斯分层框架来考虑患者内部相关性。我们进一步介绍了PRIDE- fa(灵活分配),它是PRIDE的扩展,具有灵活的分配策略。PRIDE-FA允许根据试验需要将患者分配到任何剂量水平,从而提高了资源效率,从而大大减少了所需的样本量和试验时间。本文将随机效应纳入已建立的剂量发现设计,包括无校准几率(CFO)设计、贝叶斯最优区间(BOIN)设计和持续重新评估方法(CRM),以解释每个患者可能接受多个剂量时的患者内部相关性。仿真研究表明,与现有的剂量寻找方法相比,PRIDE和PRIDE- fa显著提高了MTD选择的准确性,减少了所需的样本量,缩短了试验时间。PRIDE和PRIDE- fa共同为罕见病的I期临床试验提供了一个强大而有效的框架。
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引用次数: 0
Bayesian Sample Size Calculations for External Validation Studies of Risk Prediction Models. 风险预测模型外部验证研究中的贝叶斯样本量计算。
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-02-01 DOI: 10.1002/sim.70389
Mohsen Sadatsafavi, Paul Gustafson, Solmaz Setayeshgar, Laure Wynants, Richard D Riley

Contemporary sample size calculations for external validation of risk prediction models require users to specify fixed values of assumed model performance metrics alongside target precision levels (e.g., 95% CI widths). However, due to the finite samples of previous studies, our knowledge of true model performance in the target population is uncertain, and so choosing fixed values represents an incomplete picture. As well, for net benefit (NB) as a measure of clinical utility, the relevance of conventional precision-based inference is doubtful. In this work, we propose a general Bayesian framework for multi-criteria sample size considerations for prediction models for binary outcomes. For statistical metrics of performance (e.g., discrimination and calibration), we propose sample size rules that target desired expected precision or desired assurance probability that the precision criteria will be satisfied. For NB, we propose rules based on Optimality Assurance (the probability that the planned study correctly identifies the optimal strategy) and Value of Information (VoI) analysis, which quantifies the expected gain in NB by learning about model performance from a validation study of a given size. We showcase these developments in a case study on the validation of a risk prediction model for deterioration among hospitalized COVID-19 patients. Compared to conventional sample size calculation methods, a Bayesian approach requires explicit quantification of uncertainty around model performance, and thereby enables flexible sample size rules based on expected precision, assurance probabilities, and VoI. In our case study, calculations based on VoI for NB suggest considerably lower sample sizes are required than when focusing on the precision of calibration metrics. This approach is implemented in the accompanying software.

当前用于风险预测模型外部验证的样本量计算要求用户指定假设模型性能指标的固定值以及目标精度水平(例如,95% CI宽度)。然而,由于以往研究的样本有限,我们对目标人群中模型真实性能的了解是不确定的,因此选择固定值代表了不完整的图景。同样,对于净收益(NB)作为临床效用的衡量标准,传统的基于精度的推断的相关性值得怀疑。在这项工作中,我们提出了一个通用的贝叶斯框架,用于二元结果预测模型的多准则样本量考虑。对于性能的统计度量(例如,判别和校准),我们提出了样本大小规则,目标是期望的预期精度或精度标准将被满足的期望保证概率。对于NB,我们提出了基于最优性保证(计划研究正确识别最优策略的概率)和信息价值(VoI)分析的规则,该分析通过从给定规模的验证研究中学习模型性能来量化NB的预期增益。我们在一个关于COVID-19住院患者恶化风险预测模型验证的案例研究中展示了这些进展。与传统的样本量计算方法相比,贝叶斯方法需要明确量化模型性能的不确定性,从而实现基于预期精度、保证概率和VoI的灵活样本量规则。在我们的案例研究中,基于NB的VoI计算表明,与专注于校准指标的精度相比,所需的样本量要低得多。该方法在附带的软件中实现。
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引用次数: 0
Exploratory and Confirmatory Empirical Research on Algorithms: Implications for Methodological Practice and Education-A Comment on "On 'Confirmatory' Methodological Research in Statistics and Related Fields". 算法的探索性与验证性实证研究:对方法论实践与教育的启示——评《统计学及相关领域的“验证性”方法论研究》
IF 1.8 4区 医学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2026-02-01 DOI: 10.1002/sim.70388
Ulrich Mansmann
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引用次数: 0
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Statistics in Medicine
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